39 F. 355 | N.D. Cal. | 1889
The first four articles of the plea were abandoned at the hearing. It is urged in support of the remaining articles that the matters therein set up show, if true, that the indictment was not legally found by the grand jury, and that the suit must therefore abate. It is further urged that the demurrer admits, for the purpose of this argument, the truth of the matters so alleged.
The district attorney contends— First, that the plea alleges matters contrary to the record, and, therefore, that the truth of those matters cannot be inquired into; and, second, that the inquiry can from its own nature be made only by taking the testimony of the grand jurors, who by law and the terms of their oaths are forbidden to disclose their proceedings or to impeach their finding. It would seem that the more regular course would have been to object to the allowance of the plea. The court would have ruled it out as a formal plea in abatement, for a plea
It is evident that the inquiry thus raised is open to technical objections: First. That it would require the juror to reveal his own vote and that of his fellows. Second. It would contradict the record which shows that the indictment was “a true bill,” i. e., found by the requisite number of jurors. U. S. v. Reed, 2 Blatchf. 435-466; U. S. v. Brown, 1 Sawy. 531; People v. Hulbut, 4 Denio, 133; State v. Boyd, 2 Hill, (S. C.) 288; State v. Fowler, 52 Iowa, 103, 2 N. W. Rep. 983; Stewart v. State, 24 Ind. 142; Creek v. State, Id. 151; State v. Fasset, 16 Conn. 467. But it has been held that the testimony of grand jurors may be received to show that under a misapprehension of the law the indictment was found on a majority vote of the jury, and without the concurrence of 12 of the number, and that therefore it was void, and no true bill; and, secondly, that the court, while recognizing the absolute verity which a regular judicial record imports, and the policy on which the rule is founded, yet holds that there always has been and always must be from the necessities of the case a power in the court to vacate or cause to be amended a record which has been erroneously or falsely made, by inadvertency or otherwise, by any of its officers; and that it is competent for it to say, if the claims of justice require it: “This is not our record; it is false and erroneous, and the authentication it boars is unauthorized and unwarranted.” Low’s Case, 4 Greenl. 444, 445; Hawk. P. C. bk. 2, c. 25, § 15; Com. v. Smith, 9 Mass. 107. Professor Greenleaf adds the great weight of his authority to the doctrine announced in these cases, but he is careful to limit his statement to the points actually decided, viz., “that grand jurors may bo asked whether twelve of their number actually concurred in the finding of a bill, the certificate of the foreman not being conclusive evidence of that fact.” 1 Greenl. Ev. § 252. Assuming this statement of the law to be correct, wo perceive that it introduces exceptions to well-settled and fundamental rules which the courts uniformly declare to be salutary, and in general indispensable to the administration of justice. It is not surprising that the courts have in many instances refused to sanction so great a departure from established rules, and that the question should still, as observed by Mr. Justice Nelson, be doubtful. In Low’s Case, the court seems to be fully alive to the danger of allowing the exception contended for. “It may be said,” observes the court, “that to permit an inquiry of this sort would open the door to great abuses; that it would afford opportunity to tamper with the jury; and that it would lessen the respect due to the forms and solemnities of judicial proceedings. These are considerations which address themselves strongly to the attention of the court. * * * It could only be in a very clear ease, where it could be made to appear manifestly and beyond every reasonable doubt that an indictment apparently legal and formal had not in
From the foregoing it results: First. That matters which contradict the record, or which are, if true, only provable by testimony of the jurors, who must be permitted to disclose what the terms of their oath and the general rules of law require of them to keep secret, and the effect of which is to impeach their verdict, cannot be set up in a formal plea in abatement. Second. If they can be inquired into at all it must be on a suggestion or motion' addressed to the discretion of the court; that an exception to the general rules of law, which forbid a record to be contradicted, or a grand juror to disclose the proceedings of the jury, or to impeach its findings, will only be allowed in rare and extraordinary cases, and where the matters, if true, worked a manifest and substantial injury to the defendant, which the court, in the interest of justice, is bound to redress; that the facts contradicting the record must be “made out to the entire satisfaction of the court so as to leave no doubt on the subject,” (Per Preble, J., Low’s Case, 4 Greenl. 453;) that the facts, if true, must present a case, not of technical, or possible, or hypothetical, but of manifest and undeniable, wrong to the defendant, such as putting him to trial on an indictment not found by 12 jurors, and which is therefore no indictment, but an accusation, made by an unauthorized body of men.
