UNITED STATES v. SULLIVAN, TRADING AS SULLIVAN‘S PHARMACY.
No. 121
Supreme Court of the United States
Decided January 19, 1948
Argued December 9, 1947.
332 U.S. 689
UNITED STATES v. SULLIVAN, TRADING AS SULLIVAN‘S PHARMACY.
No. 121. Argued December 9, 1947.—Decided January 19, 1948.
R. M. Arnold and J. Madden Hatcher argued the cause and filed a brief for respondent.
MR. JUSTICE BLACK delivered the opinion of the Court.
Respondent, a retail druggist in Columbus, Georgia, was charged in two counts of an information with a violation of
The facts alleged were these: A laboratory had shipped in interstate commerce from Chicago, Illinois, to a consignee at Atlanta, Georgia, a number of bоttles, each containing 1,000 sulfathiazole tablets. These bottles had labels affixed to them, which, as required by
Respondent‘s motion to dismiss the information was overruled, a jury was waived, evidence was heard, and respondent was convicted under both counts. 67 F. Supp. 192.
The Circuit Court of Appeals reversed. 161 F. 2d 629. The court thought that as a result of respondent‘s action the sulfathiazole became “misbranded” within the meaning of the Federal Act, and that in its “broadest possible sense” the Act‘s language “may include what happened.” However, it was also of the opinion that the Act ought not to be taken so broadly “but held to apply only to the holding for the first sale by the importer after intеrstate shipment.” Thus the Circuit Court of Appeals interpreted the statutory language of
First. The narrow construction given
A restrictive interpretation should not be given a statute merely because Congress has chosen to depart from custom or because giving effect to the express language employed by Congress might require a court to face a constitutional question. And none of the foregoing cases, nor any other on which they relied, authorizes a court in interpreting a statute to depart from its clear meaning. When it is reasonably plain that Congress meant its Act to prohibit certain conduct, no one of the above references justifies a distortion of the congressional purpose, not even if the clearly correct purpose makes marked deviations from custom or leads inevitably to a holding of constitutional invalidity. Although criminal statutes must be so precise and unambiguous that the ordinary person can know how to avoid unlawful conduct, see Kraus & Bros., Inc. v. United States, 327 U. S. 614, 621–622, even in
Second. Another consideration that moved the Circuit Court of Appeals to give the statute a narrow construction was its belief that the holding in this case with reference to misbranding of drugs by a retail druggist would necessarily apply also to “similar retail sales of foods, devices and cosmetics, for all of these,” the court said, “are equally covered by the same provisions of the Act.” And in this Court the effect of such a possible coverage of the Act is graphically magnified. We are told that its application to these local sales of sulfathiazole would logically require all retail grocers and beauty parlor operators to reproduce the bulk container labels on each individual item when it is taken from the container to sell to a purchaser. It is even prophesied that, if
The scope of the offense which Congress defined is not to be judicially narrowed as applied to drugs by envisioning extreme possible applications of its different misbranding provisions which relate to food, cosmetics, and the like. There will be opportunity enough to consider such contingencies should they ever arise. It may now be noted, however, that the Administrator of the Act is given rather broad discretion—broad enough undoubtedly to enable him to perform his duties fairly without wasting his efforts on what may be no more than technical infractions of law. As an illustration of the Administrаtor‘s discretion,
Third. When we seek the meaning of
Furthermore, it would require great ingenuity to discover ambiguity in the additional requirement of
Fourth. Given the meaning that we have found the literal language of
Fifth. It is contended that the Act as we have construed it is beyond any authority granted Congress by the Constitution and that it invades the powers reserved to the States. A similar challenge was made against the Pure Food and Drugs Act of 1906,
Reversed.
MR. JUSTICE RUTLEDGE, concurring.
This case has been presented as if the Federal Food, Drug, and Cosmetic Act of 1938 had posed an inescapable dilemma. It is said that we must either (1) ignore Congress’ obvious intention to protect ultimate consumers of drugs through labeling requirements literally and plainly made applicable to the sales in this case or (2) make criminаl every corner grocer who takes a stick of candy from a properly labeled container and sells it to a child without wrapping it in a similar label.
The trouble-making factor is not found in the statute‘s provisions relating specifically to drugs. Those provisions taken by themselves are clear and unequivocal in
However, those provisions do not stand entirely separate and independent in the Act‘s structure. In some respеcts, particularly in
If the statute as written required this, furnishing no substantial basis for differentiating such cases, the decision here would be more difficult than I conceive it to be. But I do not think the statute has laid the trap with which we are said to be faced. Only an oversimplified view of its terms and effects could produce that result.
