Section 201(c)(2) -of Title 18 of the United States Code prohibits giving, offering, or promising anything of value to a witness for or because of his testimony. Defendant-Appellant Sonya Singleton argues the government violated this statute by promising leniency to a witness in return for his testimony against her. Ms. Singleton was convicted of one count of conspiracy to distribute cocaine, see 21 U.S.C. §§ 841(a)(1), 846, and seven counts of money laundering, see 18 U.S.C. § 1956(a)(l)(B)(I). The district court sentenced her to forty-six months imprisonment on each count, to be served concurrently, and to be followed by three years of supervised release.
Ms. Singleton appeals her convictions, arguing the district court' erred (1) in denying her motion to suppress testimony allegedly obtained in violation of 18 U.S.C. § 201(c)(2) and Kansas Rule of Professional Conduct 3.4(b), and (2) in denying her motion for judgment of acquittal on both the conspiracy and money laundering counts. Our jurisdiction arises under 28 U.S.C. § 1291. We reverse and remand for a new trial.
Background
In April 1992, a detective of the Wichita Police Department contacted local Western Union agents to determine if drug dealers were using Western Union services to transfer drug money. He found a large number of wire transfers over $1000 which bore similar identifiers, including similar names of re: eipients, and similar names, addresses and phone numbers of senders. The records led authorities to a group of people whom they believed were involved in a conspiracy to sell drugs. Further investigation indicated the drug business was begun by men who had moved from California to Wichita. They recruited local women to wire proceeds of drug sales back to California to pay for more cocaine; some of these women also received wire transfers on behalf of the conspiracy and transported cocaine from California to Wichita. Ms. Singleton was identified as one *1344 who transferred and received money for the conspiracy. She was the common-law wife of Eric Johnson, who regularly bought, packaged, and sold drugs, and she was listed as either the sender or recipient on eight wire transfers suspected to have been sent on behalf of the conspiracy. Handwriting experts confirmed that her handwriting was present on paperwork accompanying the eight wire transfers.
Ms. Singleton and others were charged in a superseding indictment with multiple counts of money laundering and conspiracy to distribute cocaine. Before trial she moved to suppress the testimony of Napoleon Douglas, a coconspirator who had entered into a plea agreement with the government. The basis for her motion was that the government had impermissibly promised Mr. Douglas something of value—leniency—in return for his testimony, in violation of 18 U.S.C. § 201(e)(2) and Kansas Rule of Professional Conduct 3.4(b), which prohibits offering unlawful inducements to a witness. The district court denied the motion, ruling that § 201(c)(2) did not apply to the government.
At trial Mr. Douglas testified against Ms. Singleton. He stated that the government, through an assistant United States attorney, had promised to file a motion for a downward departure if he testified truthfully. See IV R. 204-06. His testimony of the government’s promise in this regard is somewhat confused, however, and in Mr. Douglas’s written plea agreement the government made no firm promise to file a motion for a downward adjustment. The agreement merely stated the government would file a motion under USSG § 5K1.1 or 18 U.S.C. § 3553(e) if, in its sole discretion, Mr. Douglas’s cooperation amounted to substantial assistance. See I R. doe. 109, at 2. Both the testimony and plea agreement make clear Mr. Douglas understood that the actual grant of any downward adjustment was entirely within the purview of the sentencing court.
The plea agreement does, however, state three specific promises made by the government to Mr. Douglas in return for his explicit promise to testify. See id. at 1-3. First, the government promised not to prosecute Mr. Douglas for any other violations of the Drug Abusе Prevention and Control Act stemming from his activities currently under investigation, except perjury or related offenses. See id. at 1-2. Second, it promised “to advise the sentencing court, prior to sentencing, of the nature and extent of the cooperation provided” by Mr. Douglas. Id. at 2. Third, the government promised “to advise the Mississippi parole board of the nature and extent of the cooperation provided” by Mr. Douglas. Id. Mr. Douglas agreed, “in consideration of the items listed in paragraph 2 above ... [to] testify! ] truthfully in federal and/or state court....” Id. at2-3.
