United States v. Sheldon SchoenbornUnited States v. Sheldon Schoenborn
Sheldon Schoenborn, a prisoner at the Federal Correctional Institution in Oxford, Wisconsin, was convicted of one count of assault with a dangerous weapon, with intent to do bodily harm, in violation of
Schoenborn filed a timely appeal, raising four challenges to his conviction. The first and most substantial concerns an evidentiary ruling made by the district court. Schoen-born’s second and third arguments are intertwined with the first, and challenge the sufficiency of the evidence against him. The final contention addresses the sentence he received. We consider these arguments seria-tim, concluding that the conviction and sentenced should be affirmed.
I.
Schoenborn claims the trial court erred in admitting into evidence a report by FBI Special Agent Richard Staedtler. On December 31, 1991, Staedtler interviewed Todd Coleman, an inmate at Oxford who was in the gym on the night of the alleged attack. The agent subsequently transcribed his interview notes into a report. Approximately four months later, in April 1992, Staedtler returned to Oxford and reviewed the report with Coleman. The report stated, in part:
A couple of weeks ago, in the evening, [Coleman] was in the gymnasium, sitting on the steps between the pool room and the basketball court. He saw a Native American inmate doing situps on the floor of the stage and another Native American punching the heavy bag. The inmate who had been punching the heavy bag then picked up a piece of pipe about two feet long from the weight bench and went over to the inmаte doing situps and hit him in the head with the pipe.
The government called Coleman at trial. His unease on the stand is apparent from the record. When asked if anything unusual happened at the Oxford gym on the night of December 16, 1991, Coleman responded that he thought there had been a fight. When asked if he saw the fight, he replied, “To a point.” Coleman testified that he did not see Schoenborn strike Roy, only that he saw one Native American jump off the gym stage and run in one direction, and another Native American jump off the stage and head in the opposite direction. One of the men (Roy) was bleeding, and ran into the bathroom. Coleman followed him and helped him clean up. Though he acknowledged that a Native American man (presumably Schoenborn) was sitting in court, Coleman could not remember if he was one of the men who jumped from the stage.
Coleman was then questioned by the government about his interview with Agent Sta-edtler. Coleman testified that he could not remember if he had provided a statement to the agent. When shown Staedtler’s report, Coleman said it did not refresh his memory of the interview, adding, “Some of the things that was said in [the report] I heard discussed by some other inmates that I guess alleged to seen what happened, but I don’t remember. I dоn’t remember.” Coleman admitted that Staedtler had asked him some questions about the incident in the gym and that, as best he could remember, he had answered truthfully.
On cross-examination, Coleman testified that he thought he had seen Staedtler’s report after it had been typed, but denied telling Staedtler that it was accurate. According to Coleman, Staedtler had asked him to sign the statement but he refused because he “wasn’t sure about the things that were in there.” He added that his answers to the agent’s questions were based on what he had heard from others, not events he had actually witnessed in the gym. On redirect, Coleman
Faced with the testimony of a witness with cold feet and a selective memory, the government sought to introduce Staedtler’s report pursuant to
Staedtler took the stand and testified that he interviewed Coleman, took notes during their interview, and accurately transcribed them into а report. According to Staedtler, he subsequently reviewed the report with Coleman, who said the report was accurate in all respects. Counsel for Schoenborn interposed a hearsay objection and, at a side bar, opposed admission of the report under
The government responded that Staed-tler’s report was admissible and could be read to the jury under this court’s decision in
Lewis,
On appeal, Schoenborn argues that this decision was error. “In general, the district court is given broad discretion in determining the admissibility of evidence. Accordingly, challenges to evidentiary determinations are reviewed for a clear abuse of this discretion.”
United States v. Dominguez,
The burden of proving that notes reflect a witness’s own words rather than the notetaker’s characterization falls on the party seeking to introduce the notes.
United States v. Almonte,
We have previously set forth the necessary conditions for admitting a statement of past recollection recorded into evidence:
Where a person perceives an event and reports it to another person who recordsthe statement, both must ordinarily testify to establish that the statement is a past recollection recorded under Rule 803(5) . The person whо witnessed the event must testify to the accuracy of his oral report to the person who recorded the statement. The recorder must also testify to the accuracy of his transcription. Williams,951 F.2d at 858 .
