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United States v. Thai Tung Luong
470 F.3d 898
9th Cir.
2006
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*3 FERGUSON, Circuit Judge: pected suspect known as chemist” a was arriving at Angeles Los International Air- government appeals the District (LAX) port up and “set[ ] manufacture] suppressing order Court’s evidence seized methamphetamine”; flight that a arrived Appellee Tung from Thai Luong’s resi- 1; at LAX on August police and fol- storage dence and locker. The District lowed Jao to a hotel. Court held that the did not Luong’s have cause to search res- The affidavit detailed the continuous idence, suppression and that of the fruits surveillance of Jao after his arrival appropriate of this search was because August day hotel as follows. On “good exception to faith” hotel, after Jao arrived at the an Asian appeal, govern- rule did not On apply. male, Luong, later identified as arrived at sup- ment concedes search was not the hotel and went into Jao’s hotel room. ported cause but contends later, Luong Several minutes Jao and left the warrant contained room, sufficient indi- car, got into Luong’s and drove cia of cause to render the offi- they to a restaurant where ate lunch. cers’ reliance on the warrant objectively They then left the restaurant and drove to agree We with the reasonable. District They a residence. entered the residence Court that the warrant this case was so walked and back and forth several times lacldng in indicia cause that a between the yard. front door and the back reasonably well-trained officer could not later, Several hours Luong Jao and left the have on relied faith. We there- residence and Depot drove a Home suppression affirm the fore order. They store. entered the store with Jao

carrying high pressure a red Luong hose. employee asked an “how to insert a I. new BACKGROUND adapter fitting Luong into his hose.” then A. The Warrant Search purchased a adapter small fitting, and he 1, 2003, agents August On Drug Jao drove back to the residence. Offi- (DEA), Enforcement Administration cer Fishburn concludes her affidavit conjunction Angeles with local Los police stating that she recognized the hose as a officers, an investigation initiated of Chun- common tool used pump with a vacuum Jao, male, Ying Taiwanese after Jao during production methamphet- arrived in Angeles Los flight from amine. Hong Kong. The day, next agents surveilling After residence anoth- sought warrant to search the residence hours, agents er seven prepared of Appellee Thai Tung with Luong, whom submitted the magis- to a state affidavit

Jao had met earlier day. judge, trate who issued a warrant

Officer Lori Fishburn of Monterey Luong’s search residence for evidence of Department Park Police swore out the af- methamphetamine manufacturing. a.m. on stances into its determination whether signed at 2:45 warrant was search the officers relied on the warrant agents executed August later, Officer at the 5:45 a.m. faith. Fishburn testified three hours residence, under hearing pressure that she was time During the search the warrant because she be- prepare of a metham- evidence officers discovered Luong fixing documents re- lieved Jao and were broken laboratory and phetamine lab, commu- by Luong. drug which could threaten the storage unit rented lated to a nity or fire if explosion with a chemical an additional war- The officers obtained unit, lab became functional. Officer Fishburn storage which contained rant for the *4 printing in also cited technical difficulties pounds methamphetamine. sixty-eight warrant, in faxing typing and and Proceedings and Federal B. in State a warrant due to broken thumb and