The Act is long and complicated. Its numerous provisions treat the very different subjects of drugs, food and cosmetics alike in some respects, differently in others. The differences are as important as the similarities, and cannot be ignored. More is necessary for construction of the statute than looking merely to the terms of
It is true that
That construction almost, if not quite, removes “any other act” from the section. And by doing so it goes far to emasculate the section‘s effective enforcement, especially in relation to drugs. Any dealer holding drugs for sale after shipment in interstate commerce could avoid the statute‘s effect simply by leaving the label intact, removing the contents from the bulk container, and selling them, however deadly, in broken parcels without label or warning.
I do not think Congress meant the phrase to be so disastrоusly limited. For the “doing of any other act with respect to, a food, drug, device, or cosmetic” is prohibited by
The term “misbranded” as used in
The three sections contain some common provisions.1 But the fact that each section is also different from the other two in important respects indicates that each broad subdivision of the Act presents different problems of interpretation. Neither the misbranded foods section nor the misbranded cosmetics section contains any provision directly comparable to
Section 502 (f) provides that a drug shall be deemed to be misbrandеd:
“Unless its labeling bears (1) adequate directions for use; and (2) such adequate warnings against use in those pathological conditions or by children where its use may be dangerous to health, or against unsafe dosage or methods or duration of administration or application, in such manner and form, as are necessary for the protection of users: Provided, That where any requirement of clause (1) of this paragraph, as applied to any drug or device, is not necessary for the protection of the public health, the Administrator shall promulgate regulations exempting such drug or device from such requirement.”
This provision, dealing with directions for use and warnings against improper use, in terms is designed “for the protection of users.” To be effective, this protection
Section 403 (k), which contains the principal basis for “making every retail grocer a criminal,” is very different. By its terms food is deemed to be misbranded:
“If it bears or contains any artificial flavoring, artificial coloring, or chemical preservative, unless it bears labeling stating that fact: Provided, That to the extent that compliance with the requirements of this paragraph is impracticable, exemptions shall be established by regulations promulgated by the Administrator. The provisions of this paragraph and paragraphs (g) and (i) with respect to artificial coloring shall not apply in the case of butter, cheese, or ice creаm.”
The section, in contrast to
Under
These differences, and particularly the differences in the provisos, have a direct and an intended relation to the
His duty under both sections is cast in mandatory terms. Whether or not he can be forced by mandamus to act in certain situations, his failure to act in some would seem to be clearly in violation of his duty. Obviously there must be many more instances where compliance with the labeling requirements for foods will be “impracticable” than where compliance with the very different requirements for drugs will not be “necessary for the protection of the public health.” That difference is obviоusly important for enforcement, particularly by criminal prosecution. I think it is one which courts are entitled to take into account when called upon to punish violations. The authors of the legislation recognized expressly that “technical, innocent violations . . . will frequently arise.”
When that situation arises, as it often may with reference to foods, by virtue of the Administrator‘s failure to discharge his duty to create exemptions before the dealer‘s questioned action takes place, that failure in my judgment is a mattеr for the court‘s consideration in determining whether prosecution should proceed. Whenever it is made to appear that the violation is a “technical, innocent” one, an act for which the Administrator should have made exemption as required by
It is clear therefore that the corner grocer occupies no such position of jeopardy under this legislation as the druggist, and that the meaning of
MR. JUSTICE FRANKFURTER, dissenting.
If it takes nine pages to determine the scope of a statute, its meaning can hardly be so clear that he who runs may read, or that even he who reads may read. Generalities regarding the effect to be given to the “clear meaning” of a statute do not make the meaning of a particular statute “clear.” The Court‘s opinion barely faces what, on the balance of considerations, seems to me to be the controlling difficulty in its rendering of
As bearing upon the appropriate answer to this question, it cannot be that a transfer from a jar, the bulk container, to a small paper bag, without transferring the label of the jar to the paper bag, is “any other act” when applied to a drug, but not “any other act” when applied to candies or cosmetics. Before we reach the possible discretion that may be exercised in prosecuting a certain conduct, it must be determined whether there is anything to prosecute. Therefore, it cannot be put off to some other day to determine whether “any other act” in
In the light of this approach to the problem of construction presented by this Act, I would affirm the judgment below.
MR. JUSTICE REED and MR. JUSTICE JACKSON join in this dissent.
Notes
“(k) The alteration, mutilation, destruction, obliteration, or removal of the whole or any part of the labeling of, or the doing of any other act with respect to, a food, drug, device, or cosmetic, if such act is done while such article is held for sale after shipment in interstate commerce and results in such articlе being misbranded.”
“Physicians should familiarize themselves with the use of this product before it is administered. A circular giving full directions and contraindications will be furnished upon request.” See