This assumes, of course, that the witness and the individual who recorded the statement are not at odds over the accuracy of the latter’s account. Where the witness differs with the recorder in regard to whether or not the recorder’s transcription of the witness’s statement is correct,
Whether a document is an original statement made by the witness, ... or a “substantially verbatim” copy ..., the emphasis clearly is on whether the statement can fairly be deemed to refleсt fully and without distortion the witness’s own words. A government agent’s summary of a witness’s oral statement that is not signed or adopted by the witness is not producible [under the Jencks Act]. Adoption or approval can be shown by demonstrating that the interviewer read back to the witness what he wrote and that the witness affirmatively stated his approval.
... A federal agent’s written impression of what a witness said, his strategy, or his conclusions from what the witness said are obviously not statements of the witness— unless the government agent who is the interviewer is himself a witness and testifies about the subject matter of the report.
United States v. Allen,
The government asserts that Coleman admitted that, at the time he was interviewed, he answered the agent’s questions truthfully. However, it is not inconsistent for Coleman to assert that he believed he was telling the truth when he answered Staedtler’s questions at their first meeting, but did not think Staedtler’s report of his statement was accurate when subsequently shown to him. This is not a case in which Coleman testified merely that he could not remember what he told Staedtler but remembered that he told Staedtler the truth.
See Lewis,
Thus, our holding in
Lewis
does not govern this case. In
Lewis,
we concluded that the district court had not abused its discretion when, pursuant to
Staedtler then took the stand and testified that he had interviewed Jones and taken notes, which were transcribed into a report.
Id.
at 1393. He added that the report was a fair and accurate representation of Jones’s statements. Finally, Staedtler testified that,
This court affirmed the district court’s ruling. Though we devoted the lion’s share of our analysis to the defendant’s objections based on the timeliness of Staedtler’s report (specifically the delay, between the defendant’s statements to Jones and the interview between Jones and Staedtler, and the delay between the interview and Jones’s adoption of the report at the pre-trial meeting), we determined that the court prоperly exercised its broad discretion in admitting Staedtler’s report under
“The touchstone for admission of evidence as an exception to the hearsay rule has been the existence of circumstances which attest to its trustworthiness.”
United States v. Williams,
II.
Not all evidentiary errors warrant reversal, however. The admission of hearsay evidence does not constitute reversible error if we determine that the error had no substantial influence on the result of the trial.
United States
v.
Cherry,
We begin with the statutе under which Schoenborn was charged.' Title 18
Whoever, within the special maritime and territorial jurisdiction of the United States, is guilty of an'assault shall be punished as follows:
(c) Assault with a dangerous weapon, with intent to do bodily harm, and without just cause or excuse, by fíne of not more than $1,000 or imprisonment for not more that five years, or both.
Conviction under this provision requires proof of (1) an assault, (2) with a dangerous weapon, and (3) with specific intent to do bodily harm.
United States v. Johnson,
In this case, the indictment charged Schoenborn with violating
In addition, our analysis necessarily requires us to address Schoenborn’s challenges to the sufficiency of evidence against him. There are two. First, Schоenborn contends that the government failed to prove that he committed the assault with a dangerous weapon. Second, he argues that the government failed to prove that he acted without just cause or excuse.
We briefly summarize the evidence presented at trial. Schoenborn testified that, though he and Roy were • initially friends, they had disagreements concerning a religious group to which they both' belonged. On the night he went to the gym, Schoen-born thought that Roy “was shadow boxing like he was indicating something,” so he approached Roy to ask “if there was a problem” and to say he did not want any trouble.
As he walked over to Roy, Schoenborn picked up .“a small pipe” because he was frightened of Roy and because Roy’s cousin was in the gym as well. Presumably this pipe was the four and one-half inch metal sheath that fit one of the thirty-two inch metal crossbars on the squat rack. By this time, Roy was on the floor doing situps. According to Schoenborn, Roy reached up and grabbed him by the hand, pulling him down, at which point Schoenborn reflexively struck Roy. Although he only remembered striking once, Schoenborn admitted on cross-examination that it was possible he hit Roy more than one time. The two struggled and, once when they separated and stood up, exchanged kicks and punches. According to Schoenborn, he feinted as if he was going to pick up a free weight lying on the floor, and Roy ran off. Schoenborn suffered no injuries in the altercation.