Treating, then, the allegations of the plea as suggestions made to the court on an application addressed to its discretion or its authority to remedy abuses by its officers which would work a manifest and substantial wrong to the defendant, I proceed to consider those allegations which were relied on at the hearing. The fourth article of the plea alleges, in substance, that the indictment was not found or concurred in by 12 of the grand jurors. The facts on which this averment is made are stated in the succeeding article. Article 5 alleges that “the indictment was wrongfully and fraudulently brought into and presented to the court, because, as defendant is informed and believes, the said indictment was never read to the grand jury, or its contents made known to them, or any of them; that four charges were under consideration by the grand jury; that four indictments in form were prepared by the district attorney, which were brought by him into the grand jury room; and that he then and there told the grand jury that they should hurry up with those indictments against defendant, because Judge Field wanted to leave, and wanted them found before he left; that thereupon the grand jury asked the district attorney how long it would take to read the indictments against the defendants, and he replied, ‘About three hours;’ and thereupon the said grand jury, in the jjresence of the said district attorney, agreed together to dispense with the reading of said indictments, including the indictment in this action, and to present the same to the court without reading or hearing read any of said indictments, or any part of either one of said indictments, and all and each of said indictments were thereafter returned into and presented to the court by the
The testimony of even trial jurors, whose verdicts, if adverse, are convictions, and not merely accusations, is not received to impeach their verdict.
Upon grounds of public policy the courts have almost universally agreed upon the rule that no affidavit, deposition, or other sworn statement of a juror will be received to impeach the verdict. Thomp. & M. Juries, § 440. For this familial; rule a great number of cases are cited by the learned authors. Thus it is not admissible to show by the oath of a juror that he did not agree to the verdict as rendered, or that he consented to the return of it without concurring in it, in order to secure his discharge, or because his health required him to be released from confinement. Nor will such testimony be received to show that the jury did not in fact agree upon the verdict, or that the verdict rendered was not in fact the verdict of particular jurors, or that the verdict was by mistake returned as the verdict of the whole jury, when some of them in fact were in favor of finding it for the other party, or that they misunderstood the charge of the court or the result of. the finding, or that they agreed upon the verdict by average or by lot. Id. §§ 440-442, and cases cited. And it is observed by the authors of the work just cited that “the last thing that a court will listen to is an affidavit of a juror contradicting the verdict which he has solemnly rendered in open court under the obligation of his oath as a juror. If he does not agree to the verdict when it is announced in court, he must speak then, or afterwards hold his peace.” Id. p. 542, in note.
The sixth article alleges that “the district attorney was present during the expression of opinion of the grand jury upon the charge made in said
It seems that in Fngland it is not unusual for the public prosecutor to remain with the grand jury while they are deliberating upon or deciding any question of finding a bill. 1 Chit. Crim. Law, 317. The district attorney was necessarily present at the expression of their opinion, when they instructed him to prepare the indictment.
Section 925 of the Penal Code of this state provides that no person must be permitted to be present during the expression of their (the grand jurors’) opinions or giving their votes upon any matter before them, and, if so present during the session of the grand jury, and when the charge embraced in the indictment is under consideration, the indictment must be set aside. This language would include the case of a porter or servant called in to make a fire or light the gas, whose presence could have had no conceivable influence on the action of the jury. If, as in this case, the unauthorized person whose presence is supposed to vitiate the indictment be the district attorney, that consequence must flow as a conclusive legal presumption that the grand jurors have been so weak and so unmindful of their duty as to have been induced by the mere presence of the district attorney to find a bill which they would or might otherwise have ignored. A presumption so derogatory to the character and intelligence of the jury, no court, unless compelled by positive statute, should entertain. The provisions of the Penal Code of California are not binding on the federal tribunals, and they can have, but little force as a rule necessary in the opinion of the legislature for the protection of the accused, when the state law allows any person charged with crime, even the highest, to bo brought to trial on an information filed and subscribed by the district attorney without the intervention of a grand jury. Pen. Coda Gal. § 809. The United States StaLutes contain no such provision. The mere presence of the district attorney when the voting takes place is at most an irregularity, which, when there is no proof or averment of injury or prejudice of the defendant, is a matter of form, and not of substance, within the scope of § 1025, Rev. St. U. S. U. S. v. Tuska, 14 Blatchf. 5; U. S. v. Ambrose, 3 Fed. Rep. 283.
The seventh and eighth articles allege that the grand jury, though requested, refused to hear certain witnesses for the defendant. It is enough to say that an accused person has no right to appear in person or by counsel before the grand jury, or to have witnesses in his behalf produced and examined.
The only portion of the ninth article necessary to be considered is the allegation that the grand jury requested the district attorney to subpoena certain witnesses in behalf of the defense, which the district attorney refused to do, and instructed the grand jury that no witnesses for the de
“To allow evidence, either oral or written, to go before the grand inquest on behalf of a defendant would be subversive of the ancient and well-settled rules of courts of justice.”
