27 F. 854 | W.D.N.C. | 1886
After the close of the argument, his honor, Judge Dick, delivered the following charge to the jury:
Gentlemen of the Jury:
When the testimony was closed in this case, I requested the counsel to make as careful an examination of legal authorities as they could during the recess of the court, and submit to me arguments upon the questions of law involved. You have heard the legal arguments, and also arguments upon the matters of fact presented by the evidence, and you are now prepared to receive the instructions of the court upon tlio material questions of law so fully discussed.
I will not recapitulate the testimony, as there is not much conflict, but leave all questions of fact entirely to your determination. The law is a system composed of maxims, rules, and principles which have been devised and adopted for the purpose of securing and regulating business transactions, social relations, and political order among men. The elements of the law are founded in reason and natural justice, and are the outgrowth of human experience, knowledge, and wisdom, developed in the course of ages. It has been well said that “the reason of the law is the life of the lawn” Justice is the spirit of the law, and Christian civilization has adorned it with many principles of humanity and benevolence.
I will briefly consider and explain some of the familiar general rules of the law which have been referred to in the course of the argument of counsel.-
In all trials for crime tho prosecution must prove, beyond a reasonable doubt, the truth of every fact essentia], in point of law, to constitute the offense charged in tho indictment. This rule has long existed, and is founded in natural justice and humanity; as all good and just men feel that, when such a doubt exists, it is better for tho welfare of society to acquit than to condemn. Every person accused
When a criminal act is knowingly and willfully committed, the law presumes a criminal intent, and the offender is responsible for all the natural and probable consequences which ensue from the unlawful act, although such results were not contemplated. No person can be excused from the willful commission of an unlawful act upon the ground that he was ignorant of the law that he had violated. Every person of ordinary discretion is presumed to know the law of the country in which he resides. The strict application of this legal presumption is necessary to secure the peace and good order of society, and it is not unreasonable when applied to crimes at the common law, which are generally mala in se,—wrong in themselves; for the consciences of men teach them the natural principles of social obligation and duty. Social and political necessity and experience have induced legislatures to enact statutes imposing more stringent duties and obligations upon citizens than were known to the common law. Whenever a statute positively forbids an act, the doing of such act willfully, or from culpable negligence, is an indictable crime. A willful act is one that is done, not only voluntarily, but for a bad purpose. When such purpose is shown by the evidence, the law implies a criminal intent. The accused cannot say, by way of defense, that he did not know the law, and did not intend to violate it. When an act forbidden by law is knowingly done, but not with a bad purpose, the presumption of criminal intent is only prima facie, and the accused may show that he did not act from an evil motive, and may claim the benefit of the presumption of innocence and the doctrine of a reasonable doubt.
It is often said that the presumption of “legal knowledge” is a positive rule of law, and applies to all cases where acts are knowingly done which are expressly forbidden by law, and gives rise to a conclusive presumption of criminal intent. If the word “conclusive,” in this connection, means “irrebuttable,” then such presumption is very unreasonable when applied to all criminal charges, and is not justified to that extent of meaning by any considerations of public policy. No man knows all the law. Judges differ in their legal decisions, and
The presumption of “legal knowledge” is a general rule, and not accurately defined as to the extent of its application. I do not regard it as a positive rule of law, but as a very strong presumption, subject to some reasonable-qualifications in criminal trials, where the life and liberty of the citizen are involved. In such cases the law should bo liberally construed, so as to give effect to all of its beneficent provisions, to avoid conflict of rules of law, and secure the citizen against anything that would be unjust or oppressive. The beneficent presumption of innocence, and the doctrine of a reasonable doubt,—so important in the trial by jury,—would be of little benefit to a person on trial for crime, if the mere proof of an unlawful act knowingly committed by him was received in a court of justice as ■conclusive evidence of guilt. He would be convicted without any opportunity of explanation and defense, and without any of the benefits of a trial by jury, secured by the constitution of the United States. A trial by jury, in some instances, would be a mockery of justice, if a person accused should be convicted by a conclusive presumption of law. It is well settled that a prima facie case made by the prosecution does not take away the presumption of innocence from the accused, or deprive him of the benefit of a reasonable doubt in the minds of the jury.
In civil matters there are many irrebuttable presumptions, and there are some as to the incapacity of persons for committing crime. In some text-books and judicial decisions the doctrine is broadly stated that a presumption of knowledge of the law is in all cases irrebuttable, and conclusively establishes a criminal intent. This extreme extension of the rule is unreasonable, and, ás to criminal intent, should be restricted to eases where the inference of criminal intent necessarily arises from the facts in evidence, and should not extend to offenses where a particular and specific intention is essential to constitute tlie crime charged.
As a general rule, I think the legal effect of presumptions as to criminal intent is to throw upon the accused the onus of justifying or explaining the acts from which the law infers a criminal intent. It is a rule founded in natural justice, and as old as the law,—both hu
“When an act, in itself indifferent, if done with a particular intent, becomes criminal, then the intent must be proved and found by the jury; but where the act is in itself unlawful, the proof of justification or excuse lies on the defendant, and in failure thereof the law implies a criminal intent.”
In trials for crime, I think, the rule of law that a criminal intent must concur with an unlawful act in order to constitute crime is one of the fundamental principles of public justice, almost universal in its application. When an act in itself unlawful is proved to be knowingly done, no further proof is necessary on the part of the prosecution to obtain a conviction, as the law presumes the criminal intent, but it is not so conclusively presumed as not to admit of an explanation. If an act forbidden by law is knowingly and willfully done, and the accused has no other defense except his ignorance of the law, then the presumption of criminal intent is not rebutted.