Discussion
The issues before us are (1) whether the government’s conduct was prohibited either by § 201(c)(2) or Kansas Rule of Professional Conduct 3.4(b); (2) if it was, whether Mr. Douglas’s testimony should have been suppressed; and (3) whether the record contains sufficient evidence to remand for a new trial.
I. Statutory Construction of 18 U.S.C. § 201(c)(2)
A. The Language and Plain Meaning
We review de novo the district court’s interpretation of a federal statute.
See Utah v. Babbitt,
The Supreme Court has recently emphasized the primacy of statutory plain language. In
Salinas v. United States,
— U.S.
*1345
-,
it is not, and cannot be, our practice to restrict the unqualified language of a statute to the particular evil that Congress was trying to remedy—even assuming that it is possible to identify.that evil from something other than the text of the statute itself---- Courts may not create their own limitations on legislation, no matter how alluring the policy arguments for doing so.
Id.,
Section 201(e)(2) could not be more clear. It says:
Whoever ... directly or indirectly, give?, offers or promises anything of value to any person, for or because of the testimony under oath or affirmation given or to be given by such person as a witness upon a trial, hearing, or other proceeding, before any court ... authorized by the laws of the United States to hear evidence or take testimony ... shall be fined under this title or imprisoned for not more than two years, or both.
18 U.S.C. § 201(c)(2). We note at the outset that § 201 is to be broadly construed to further its legislative purpose of deterring corruption.
See United States v. Hernandez,
The class of persons who can violate the statute is not limited. “Whoever” completes the following elements commits a crime. 18 U.S.C. § 201(e)(2). First, the statute requires a gift, offer, or promise, either direct or indirect, to a рerson.
See id.
Second, the gift, offer, or .promise must be “of value.”
Id.
Third, the gift, offer, or promise must be made “for” or “because of’ the person’s sworn testimony at a trial or other proceeding before an authorized court.
Id.
The state of mind required to violate the statute is knowledge that the thing of value is given for or because of testimony.
See United States v. Campbell,
The first issue facing us is whether the assistant United States attorney, acting on behalf of the government, is within the statutory class “whoever.” The Supreme Court has recognized a limited canon of construction which provides that statutes do not apply to the government or affect governmental rights unless the text expressly includes the government.
See Nardone v. United States,
Even if § 201(e)(2) could be said to deprive the sovereign of an established prerogative, two further exceptions remove § 201(c)(2) from this class оf statutes. First, the presumption that the sovereign is excluded unless named does not apply “where the operation of the law is upon the agents or servants of the government rather than on the sovereign itself.”
Id.
at 383,
The second exception provides that the government is subject to a statute, even if it infringes upon a recognized government prerogative, if the statute’s purpose is to prevent fraud, injury, or wrong.
Nardone,
Having escaped the first class of cases in which the canon applies, we determine whether our case falls within the second: cases in which “public officers are impliedly excluded from language embracing all persons” because such a reading would “work obvious absurdity.”
Id.
A brief overview of legal principles and the common law will confirm the rationality of the statute’s result and indicate the scope of the tradition behind its application to the government.
See Kuzma v. IRS,
One of the very oldest principles of our legal heritage is that the king is- subject to the law. See Romans 13. King John was taught this principle at Runnymede in A.D. 1215, when his barons forced him to submit to Magna Carta, the great charter that imposed limits on the exercise of sovereign power. See William Sharp McKechnie, Magna Carta, 36-42 (1914). One of the first modern expositions of this hallowed principle is found in Lex, Rex, 1 whose title indicated *1347 the fundamental shift in our legal heritage toward the primacy of the law and the subordinate position of the king. Justice Brandéis expounded as follows on the principle:
Decency, security and liberty-alike demand that government officials shall be subjected to the same rules of conduct that are commands to the citizen. In a government of laws, existence of the government will be imperilled if it fails to observe the law scrupulously. Our Government is the potent, omnipresent teacher. For good or for ill, it teaches the whole people by its example. Crime is contagious. If the Government becomes a lawbreaker, it breeds contempt for law; it invites every man to become a law unto himself; it invites anarchy. To declare that in the administration of the criminal law the end justifies the means—to declare that the Government may commit crimes in order to secure the conviction of a private criminal—would bring terrible retribution. Against that pernicious doctrine this Court should resolutely set its face.
