United States v. SkoienUnited States v. Skoien
A grand jury indicted Steven Skoien for possessing a firearm after having been convicted of a misdemeanor crime of domestic violence in violation of
The government has approached this case as though all it had to do to defend the constitutionality of
Skoien was convicted in state court of misdemeanor domestic battery and was placed on probation. About a year later his probation agent found a hunting shotgun in a truck parked outside his home. Skoien admitted he had gone deer hunting that morning and used the shotgun to kill a deer. He argued below and maintains here that prosecuting him under
As such, the government’s application of
I. Background
In 2006 Steven Skoien was convicted of domestic battery in Wisconsin state court and was sentenced to two years’ probation. Skoien was prohibited from possessing firearms both as a condition of his probation and because federal law prohibits any person convicted in any court of a misdemeanor crime of domestic violence from possessing a firearm.
Skoien moved to dismiss the indictment, arguing that applying this statute to him violated his Second Amendment right to bear arms. The district court denied the motion, citing this court’s decision in
Gillespie v. City of Indianapolis,
The case proceeded to sentencing, and the court imposed a sentence of two years in prison. Skoien appealed, reasserting his argument that applying
II. Discussion
We have previously upheld the constitutionality of
Heller
held that the Second Amendment secures an individual natural right to keep and bear arms for defense of self, family, and home.
Putting all of the[ ] textual elements together, we find that they guarantee the individual right to possess and carry weapons in case of confrontation. This meaning is strongly confirmed by the historical background of the Second Amendment. We look to this because it has always been widely understood that the Second Amendment, like the First and Fourth Amendments, codified a preexisting right. The very text of the Second Amendment implicitly recognizes the pre-existence of the right and declares only that it “shall not be infringed.” As we said in United States v. Cruikshank,92 U.S. 542 , 553,23 L.Ed. 588 (1875), “[t]his is not a right granted by the Constitution. Neither is it in any manner dependent upon that instrument for its existence. The Second amendment declares that it shall not be infringed. ...”
Heller, 128 S.Ct. at2797-98. 2
The Court then moved to the meaning of the Amendment’s “prefatory clause” — “[a] well regulated Militia, being necessary to the security of a Free State.”
It is therefore entirely sensible that the Second Amendment’s prefatory clauseannounces the purpose for which the right was codified: to prevent elimination of the militia. The prefatory clause does not suggest that preserving the militia was the only reason Americans valued the ancient right; most undoubtedly thought it even more important for self-defense and hunting. But the threat that the new Federal Government would destroy the citizens’ militia by taking away their arms was the reason that right — unlike some other English rights — was codified in a written Constitution.
Heller,
Applying this understanding of the Second Amendment, the Supreme Court invalidated the District of Columbia’s comprehensive prohibition on handgun possession. Id. at 2821-22. Because “the inherent right of self-defense has been central to the Second Amendment right” and because the District’s ban on handgun possession “extends ... to the home, where the need for defense of self, family, and property is most acute,” the D.C. gun ban could not coexist with the Amendment. Id. at 2817-18. This was so, the Court said, “[ujnder any of the standards of scrutiny that we have applied to enumerated constitutional rights.” Id. at 2817. The Court held that “whatever else [the Second Amendment] leaves to future evaluation, it surely elevates above all other interests the right of law-abiding, responsible citizens to use arms in defense of hearth and home.” Id. at 2821.
But the Court also added this:
[N]othing in our opinion should be taken to cast doubt on longstanding prohibitions on the possession of firearms by felons and the mentally ill, or laws forbidding the carrying of firearms in sensitive places, such as schools and government buildings, or laws imposing conditions and qualifications on the commercial sale of arms.
Id. at 2816-17. The Court said in a footnote that it was “identifying] these presumptively lawful regulatory measures only as examples; our list does not purport to be exhaustive.” Id. at 2817 n. 26.