Another inmate at Oxford, Vernon McKay, testified at trial that while he was in the gym, he saw Roy doing situps on a stage. Although he did not see Roy get hit, he saw Roy and Schoenborn wrestling on the ground. Near them was a crossbar from the squat rack, as well as a small metal sheath that fit over the bar. There was blood on the sheath. McKay saw the two men stand and exchange blows; Roy was bleeding from the head. After some sparring, Roy appeаred dazed. Schoenborn then picked up a free weight and walked toward Roy. At that
Roy testified that he was sitting on the gym stage doing situps when he was struck on the head several times. He did not see his attacker at first, but was able to reach up and pull the person down, pinning him to the floor. Roy tried to get away but the other man had grabbed his hair. When the two eventually separated and stood up, Roy recognized the other person as Schoenborn. He asked Schoenborn what he was doing when he noticed he was bleeding from the héad. Roy stated that he backed up, saw Schoen-born reach for something on the ground, and turned and ran from the gym.
Jamie Penaflor, a physician assistant at Oxford, testified that Roy suffered a three centimeter cut on his forehead, a three and one-half centimeter cut on the top-back of his head, and a three centimeter cut on the back of his head. A total of fifteen stitches were required to close the wounds. The government introduced pictures of Roy’s head wounds and the blood-stained gym stage, which were received as exhibits.
Schoenborn argues that the admission of Coleman’s statement was reversible error because his “was the only testimony presented at trial which arguably established that the defendant committed the assault with a dangerous weapon____” He points out that the government, during its opening statement, told the jury McKay would testify that he saw the defendant remove the thirty-two inch crossbar from the squat rack and use it to strike Roy. The government also told the jury substantially the same thing about Coleman’s testimony in its opening statement. At trial, both men testified that they did not actually see the defendant strike. Roy. However, the district court admitted Staedtler’s report, which mentions that Schoenborn used a “piece of pipe about two feet long.” Schoenborn contends there was insufficient evidence Roy was assaulted with а dangerous weapon because the only testimony substantiating the government’s preview of the evidence during its opening statement was Staedtler’s report, which was erroneously admitted.
As an initial matter, it is axiomatic that a lawyer’s opening statement, unlike the testimony of witnesses, is not evidence, and the district judge so instructed the jury.
United States v. Rollins,
Is the sheath a “dangerous weapon” within the meaning of
The determination whether an object constitutes a “dangerous weapon” turns not on the object’s latent capability alone, but also on the manner in which the object was used. Objects that are not dangerous weapons per se are deemed to be “dangerous weapons” within the meaning, of18 U.S.C. § 113(c) when used in a manner likely to endanger life or inflict great bodily harm. United States v. Johnson,324 F.2d 264 , 266 (4th Cir.1963). Thus, the term “dangerous weapon” is not restricted to such obviously dangerous weapons as guns, knives, and the like, but can include virtually any object given appropriate circumstances.
Guilbert,
The cases interpreting
Schoenborn suggests that the metal sheath is not a “dangerous weapon” under
On appeal, the defendants argued that the district court should not have permitted the jury to consider simple assault. This was based on their belief that, had it been presented with an “all-or-nothing proposition (guilty of assault with a dangerous weapon or not guilty of any assault), the jury might well have acquitted.” Instead, the jury “was permitted to reach a compromise that was not supported by the evidence.” Id. at 11. This evidence, according to the defendants, showed that the mop handles were necessarily dangerous weapons, thus the jury could only find either that the defendants had assaulted the prison officials with dangerous weapons or had committed no assault whatsoever. Id.