Court sprained acknowledged wrist. She on cross-examination, however, that other in state Luong indicted California was to members of her team were available suppress to the evidence court. He moved type for her and that she could have con- residence during the search of his seized typing tinued herself. sup- storage superior unit. The court and and dismissed pressed evidence government argued also that where on that the warrant indictment the basis is not sworn evidence of cause and lacked conveyed orally out in an affidavit but is to exclusionary rule not to the did may by magistrate, considered later court affirmed appellate The state apply. in determining courts whether the officers dismissal. superior comb’s in faith. Officer Fishburn tes- acted that she tified before the District Court indicted in fed- Luong subsequently was on the spoke magistrate judge with the to manufacture conspiring court for eral preparing or three times while phone two intent methamphetamine with possess conversations, During the affidavit. these in of 21 to distribute violation U.S.C. sworn, nor which were neither recorded 846; manufacturing possessing § magistrate that the DEA’s she told the intent to distribute methamphetamine with Kong possibly office initiated wire- 841(a)(1); Hong § in of 21 violation U.S.C. may have the source of the tap, which been manufacturing maintaining place in Los relayed to the DEA information elementary near methamphetamine with in- 856(a)(1) that was identified Angeles; Jao §§ in violation of 21 U.S.C. school passed as he formation from the sup- Luong filed a motion and 860. Angeles; in Los that through customs contending the warrant press, fact that divulge the DEA did not want to was not supported search his residence case; and that wiretap in there was a this cause, officers could and that the observed counter-surveil- agents had in good on the not have relied warrant investigation. driving during their lance was so faith because the affidavit she not testified that had Officer Fishburn cause as to render in her affidavit included this information objectively existence official belief its rushed, “it been but because she had unreasonable. have been there.” should hearing on The District Court held to factor Court declined January The District Luong’s motion on inquiry the additional into the government argued that the court should testified that Officer Fishburn presence exigent circum- information factor orally conveyed magistrate. quired, remedy to the for Fourth Amendment vi she olations, found that warrant Court reasoned that The Court where police conduct is Luong’s supported “pursued complete home was not search faith,” underlying and that the the rule’s deterrent function by probable cause lacking in “loses much of its Id. proba- was indicia force.” affidavit so objectively (quoting it was not rea- S.Ct. 3405 v. Pel ble cause that tier, 531, 539, rely on sonable for an officer the war- S.Ct. (1975) (internal Accordingly, the L.Ed.2d 374 quotation rant that issued. Court omitted)). such, marks suppressing an order the evidence As the Court con issued Luong’s storage residence and cluded that rule should seized from government’s appeals locker. The now bar introduction of evidence acting order. obtained officers ob jectively reasonable reliance a search II. STANDARD OF REVIEW subsequently invalidated. 918-21, 104 Id. at S.Ct. 3405. review de novo whether

We *5 exception exclusionary faith to the Court stressed that the applies to this search. United rule States objective faith test anis one. We ask not (9th Cir.1988). 137, Hove, v. 848 F.2d 139 believed, what executing the officer or believed, could have but “whether rea III. DISCUSSION sonably well trained officer would have issue, a search For warrant to the illegal known that the search was despite requires Fourth Amendment that there be magistrate’s authorization.” Id. at cause, “probable by af supported or Oath 922, 23; 104 S.Ct. 3405 n. v. United States firmation.” Const. amend. Prob U.S. IV. Clark, (9th Cir.1994). 831, 31 F.3d 835 when, totality able cause exists under the inquiry necessarily While this is tied to the circumstances, of the is fair prob “there case, Supreme facts each Court has ability that contraband or evidence of identified at least four situations in which crime particular place.” will found in a reliance on a warrant cannot be considered Gates, 213, 238, Illinois v. 462 U.S. 103 objectively reasonable, and therefore the (1983). 2317, S.Ct. 76 L.Ed.2d 527 (1) good faith exception apply: cannot government concedes that warrant knowingly recklessly when the affiant or cause, not supported by here was information; judge misleads the with false of Luong’s that the search residence (2) the judge wholly when or abandons his However, was therefore unconstitutional. (3) role; her neutral when the affidavit is government that suppres maintains so in cause that sion of the fruits of this unconstitutional official in objectively belief its is existence unnecessary search is because the officers unreasonable; (4) and when the is faith, in good relied on the warrant as set facially so deficient executing officers Leon, forth in 468 U.S. cannot reasonably presume it to be valid 897, (1984). 104 S.Ct. 82 L.Ed.2d 677 (i.e., it fails specify place to be Leon, Supreme seized). Court announced searched or things to be See a “good Leon, faith” exception 914, 923, 3405; to the application 468 U.S. at 104 S.Ct. exclusionary 922-23, Johns, rule. Id. at 604- (9th Working Cir.1991). S.Ct. 3405. from premise The third situation is judicially case, rule is a the one at issue in this and it is the created, opposed as constitutionally inquiry re- to which we now turn. 2001). sufficiency “Mere confirmation of innocent examining the begin

We anonymous tip static details in does not then affidavit and Officer Fishburn’s Clark, F.3d constitute corroboration.” two factors the other consider case, Therefore, at this for the taken into account argues should be tip given any weight, DEA’s to be determining applicability established, at a mini affidavit should have pressure case: time exception this mum, a reasonable inference Jao is experienced while Fishburn that Officer tip the chemist identified and that warrant, indi- and additional preparing the in fact Jao. Other agents identified that Officer Fishburn cia of wise, any predictive fails to provide but magistrate to the orally conveyed information about Jao —let alone the affidavit. failed to include her Morales—

