UNITED STATES of America, Plaintiff,
and
The Confederated Tribes and Bands of the Warm Springs
Reservation of Oregon; Confederated Tribes of the
Umatilla Indian Reservation; and Nez
Perce Tribe of Idaho, Intervenors,
Cоnfederated Tribes and Bands of the Yakima Indian Nation, Appellant,
v.
STATE OF OREGON, Defendant,
and
State of Washington, Appellee.
No. 80-3218.
United States Court of Appeals,
Ninth Circuit.
Argued and Submitted May 6, 1981.
Decided Sept. 10, 1981.
As Amended Jan. 18, 1982.
James B. Hovis, Hovis, Cockrill & Roy, Yakima, Wash., for appellant.
James M. Johnson, Olympia, Wash., George Dysart, Portland, Or., Maria A. Iizuk, Washington, D. C., for appellee.
Appeal from the United States District Court for the District of Oregon.
Before KENNEDY and ALARCON, Circuit Judges, and HENDERSON,* District Judge.
KENNEDY, Circuit Judge:
The primary issue in this appeal is whether the district court had jurisdiction to enjoin the Confederated Tribes and Bands of the Yakima Indian Nation (Yakima Tribe) in an ongoing fishing dispute. The present dispute centers around the annual spring run of Columbia River chinook salmon. In recent years, that run has severely declined. In an attempt to preserve the species, the United States District Court for the District of Oregon enjoined virtually all Yakima tribal fishing of the spring chinook. The Tribe argues that this injunction extinguished its treaty fishing rights while failing to protect the spring run. We disagree and affirm.
I. Factual Background
The United States initiated this action in 1968 seeking to establish and protect the treaty fishing rights of all Indian tribes occupying the Columbia River basin. The Yakima Tribe intervened as a party plaintiff soon thereafter. In 1969, the court below entered judgment for the plaintiffs in an opinion reported as Sohappy v. Smith,
The State of Washington, appellee here, was not an original party. It intervened as of right in 1974, after agreeing to be bound fully by the original decree. Since then, both Washington and the Yakima Tribe have applied successfully to the district court for modifications of the original decree.2
In 1977, the original parties and the intervenors signed a conservation agreement regarding all anadromous fish spawning above Bonneville Dam.3 This agreement was designed to be a negotiated alternative to the fedеral suit. It set escapement goals4 for each species, including the spring chinook, and provided for the establishment of future management techniques. During the plan's five year life, the parties agreed to tender to the Oregon district court any dispute incapable of a negotiated resolution.
The events leading to this appeal began on April 30, 1980, when Washington applied to the Oregon district court for an injunction against any Yakima tribal fishing of spring chinook.5 Washington asserted that such a drastic measure was necessary because precariously low numbers of that salmon were passing Bonneville Dam. These low numbers, in turn, indicated that the safe passage of every salmon was necessary to preserve the species.
Several traditional Yakima fisheries were affected by the proposed decree. All of the affected fisheries, however, were located in Washington on either the Yakima or the Klitckitat rivers; these rivers feed directly into the Columbia. At least two affected fisheries were located directly on the Yakima tribal reservation.
The district court expedited matters, and on May 5, 1980, after hearing testimony from both sides, it ordered a virtual ban on Yakima fishing.6 The court found that "(t)he 1980 run of spring chinook into the Yakima River is so depressed that all such salmon are necessary for spawning escapement" and that "unless an injunction is issued, immediatе and irreparable harm will be suffered to the Klitckitat and Yakima spring chinook runs ...."
The Tribe has appealed the grant of the preliminary injunction.7 28 U.S.C. § 1292(a)(1) (1976). A preliminary injunction, however, "will normally be reversed only if the lower court abused its discretion or based its decision upon erroneous legal premises." Los Angeles Memorial Coliseum Comm'n v. National Football League,
II. Sovereign Immunity
As a general proposition, Indian tribes are immune from suit in state or federal court.8 Santa Clara Pueblo v. Martinez,
The Tribe, however, asserts that Congress alone has the power to overcome tribal immunity. It argues that since no act of Congress has expressly waived Yakima immunity, or granted Indian tribes the power to waive immunity generally, the Yakima Tribe may not be sued. We believe this view is contrary to both precedent and policy.
Some courts have expressed doubts on the ability of Indian tribes to waive immunity,10 but the Supreme Court has expressed clearly its position. In Turner v. United States,
We thus hold that Indian tribes may consent to suit without explicit Congressional authority. At least three other circuits have so held. See Merrion v. Jicarilla Apache Tribe,
Clear policy considerations also militate in favor of the tribe's power to consent to suit. As the Yakima Tribe itself argues, its treaty with the government secures to it certain powers of self-determination. To hold that thе ability to waive immunity is not among those powers would be contrary to that right. See Bottomly,
The parties have advanced two theories оf consent. Under the first, it is asserted that the Tribe's intervention constitutes consent. The second posits that the Tribe consented by agreeing in 1977 to submit all disputes over fishing to the Oregon district court. Both theories are sound.