Olmstead v. United States,
The policy expressed in § 201(e)(2) has long been enforced at common law.
See Hamilton v. General Motors Corp.,
From the testimony at trial and the sentences imposed on Bambulas and Russell, there is no indication that immunity or a promise of leniency had been offered by federal authorities to Russell. In addition, Fortner testified- that federal agents had emphatically stated to him that there would be “no deals” as rewаrd for his testimony.
Id. See also United States v. Meinster,
The United States Attorney is the representative not of an ordinary party to a controversy, but of a sovereignty whose obligation to govern impartially is as compelling as its obligation to govern at all; and whose interest, therefore, in a criminal prosecution is not that it shall win a case, but that justice shall be done. As such, he is in a peculiar and very definite sense the servant of the law, the twofold aim of which is that guilt shall not escape nor innocence suffer.
Young v. United States ex rel. Vuitton et Fils S.A.,
Because of our duty to harmonize apparently conflicting statutes whenever possible,
see Chemical Weapons Working Group, Inc. v. Department of the Army,
We note that if the assistant United States attorney were not covered by the statutory term “whoever,” then the statute would not prohibit her even from bribing a witness with money in exchange for favorable testimony, which the government concedes the statute prohibits.
See
Aplees. Brief at 8;
see also United States v. Gorman,
The assistant United States attorney made at least three promises to Napoleon Douglas. Because it is not clear that the government promised to move for a downward adjustment in return for his testimony, we rely for our analysis only on the three promises specifically made in the plea agreement: (1) the promise not to prosecute Mr. Douglas for certain offenses, (2) the promise to inform Mississippi authorities of his cooperation, and (3) the promise to inform the district court of his cooperation. These promises were made “for” his testimony: Mr. Douglas promised to testify “in consideration of’ the three promises.
See
I R. doc 109, at 2-3 (Plea Agreement). The statute’s “for or because of’ language does not require a quid pro quo relation between the testimony and the promises, but merely requires that the promises be motivated by the testimony,- even though the testimony might have been given without the promises.
See United States v. Johnson,
It remains only to determine whether the promises fall within the scope of the statutory term “anything of value.” Because the term is not specifically defined in the statute, we assume the ordinary meaning of the words expresses the legislative purpose, and we interpret them according to their everyday meaning.
See Russello v. United States,
The government argues that cases involving § 201(c) have all involved monetary payments. However, courts have uniformly rejected arguments that .“anything of value” should be restricted to things of monetary, commercial, objective, actual, or tangible value.
See Schwartz,
Value has been accorded a broader, more common interpretation.
See Schwartz,
Courts construing the phrase have held a variety of intangibles to be things of value, including information regarding the whereabouts of a witness, information contained in DEA reports, assistance in arranging a merger, a witness’s testimony, conjugal visits, amusement, the promise to reinstate an employee, and the promise not to run in a primary election.
See Sheker,
Although this precedent alone would require a conclusion that the promises made to Mr. Douglas are of value, four further considerations confirm the matter. First, much of the precedent cited construes the phrase “thing of value”; and the use in § 201 of “anything of value” indicates an even broader scope of coverage.
Second,, much of the precedent construes statutory language in which the term appears at the end of a series of enumerated specifics, such as “any fee, kickback, commission, gift, loan, money, or thing of value.”
Schwartz,
785 F.2d at' 679 (construing 18 U.S.C. § 1954, and noting that legislative history indicated the enumeration was one of
*1350
illustration, not limitation);
see Marmolejo,
Third, the purpose of the statute confirms Congress’s broad language. One obvious purpose of the blanket prohibition in § 201 is to keep testimony free of all influence so that its truthfulness is protected.