“range required details” Sufficiency the Affidavit A. The police during for the to corroborate their surveillance. for the Leon established apply, the officer’s affidavit Here, reasonably although we can argu colorable must establish least Jao flew to infer from the affidavit that Leon, 468 ment for cause. See 1, 2003, Angeles August Los the affida Hove, 3405; identify “suspected vit Jao as the fails framed Supreme F.2d at 140. The Court suspect as a chemist.” The affida known the affidavit “suf whether inquiry as (for ex suspect vit neither describes among disagreement ficient to create ample, by physical description), name or *6 to the judges and as thoughtful competent Jao, upon nor the basis which as identifies Leon, 468 of cause.” existence any passenger arriving opposed other 3405; 926, States United targeted. day, that was identified and The Cir.1994) (9th Fowlie, 1059, 1067 24 F.3d v. a for to set forth factual basis affidavit fails omitted). (internal The quotation marks allegations to the contained linking Jao meet here fails to this threshold affidavit presence the the mere a tip. Beyond that this showing. Unlike other affidavits any pre on it also lacks plane, chemist good faith upheld has under the Circuit information, the occurrence of dictive see, Hug e.g., v. exception, United States verify tip. would which Clark, (9th Cir.2002); 1039 gins, 299 F.3d argues Although government that Fowlie, 1059, 831; F.3d 31 F.3d from comings goings and Luong and Jao’s appreciable contains no instant affidavit a theo- backyard support the house to cause. methamphetamine was ry production that garage, affidavit does underway in the deficiency A the affida critical (let evidence) allege as not alone set forth tip is it an unverified vit that relies on are methamphetamine operations that theory for lynchpin its yards, or held, commonly up in residential repeatedly As have set we cause. accessible any weight, Luong’s garage that was accorded anonymous tip backyard. affidavit does through some to be provide must basis “officers Clark, officers vacuum not assert that saw is true.” 31 F.3d tip lieve that the residence, such a only that ‘range pump at the must include “[T]he commonly high pres- used with details,’ pump future actions predict and it must evidence that cor There is also no suspect subsequently sure hose. by the are backyard from the v. the hose was obtained police.” roborated (9th additional Morales, 1070, despite seven garage, Cir. or the 252 F.3d or— fitting pur- judge, owing printing faxing prob- hours of surveillance —that Depot was taken into But even after chased at Home ever lems. the warrant was signed nighttime service was author- backyard.

ized, the officers waited three hours before Exigent B. Circumstances facts, executing the warrant. these Given any we conclude that exigencies confront- two government raises additional ing do the officers this case not alter our regarding the arguments application good overall conclusion that faith ex- faith in this case. The first ception apply. does not argument concerns relevance exi- gent circumstances the good inqui- C. Extrinsic Evidence of Probable ry. While the concedes that Cause per- Officer Fishburn’s affidavit is far from Finally, government argues that we fect, argues it exigency once the may consider evidence of facts con- situation and technical difficulties tained in the affidavit to demonstrate that that Officer encountered are Fishburn tak- the officers acted in gov- faith. The account, en into objectively was reason- authority ernment relies on from other rely able for the officers to on the warrant support circuits to this argument, includ- This issued. Court first held in Unit- ing United States v. Legg, 18 F.3d ed v. States Weber that it would consider (4th Cir.1994) 243-44 (considering oral un- any pressure time the affiant was recorded answers to magistrate’s ques- under in determining applicability of objectively tions to establish reasonable exception. 923 F.2d warrant), reliance (9th Cir.1990); see also United States (5th Cir.1985) Maggitt, 778 F.2d Ramos, (9th 1346, 1355, n. 18 dicta). (allowing same Cir.1991) (considering omission of certain facts from apply- affidavit reasonable when case, On the facts of this where the ing faith exception,, given affiant’s underlying entirely affidavit is *7 constraint), time overruled on other probable cause, reject indicia of we grounds Ruiz, by United States 257 government’s invitation to look to facts (9th Cir.2001). F.3d 1030 orally conveyed to in magistrate order generate theory to colorable proba of Though this Court takes time pres clearly ble cause. Leon unequivocally account, sure into do facts here not states that when the affidavit itself is en application favor of an exception based on tirely cause, lacking in indicia of probable exigency. all, First the officers waited be cannot said that the officer acted in surveilling seven hours after Jao and good in relying faith on a warrant Luong Depot at Home to obtain the war That precise issues. is the situation we rant, even though trip the two men’s to have in this case. Home Depot was the last observation re corded in the officers’ affidavit. re repeatedly With This has Court held that spect to the technical difficulties encoun necessary data to probable “[a]ll show affidavit, tered in typing the we note that cause for the issuance a search warrant Officer Fishburn testified that she could must be contained within the four corners have continued typing despite her a given hand of written affidavit under oath.” injury or Gourde, asked a 1065, member of her team to United States v. 440 F.3d (9th type Cir.2006) (en for agents banc) her. The complained also (quoting 1067 delay a in getting Anderson, 174, to warrant the United States v. 453 F.2d