Intervenors under Fed.R.Civ.P. 24(a)(2), such as the Yakima Tribe, enter the suit with the status of original parties and are fully bound by all future court orders. Marcaida v. Rascoe,
Here, the Tribe intervened to establish and protect its treaty fishing rights; a basic assumption of that action was that there would be fish to protect. Had the original decree found the species to be in jeopardy, and enjoined all parties from future fishing in order to conserve the species, the Yakimas could not have then claimed immunity from such an action.13 Otherwise, tribal immunity might be transformed into a rule that tribes may never lose a lawsuit.
The only difference here is the court retained post-judgment jurisdiction to modify its decree. Retention of jurisdiction is characteristic of equitable decrees. See Developments in the Law Injunctions, 78 Harv.L.Rev. 994, 1081-84 (1965). As Mr. Justice Frankfurter stated, an equitable injunction is " 'permanent' only for the temporary period for which it may last." Milk Wagon Drivers Union v. Meadowmoor Dairies, Inc.,
The Tribe argues, however, that United States v. United States Fidelity & Guaranty Co.,
We think this misconceives the basic nature of the underlying action. The original action, by seeking a declaration of treaty fishing rights, sought to apportion the Columbia River anadromous fishery among competing sovereigns. It thus has been recognized as analogous to an equitable action in rem. Washington v. Washington State Commercial Passenger Fishing Vessel Ass'n,
The Tribe, moreover, has expressly consented to this suit. In paragraph seven of the 1977 agreement, the Tribe agreed "(i)n the event that significant management problems arise from this agreement that cannot be resolved by mutual agreement, the parties agree to submit the issues to federal court for determination. In any event, the Court shall retain jurisdiction over the case of U. S. v. Oregon, Civil 68-513, (D.C.Or.)."
Here Washington and the tribe have a definite dispute over the management of anadromous fisheries; Washington believes that complete cessation of fishing is necessary to preserve the spring chinook and the tribe believes the opposite. This is exactly the type of dispute envisioned in 1977 when the Yakimas agreed to submit any dispute to the Oregon district court. Consequently, the Tribe may not at this stage renege on its earlier agreеment. Cf. Fontenelle,
III. Other Contentions
The Yakimas also contend that the court below lacked jurisdiction, that the injunction is a judicial abrogation of treaty rights, and that the relief granted was inconsistent with standards set forth in the 1969 decree. We deal with these contentions in order.
The Tribe claims a lack of subject matter jurisdiction because the Oregon district court еnjoined acts occurring in the State of Washington. Whatever analytic merit the argument may have, and we are dubious since the parties were before the court and subject to its jurisdiction,17 the question has already been litigated adversely to the Tribe. In Puget Sound Gillnetters Ass'n v. United States District Court,
The Yakimas also contend that the treaty secures to them the right to fish on their reservation without interference. From this, they argue that any injunction that restricts on-reservation fishing improperly abrogates their treaty fishing rights. This claim is false. It is established that "the manner of fishing, the size of the take, the restriction of commercial fishing, and the like may be regulated by the state in the interest of conservation ...." Puyallup I,
Finally, the Tribe argues that Washington's factual showing for the injunction was inadequate when judged against standards set forth in the 1969 decree. These standards, they claim, require that any modification sought be, with respect to Indian fishing rights, the least restrictive method of preserving the salmon. See Sohappy v. Smith,
The rules of civil procedure state that "in granting ... interlocutory injunctions" the court shall make findings of fact, and these findings "shall not be set aside unless clearly erroneous ...." Fed.R.Civ.P. 52(a); Unicon Mgmt. Corp. v. Koppers Co.,
Here, the choice of circumstances or events that accounted for the decline in the number of spring chinook, and the selection of the method to alleviate the problem, are clearly the types of findings embrаced by Rule 52(a). The Yakimas, having their opportunity to present their case in the district court, may not reargue that factual dispute here. After reviewing the entire record, we are not left with the "definite and firm conviction that a mistake has been committed" necessary to reverse the judgment's factual predicates. See United States v. United States Gypsum Co.,
AFFIRMED.
Notes
Honorable Thelton E. Henderson, United States District Judge for the Northern District of California, sitting by designation
Sohappy was an action by individual Yakima tribal members to establish their fishing rights. In 1969, the district court consolidated Sohappy with the action filed by the United States, which had been styled United States v. Oregon. These cases were severed in 1977, and this appeal is a direct descendent of the United Statеs' 1968 action. See generally Note, Sohappy v. Smith : Eight Years of Litigation Over Indian Fishing Rights, 56 Ore.L.Rev. 680 (1977)
Prior to Washington's intervention, either the Tribe or the individual plaintiffs sought at least five modifications. After Washington's intervention, the Tribe sought modification at least four times; Washington, at least two. The most recent modification occurred in 1979, when Washington applied for, and received, an injunction substantially similar to the one at issue here. That injunction was not appealed
Anadromous fish are born in fresh water, migrate to salt water where they live most of their lives, and then return to the place of their birth to spawn and die. See Washington v. Washington State Commercial Passenger Fishing Vessel Ass'n,
The Columbia River system supports numerous species of these fish. The 1977 agreement covers, in addition to the spring chinook, the fall and summer chinook, summer steelhead, sockeye salmon, coho salmon, shad and sturgeon.