As a general rule, a man’s motives and objects must be inferred from his conduct; and, when his acts are sufficient to indicate a guilty intention, he is entitled to show in evidence the facts and circumstances which preceded the act, or were parts of the transaction,-.so that his whole conduct may be passed upon by a jury who are impartial, and conversant in human affairs, and. whose common sense and experience enables them to judge of the connection between conduct and intention. Where an act which in itself is innocent, becomes an offense only because it is forbidden by a statute, the spirit and purpose of such statute should be considered, and a person who does the forbidden act ought not to be convicted by a jury unless they are satisfied that he did the act with a purpose to evade the provisions of the statute. The reason and object of the law in such cases should prevail over its letter.
In the section of the statute on which this indictment is founded the words “unlawfully and willfully” are not used in specifying the act forbidden, and, upon a strict construction, the doing of such act is indictable, and the law infers the criminal intent. The indictment would have been sufficient if the language of the statute had been literally used in charging the offense committed; but the defendant would still have had the right to rebut the presumption of a criininal intent implied by law, by evidence of facts and circumstances surrounding the transaction. The defendant must have had the purpose of defrauding the government of its revenue before he can be rightfully convicted of crime. The words “unlawfully and willfully” are used in the indictment in characterizing the offense
The district attorney insisted that the words “unlawfully and willfully” are the words ordinarily found in the precedents, and, for the sake of conformity, ought to be used in an indictment of this kind, and, in their signification, are equivalent to “unlawfully and on purpose,” and are only intended to aver that an unlawful act was done “intentionally.” The district attorney asked me to charge you that there is no evidence that the defendant was constrained by any one, or by circumstances, to remove the brandy from the distillery to the smoke-house, and therefore he did the removing purposely. I decline to give the charge requested, and I leave the evidence of the facts and circumstances surrounding the transaction to be considered by you.
As to the signification of the word “willfully,” when used in a statute creating a criminal offense, onr state supreme court, in a recent case, (State v. Whitener, 93 N. C. 592,) gives a definition of the,word substantially like one that is approved by the supreme court of the United States. “The word ‘willfully,’ in the ordinary sense in which it is used in statutes, means not merely ‘voluntarily,’but with a bad purpose.” Felton v. U. S., 96 U. S. 699.
The defendant’ in his testimony said that he has been a duly-authorized brandy distiller for nearly 20 years, and that he was advised by a collector of the district, many years ago, that the government did not require him to pay more taxes than those assessed on the registered capacity of his distillery; and that he had acted on this instruction with the knowledge of the revenue officers. It was the duty of the defendant to render an account and pay taxes on all the liquors that he manufactured, and his failure .to perform such duty was not justified by the instructions received from the collector, as lie acted without legal authority. Individuals, as well as courts, must take notice of the extent of authority conferred by law upon a person acting in an official capacity.
The defendant further testified that he placed the three barrels of brandy in the smoke-house, not with the object of concealing the same, hut for the purpose of conveniently reaching them in case of leakage; that his designated place of deposit was small, and crowded with barrels and kegs; that he had often lost brandy from leakage; that the smoke-house was built of logs, and the cracks were open, and the building -was only 11 feet distant from the designated place of deposit; and was not adapted for concealment. As a distiller of brandy the defendant, was exempted from many of the strict regulations imposed by law on distillers of grain. He was allowed to select his place of deposit, and, w’hen designated, it was under his keeping.
You can consider the testimony of the defendant, together with the evidence as to his conduct and declarations at the time the brandy
The jury, after a short deliberation, returned a verdict of “Not guilty,” and the defendant was discharged.
NOTE BY THE JUDGE.
On the day after the trial of this case the district attorney called my attention to the ease of State v. Simpson, 73 N. 0. 269, as an authority sustaining the views which he presented in his argument as to the propriety and necessity of using the words “unlawfully and willfully” in the indictment, and as to the legal signification of such words. Upon these points the case fully sustains his view's, and is adverse to my charge to the jury. I think, however, that the case sustains the opinion which I expressed as to the nature, force, and effect of statutes creating offenses, upon the question of criminal intent. The indictment in that case was founded upon a state statute, which in general terms made certain acts a misdemeanor, without saj'ing that such acts must be unlawfully and willfully done to constitute the offense. The indictment in describing the offense used the general words of the statute, and it was held to be defective, because it did not allege that the act was done “unlawfully and w'illfully.” The court says,in substance, that it is apparent, from the nature of things, and the dictates of common sense and natural justice, that the general v'ords of the statute are too broad, and go beyond the meaning of the law-makers; and must be qualified in construction by the use of the words “unlawfully and willfully,” or by words of equivalent import. “In our case the indictment does not contain such words as ought to have been used in the statute, if the legislators had correctly expressed therein their precise meaning; and it was necessary for the indictment to aid the want of accuracy by adding the words necessary to express the meaning of the statute, and to qualify the general W'ords used.”
Since delivering my charge to the jury in this case, a few days ago, I have carefully considered the section (3296) of the Revised Statutes upon which the indictment was founded, in connection with other sections of the internal revenue laws, and in the light of the common law, and feel that I was justified in inferring that it was the intention of congress to create a criminal offense by such section only when the forbidden act was done with a willful purpose to defraud the government of revenue, and such purpose is
