458 F.2d 670 | 5th Cir. | 1972
Lead Opinion
Appellants, Theodore R. Harris, Bobby G. Barfield, Don G. Chapman, and Richard L. Scott, appeal jury convictions of the federal crimes of conspiracy and burglary, alleging that the trial judge committed reversible error in denying their motions to sever the consolidated trial, in refusing to sequester the jury, in failing to compel the government to disclose prior to trial a statement by an alleged co-conspirator who had “turned state’s evidence,” in failing to require a preliminary hearing for the purpose of having a government witness identify the defendants prior to trial, and in refusing to grant appellants’ motions for judgment of acquittal on the ground that the evidence was insufficient to support a verdict of guilty. In addition, appellant Harris asserts that the trial judge erred when he did not specifically instruct the jury regarding the credibility and weight to be given to alibi testimony submitted in behalf of Harris; and appellant Chapman appeals the trial judge’s refusal to disqualify himself because of alleged prejudice against Chapman and because of the judge’s admitted ownership of stock related to the burglarized bank. We find all allegations of error without merit, and we affirm the convictions.
Defendants may be joined in indictment and in trial if “they are alleged to have participated in the same act or transaction or in the same series of acts or transactions constituting an offense or offenses,” F.R.Crim.Pro. 8 (b) and 13, unless “it appears that a defendant or the government is prejudiced by a joinder of offenses or of defendants . . . for trial together,” F.R.Crim.Pro. 14. All appellants in this case were alleged to have conspired to commit and to have committed precisely the same crime, allegations clearly within the ambit of 8(b). Once the conditions of Rule 8(b) are satisfied, it is then “within the sound discretion of the
“To say that the jury might have been confused amounts to nothing more than an unfounded speculation that the jurors disregarded clear instructions of the court in arriving at their verdict. Our theory of trial relies upon*674 the ability of a jury to follow instructions. There is nothing in this record to call for reversal because of any confusion or injustice arising from the joint trial.”
Opper v. United States, 348 U.S. at 95, 75 S.Ct. at 165. Appellants Barfield, Chapman, and Scott also assert that the trial judge was in error when he permitted joinder of the substantive burglary charge and the conspiracy charge. But the alleged burglary and the alleged conspiracy were “of the same or similar character or [were] based on the same act or transaction or on two or more acts or transactions connected together or constituting parts of a common scheme or plan,” also within the discretionary perimeters of the Federal Rules, F.R.Crim.Pro. 8(a). Appellants were tried for jointly conspiring to burglarize and for jointly and severally committing the substantive burglary planned during the conspiracy; absent other showings of prejudice we find nothing inappropriate in consolidation under these circumstances. We conclude that sufficient prejudice to any of the defendants has not been established, and severance of the individual defendants was not required.
Appellants next contend that the trial court erred in refusing defendants’ request to sequester the jury overnight, even though the trial judge did instruct the jurors that they were not to discuss the case or to listen to any media discussion of it. In so contending, appellants rely heavily on two Seventh Circuit cases, United States v. D’Antonio, 7 Cir. 1965, 342 F.2d 667, and United States v. Panczko, 7 Cir. 1965, 353 F.2d 676, cert. denied, 383 U.S. 935, 86 S.Ct. 1066, 15 L.Ed.2d 853. We note that D’Antonio and Panczko appear to impose more stringent restrictions on the discretion of a trial judge to decline to sequester the jury than does this court. See Tyler v. United States, 5 Cir. 1968, 397 F.2d 565, cert. denied, 394 U.S. 917, 89 S.Ct. 1187, 22 L.Ed.2d 450; Grant v. United States, 5 Cir. 1966, 368 F.2d 658; Estes v. United States, 5 Cir. 1964, 335 F.2d 609, cert. denied, 379 U.S. 964, 85 S.Ct. 656, 13 L.Ed.2d 559; accord, Cardarella v. United States, 8 Cir. 1967, 375 F.2d 222, cert. denied, 389 U.S. 882, 88 S.Ct. 129, 19 L.Ed.2d 176; Hines v. United States, 10 Cir. 1966, 365 F.2d 649; United States v. Breland, 2 Cir. 1967, 376 F.2d 721; see generally, Holt v. United States, 1910, 218 U.S. 245, 31 S.Ct. 2, 54 L.Ed. 1021. It also appears that in our previous cases there had been no prior objection by defendant to the separation of the jury after it had begun its deliberations, but we see no reason to adopt the Seventh Circuit rule that a defendant has the absolute right to demand that the jury be sequestered overnight. We note that in both D’Antonio and Panczko there were additional reasons for the court to conclude that the defendants had been prejudiced by the separation of the jury, quite independent of the separation standing alone.