The district court adopted the 1977 agreement as a court order, and it thus binds all parties to the action. Idaho, a non-party to the agreement, has unsuccessfully sought to be included in the plan's apportionment scheme. See Idaho ex rel. Evans v. Oregon,
An "escapement goal" is a target quantity of fish that will safely pass a specific point. These goals are used to estimate the number of fish available for spawning. The 1977 plan sets an escapement goal of 120,000 spring chinook for Bonnevillе Dam. Assuming this level, the plan then sets an apportionment scheme for all parties
At the time of the hearing below, the State of Washington submitted affidavits indicating that the spring chinook run would be between 40,000 and 50,000 salmon at Bonneville Dam, or, roughly 33 percent to 42 percent of the agreed escapement goal. This poor run of salmon provided the factual predicate for the court's injunction.
Washington denominated its motion as one for a "Temporary Restraining Order/Preliminary Injunction."
The court initially banned all tribal fishing on the Yakima River. This affected traditional Yakima fisheries at Wapato, Sunnyside, Horn Rapids, and Prosser Dams. Fishing on the Klitckitat River was closed for six days of every week. Later, on a motion for reconsideration, the court allowed a limited 72 hour fishery for adult male chinook at the Wapato and Sunnyside Dams. This modification proved unsatisfactory, and the tribal biologist has counseled against future use of a similar plan
It is undisputed that the 1980 spring run of chinook salmon is over. Since the order below was limited to that run, we must determine whether this action is moot. An earlier appeal in this case was dismissed for exactly that reason. Sohappy v. Smith,
We may still hear this appeal, however, under the "capable of repetition, yet evading review" doctrine if the challenged action could not be fully litigated prior to its cessation; and there is a reasonable expectation that the same complaining party will be subjected to the same alleged harm again. Weinstein v. Bradford,
In Sohappy, this court dismissed the appeal as moot because the 1974 run was over and the challenged state orders expired on their own terms at the close of that run.
This immunity also extends to tribal officials when acting in their official capacity and within their scope of authority. Davis v. Littell,
See also White Mountain Apache Tribe v. Bracker,
But see Robertson, A New Constitutional Approach to the Doctrine of Tribal Sovereignty, 6 Am. Indian L. Rev. 371, 373 (1979) (Tribal sovereignty is a "paradox" since it is a concept "without an irreducible normative core.")
See, e. g., Namekagon Dev. Co. v. Bois Forte Reservation Hous. Auth.,
See also Namekagon Dev. Co. v. Bois Forte Reservation Hous. Auth.,
In addition, this court and others have stated in dicta the tribes retain the power to consent to suit. Lomayaktewa v. Hathaway,
The cases cited in text upheld the waiver of tribal immunity due to broad "sue or be sued" causes contained in tribal constitutions entered into pursuant to 25 U.S.C. § 476 (1976). Other cases have held that similar clauses waive the immunity of tribal corporations not exercising governmental powers. Gold v. Confederated Tribes of the Warm Springs Indian Reservation,
The consent here, however, is much more limited. Both the subject matter and the time of consent have been, and to some extent may still be, controlled by the Tribe. Consequently, the consent here provides fewer problems with respect to possible erosion of tribal sovereignty than in Merrion, Fontenelle or Maryland Cas. Co.
As noted by an earlier decision regarding municipal sovereign immunity: "Sovereign immunity means only that the sovereign may not be sued without its consent. Implied in that immunity is the power to consent." Bailey v. City of Knoxville,
Indeed, the same court that issued the injunction at issue here has held that non-parties may be enjoined from interfering with the res in the court's constructive possession. United States v. Crookshanks,
The Tribe also relies upon Santa Clara Pueblo v. Martinez,
Martinez, moreover, was concerned with a much more radical proposition than the ability of a sovereign to waive its own immunity; the issue there was whether another sovereign, Congress, could by implication waive tribal immunity. The issue of the tribe's retained power to waive its own immunity simply never arose. Rаther than rely on such an ambiguous statement, we choose instead to rely on case holdings and sound policy.
For the same reasons, reliance on California ex rel. Cal. Dep't of Fish & Game v. Quechan Tribe of Indians,
Actually, the immunity only barred tribal liability in excess of the principal claim; the USF&G defendants were allowed to recoup an amount equal to the Indians' primary сlaim. USF&G,
The language quoted referred to enjoining non-parties. Accordingly, that reasoning is even stronger when the actions of an intervenor are the subject of injunction. See note 13 supra, and note 18 infra
When a district court has jurisdiction over all parties involved, it may enjoin the commission of acts outside of its district. See Seattle Totems Hockey Club, Inc. v. International Hockey League,
The court below gained personal jurisdiction over the Yakima Tribe when it intervened as of right. City of Santa Clara v. Kleppe,