905 Cir.1971) (internal (9th exception faith to the exclusion- quotation good 175 omitted)). ary affidavit it- rule. Where the marks cause, it probable lacks all self good that the faith explained While Leon foregoing unduly undermine

would in circum- apply does not certain exception probable indicia to extrinsic permit rule stances, is “so including when the affidavit unsworn, through presented cause be in indicia cause as Related to colloquy. oral unrecorded entire- official belief in its existence render requires also the Constitution foregoing, 923, unreasonable,” at 104 ly 468 U.S. “by established cause be Illinois, 422 (quoting Brown v. S.Ct. unsworn, If unre- or affirmation.” Oath 2254, 590, 610-611, may which not be colloquies, corded oral (1975)) J., (Powell, concurring L.Ed.2d 416 cause, are ad- to establish used that “all of the part), in it also stated faith, consti- good to establish missible including whether circumstances— standards prudential tutional previously had been application warrant be under- showing cause will rejected magistrate may aby different — effect, exception faith good mined. good inquiry. faith considered” Amendment the Fourth would swallow 2254, Moreover, Id. n. 23. S.Ct. rule. discussing the deterrent effect rule, explained fall Leon facts of this case Given explicitly generally able to situation officer should be police squarely within good rely judge’s probable cause determi- as one in which identified Leon magistrate’s not “it is the re- apply, not we need nation because faith does the offi- exception sponsibility faith determine whether inquire further. The probable cause.” allegations case. cer’s establish apply not this does Agent 3405. Because Id. at S.Ct. IV. CONCLUSION superior provided the court Fishburn support with additional facts judge against Luong was Because evidence determination, probable cause “colorable” prob- based on without warrant obtained Hove, see United cause, because the able (9th Cir.1988), Agent and because does requirement exception to the judge’s probable relied on the Fishburn AFFIRM the accordingly we apply, objective determination the District Court. decision of excep- faith, I apply would *8 exclusionary of the application tion to the CALLAHAN, dissenting. Judge, Circuit district court’s here and reverse the rule Leon, v. because States I dissent United suppression order. 897, 3405, 82 L.Ed.2d 468 of that extrinsic evidence (1984), au- have held precedent, own We our may when pressure be considered support a time our circuits thority from sister faith good the Leon determining whether may be holding extrinsic evidence that a deficient “bare applies to exception the determining whether considered when of affidavit. See application to the bones” good exception faith (9th Cir.1991). Weber, F.2d the exclusionary applies. rule When the Weber, extrinsic here, In we considered evidence considered suf- evidence is extrinsic the affidavit to de- corners of objec- to the four probable cause and ficient indicia of was obtained the warrant termine whether on the search war- good faith reliance tive ultimately determined reasonably. of We support application to the rant exists complete lacking probable had control in that cause as to render search, timing of over the and accord- official belief in its entirely existence un- held that the warrant was not rea- reasonable ingly under Leon. The Sixth Circuit sonably Although obtained under Leon. on relied Leon’s instruction to lower courts not Weber did address court’s consider- to consider all of the circumstances de- faith, known termining ation of information to both the an officer’s good “includ- magistrate supporting ing affiant and application whether had probable good previously rejected cause determination in the been a different equation, faith the case nevertheless sig- magistrate,” explaining that considering nificant rejected because the extrinsic evidence in magistrate whether another had where, here, affidavit, Weber was considered like probable cause a court necessari- ly the affidavit lacked an indicia of beyond would have to look the four cause. Id. at 1346 (describing affidavit as of corners the affidavit. Id. at 534. being kind of “the ‘bare bones’ affidavit In Legg, F.3d ”). that is deficient under Leon (4th Cir.1994), 243-44 the Fourth Circuit Hove, we concluded that the that if affidavit held even an affidavit any lacked was so probable cause, there indicia of contemporaneous Leon good faith to oral cause statements made to exclusionary was applicable. judge rule not signed who the warrant could be Hove, 140. We also declined considered in applying Leon’s faith to consider additional facts exception. known to the The Legg rejected court conveyed magistrate officer but not to argument defendant’s language reviewing when the affidavit concluding for indicia that the faith ex Leon— However, probable cause. ception we did not base