Lead Opinion
KENNEDY, J., delivered the opinion of the court, in which WHITE, J., joined. MOORE, J. (pp. 314-19), delivered a separate opinion dissenting in part and concurring in part.
OPINION
Defendanb-Appellant James Thomas pleaded guilty under a conditional plea agreement to one count of manufacturing 100 or more marijuana plants and one count of possession with intent to distribute a detectable amount of marijuana, in violation of 21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2. Thomas now exercises a right he reserved under the plea agreement by appealing the district court’s denial of his motion to suppress the evidence that law enforcement agents seized from his trailer home during execution of a search warrant. Thomas also appeals his sentence, claiming that he was not given- certain sentence reductions to which he is allegedly entitled. Because there was probable cause to support the issuance of the search warrant in this case, we AFFIRM the district court’s order denying Thomas’ motion to suppress. Additionally, we DISMISS Thomas’ sentence appeal to the extent that he knowingly and voluntarily waived his right to appeal it through his plea agreement.
FACTUAL AND PROCEDURAL BACKGROUND
On October 25, 2005, Tennessee Bureau of Investigation Special Agent Dennis Mabry presented an application for a warrant to search the premises of 3971 Taz Hyde Road in Nashville, Tennessee to a judge of the Metropolitan Davidson County, Tennessee Court. In his affidavit in support
1. SA John Hardcastle with the Drug Enforcement Administration (DEA) recently met with a Confidential Informant (Cl) who works for DEA. This Cl provided information regarding [sic] illegal indoor marijuana grow operation located at 3971 Taz Hyde Road, Nashville, TN. This Cl has worked with SA Hard-castle, and has given him reliable information within the past year. Information provided by this Cl has led to the successful arrests and prosecution of three subjects who were arrested. Two were charged and convicted in Federal Court.
2. The Cl has informed SA Hardcastle that James I. THOMAS has had a reputation within the marijuana community of Nashville for the past two to three years as being a successful producer of just not [sic] leaf marijuana, but the more sought after “bud” of the plant, which is more expensive and produces a greater high for the user. Typically one ounce of the “hydroponically” produced bud will sell as for a high [sic] as $250.00 per ounce.
3. The Cl informed SA Hardcastle where James I. THOMAS lived. SA Hardcastle was able to confirm by [sic] THOMAS’S driver’s license has the address of 3971 Taz Hyde Road. SA Hard-castle discovered that THOMAS has an active gun permit with the address listed as 3971 Taz Hyde Road. On 10-18-2005 at approximately 10:15 am, SA Hardcastle drove by the residence of 3971 Taz Hyde Road and observed THOMAS standing in the driveway smoking a cigarette.
4. According to the reliable Cl, he/she has been to the residence on at least three occasions and observed THOMAS conduct narcotic transactions. The Cl has observed THOMAS exit the residence with marijuana and sell the marijuana to customers on at least three occasions. [2 ]
5. According to Nashville Electric Service, the subscriber to this residence is Sandra G. Brumit the girlfriend of James I. THOMAS. [3 ] According to Metro Nashville Property records, Brumit is the owner of the property. The house has a finished area of 1059 square footage. SA Hardcastle pulled electricity records for that address from March 2005 through September 2005. The research conducted by SA Hardcastle revealed usage which SA Hardcastle and I believe to be high usage. The following information was provided by Nashville Electric Service (NES) to the [sic] SA Hardcastle for the electrical usage at 3971 Taz Hyde Road:
March 2005 — $345.24
April 2005 — $371.22
May 2005 — $337.51
June 2005 — $436.28
July 2005 — $513.90
August 2005 — $499.63
Sept. 2005 — $530.46
6. The following information was provided by the Nashville Electric Service*305 (NES) to SA Hardcastle for the electric usage for the neighbor of THOMAS located at address of 3986 Taz Hyde Road. The square footage of the residence according to the Davidson County is 1568 square footage of finished area.
May 2005 — $125.00
June 2005 — $181.64
July 2005 — $202.78
Aug 2005 — $221.89
Sept 2005 — $233.21
7. According to the NES records, THOMAS’S residence regularly uses more electricity than the neighbor. THOMAS pays twice as much a month on a regular basis which you [sic] affiant knows is something that is very common with indoor marijuana grow operations.