In their third allegation of error appellants contend that the government failed to disclose the statement of one witness, in violation of Brady v. Maryland, 1963, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 and Williams v. Dutton, 5 Cir. 1968, 400 F.2d 797, cert. denied, 393 U.S. 1105, 89 S.Ct. 908, 21 L.Ed.2d 799. Under Brady the government may not suppress evidence favorable to the accused, and under Dutton the government has an “affirmative duty . to produce at the appropriate time requested evidence which is materially favorable to the accused either as direct or impeaching evidence.” 400 F.2d at 800. The statement which was not submitted to appellants prior to trial was that of John L. Johnson, the conspirator-turned-accuser. Appellants contend that this failure to disclose prejudiced them in two instances: first, simply in that they did not know prior to trial the specific substance of Johnson’s testimony; second, in that there was a conflict between Johnson’s testimony and that of another government witness regarding the specific whereabouts of appellant Barfield during the alleged burglary, which could be related to Johnson’s credibility.
We find no merit whatsoever to appellants’ fourth contention, that they were denied their Sixth Amendment right to confront witnesses against them. Each of the appellants confronted and cross-examined witness Johnson, the alleged co-conspirator, during the trial. There is no Sixth Amendment requirement that they also be allowed to confront Johnson at a preliminary hearing prior to trial. The indictment returned
Similarly, appellants’ fifth contention, that the trial judge erred in not granting their motions for judgment of acquittal on the ground that the evidence was insufficient to support a verdict of guilty, is without merit. The testimony of Johnson is cogent and material. In addition, there was corroborating testimony from several other government witnesses linking the appellants and individually incriminating most of the appellants. Altogether, the evidence is sufficient to support a jury verdict of guilty. Glas-ser v. United States, 1942, 315 U.S. 60, 62 S.Ct. 457, 86 L.Ed. 680; Gordon v. United States, 5 Cir. 1971, 438 F.2d 858.
Appellant Chapman’s claim that the trial judge should have disqualified himself as to Chapman is almost frivolous. The fact that the trial judge owned a small amount of stock in the holding company which had some control over the group of banks of which the burglarized bank was a member, a fact which the trial judge disclosed at the trial, does not, in our opinion, render him personally biased, see 28 U.S.C.A. § 144. See also United States v. Ravich, 2 Cir. 1970, 421 F.2d 1196, cert. denied, 400 U.S. 834, 91 S.Ct. 69, 27 L.Ed.2d 66. Likewise, the mere fact that the trial judge had ruled against appellant Chapman in an earlier appearance before his court does not ipso facto render the trial judge biased. Our judicial system does not provide for no-deposit/no-return judges, disposable after one use. An accused cannot be allowed to find himself immune from the law simply because he has run through every judge within his venue, and “used” judges must simply be recycled. Without a much more substantial showing of some personal bias against appellant Chapman, we find nothing whatsoever in the record or in the trial judge’s able handling of the case to add any substance to what is at best a very flimsy assertion of bias.
Finally, appellant Harris’ assertion that the trial judge committed error when he failed to instruct the jury specifically regarding the credibility and weight of the alibi testimony that was given in his behalf is not valid. Harris did not object at the time to the judge’s failure to give the allegedly-required instruction, nor did he even request an instruction regarding alibi. In the absence of either an objection or a request, we find it rather difficult to afford any merit at all on appellate review of Harris’ claim. F.R.Crim.Pro. 30; see Singer v. United States, 1965, 380 U.S. 24, 85 S.Ct. 783, 13 L.Ed.2d 630; Fahning v. United States, 5 Cir. 1962, 299 F.2d 579. Even if the alibi charge is so fundamental to the fairness of a trial that omission of such charge might in some instances constitute “plain error,” F.R. Crim.Pro. 52(b), or a denial of Due Process, we find that the entirety of the trial judge’s instructions adequately protected appellant Harris. See Escandar v. United States, 5 Cir. 1961, 295 F.2d 58; Gurleski v. United States, 5 Cir. 1968, 405 F.2d 253, cert. denied, 395 U.S. 981, 89 S.Ct. 2140, 23 L.Ed.2d 769. The trial judge continually emphasized that each defendant had to be considered separately, based only on the evidence relating to him as an individual. There is nothing in the course of the trial or in the whole of the trial judge’s instructions that would lead us to believe that the omission of a specific alibi charge with regard to Harris constituted reversible error under these circumstances. Therefore, the judgment as to appellant Harris, and the judgments as to appellants Barfield, Chapman, and Scott, are affirmed.
Affirmed.
. In Panczko the appellate court was careful to describe the particular physical discomfiture of a Chicago jury at a late separation and early re-convening, directly relating juror discomfiture to the fairness of the defendant’s trial. The Seventh Circuit in D’Anionio was clearly disturbed that a trial judge had left only his marshal to instruct the jury as to their responsibilities not to discuss the case upon separation and that the trial judge had treated the whole separation question entirely too cavalierly. See United States v. D’Antonio, 342 F.2d at 671 (Swygert, J., dissenting).
. Johnson testified that Barfield remained in the automobile during the burglary, while the second witness testified that a man she identified as Barfield was actively involved in exiting the burglarized bank.