The policy of this rule has been explained and vindicated with great force by Addison, J., (Add. Pa., ubi supra,) and by McKean, C. J., in Respublica v. Shaffer, 1 Dall. 236. But its seeming hardness has led to some qualification of it. Thus the right to send witnesses for the defense to the grand j ury with the consent of the prosecuting attorney, but not without it, appears to be recognized by that great judge, Mr. Justice Washington, in U. S. v. White, 2 Wash. C. C. 29, 30. On this point Mr. Chitty observes that11 prima facie the grand jury have no concern with any testimony but that which is regularly offered to them with the bill of indictment; * * * their duty being merely to inquire whether there be sufficient ground for putting the accused party on his trial before another jury of a different description. But, if they are unable to satisfy themselves of the truth sufficiently to warrant their determination, they may properly seek other information relative to mere facts, but further than this they cannot proceed.” 1 Chit. Crim. Law, 318. In accordance with this view Mr. Justice Field charged a grand jury of the circuit court as follows:
“You will receive all the evidence presented which may throw light upon the matter under consideration, whether it tend to establish the innocence or the guilt of the accused. And more: If in the course of your inquiries you have reason to believe that there is other evidence not presented to you within your reach, which would qualify or explain away the charge under investigation, it will be your duty to order such evidence to be produced. ” 2 Sawy. 670.
Legislative provisions substantially similar to the instructions given by Mr. Justice Field in the last sentence of his charge have been adopted in California, New York, and several other states. The diligence of the district attorney has failed to find any judicial decision in which the construction, application, and effect of these statutes have been construed. Whether the order to the district attorney to produce further testimony is to be made by the unanimous vote of the jury or by a majority of those investigating the.charge, or by at least 12 of the body; whether their
NOTE BY THE COUBT.
In Ms chapter relating to the proceedings of grand juries, Mr. Bishop observes: “We come now to a class of questions which are not surpassed by any other in point of practical difficulty. The authorities appear at the first impression to be almost as conflicting as the cases are numerous, and, when we seek to reconcile or to choose between them by a recurrence to the principles of law, we find it difficult to say that, in a matter of mere practice, principle points in one direction rather than in another. ”
The difficulties here alluded to illustrate the perpetually recurring conflict between the conservatism or inflexible opposition to change with which our profession is often reproached, and the spirit which regards “innovation” as equivalent to “reform, ” and “change” synonymous with “progress. ” This conflict of opinion is greatly a matter of personal temperament, and while, on the one hand, obstinate conservatism may lead to a bigoted adherence to rules because they are ancient, the opposite spirit may lead to crude legislation, and sometimes to hasty decisions, where judges, impressed with the hardness of particular cases, are led to violate ancient, and on the whole beneficial, rules. The history of the evolution of jurisprudence in England and in this country is replete with instances of the stubborn opposition with which reforms in law, even the most salutary, or modifications of ancient rules, the most indispensable, have been resisted by eminent members of the profession. On the other hand, the legislation of our states, and sometimes, perhaps, the decisions of the courts, disclose a rash and equally dangerous spirit of innovation. Of the former class may be mentioned the opposition made to the legal reforms introduced at various times by Lord Brougham and others into the legislation of England; the long contest between the courts of equity and the common law, resulting in the triumph of the former, respecting the true nature of a mortgage, and the rights of the mortgagor and the mortgagee; the resistance with which the introduction into the jurisprudence of England of the rules of the lex mereatoria, or the customs of merchants, encountered at the hands of the more bigoted disciples of the common law.
On the other hand, the statutory innovations upon "the ancient rules respecting indictments and proceedings of grand juries have been in some cases crude, and productive of evil results. The provisions of our own statute, already noticed, which declare that an indictment shall be set aside if the district attorney is present when the vote upon it is taken, while the same law provides that he may bring to trial any person who has been held to answer by a committing magistrate, upon an information filed by himself without the intervention of a grand jury, present an illustration of the contradictory, if not absurd, legislation, which has sometimes been adopted. The rule, too, under which a grand jury may, after indictment found, be examined upon voir dire as to their qualifications, bias, etc., by an accused person, who had not previously been held to answer, introduces a novelty in practice leading to delays and obstructions to the administration of justice, and which seems anomalous when we consider that, by the law of the country from which we derive that venerable institution, the grand jury might find a bill upon the knowledge of one or more of its number. The obstinacy with which ancient rules have been adhered to in the construction of indictments, presents, on the other hand, an instance of the stubborn adherence of judges and courts to precedents which have lost, if they ever possessed, any claim to adoption as practical rules in the administration of justice. Thus, if one be accused of the larceny of a horse, and it is alleged to have been a black horse, if the proof shows it to be a gray horse the variance is fatal. Yet the pleader may allege in several counts, where only one offense has been committed, several larcenies of a black or gray or brown horse, and the indictment is good; and this, though the theory of the indictment is to give to the prisoner accurate and precise information of the crime with which he is charged. So it is fatal to an indictment if time and place be not alleged for every material averment, and yet when so alleged, the prosecution is not obliged to prove the time as laid, but may prove the offense to have been committed at any time within the statute of limitations, and prior to the finding of the indictment. So, too, if an averment in an indictment is in •the alternative or disjunctive, and the word “or” is used instead of “and, ” the defect