See United States v. Biaggi,
Fourth, § 201(c)(1) opens by providing “otherwise than as provided by law for the proper discharge of official duty.” In contrast, § 201(c)(2) includes no such exemption for official acts authorized by law. Because Congress specifically exempted public duties from one subsection but did not exempt them from the subsection at issue in this case, we should interpret the plain language of the statute to cover promises of leniency by prosecutors.
We find no basis in law, policy, or common sense to judicially limit “anything of value” to things reducible to monetary or tangible value. Justice Holmes’s words are appropriate: “[T]here is no canon against using common sense in construing laws as saying what they obviously mean.”
Roschen v. Ward,
In this light we apply the statutory phrase “anything of value” to the promises made to Mr. Douglas. The obvious purpose of the government’s promised actions was to reduce his jail timе, and it is difficult to imagine anything more valuable than personal physical freedom.
See Cervantes-Pacheco,
Our basis for determining these promises were of value is that the record indicates Mr. Douglas subjectively valued them. They were all he bargained for in return for his testimony and guilty plea.
See Nilsen,
B. The Structure of § 201
Our construction of the particular statutory language at issue is fortified by the language and structure of the statute as a whole.
See K Mart Corp. v. Cartier, Inc.,
The statute at issue in this case, § 201(e)(2), is a gratuity prohibition, and like every other gratuity provision in § 201(c)(2), it contains no requirements of corruptness or intent to influence.
See Johnson,
In contrast, a separate bribery provision under § 201(b), dealing with bribery of witnesses, does require heightened intent. Section 201(b)(3) provides that whoever “corruptly gives, offers, or promises anything of value to any person ... with intent to influence the testimony under oath or affirmation of such ... person as a witness” shall be fined or imprisoned. Congress thus deliberately included the corruptness and intent-to-influence elements in § 201(b)(3) and excluded them from § 201(c)(2).. ‘“[W]here Congress includes particular language in one section of a statute but omits it in another section of the same Act, it is generally presumed that Congress acts intentionally and purposely in the disparate inclusion or exclusion.’ ”
Brown v. Gardner,
Section 201(d) further illumines the plain meaning of § 201(c)(2). This subsection provides:
Paragraphs (3) and (4) of subsection (b) and paragraphs (2) and (3) of subsection (e) shall not be construed to prohibit the payment or receipt of witness fees provided by law, or the payment, by the party upon whose behalf a witness is called and receipt by a witness, of the reasonable сost of travel and subsistence incurred and the reasonable value of time lost in attendance at any such trial, hearing, or proceeding, or in the case of expert witnesses, a rea *1352 sonable fee for time spent in the preparation of such opinion, and in appearing and testifying.
18 U.S.C. § 201(d). The existence of § 201(d) as a specific exception to § 201(c)(2) indicates that § 201(c)(2) would otherwise prohibit travel and other witness fees, which are given to witnesses because of their testimony.
We find no clearly expressed legislative intention contradicting the statute’s language. The legislative history confirms Congress’s purpose that
giving or receiving
anything of value by “witnesses ‘for’ or ‘because of ... testimony ... should also be prohibited.” H.R.Rep. No. 87-748, at 16 (1961). The committee report also indicates Congress’s policy: “The conduct which is forbidden has the appearance of evil and the capacity of serving as a cover for evil.”
Id
at 19,
II. The Law Enforcement Justification
The government asserts, without argument or authority, that agreements for testimony between the government and a witness are not contemplated by this statute. Its position is that its agreement in return for testimony was justified and legitimate, and that Congress could not have intended § 201(e)(2) to hamper the punishment of crime by bringing within its sweep this government practice. Even assuming such a practice, our answer is that the matter was one of policy for Congress to decide. See
Nardone,
To answer the government’s vague argument that some overriding policy should prevent application of this statute to the government’s conduct, we will raise sua sponte the justification of law enforcement authority. “Criminal prohibitions do not generally apply to reasonable enforcement actions by officers of the law.”
