History
  • No items yet
midpage
United States v. Sevilla-Oyola
770 F.3d 1
1st Cir.
2014
Check Treatment
Docket

*1 America, STATES of UNITED

Appellee, OLA, Carlos SE VILLA-OY a/k/a Caridad, Viejo, Carlitos a/k/a Defendant, Appellant. 12-1264, 12-1463. Nos. Appeals, States Court of First Circuit. Oct. *3 F. Lang appellant.

Rafael Castro for Rivera-Giraud, S. César Assistant Unit- Attorney, ed whom States Rosa Emi- Rodríguez-Vélez, lia United States Attor- ney, Pérez-Sosa, Nelson Assistant United Chief, Division, Attorney, Appellate States F. Assistant Klumper, Thomas brief, Attorney, appel- States were on for lee. LYNCH, Judge,

Before Chief THOMPSON, TORRUELLA and Circuit Judges.

THOMPSON, Judge. Circuit grant petition panel We rehear- ing, previous opinion withdraw our in this see 753 F.3d 309 matter, Cir.2014), opinion substitute follows. plea The district twice conducted colloquies and thrice sentences (“Sevilla”), Sevilla-Oyola for Carlos each than one shorter the last. Still dissatis- fied, asks us for another bite at kilograms but less than 3.5 of cocaine. apple different district before pegged This amount Sevilla’s base offense his claim before this support To judge. level under Sentencing at 28 the U.S. judge lacked author- court, says “Guidelines”). (the Guidelines See entry of after the first actions taken ity for parties § 2D1.1. The further U.S.S.G. initial collo- in the and flaws subject to agreed that Sevilla would be judg- of the first vacation quy warrant increase, protected-location two-level see if says that even Alternatively, ment. 2D1.2(a)(l); § id. leadership two-level authorized, were judge’s later actions enhancement, 3Bl.l(e); § see id. and a plagued by additional errors. they were acceptance-of-responsibility three-level re- alone, imperfections are these Standing duction, 3E1.1, § resulting id. see setting the first enough justify aside total parties offense level 29. The did peculiar given But circum- sentence. *4 together on criminal- come Sevilla’s particularly the de- stances of case— history category, they agreed but to forgo argument— after oral velopments and adjustments depar- seeking further ultimately do and remand to the vacate tures. judge resentencing. for Our reason- same acknowledged In agreement, the First, background. ing follows. some judge that the district retained his sen- and tencing by discretion was not bound BACKGROUND the parties’ accord. Sevilla also waived his 14, 2010, July Sevilla and code- On right “accepted] if the judge to part fendants were indicted as of a vast and agreement [the] [him] ac- sentenced] in drug ring operating and around several terms, conditions, to its and cording rec- housing Bayamón, in Puer- public projects ommendations.” charged to Rico. The indictment At change-of-plea hearing that same (1) conspiring possess to narcotics day, advised Sevilla' of distribute, to in with intent violation of statutory penalties charged for (“Count 841(a), One”), §§ and U.S.C. stipulated on drug offenses based (2) aiding abetting coconspirators and (1) minimum quantity: mandatory a term carriage in the use of in and firearms of and a years five maximum term of crime, relation to a drug-trafficking vio- eighty years imprisonment of as to Count 924(c)(1)(A) (“Count § lation of 18 U.S.C. One, 841(b)(l)(ii), 860; §§ see U.S.C. Two”). leader, singled It as out Sevilla a minimum term of consecutive five manager, drug-traf- for the enforcer years Two, imprisonment as to Count organization. ficking