There are several ways to understand this limiting language. We note for starters that it is dicta, and although we can hardly ignore it, we think it would be a mistake to uphold this or other gun laws simply by invoking the Court’s reference to these “presumptively lawful regulatory measures,” without more. But beyond that, it is not entirely clear whether this language should be taken to suggest that the listed firearms regulations are presumed to fall outside the scope of the Second Amendment right as it was understood at the time of the framing or that they are presumptively lawful under even the highest standard of scrutiny applicable to laws that encumber constitutional rights. The Court said it was not attempting “an exhaustive historical analysis today of the full scope of the Second Amendment,” id. at 2816, and specifically deferred judgment on the outer limits of its original meaning: “[T]here will be time enough to expound upon the historical justifications for the exceptions we have mentioned if and when those exceptions come before us,” id. at 2821. The Court also conspicuously declined to set a standard of review. Id. at 2817. We take all this to mean that gun laws — other than those like the categorically invalid one in Heller itself — must be independently justified.
But by what kind of justification? Although the language about presumptive exceptions makes for some analytical difficulty, we read
Heller
as establishing the following general approach to Second Amendment cases. First, some gun laws will be valid because they regulate conduct
So constitutional text and history come first, then (if necessary) an analysis of the public-benefits justification for the regulation follows. 3 If the first inquiry into the founding-era scope of the right doesn’t resolve the case, then the second inquiry into the law’s contemporary means-end justification is required. See generally Nelson Lund, The Second Amendment, Heller, and Originalist Jurisprudence, 56 UCLA L.Rev. 1343, 1372-75 (2009) (proposing this sort of sequential analysis of Second Amendment challenges post-Heller)-, see also Adam Winkler, Heller’s Catch-22, 56 UCLA L.Rev. 1551, 1572-73 (2009); Glenn H. Reynolds & Brannon P. Denning, Heller’s Future in the Lower Courts, 102 NW. U.L. Rev. 2035 (2008). This approach gives effect to the Supreme Court’s emphasis on the original public meaning of the Second Amendment right; it also attempts to reconcile the Court’s invalidation of the D.C. gun ban “under any standard of scrutiny” with its reference to the existence of “presumptively lawful” exceptions to the right to keep and bear arms.
Applying this framework here, the first inquiry doesn’t resolve the question whether
We need not resolve the historical question here. Short of a wholly conclusory statement that domestic-violence misdemeanants, like felons, “forfeit” their Second Amendment rights, the government has not tried to justify
This brings up the second inquiry, which asks whether the restriction on Skoien’s right to bear arms is justified under the applicable standard of review for evaluating laws that burden constitutional rights. This requires that we decide on a level of scrutiny — a question, as we have noted, the Supreme Court expressly reserved in
Heller.
We know that rational-basis review is out;
Heller
was explicit about that.
We take our cues about the appropriate standard of review from the language of
Heller’s
holding and that enigmatic reference to “presumptively lawful” gun regula
But applying strict scrutiny to all restrictions on gun rights is obviously incompatible with Hellers dicta about “presumptively lawful” firearms laws. Though unexplained, the Court’s willingness to presume the constitutionality of various firearms restrictions — especially prohibitions on firearms possession by felons — gives us ample reason to believe that strict scrutiny does not apply here. We do not see how the listed laws could be “presumptively” constitutional if they were subject to strict scrutiny- — -a point Justice Breyer made (somewhat overbroadly) in dissent. Id. at 2851 (Breyer, J., dissenting) (“[T]he majority implicitly, and appropriately, rejects [a strict scrutiny standard] by broadly approving a set of laws— prohibitions on concealed weapons, forfeiture by criminals of the Second Amendment right, prohibitions on firearms in certain locales, and governmental regulation of commercial firearm sales — whose constitutionality under a strict scrutiny standard would be far from clear.”). Accordingly, strict scrutiny cannot apply across the board. 5
That leaves us with intermediate scrutiny, which is less demanding than strict scrutiny and we think the most appropriate standard of review given
Heller1
s reference to “presumptively lawful” gun regulations.
6
This more flexible standard generally requires the government to establish that the challenged law is substantially related to an important governmental interest.
Jeter,
In the First Amendment free-speech context, the rigor of this heightened form of review tends to fluctuate with the character and degree of the challenged law’s burden on the right and sometimes also with the specific iteration of the right. For example, election regulations that encumber the expressive association rights of voters, candidates, and parties are subject to a varying standard of review depending upon the nature and severity of the burden on the right; laws imposing severe burdens get strict scrutiny, while regulatory measures imposing more modest burdens are reviewed more leniently.