Brogan,
The Supreme Court’s more general statement of the rule that “[cjriminal prohibitions do not generally apply to reasonable enforcement actions by officers of the law,” embraces field enforcement activity.
Brogan,
The conduct of police, investigators, and law enforcement agents is regularly evaluated against the standard of what is legitimate and reasonably necessary to enforce the law.
See, e.g., United States v. Mosley,
The law enforcement justification exists to allow field officers a practically necessary means to detect and prevent crime, and to apprehend suspects. It .is justified by the difficulties inherent in detecting certain types of crime.
See Russell,
Because the government’s statutory violation occurred not in a field investigation but in the context of testimony which was to be presented to the court, we further hold its action was not “reasonable.”
Brogan,
Cases involving the application of ethical rules to federal prosecutors fortify our conclusion. The Department of Justice attempted, first through a policy statement known as the Thornburgh Memorandum, then through a federal regulation, 28 C.F.R. pt. 77 (1997), to exempt its litigators from state ethical rules prohibiting ex parte communication with represented parties. The federal courts have unanimously rejected the notion that federal prosecutors are exempt from these ethical rules.
5
See, e.g., United States ex rel. O’Kеefe v. McDonnell Douglas Corp.,
III. Section 201(e)(2) in Relation to Other Statutes
The government argues that several provisions of law authorized it to make its agreement with Mr. Douglas. The government apparently refers to an unwritten agreement with Mr. Douglas to make a sentence reduction recommendation. See Aplees. Brief at 7, 9. Although any such agreement is not before us because it is not clear from the record that it was made, we will construe the government’s .argument as one that it had statutory authorization for the three written promises it did make to Mr. Douglas for his testimony.
The federal criminal sentencing statute, 18 U.S.C. § 3553(e), provides, “Upon motion of the Government, the court shall have the authority to impose a sentence below a level established by statute as minimum sentence so as to reflect a defendant’s substantial assistance in the investigation or prosecution of another person who has committed an offense.” In addition, 28 U.S.C. § 994(n) in *1355 straets the United States Sentencing Commission to ensure that guidelines reflect “the general appropriateness of imposing a lower sentence than would otherwise be imposed, including a sentence that is lower than that established by statute as a minimum sentence, to take into account a defendant’s substantial assistance in the investigation or prosecution of another person who has committed an offense.” Accordingly, USSG § 5K1.1 provides that the government may move for a downward departure from the guidelines if it determines the defendant has “provided substantial assistance in the investigation or prosecution of another person who has committed an offense____” USSG § 5K1.1. “The appropriate reduction shall be determined by the court for reasons stated that may include ... the truthfulness, completeness, and reliability of any information or testimony provided by the defendant.” Id. at § 5Kl.l(a)(2). The government also cites Fed.R.Crim.P. 35(b), which says, “The court, on motion of the Government made within one year after the imposition of the sentence, may reduce a sentence to reflect a defendant’s subsequent, substantial assistance in the investigation or prosecution of another person who has committed an offense----”
Each of these provisions of law authorizes only that substantial assistance can be rewarded after it is rendered; none authorizes the government to make a deal for testimony before it is given, as the government did with Mr. Douglas. Consequently the statutes cannot justify the government’s promises in this case.
However § 201(c)(2) prohibits even the rewarding of testimony after it is given: it prohibits anything of value to be given, offered or promised “because of’ testimony “given.” 18 U.S.C. § 201(c)(2). The sentencing provisions may thus appear to conflict by authorizing something of value (a motion for and grant of sentence reduction) to be given “because of’ testimony rendered. We believe the statutes can be read together in this way: in light of § 201(e)(2), “substantial assistance” does not include testimony. Congress enacted the sentencing provisions against the backdrop of its general prohibition against giving anything of value for or because of testimony. See generally 2B Norman J. Singer, Sutherland Statutory Construction § 53.01 (5th ed.1992). Against this background, § 994 authorizes the Sentencing Commission to reward all forms of substantial assistance other than testimony.