8. Indoor marijuana cultivation operations typically use large volumes of electricity to operate the advanced lighting systems used in such operations. An indoor grow operation can generate marijuana year round if the growing operation is managed properly. An indoor grower of marijuana will use a technique that is referred to as an “up cycle” to increase the lighting given to the marijuana simulate [sic] the coming of fall to make the marijuana plants to [sic] produce more “buds” on the plants.
9. NES disclosed to the Affiant that the January 2005 bill was for $745.00. Given the recorded square footage of the 3971 Taz Hyde Road location and the utility usage, it strongly appears that James I. THOMAS is “cycling up” on his utility usage which indicates that THOMAS is running a marijuana cultivation operation on the 3971 Taz Hyde Road location.
10. Davidson County property records reveal that there are at least two “out buildings” lоcated on the property out of sight from the front of the property. Property records do not indicate that there are any other structures on the property that would legitimately use such a high volume of electricity such as a heated pool or air conditioned buildings other that [sic] the residence. [4 ]
Based on this information, the judge issued a search warrant, which was executed on October 26, 2005. When the officers arrived at the Taz Hyde property, .they discovered that Thomas, as well as his girlfriend and their two children, lived in a freestanding trailer home behind the main building of the property. Agents searched the trailer and seized the following: 128 living marijuana plants growing in soil; five pounds of processed marijuana; indoor marijuana grow equipment; five handguns and a sawed-off shotgun; $5,600 in cash; and six motorcycles. Thomas was arrested and later charged in the Middle District of Tennessee with one count of manufacturing 100 or more marijuana plants and one count of possession with intent to distribute a detectable amount of marijuana, in violation of 21 U.S.C. § 841(а)(1) and 18 U.S.C. § 2.
Thomas filed a motion to suppress the seized evidence on the ground that the search warrant was not supported by probable cause. The district court held a suppression hearing on April 25, 2007. At the hearing, Agent Hardcastle testified and essentially reiterated all of the information found in the warrant affidavit. He denied making any intentional or reckless misrepresentations in the affidavit. Hard-castle did admit that the marijuana sales referred to by the confidential informant had taken place eight months before, but he testified that he considered the infor
On May 30, 2007, the district court issued an opinion and order denying Thomas’ motion to suppress. In so ruling, the district court found Agent Hardcastle’s testimony credible and Sandra Brumit’s testimony not credible. The court found that Thomas failed to make a preliminary showing that any of the agents knowingly, intentionally, or recklessly made any false statements necessary to the finding of probable cause. Accordingly, the court refused to grant Thomas a probable cause hearing pursuant to Franks v. Delaware,
On June 12, 2007, Thomas pleaded guilty to both counts on which he was indicted as part of an agreement he made with the government. In exchange for this plea, the government agreed not to appeal the sentence Thomas would receive, and it also agreed to recommend a three-level sentence reduction for acceptance of responsibility. Thomas, in addition to his plea, also agreed to waive his right to appeal any ruling (including a within-guidelines sentence) except for the suppression denial. These conditions were сlearly delineated in the written plea agreement which Thomas signed, and he also recognized the terms of the agreement after being questioned by the judge during the plea hearing. The district court eventually sentenced Thomas to five years in prison, the statutory minimum. This appeal followed.