924(c)(l)(A)(i).1 §

see 18 U.S.C. Guilty The

A. First Plea judge failed inform Sevilla that The August possibility On Sevilla entered into Count Two carried the life agreement government, plead- with the sentence. See United States v. Ortiz-Gar- cia, ing guilty to both counts of the 282 n. indictment. Cir. 2011) stipulated penal- that parties (explaining The that Sevilla was ac- the maximum n possess ty for conspiring countable at least for an offense under 18 U.S.C. Then, setting mandatory explaining 1. After out the minimum firearms.” when ' statutory penalties range applied maximum on Count Guidelines to Sevilla under One, (somewhat unclearly) plea agreement, range stated the told Sev- One, impris- "plus mandatory” illa he also had "a consecutive term of for Count 60 months years onment of I five on Two. think it’s account Count 924(c)(1)(A) § imprisonment leadership is life and is designa- enhancement and his law).2 However, case derived from he did tion as a offender. career The Probation penalties draw Sevilla’s attention to the Office up followed with an addendum which agreement, mentioned standing by its recommendations. maximum correctly penalty stated Then, the Proba- for Two imprisonment, Count was life tion dropped Office a bombshell on the Sevilla said understood. The also proceedings. In a second addendum to neglected tell Sevilla that he did not presentence report, alleged the Office probation, qualify suspended sen- for the first time that Sevilla had mur- tence, or parole.3 Torres-Morales, dered José Manuel a.k.a. (or, “Smurf’), English, “Pitufo” in front Pitufo B. Enters the Scene of the federal courthouse in Hato Rey, Probation filed U.S. Office Sevilla’s Rico, Puerto on November 2007. Pitufo pre-sentence report investigation on No- was a drug-ring fellow who member 18, 2011. applied vember It four-level then supervision. under federal The’brazen enhancement, leadership rather than the murder of supervisee a federal outside the agreed upon parties, two levels courthouse rocked the legal Puerto Rican bumping total level up offense community core. to its *5 on prior 31. Based Sevilla’s five convic- including two violent felonies —it tions — No one has ever been charged with this also Sevilla a labeled career offender and notorious murder. The Probation Office set criminal-history category his at VI.4 learned of alleged Sevilla’s involvement thereafter, witness, from a Shortly cooperating objec- Sevilla filed Carlos Manuel presentence Burgos tions to report Rodriguez (“Burgos”), the as well as a also a fel- augmented the disputing member, memorandum drug-ring low. who claimed that explicitly recognize did possible This court not penalty” accepting that maximum before 924(c)(1)(A) § pen- plea. 11(b)(1)(H). U.S.C. had a maximum the Fed.R.Crim.P. The alty imprisonment of life require until decided rule judge does not the to tell the in December eligibility probation, Ortiz-Garcia 2011—several defendant about for a August suspended months after Sevilla’s parole. collo- See Fed. However, quy. 11(b)(1). F.3d at 285-86. we ex- R.Crim.P. plained that pleaded there when Ortiz-Garcia 4.Sevilla committed the two violent guilty most of- judge June 2010—the district in his —in roughly apart fenses one month in 1996. already case should and did know the maxi- First, statute; May on Sevilla and others fired penalty mum simply under the he carrying shots at a car forgot three individuals. change-of-plea state it at to the hear- ' charged Sevilla was arrested and with at- ing. appears Id. at 285-86. It the same murder, Then, here, where, tempted among things. thing- other happened judge as the bond, admitted, July on while out on state candidly mistakenly later missed again fired at a shots vehicle. This time the stating penalty taking the maximum while belonged protection car to the state witness plea. Sevilla's program. police were Inside two officers and civilians, 3. Federal Rule of including Only Criminal Procedure 11 four an infant. one ("Rule 11”) requires judge person charged district to ad- was hurt. Sevilla was open dress a defendant in court before attempted ac- six more counts of murder and cepting guilty plea to weapons pleaded guilty order ensure the several offenses. He consequences defendant charges May understands the to both sets of 11(b)(1). plea. Among his subsequently years Fed.R.Crim.P. was sentenced to twelve things, part colloquy, other shooting eight as of this years the the first for the judge inform "any shooting, concurrently. must the defendant of to second run challenging murder trustworthi- killing Pitufo.5 After Sevilla admitted testimony. ad- allegations Burgos’s the second ness of reading the judge dendum, ordered conclusion, the hearing’s judge At the Burgos at Sevilla’s government produce First, considering findings. made several object hearing. Sevilla did not (especially past criminal Sevilla’s serious order, argue not did convictions), felony prior violent information, the Pitufo consider could not designation as a judge confirmed Sevilla’s ask for continuation of and did not belonged criminal- career offender who hearing. Then, considering history category VI.6 Burgos’s testimony alleged about Sevilla’s Sentencing Hearing The First C. murder, well as role in the Pitufo as Sevil- sentencing hearing took first involvement, denying any testimony la’s 25, 2012. took place Burgos that the career-offender found alleged testify about Sevilla’s stand to un- criminal-history-category-VI labels ques- Pitufo murder. He was role in the of Sevilla’s crimi- derrated the seriousness and cross-exam- by government tioned judge departed past.7 Accordingly, nal by Notably, counsel. defense ined defense which is accom- upward offense level argue Burgos’s not testi- counsel did range sentence panied a Guidelines impermissible and instead ob- mony was depraved Given the 360 months to life. jected only on the basis she needed devastating impact nature and of Sevilla’s The prepare. time to district more offenses, judge determined that objection the second denied the because highest appropri- available sentence pre-sentence report, to the filed addendum Consequently, ate. he sentenced Sevilla to days prior, provided sufficient no- twelve imprisonment. life tice, had sought and because counsel following day, issued an hearing. continuance before *6 behalf, sentence apportioning testified on his order Sevilla’s into subsequently own life