Our reading of the statutes will not impair the substantial assistance provisions, because a defendant can substantially assist an investigation or prosecution in myriad ways other than by testifying. Nor will our holding drastically alter the government’s present practices. The government may still make deals with accomplices for their assistance other than testimony, and it may still put accomplices on the stand; it simply may not attach any promise, offer, or gift to their testimony. Because the operation of the sentencing statutes is not positively repugnant to § 201(c)(2), we must give effect to both.
See Connecticut Nat’l Bank v. Germain,
The government’s reliance on the substantial assistance sentencing statutes is, in essence, an argument that they impliedly amend or repeal the plain prohibition of § 201 (e)(2). Courts generally and quite consistently disfavor implied repeals and amendments.
See, e.g., United States v. Estate of Romani,
— U.S. -,
IV. Precedent
Although neither party cited any case in which a criminal defendant argued the government violated § 201(c)(2) by offering leniency or other inducements to a witness, we have been able to find three such reported cases. We find each unpersuasive.
In
United States v. Isaacs,
The defendant, relying only on newspaper reports, argued the government had violated § 201(h) by giving something of value to a witness for her testimony, and requested an evidentiary hearing to develop facts on the matter. In making its ruling, the court mischaraeterized § 201(h), stating the defendant’s argument was based on an inference that the award of the .license to the witness was “a bribe intended to influence her testimony____”
Id.
at 767. The statute is abundantly clear that it proscribes gratuities regardless of intent to influence testimony. The court then denied the defendant’s motion on two grounds. First, it held the conjectural allegations based on newspaper reports were insufficient to warrant an evidentiary hearing.
See id.
Second, it held that
Giglio v. United States,
Giglio
held the government must disclose a promise of leniency made to a key witness in return for his testimony.
See Giglio,
We believe
Giglio’s
holding—that
Brady v. Maryland,
Section 201(h) was also raised by the defendant in
United States v. Barrett,
The Seventh Circuit approved this disposition and in a footnote repeated
Isaacs’s
inference from
Giglio. See id.
n. 9. It went on to state that the premise of the defendant’s § 201(h) argument was that the government had no authority to grant civil tax immunity in return for testimony. The defendant conceded the government did not violate § 201(h) by granting criminal immunity, because the United States Code authorizes the government to grant such immunity.
See
18 U.S.C. § 6002. Following this reasoning, the court found a provision of the tax code authorizing the government to settle any tax case, 26 U.S.C. §• 7122, and held that because Congress authorized the government to settle tax liability, it could settle tax liability in return for testimony.
See Barrett,
We believe this conclusion is incorrect because both the court and the parties reasoned from a faulty premise. Section 201(h) did not prohibit the government from giving unauthorized things of value for testimony; it proscribed giving anything of value for testimony. To read the section аs prohibiting only the giving of unauthorized things (besides ignoring its plain language) is to read it right out of the code. It is a truism that the government may not do unauthorized things. And it is § 201(h) that makes gifts, offers, and promises unauthorized in certain circumstances. If the section is to have any meaning it must be read to prohibit giving otherwise authorized things “for” or “because of’ testimony. Otherwise, under Barrett’s reasoning, the government’s authorization to expend money means the government may pay money to a witness for his testimony. We will not eviscerate the statute in this way. Section 201(c)(2) discriminates not on the basis of what things of value are authorized, but on whether the thing of value is given “for” or “because of’ testimony.
Finally, the Sixth Circuit addressed an argument like Ms. Singleton’s in
United States v. Blanton,
Mr. Blanton argued the witness’s testimony should have been suppressed because the government procured it in return for something of value, in violation of § 201(h). The court rejected his argument, holding the “purported ‘thing of value’—a liquor license—was not offered by the government.” Id. at 311. It supported this by stating that the government used only persuasion and exercised no coercive power. Further, it held the government did not “give” a thing of value because it merely preserved the status quo: the witness kept the license he previously had. See id.