DISCUSSION
I. Probable Cause Determination
A. Standard of Review
We review the district court’s probable cause determination at a suppression hearing under two “complementary” standards. See, e.g., United States v. Helton,
B. Probable Cause Analysis
Although Thomas cites Franks v. Delaware,
The Fourth Amendment mandates that a search warrant may only be issued upon a showing of probable cause. U.S. Const, amend. IV (“[N]o Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.”). Probable cause exists “when there is a ‘fair probability’ ... that contraband or evidence of a crime will be found in a particular place.” Helton,
When an affidavit relies on hearsay information from a confidential informant, the judicial officеr (and reviewing court) must consider the veracity, reliability, and basis of knowledge for that information as part of the totality-of-the-circumstances review. Helton,
The instant ease presents us with an affidavit offering a relatively thin justification for probable cause. Nevertheless, we find that the affidavit contains enough of the aforementioned elements that can be used to support a finding of probable cause. First, the affidavit contains specific information from a confidential informant indicating that evidence of a crime would be found at the Taz Hyde property. The affidavit alleges that the informant provided both a tip that there was a marijuana grow operation at Thomas’ residence, and also (despite our dissenting colleague’s claim to the contrary
The problem with Thomas’ arguments here, like that of the dissent, is that they focus on what the affidavit lacks. “The affidavit is judged on the adequacy of what it does contain, not on what it lacks, or on what a critic might say should have been added.” Allen,
Thomas’ second argument challenging the affidavit is that the confidential informant’s tip was stale because it was over eight months old. “A determination of whether an informant’s tip is stale rests оn several factors including ‘the character of the crime (chance encounter in the night or regenerating conspiracy?), the criminal (nomadic or entrenched?), the thing to be seized (perishable and easily transferable or of enduring utility to its holder?), the place to be searched (mere criminal forum of convenience or secure operational base?).’ ” Hammond,
Here, the NES utility usage records sufficiently refreshed the informant’s tip.
Thomas challenges this refreshing evidence on two main grounds: 1) the affiant was not an electrical expert, and 2) there was a second residence on the Taz Hyde property. Thomas’ first argument is simply contrary to existing Sixth Circuit precedent, which has credited electrical usage records in similar contexts without the testimony or analysis of an electrical expert. See Zimmer,
II. Leon Exception
In its opinion and order denying Thomas’ motion to suppress, the district court also ruled that the Leon good-faith exception was applicable even if the search warrant were deficient. In his brief to this Court, Thomas’ counsel recites verbatim the elements of the Leon doctrine but fails to explain how they entitle him to any relief. Nor does he actually argue that the district court’s Leon ruling was error. However, since Thomas would also need a reversal of this decision in order to gain relief, and because his brief does refer to the Leon doctrine, we will review this decision as well.
In United States v. Leon,
In this case, Thomas has failed to satisfy any of these exceptions. Thomas has not submitted any evidence to suggest that the state court served as a rubber stamp for police activity. And we have already explained above that Thomas has failed to show that the officers knowingly inserted false information into the affidavit or even acted in reckless disregard for the truth. Based on our analysis above regarding the facial validity of the affidavit and search warrant, we also cannot say that a reasonable officer could not have presumеd the affidavit and warrant to be valid. In an attempt to undercut this ruling, our dissenting colleague again improperly divides and attacks the evidence provided in the affidavit instead of viewing the evidence in its totality. We agree with the district court’s explanation that the officers “presented a neutral judicial officer with an affidavit stating that he was aware of information indicating the presence of a marijuana growing operation at a specific location based on the report of a reliable informant that was corroborated by electric usage records and other details about the Defendant.” The officer in this case independently investigated and corroborated the informant’s tip “to the extent possible,” see United States v. King,
Thomas also appeals his sentence. Specifically, he seems to argue that his guideline range, beginning with the statutory mandatory minimum, was incorrect because he was entitled to the “safety valve” in United States Sentencing Guidelines (“U.S.S.G.”) § 5C1.2, which would have allowed the district court to sentence Thomas based solely on his calculated guideline range without regard to the statutory mandatory minimum as the starting point. Thomas’ brief does not address how our review of this issue is not precluded under his plea agreement’s waiver provision. This Court reviews de novo the scope and validity of an appeal waiver, interpreting plea agreements strictly and “ ‘with ambiguities construed against the government.’ ” United States v. Jones,
In Jones, the district court determined the defendant’s applicable guideline range as 70 to 87 months, but sentenced the defendant to 180 months based on two consecutive statutory mandatory minimum sentences. Id. at 571-72. Under his plea agreement, the defendant had waived his “ ‘right to appeal any sentence which is at or below the maximum of the guideline range,’ ” but the defendant appealed solely on the grounds that the ten-year mandatory-minimum sentence imposed was unconstitutional. Id. at 572-73 (quoting Plea Agreement ¶ 10). This Court held that the ambiguity in whether a statutory mandatory-minimum sentence that becomes the “guideline sentence” under U.S.S.G. § 5Gl.l(b) “also constitutes the ‘guideline range’ referenced in the plea agreement” must be construed against the government to be a distinct concept. Id. at 572. Faced with “two reasonable interpretations” of § 5G1.1, we concluded that we must construe “above the guideline range” strictly against the government, finding
§ 5Gl.l(b) contemplates a two-step process: first, the sentencing court must calculate the applicable guideline range-, next, the sentencing court must determine whether the statutory minimum exceeds the top of the properly calculated guideline range. If the statutory minimum is greater than the top of the guideline range, the statutory minimum becomes the guideline sentence. On this reading of § 5Gl.l(b), the guideline range does not become equivalent to, or merge into, the statutory minimum/guideline sentence.