. 18 U.S.C.A. § 3500
(a) In any criminal prosecution brought by the United States, no statement or report in the possession of the United States which was made by a Government witness or prospective Government witness (other than the defendant) to an agent of the Government shall be the subject of subpena, discovery, or inspection until said witness has testified on direct examination in the trial of the case.
(b) After a witness called by the United States has testified on direct examination, the court shall, on motion of the defendant, order the United States to produce any statement (as hereinafter defined) of the witness in the possession of the United States which relates to the subject matter as to which the witness has testified. If the entire contents of any such statement relate to the subject matter of the testimony of the witness, the court shall order it to be delivered directly to the defendant for his examination and use.
(e) If the United States claims that any statement ordered to be produced under this section contains matter which does not relate to the subject matter of the testimony of the witness, the court shall order the United States to deliver such statement for the inspection of the court in camera. Upon such delivery the court shall excise the portions of such statement which do not relate to the subject matter of the testimony of the witness. With such material excised, the court shall then direct delivery of such statement to the defendant for his use. If, pursuant to such procedure, any portion of such statement is withheld from the defendant and the defendant objects to such withholding, and the trial is continued to an adjudication of the guilt of the defendant, the entire text of such statement shall be preserved by the United States and, in the event the defendant appeals, shall be made available to the appellate court for the purpose of determining the correctness of the ruling of the trial judge. Whenever any statement is delivered to a defendant pursuant to this section, the court in its discretion, upon application of said defendant, may recess proceedings in the trial for such time as it may determine to be reasonably required for the examination of such statement by said defendant and his preparation for its use in the trial.
(d) If the United States elects not to comply with an order of the court under paragraph (b) or (c) hereof to deliver to the defendant any such statement, or such portion thereof as the court may direct, the court shall strike from the record the testimony of the witness, and the trial shall proceed unless the court in its discretion shall determine that tlie interests of justice require that a mistrial be declared.
(e) The term “statement”, as used in subsections (b), (c), and (d) of this section in relation to any witness called by the United States, means—
(1) a written statement made by said witness and signed or otherwise adopted or approved by him ; or
(2) a stenographic, mechanical, electrical, or other recording, or a transcription thereof, which is a substantially verbatim recital of an oral statement made by said witness to an agent of the Government and recorded contemporaneously with the making of such oral statement.
. The trial court’s order regarding disclosure reads as follows:
“In view of the assurances of the United States Attorney that the Government has no knowledge of evidence favorable to any of Defendants and, that if it acquired such knowledge, it would immediately transmit such information to Defendants or their counsel, all motions to compel evidence favorable to Defendants are hereby DENIED without prejudice. Such motions may be renewed at the close of the Government’s case or prior thereto, if basis for production for in camera inspection is demonstrated.”
Rehearing
ON PETITION FOR REHEARING
IT IS ORDERED that the petition for rehearing filed on behalf of Scott, Bar-
Rehearing
ON PETITION FOR REHEARING AND PETITION FOR REHEARING EN BANC
The Petition for Rehearing filed on behalf of Theodore Roosevelt Harris is denied and no member of this panel nor Judge in regular active service on the Court having requested that the Court be polled on rehearing en banc, (Rule 35 Federal Rules of Appellate Procedure; Local Fifth Circuit Rule 12) the Petition for Rehearing En Banc is denied.
In his petition for rehearing en banc appellant Harris asserts for the first time that he was entitled to but did not receive a disclosure of the statement of John L. Johnson during the trial. Harris’ only request for Johnson’s statement came in a pre-trial motion for discovery, advanced on a Brady theory although tracking the language of the Jencks Act. At no point during the course of the trial did Harris request disclosure of the Johnson statement, although Johnson testified at considerable length on direct and cross-examination.
Harris originally appealed only the denial of his pretrial motion, and this panel affirmed that denial following a discussion of Brady and the Jencks Act as they relate to pre-trial discovery. In his petition for rehearing en banc, Harris now asserts that he was entitled to the Johnson statement during the trial entirely on the strength of his pre-trial discovery motion. We cannot agree with that theory of trial management. Under the Federal Rules of Criminal Procedure, a Jencks Act request is wholly inappropriate in a pretrial motion for discovery. F.R.Crim.Pro. 16(b).
The panel has also reconsidered Harris’ objection to being placed on the summary calendar pursuant to Local Rule 18, and remains of the opinion that oral argument is not required in this case.
With these additional observations, the judgment below is affirmed.
. “Upon motion of a defendant the court may order the attorney for the government to permit the defendant to inspect and copy or photograph books, papers, documents, tangible objects, buildings or places, or copies or portions thereof, which are within the possession, custody or control of the government, upon a showing of materiality to the preparation of his defense and that the request is reasonable. Except as provided in subdivision (a) (2), this rule does not authorize the discovery or inspection of reports, memoranda, or other internal government documents made by government agents in connection with the investigation or prosecution of the case, or of statements made by government witnesses or prospective government witnesses (other than the defendant) to agents of the government except as provided in 18 U.S.C. § 3500.”
F.R.Crim.Pro. 16(b).