487 F.2d 367 | 2d Cir. | 1973
Lead Opinion
Appellant Thomas Lee Rudd appeals from a judgment of conviction entered April 6, 1973 after a bench trial in the Southern District of New York, Lloyd F. MacMahon, District Judge, for refusal to report for an armed forces physical examination, in violation of Section 12(a) of the Military Selective Service Act of 1967, 50 U.S.C. App. § 462(a) (1970), and 32 C.F.R. § 1628.16 (1972).
Appellant’s essential claim on appeal is that, although he was classified 1-A by his local board at the time of the order to report for a physical examination, he was entitled to a 1-0 (conscientious objector) classification; that he would have obtained such classification if he had not been misled by his local board; that as a 1-0 he could have waived a physical; and therefore he was immune from prosecution for refusal to report for a physical. We disagree.
The short answer to appellant’s claim is that, assuming arguendo that the local board’s 1-A classification was invalid, it did not excuse him from reporting for a physical examination. As the Supreme Court said in McKart v. United States, 395 U.S. 185 (1969):
“. . . a registrant is under a duty to comply with the order to report for a physical examination and may be criminally prosecuted for failure to comply. If the Government deems it important enough to the smooth functioning of the System to have unfit registrants weeded out at the earliest possible moment, it can enforce the duty to report for pre-in-duction examinations by criminal sanctions.” Id. at 201. (footnotes omitted).
* * *
“An invalid classification would not be a defense today to a prosecution for failure to report for a pre-induction examination.” Id. at 203. (emphasis added).
We so held upon essentially similar facts on August 15, 1973 in affirming from the bench a conviction for refusal to report for a physical examination despite an alleged invalid 1-A classification. United States v. Lawrence, 481 F.2d 1397 (2 Cir. 1973). See also United States v. Shriver, 473 F.2d 436, 437 (3 Cir. 1973); United States v. Heywood, 469 F.2d 602 (9 Cir. 1972), distinguishing United States v. Hayden, 445 F.2d 1365 (9 Cir. 1971); United States v. Dombrouski, 445 F.2d 1289, 1296 (8 Cir. 1971); United States v. Zmuda, 423 F.2d 757 (3 Cir.), cert, denied, 398 U.S. 960 (1970); United States v. Moriarty, 319 F.Supp. 117, 121 (W.D.Mo.1970). And while we recognize the force of Judge Feinberg’s characteristically perceptive dissent in United States v. McGee, 426 F.2d 691, 705 (2 Cir. 1970), aff'd on other grounds, 402 U.S. 479 (1971), it serves here to emphasize that the controlling law of this Circuit is to the contrary.
Moreover, we do not believe that appellant was in any way misled by the local board. He was sophisticated and intelligent. His objection to the special form for conscientious objectors did not preclude him from stating his views. His letters to the local board are indicative of his attitude. The record fully supports Judge MacMahon’s finding in this respect:
“He was not misled. On the contrary, as I have said, he was just being cute. He knew full well, and was fully informed from some other source, as his letter reveals that he could claim conscientious objector.”
Affirmed.
Dissenting Opinion
(dissenting):
The majority says that “we do not believe that appellant was in any way misled by the local board.” I believe the opposite to be the case. While a student with a l-S(C) classification, he wrote on July 27, 1969, and again on August 6, 1969, requesting that he be sent a copy of SSS Form No. 150, the special form for conscientious objectors. He did not send in this form because it asked for objections to the military based on “religious training and belief,” and this was before Welsh v. United States, 398 U.S. 333, 90 S.Ct. 1792, 26 L.Ed.2d 308 (1970), decided that one could properly be classified a conscientious objector despite not having a religious basis for his convictions. He was reclassified 1-A by
The precise question here then is whether appellant’s conviction for failing to report for a physical can stand even though his conviction for refusing induction could not. In McKart v. United States, 395 U.S. 185, 201-203, 89 S.Ct. 1657, 23 L.Ed.2d 194 (1969), a case involving neither a claim of conscientious objection nor misleading board conduct, there is dictum that suggests that failure to report for a physical is a crime separable from failure to report for induction and that misclassification is not a defense to the failure to report for a physical. In Judge Feinberg’s dissent in United States v. McGee, 426 F.2d 691, 704-705 (2d Cir. 1970), aff’d on other grounds, 402 U.S. 479, 91 S.Ct. 1565, 29 L.Ed.2d 47 (1971), he suggests quite persuasively to me that the McKart dictum should not be extended to cases involving wrongful failure to consider a conscientious objector classification.
It is true that there are cases which have applied the McKart dictum in circumstances implicitly rejecting Judge Feinberg’s distinction. E. g., United States v. Zmuda, 423 F.2d 757, 759 (3rd Cir.), cert, denied, 398 U.S. 960, 90 S.Ct.
Since it would seem to me that where the would-be CO registrant has been sufficiently misled by the board as to prevent his being prosecuted for failure to report for induction, United States v. Timmins, swpra, as the Government by its consent to dismissal of the induction count here conceded, it should equally be prevented from prosecution for failure to report for a physical. In order words, in this, the first ease in this circuit clearly presenting the question, discussed by Judge Feinberg in his dissent in United States v. McGee, supra, I would adopt his analysis.
Accordingly, I would reverse the judgment below.
. In McQ-ee, the majority read the record as indicating that the board had in fact passed on the defendant’s application for conscientious objector status, 426 F.2d at 698-699, whereas Judge Feinberg concluded that the defendant’s application had not been considered, id. at 702-703. In this case the Government does not, nor could it, contend that defendant Rudd’s claim was ever considered by the board. The majority here asserts that Rudd’s “objection to the special form for conscientious objectors did not preclude him from stating his views”; this assertion proves too much, because it is clear from the record that Rudd did, to the best of his ability, state his views in correspondence with the board, and those views never received any consideration by the board. It cannot be doubted that Rudd “met his obligation to seek assistance of the board, and the local board failed to correct an important mis-impression of appellant, of which it was made fully aware.” United States v. Sanders, 470 F.2d 937, 938 (9th Cir. 1972).