The Fifth Circuit rejected this claim, holding that the evidence could support conviction for simple assault under two possible theories. First, the jury could have credited the testimony of an inmate who did not participate in the uprising and who stated that
Schoenborn contends that, under
Bey,
.a weapon is dangerous only if it is used to endanger life or inflict great bodily harm, and that the metal sheath he wielded is inherently less dangerous than a broken mop handle. We disagree. Whether or not an object constitutes a dangerous weapon under
Suffice it to say that the jury in this case could easily conclude Schoenborn committed an assault with a dangerous weapon by striking Roy on the head repeatedly with the metal sheath. More important, however, untainted .evidence adequately supports this finding. Indeed, we believe the jury could have relied оn nothing more than Schoen-born’s admission that he struck Roy with a metal sheath to find that he committed an assault with a dangerous weapon.
We also think the untainted testimony was more than sufficient to support the jury’s finding that Schoenborn committed the assault without just cause or excuse beyond a reasonable doubt. Both Schoenborn and Roy testified that they exchanged no words before the altercation; Roy stated he did not see the attack coming. McKay testified that he did not hear the two men arguing before he saw them fighting. Coleman testified that he did not hear yelling or arguing before he saw Roy and Schoenborn jump off the gym stage. Schoenborn admitted that, once he entered the gym, he decided to confront Roy, who was sitting on the stage, and grabbed the metal sheath along the way. He also admitted that he may have struck Roy more than once, and that he had not sustained any cuts or injuries. This is a substantial amount of evidence from which to infer that Roy had done nothing to provoke the defendant to act as he did.
See Evans v. United States,
We conclude that the district court’s error in admitting Staedtler’s report was harmless in light of the other evidence presented by' the government. Roy, McKay, Coleman, and Schoenborn himself provided more than enough evidence to support a finding as to each element of the crime charged. The only substantive difference between the testimony offered by these witnesses and Staedtler’s report was the object used to strike Roy. Schoenborn admitted he used the metal sheath, however, and we believe that object constituted a dangerous wеapon under the circumstances. Furthermore, the govern
III.
Schoenborn’s final argument is that his sentence violates the Fifth and Eighth Amendments. The district court sentenced the defendant to serve five years in prison, the maximum under
The short answer to this argument is that this court does not rendеr decisions in hypothetical cases. One who invokes the jurisdiction of a federal court must establish, before all else, that he has suffered a concrete and particularized injury; a conjectural one will not do.
Banks v. Secretary of the Indiana Family and Social Services Administration,
The conviction and sentence of Sheldon Schoenborn are Affirmed.
Notes
. No special interrogatories were given to the jury to determine if the object was a thirty-two inch crossbar from a squat rack located in the gym, or a four and one-half inch metal sheath that fit around the crossbar. Schoenborn testified that he struck Roy with the sheath.
. Under
A memorandum or record concerning a matter about which a witness once had knowledge but now has insufficient recollection to enable the witness to testify fully and accurately, shown to have been made or adopted by the witness when the matter was fresh in the witness' memory and to reflect that knowledge correctly. If admitted, the memorandum or record may be read into evidence but may not itself be received as an exhibit unless offered by an adverse party.
. At a conference during trial, the district court indicated that, had it not admitted Staedtler’s report under
[I]n the absence of endorsement by the witness, a third party’s notes of a witness’s statement may not be admitted as a prior inconsistent statement unless they are a verbatim transcript of the witness’s own words. The problem, in essence, is one of relevancy. If a third party’s notes reflect only that note-taker’s summary characterization of a witness's prior statement, then the notes are irrelevant as an impeaching prior inconsistent statement, and thus inadmissible.
. Nevertheless, we note that Schoenborn's account of the government's opening statement is incomplete. Counsel for the government did state that McKay wоuld testify that Schoenborn struck Roy with the thirty-two inch bar. However, counsel went on to say:
The bar also had on it a metal sheath, a four- and-a-half inch metal sheath, kind of a hollow pipe that goes onto the bar itself. After Gordon Roy was hit with the bar, the sheath fell off, came falling off the bar. Mr. McKay will testify that Mr. Schoenborn then, after hitting with the big bar, picked up this small sheath, hollow pipe, four-and-a-half inches, and continued to hit Mr. Roy before Mr. Roy was able to grab ahold of him and pin him down to the ground.
.
. The district court properly instructed that "[t]he term 'dangerous weapon’ is defined as any object used in a manner likely to endanger life or inflict great bodily harm.”
.
. We note that at least one other circuit, the ninth, has addressed an identical claim. That court squarely held that “