Neither ground of the holding persuades us. It seems apparent to us that the issue was whether the government’s persuasion,
*1358
which was offered and given, was a thing of value. The court’s focus on the liquor license and on the.state’s control of it obscures this point: the government’s intangible persuasion' might have been enormously valuable to the witness, since he sought it and it was effective in the goal of retaining his license. We are likewise unpersuaded that preservation of the status quo cannot constitute a thing of value. The persuasion of the United States was brought to bear in return for testimony at a time when the witness’s status quo (which happened to be ill-gotten gain) was about to change drastically for the worse. We find no principled basis in
Blanton
on which to hold the government’s conduct in our case was not covered by the unambiguous prohibition of § 201(c)(2). ‘We have stated time and again that courts must presume that a legislature says in a statute what it means and means in a statute what it says there.”
Connecticut Nat’l Bank v. Germain,
We further disagree with the Eleventh Circuit to the extent it has held that § 201(c)(2) is violated only when the resultant testimony is false.
See Golden Door Jewelry Creations, Inc. v. Lloyds Underwriters Non-Marine Ass’n,
Moreover, requiring false testimony under § 201(c)(2) would interpose elements not required even by the bribery provisions, which do not require the bribe recipient’s action to be influenced in fact.
See United States v. Hernandez,
We conclude that under § 201(c)(2) the promise need not be intended to affect, and need not actually affect, the testimony in any way. Promising something of value to secure truthful testimony is as much prohibited as buying perjured testimony.
See Shuttlesworth v. Housing Opportunities Made Equal,
V. Kansas Professional Rule 3.4(b)
Ms. Singleton argues the government violated Kansas Professional Rule 3.4(b) in presenting the testimony of Mr. Douglas. The *1359 rule, adopted by the Supreme Court of Kansas, provides, “A lawyer shall not ... offer an inducement to a witness that is prohibited by law.” Kansas Rule of Professional Conduct 3.4(b) (1997). Commentary to the Model Rules, as adopted by the Supreme Court of Kansas, states, “The common law rule in most jurisdictions is that it is improper to pay an occurrence witness any fee for testifying____” Kansas Rule of Professional Conduct 3.4(b) emt. (1997). We have already established, in agreement with our sister circuits, that intangible value can be equivalent to financial value, and that the promise of leniency is an equal or greater incentive to lie than is cash. Moreover, because we have held that the government’s promises ran afoul of 18 U.S.C. § 201(c)(2), and were thus prohibited by law, we must conclude the government violated Rule 3.4(b).
VI. Remedy
In the circumstances before us, the appropriate remedy for the testimony obtained in violation of § 201(c)(2) is suppression of its use in Ms. Singleton’s trial.
7
“[T]he principal reason behind the adoption of the exclusionary rule was the Government’s ‘failure to observe its own laws.’”
United States v. Russell,
Suppression is a judicially fashioned rule whose primary purpose is to deter official misconduct.
See United States v. Peltier,
We believe exclusion will effectively deter the unlawful conduct before us. Agreements to seek leniency or refrain from filing charges in return for testimony are entered into with the intention of presenting to a court the testimony so acquired. Excluding that tainted testimony removes the sole purpose of the unlawful conduct and leaves no incentive to violate § 201(c)(2).
Cf. id.
Courts declining to apply the exclusionary rule for violation of statutes have done so on the ground that it is “inappropriate until such time as “widespread and repeated violations’ ” of the statute exist,
United States v. Roberts,
A secondary policy protected by the exclusionary rule is “the imperative of judicial integrity.”
Elkins,
The Second Circuit has written, regarding parallel provisions in § 201 prohibiting bribes and gratuities in the context of public officials,
“[Tjhere is no reason to infer that the policy and purpose behind the ‘corrupt intent to influence’ offenses [are] substantially different from [those] underlying the ‘for or because of offenses____ ‘[E]ven if conniption is not intended by either the donor or the donee, there is still a tenden-
cy in such a situation to provide conscious or unconscious preferential treatment of the donor by the donee____’”
Biaggi,
For this reason we are unpersuaded by cases holding suppression inappropriate for statutory violations on the ground that where Congress has established other penalties the courts should not create a judicial remedy.