See, e.g., Wash. State Grange v. Wash. State Republican Party,
Similarly, in the commercial-speech context, the Court applies an intermediate standard of scrutiny that accounts for the “subordinate position” that commercial speech occupies “in the scale of First Amendment values.”
Bd. of Trs. of State Univ. of N.Y. v. Fox,
Adapting this doctrine to the Second Amendment context makes sense. The Second Amendment is no more susceptible to a one-size-fits-all standard of review than any other constitutional right. Gun-control regulations impose varying degrees of burden on Second Amendment rights, and individual assertions of the right will come in many forms. A severe burden on the core Second Amendment right of armed self-defense should require strong justification. But less severe burdens on the right, laws that merely regulate rather than restrict, and laws that do not implicate the central self-defense concern of the
What this means more specifically is that for gun laws that do not severely burden the core Second Amendment right of self-defense there need only be a “reasonable fit” between an important governmental end and the regulatory means chosen by the government to serve that end.
See Fox,
This intermediate standard is “far different” from rational-basis review, however.
Id.
at 480,
The version of intermediate scrutiny articulated in
Fox
seems most appropriate here because Skoien’s constitutional challenge does not implicate the core Second Amendment right of armed self-defense identified in
Heller.
Applying it, we need not spend much time addressing whether reducing domestic gun violence qualifies as an important governmental interest; the Supreme Court has already held that it does,
see United States v. Salerno,
The government has rested nearly its entire case on
Heller’s
reference to felon-dispossession laws, asserting, without analysis, that “Congress permissibly concluded that a narrow additional range of serious criminal offenses should likewise result in the forfeiture of the right to possess a firearm, even though the offenses are defined as misdemeanors under applicable law.” For support the government cites a statement in the
Congressional Record
from the principal Senate sponsor of
Accordingly, we cannot conclude on this record that the government has carried its burden of establishing a reasonable fit between the important objective of reducing domestic gun violence and
Before closing, we offer a few additional observations to help those proceedings along. Intermediate scrutiny tolerates laws that are somewhat overinclusive.
See, e.g., Fox,
To summarize, we conclude that intermediate scrutiny applies to Skoien’s Second Amendment challenge to this
Vacated And Remanded.
Notes
. The probation search also turned up two firearms in Skoien's home, a Winchester .308-caliber rifle and a Paramount ,25-cali-ber handgun. Skoien was indicted for possessing all three guns, but the prosecutor conceded at Skoien’s change-of-plea hearing that he could not prove the handgun and the rifle found in the home were Skoien’s. Some evidence apparently suggested that the handgun belonged to Skoien's wife, Gidget, and the rifle belonged to Darin Rudolph, their roommate. Accordingly, Skoien's conditional guilty plea was based only on his possession of the Winchester hunting shotgun found in the truck. At sentencing, however, Skoien did not contest "constructive possession” of the two additional guns for purposes of increasing his base offense level by two levels under U.S.S.G. § 2K2.1(b)(1)(A).
. For an interesting discussion of Heller and the foundations of the natural right of armed defense in Western philosophy, see David B. Kopel, The Natural Right of Self-Defense: Heller’s Lesson for the World, 59 Syracuse L.Rev. 235 (2008).
. The First Circuit recently upheld a different subsection of
. Scholarly commentators have raised some practical and historical questions about this aspect of
Heller. See, e.g.,
Volokh,
supra,
at
. If strict scrutiny
did
apply here, there is reason to doubt whether Skoien’s conviction under
. We note that some district courts have applied intermediate scrutiny to review federal-firearms regulations after
Heller. See, e.g., United States v. Miller,
. See, e.g., Nora K. Puffett & Chandra Gavin, Ctr. For Ct. Innovation, Predictors Of Program Outcome & Recidivism At The Bronx Misdemean- or Domestic Violence Court 2 (2004), available at http://courtinnovation.org/_uploads/ documents/ predictorsbronxdv.pdf (finding that over 60% of domestic-violence misdemeanants in the study were rearrested within two years of their initial offense, though only a small percentage of these rearrests were for weapons offenses); Jacquelyn C. Campbell et al., Risk Factors for Femicide in Abusive Relationships: Results from a Multisite Case Control Study, 93 Am. J. Of Pub. Health 1089, 1092 (2003) (suggesting that access to firearms increases the risk of homicide by an intimate partner fivefold).
. This contrasts with the temporary prohibition in