Id. We found it particularly telling that other plea agreements avoided this ambiguity by explicitly including a waiver of both guideline range and mandatory-minimum guideline sentence appeals. Id. at 572-73. Thus, because the defendant’s guideline sentence of 180 months exceeded his applicable guideline range of 70 to 87 months that the district court had calculated prior to considering the statutory mandatory mínimums, we held that the defendant’s appeal waiver did not preclude his challenge to the mandatory minimum. Id.
Here, Thomas signed a plea agreement and a “Petition to Enter a Plea of Guilty” on the same day as his plea hearing. Thomas’ plea agreement stated that Count 1 “carries a term of imprisonment of not less than 5 years” and that “For purposes of determining the U.S.S.G. recommended sentencing range, the United States and Defendant agree ... [that 21 U.S.C. § ]841(b)(l)(B)(viii) requires a statutory
It is further agreed that (I) Defendant will not file a direct appeal, nor litigate under Title 28, United States Code, Section 2255 and/or Section 2241, any sentence within or below the Anticipated Guidelines Range.... This provision is binding on the parties even if the Court employs a U.S.S.G. analysis different from that stipulated to herein.... Acknowledging [18 U.S.C. § 3742], Defendant knowingly waives the right to appeal any sentence within the maximum provided in the offense level as determined by the Court or the manner in which that sentence was determined on the grounds set forth in 18 U.S.C. § 3742 or on any ground whatever, in exchange for the concessions made by the United States in this Plea Agreement. Defendant also knowingly waives the right to challenge the sentence imposed and the manner in which it was determined in any collateral attack, including, but not limited to, a motion brought pursuant to 28 U.S.C. § 2255 and/or § 2241.
(Emphases added.) Thomas’ petition further acknowledged “the statutory penalty for the offense(s) with which I am charged” and that “I have been advised by my attorney that the guideline range in my case should be from mandatory 5 years to N/A months” in a prе-printed, fill-in-the-blank format; Thomas also initialed a handwritten “mandatory minimum of 5 years on Count 1.” (Emphasis added.) Thomas again acknowledged this anticipated range and his § 5C1.2 argument at his plea hearing.
Therefore, because Thomas’ plea agreement and petition explicitly tied the calculation of his guideline range to the statutory mandatory-minimum sentence and he clearly waived the right to appeal the district court’s calculation of his guideline range and sentence, the reasoning in Jones does not apply. Jones,
CONCLUSION
For the foregoing reasons, we AFFIRM the district court’s denial of Thomas’ motion to suppress, and we DISMISS Thomas’ sentence appeal.
Notes
. Although the actual information was provided by Hardcastle, Mabry was the affiant.
. The affidavit does not mention (here or anywhere else) that this information pertaining to Thomas was more than eight months old.
. The agents would later discover that Brumit was in fact Thomas' mother, not his girlfriend.
. Agent Hardcastle would later testify in the suppression hearing that, during his investigation, when he drove up to the Taz Hyde property, he could not see any buildings other than the house that might use a substantial amount of electricity.
. Our dissenting colleague states that the tip is "vague” and “bald.” While we note that the tip is not perfеct, it is far from bald. In fact, it provides several specific details, as we note here.