rule does not our declination on deficiency apply when the supporting affidavit affidavit, but rather we that the reasoned warrant lacks sufficient indicia additional facts could not be considered categorically limited cause— because the Leon solely itself, test “is inquiry based on to the warrant because Leon presented facts magistrate,” did not address whether an officer’s reli “Leon not does extend ... on allow the ance statements to magistrate, only consideration facts known conjunction affidavit, to an awith deficient could presented officer not to the magis- be reasonable. Id. at n. prevents trate.” Id. While Hove us from Fourth Circuit reasoned because the considering facts known the officer analysis but focuses on the reason presented magistrate, to the it never- ableness of the on officer’s reliance implies warrant, theless totality consideration addi- of the circumstances tional facts known to both the affiant and should considered in determining this judge be appropriate would in the Leon reasonableness. Id. The acting officer was analysis when faced reasonably with a Legg “bare because he relying was —even bones” affidavit. all provided information he to the *9 magistrate, both in orally, the affidavit and Other circuit courts have according- held when he executed the warrant. at Id. 244. ly. In Frazier, United States v. 423 F.3d (6th Cir.2005), 535-36 the Sixth I find Cir- the Fourth and Sixth Circuits’ may cuit held that a court reasoning consider infor- compelling agree their with mation that the affiant told magistrate holdings that facts known to both the affi- but did not include in the affidavit ant judge when and the may be considered determining whether the affidavit was analysis, so Leon’s regardless of by police observation deficiency. route corroborated affidavit’s of the the extent cause), support are also to Legg in Frazier and established holdings The our tip’s reliability. and Hove because by Weber supported appropriate it is to recognize cases tip, The in addition to surveillance of undertak- evidence when consider extrinsic residence, Luong’s Luong and Jao at determination, “de- good faith ing a Leon driving, pur- and the counter-surveillance any of of indicia spite complete lack fitting at adaptor of the hose chase Hove, affidavit.” cause “a Depot, provided Home colorable show- (internal quotation marks at 140 848 F.2d ing probable cause” that evidence of of Weber, at omitted); 923 F.2d see also methamphetamine manufacturing might be our cir- I follow sister Accordingly, would Hove, Luong’s at found residence. consider the oral statements cuits and Therefore, Fishburn Agent F.2d at 140. superior provided to the Agent Fishburn by objectively rely- was not unreasonable during preparation judge court ing superior judge’s probable court making good faith deter- warrant when cause determination. Leon. mination under sum, to superior court Agent Fishburn told designed to un- exclusionary rule save the information that she obtained judge constitutionally obtained evidence from to flying he a chemist Jao —that was about would not suppression suppression when LAX to via manufacture the United States Leon, 468 police deter misconduct. See wiretap initi- methamphetamine —from 907-13, Here, 104 S.Ct. 3405. Hong Kong office. out of the DEA’s ated objectively reason- Agent Fishburn acted judge that Jao was iden- also told the She ably by superior on the court relying LAX coming customs at through tified probable cause determination. Pe- judge’s coun- and that she observed passport, his superior for the court’s error nalizing her during Jao and driving ter-surveillance Fourth Amendment viola- would deter Depot. trip The Home Luong’s 921, 104 3405. Ac- tions. See id. at S.Ct. information, Considering this additional cordingly, respectfully I dissent. not so the affidavit was in its official belief as to render from the existence unreasonable. flying Kong Jao was Hong

DEA —that in metham- to assist

to the United States phetamine production supported America, UNITED STATES —was activity future an accurate corroboration Plaintiff-Appellee, activity and out the criminal carry v. Specifi- valid. may be deemed therefore PETERS, Defendant- Brett Andrew trip overseas cally, Jao’s Appellant. “significant future activ- type States is 06 50508. No. Gates, contemplated under Illinois ity” 225-27, 2317, 76 462 U.S. Appeals, Court (1983) (anonymous letter de- L.Ed.2d Ninth Circuit. scribing buy drugs, coupled with travel 16, 2006. Argued and Submitted Nov. travel, predicted estab- corroboration 12, 2006. Filed Dec. cause), and United States lished (9th Diaz-Rosas, *10 (informant’s Cir.1994) vehicle’s travel

Case Details

Case Name: United States v. Thai Tung Luong
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Dec 12, 2006
Citation: 470 F.3d 898
Docket Number: 05-50090
Court Abbreviation: 9th Cir.
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