See, e.g., United States v. Benevento,
We emphasize that the rule we apply today rests in no way on the Constitution; it is a creature solely of statute. The constitutional boundaries of testimony like that presented in this case have been amply delineated in
Hoffa v. United States,
VII. Sufficiency of the Evidence
Having concluded Ms. Singleton’s motion to suppress should have been granted, we address her claim that the district court erred in denying her motion for judgment of acquittal as to both her conspiracy and money laundering convictions. We hold at the оutset that the failure to suppress Mr. Douglas’s testimony was not harmless error as to either the conspiracy or the money laundering convictions. The government relied on Mr. Douglas as its principal witness, and, considering the entire record, we are entirely unable to say that the admission of his testimony did not influence the verdict.
See Kotteakos v. United States,
The remaining question is whether the record contains sufficient other evidence upon which a jury could find guilt beyond a reasonable doubt. If the evidence, excluding the testimony of Mr. Douglas, is legally insufficient to support her convictions, a new trial is prohibited by double jeopardy principles.
See United States v. McAleer,
We review de novo the denial of a motion for judgment of acquittal.
See United States v. Lampley,
REVERSED and REMANDED for a new trial.
ORDER
July 10, 1998.
Acting on its own motion pursuant to Fed. R. App. P. 35(a), the court orders that this appeal be reheard by the court en banc. Pending the determination by the en banc court, the opinion of the panel entered on July 1, 1998, is vacated in accordance with 10th Cir. R. 35.6. The appeal will be set for oral argument during the November session of court to be held in Denver, Colorado, on November 16-20,1998.
On or before August 10,1998, parties shall file simultaneous supplemental briefs not to exceed twenty pages. In addition to any other arguments pertinent to the case, they shall address whether any opinion reversing *1362 the district court would have prospective or retrospective application.
The mandate is stayed.
Notes
. Samuel Rutherford, Lex, Rex, or The Law and the Prince (1644) (Sprinkle Publications 1982).
. From the general rule against payments to fact witnesses,
Hamilton
excepts reimbursements for travel, subsistence, and the reasonable value of time lost in attendance.
Hamilton,
. Section 201, with its present statutory language, was enacted in 1962. In 1986 Congress renumbered § 201 into its present form. See Criminal Law & Procedure Technical Amendments Act of 1986, Pub.L. 99-646, § 46(h), 100 Stat. 3592, 3603 (1986). The pre-1986 statute, which Irwin interpreted, contained the same distinctions between bribery and gratuity provisions. Section 201(c)(2), which was designated § 201(h) before 1986, has not been altered since its enactment in 1962.
. The argument that § 201(c)(2) apрlies to government inducements for testimony appears first to have been made (excepting several older cases which we address later) in an article by a former government prosecutor. See J. Richard Johnston, Paying the Witness: Why Is It OK for the Prosecution, but Not the Defense?, 12 WTR Crim. Just. 21 (1997).
. A subcommittee of Congress also expressed its disapproval of the Department of Justice's position:
We disagree with the Attorney General's attempts to exempt departmental attorneys from compliance with ethical requirements adopted by the State bars to which they belong and in the rules of the Federal courts before which they appear. While recognizing that it is ultimately the courts who finally decide disputes over such authority, we nevertheless urge reconsideration and withdrawal of the Attorney General's June 8, 1989 memorandum, "Communication with Persons Represented by Counsel.”
H.R.Rep. No. 101-986, at 32 (1990).
. Although the mandate of the panel opinion was vacated when the Sixth Circuit reheard the case en banc, the rehearing was limited to issues unrelated to § 201(h). The en banc opinion specifically adopted the panel's dispositions and reasoning on all other issues, including the § 201(h) matter.
See Blanton,
. The suppression remedy we apply rests wholly on the government’s statutory violation, not on the prosecutor’s violation of Kansas Professional Rule 3.4(b).