. The dissent fails to recognize this important detail. As noted above, when an affidavit indicates the reliability of the informant, the tip on its own can be sufficient to support probable cause. E.g., Allen,
. The dissent cites United States v. Zimmer,
. At this point in his brief, Thomas also asserts that Agent Hardcastle's information was "included in reckless disregard for the truth. Pursuant to Franks v. Delaware, these allegations should be excised." Under Franks and its progeny, the district court is required to hold a hearing as to the sufficiency of the affidavit if the defendant can make a substantial preliminary showing that a false statement necessary to the finding of probable cause was made knowingly and intentionally or with reckless disregard for the truth and was included in the affidavit. Franks,
. The dissent errs in characterizing these records as merely refreshing the tip. Dissenting Op. at 316 (“Even assuming the electrical-usage records refreshed the reputation statement, ... the reputation statement here is not sufficient to support probable cause.”) Indeed, the records also serve as corroborating evidence that a grow operation was ongoing at Thomas' residence.
. It would be a different case if the officers had known about the second building but failed to reveal its existence to the judge issuing the search warrant. But that case is not before us.
. Specifically, the hearing included this conversation:
THE COURT:....
[The Petition to Enter a Guilty Plea] also says in the middle of the paragraph that you’ve been advised by your attorney that the guideline range in your case should be from the mandatory five years to — and it says not applicable months.
So it appears that your attorney has estimated your guideline range would be the mandatory five years in that case. I’ll look and see what the Plea Agreement says.
MR. SCRUGGS [Defense counsel]: I advised [Thomas] that the mandatory minimum under the statute is a mandatory minimum of five years. But in the Plea Agreement we’re going to be asking the Court to consider the safety valve, which would take it back down to between 27 and 33 months.
THE COURT: Okay. Let’s see.
There's a discussion of the calculation of the guidelines in the Plea Agreement, beginning at the top of Page 8....
Mr. Thomas, it looks like your lawyer and the Government's lawyer are saying with regard to Count 1 then, that there is a statutory minimum sentence of five years unless you’re granted some relief under the safety valve, which Mr. Scruggs says you’re entitled to.
This says that the Government contends that you will not be eligible for this relief that’s available to you under that safety valve statute, which allows the Court in that event to sentence less than five years.
So that’s the situation with regard to Count 1. That’s what is being recommended to me and estimated to you by your lawyer.
They do recommend some guidance to the Court about the governing statute, as well as what the guideline calculation should be, but there’s no certain guideline range in your case at this point.
Do you have any questions about any of that?
*314 THE DEFENDANT: No, sir.
.... [Continued plea colloquy; begins discussion of scope of appeal waiver]
MR. SCRUGGS: Your Honor, my understanding is that if for some reason the Court departs upward, though, outside the guideline range, we could appeal that.
THE COURT: Okay. I think that's right. I didn't read it carefully.
What yоu’re saying is so long as the Court imposes a sentence within the anticipated guideline range. And the Government also waives its right to appeal the sentence unless the Court goes below the guideline range.
(Emphases added.)
Concurrence Opinion
dissenting in part and concurring in part.
I dissent from Parts I and II of the majority opinion because I believe that the affidavit is not sufficient to support a finding of probable cause and that the Leon good-faith exception does not apply. I concur in Part III.
I. THE AFFIDAVIT IS INSUFFICIENT TO SUPPORT A FINDING OF PROBABLE CAUSE
I disagree that the “relatively thin justification for probable cause” in the affidavit “contains enough” to support a finding of probable cause, Majority Op. at 308, because I believe that the affidavit does not contain a “totality” of facts to provide a reasonable basis for the belief that evidence of a marijuana grow operation, or any continuing marijuana sales, would be found at the Taz Hyde property. Even assuming that the affidavit contains enough information to support the confidential informant’s veracity and reliability for providing drug-related information — a point on which the majority and I disagree — the majority opinion dodges the difficult question of how the issuing magistrate could independently determine that the confidential informant is tied to the marijuana community to be able to make a
Although significant corroboration could bolster the confidential informant’s tip, I cannot agree that “the police corroborated significant parts of the informant’s story,” Majority Op. at 307, especially given the rather simple nature of the tip — the direct observation of three discrete sales outside the home, without more (including timing, frequency, quantity, or type), and the bald assertion that Thomas had a reputation as a grower. The affidavit gives no indication of how the confidential informant came to know of Thomas as a grower rather than just a seller — Agent Hardcastle’s knowledge of the confidential informant’s connections in the Nashville marijuana community was not provided in the affidavit.
Indeed, without more to tie Thomas’s residence to a marijuana grow operation, the staleness analysis is flawed — although the majority opinion notes that evidence of a grow operation is not subject to becoming stalе based on the nature of the crime, Majority Op. at 309-10, it does not wrestle with the problem that the confidential informant did not actually provide information about a grow other than the reputation statement. The staleness analysis is based entirely on the electrical-usage records, but the sole information that the electrical-usage records could “refresh” would be the reputation statement, which was the singular statement that could actually tie Thomas to a growing operation rather than merely a sale. Of the two electrical-usage cases on which the majority opinion relies for its staleness analysis, neither Zimmer nor Thomas rely on electrical usage to refresh otherwise stale information rather than merely to corroborate. Even assuming the electrical-usage records refreshed the reputation statement, under the staleness cases on which the majority opinion relies the reputation statement here is not sufficient to support probable cause. See United States v. Greany,
Therefore, I conclude that the evidence presented in the affidavit when viewed together and in its totality is insufficient to support a reasonable belief that probable causе existed and that the affidavit is invalid on its face because the readily apparent holes in the information provided cannot provide a totality of facts that support probable cause.
II. THE LEON GOOD-FAITH EXCEPTION DOES NOT APPLY
I write separately in dissent from Part II of the majority opinion because I believe that either the third or fourth Leon circumstance may negate the good-faith exception. Based on my conclusion that the affidavit was insufficient to support probable cause on its face, I cannot agree with the majority’s statement that “we also cannot say that a reasonable officer could not have presumed the affidavit and warrant to be valid.” Majority Op. at 311. I acknowledge that “ ‘it is entirely possible that an affidavit could be insufficient for probable cause but sufficient for good-faith reliance,’ ” because it is more difficult to show that an affidavit presented a “substantial basis” for finding probable cause rather than to establish that an offiсer’s reliance on the affidavit was “objectively reasonable.” United States v. Hython,
But even viewed in light of “all of the circumstances,” the fatal flaws in the affidavit — the vague, insufficiently refreshed, and largely uncorroborated reputation and sales statements coupled only with mildly inculpatory electrical-usage records — lead me to conclude that, looking at the whole of the affidavit and the totality of the evidence presented, “a reasonably well trained officer would have known that the search was illegal despite the magistrate’s authorization.” United States v. Leon,
I also disagree with the majority’s reliance on “the district court’s explanation that the officers ‘presented a neutral judi
For these reasons, I conclude that the totality of the evidence presented in the warrant affidavit here was so lacking in indicia of probable cause to make the officers’ reliance objectively unreasonable. The search cannot be justified on the basis of Leon.
III. CONCLUSION
For these reasons, I respectfully dissent from Parts I and II of the majority opinion, and I would REVERSE the district court’s denial of Thomas’s motion to suppress and REMAND for further proceedings consistent with my opinion. Notwithstanding that belief, I concur in Part III.
. Although I join the majority opinion’s statement of the facts, I think that the majority provides a misleading summary of Agent Hardcastle's suppression hearing testimony. Agent Hardcastle’s testimony does indicate that he believed that “the confidential informant maintained his connections with the marijuana community," Majority Op. at 306, but the confidential informant had been arrested eight months prior to the time that this affidavit was written, аnd Agent Hardcastle further testified that "when the C[I] was arrested, apparently the word got out and he was extricated from the marijuana cultivation community,” R.31 at 44. Agent Hardcastle testified that the confidential informant was "fully steeped” in the marijuana community “at the time” the informant observed the sales eight months prior to the affidavit's date, but that the information related to a grow operation “was [the informant's] opinion and he had learned [that] from a second party on the property.” Id. at 45. Agent Hardcastle testified that he believed the information was still reliable because the informant "was still friends with these other marijuana producers. They wouldn't deal with him as far as the capacity of selling, dealing, trading, but he would still talk to them.... I had him seek out these people and find out about Mr. Thomas.” Id. at 46.
. I follow this court’s requirement that we conduct our review based on a totality of the circumstances, guided by our precedents. Because of the deficiencies in the whole of the affidavit, I conclude that a review of the totality of the circumstances does not provide "a substantial basis for determining the existence of probable cause.” Illinois v. Gates,