any impris- involvement in the Pitufo 327 months on Count One and disclaiming 7.Throughout hearing, judge— district Burgos 5. mentioned involve- the the first Sevilla’s judge federal briefly during who had been chief of the court- the Pitufo murder his ment in expressed jury. house when Pitufo was testimony grand before a Sevilla sus- killed— outrage dismay at the havoc the murder pects played government part the some system. For had wreaked on the court exam- notifying probation officer testimo- of this ple, he said: Burgos ny, led the officer to which interview pre-sentence investiga- to amend Sevilla's operation stopped The of this murder report Pitufo tion with the murder informa- only stopped court. murder not The it unclear from how tion. But the record operation for almost a of this court whole probation officer in fact learned of Bur- day, happened it a disaster what here. gos's statements. building. The FBI had to take control of coming We where this was didn't know judge past 6. The stressed Sevilla’s convic- imagine, allowing you from. Can some- “Mickey tions were not for so-called Mouse” body perimeter to of this court to use crimes, but "a or "heartland” rather were supervisees? Imagine getting kill involved amazing string convictions which include of basically point you’re interfering to the "[sjhooting like at vehi- crimes of violence” governmental legitimate with the function "[tjrying to kill a wit- you imagine cles” and witnesses in administering justice. Can protection program They right while ... released in front ness that? killed him of the major attempt- Right the other in front of the court- on bail from case courthouse. thing. a horrible ed murder." house .... It was Two, First, tencing judge on to run consecutive- mistakes. onment Count said he on entered Sevilla had intended ly.8 Judgment against to sentence Sevilla One, January 26. on months Count followed life Two, imprisonment on Count but he had érroneously only entered 327 months on Subsequent Proceedings D. Second, Count One. the judge pointed out later, February A days few on that the sentence on Two Count judgment to set aside the Sevilla moved was defective under Federal Rule of Crim- correct, reduce, and to and reconsider his (“Rule 11”) inal Procedure 11 because he sentence, citing Federal Rule of Criminal had not informed during 35(a) (“Rule 35(a)”).9 Procedure colloquy that Count Two carried a maxi- judge said the district had erred at penalty mum of life imprisonment. To hearing by Pi- considering the errors, upped correct these the judge Sev- (1) tufo murder where that crime had not illa’s sentence 960 months on Count One (2) indictment, been included Two, and reduced it to 60 months on Count Sevilla, according to had defense counsel consecutively to run for a total of 1020 given adequate not been time to prepare (85 years). months judgment Amended allegations hearing. refute the before the on February entered filing, lawyer Soon after ill fell order, In the same the judge scheduled undergo emergency and had to surgery. hearing days a few later to consider result, As a the district could 35(a) Sevilla’s unresolved Rule motion hearing hold a on Sevilla’s motion before from Fébruary 1. That hearing was subse- 35(a)’s Rule fourteen-day strict deadline quently postponed to February at de- expired. request. fense counsel’s However, February day one before fourteen-day sounded, On day buzzer of the hearing, the dis- (1) sponte trict Sevilla filed a motion requesting sua issued order second purporting to correct Sevilla’s sentence un- recusal due bias 35(a) der Rule grounds. different personal knowledge; a Santobello sought order to rectify alleged two hearing govern- sen- to determine whether the hearing, 8. At the ing apportioned had that he should have the sen- said: counts, tence between the see United States v. *7 Zavala-Marti, (1st I am the defendant to life im- 51 n. 6 Cir. prisonment, and that will include 2013) of course procedure (explaining proper "the that the consecutive sentence that had be to separate is to render a on sentence each firearms, imposed the on because it would (internal quotation count” marks and citation impose be plus ridiculous to a life term five omitted)), January 26 he divided the total years. any That doesn't make sense. January among life 25 sentence Torruella, Judge opinion concurring his One Counts and Two. Sevilla not chal- has part dissenting part, says and "strongly lenged judge's authority the apportion to the suggests that Sevilla was sentenced to life January sentence and treats the Janu- i.e., 1," imprisonment on Count above the 80- ary 26 sentences as one sentence. maximum, year statutory five-year "and a term January on Count 2." But on the 35(a) permits 9. judge Rule a district to cor- judge explanation: offered an alternative On days rect a sentence within fourteen after had he intended "to look at the arithmetical, sentencing if it "resulted from and, together two making counts after the technical, or clear Fed. other error.” departures, corresponding sentence the [d]e- 35(a). R.Crim.P. More on this later. Then, imprisonment." fendant to- life realiz- remand, by by appeal an rected agreement;10 plea the had breached ment plea,” his to withdraw allowing [Sevilla] judg- the of vacation an judge issuing by the district and not at the errors Rule because ment 35(a).12 Rule order under not be cor- hearing could change-of-plea 35(a) The motion order. Rulé in a rected day, the district hearing that At the Rule supposed litany of highlighted also February 1 considered both Sevilla’s judge colloquy beyond plea in the 11 violations Afterwards, February 22 motions.13 failure to advise Sev- judge’s admitted the Rule another order under judge the issued penalty.11 maximum Two’s 35(a) illa of Count to set aside purporting time —this judge the had that them was the Feb among original guilty plea and Chief the both had parole remedy that his inform Sevilla sentence to ruary to 8 amended neglected sys- penal federal inform Sevilla colloquy at the from failure been abolished penalty maximum on Count Two that these addi- about the maintained tem. Sevilla The impossibility parole.14 “only cor- and the could be errors alleged tional motion, know, oppor- for an In the Sevilla asked Santobello those not in 10.For plea, he would tunity but said York, to withdraw 92 S.Ct. 404 U.S. New “specific only first made do so if (1971), proposition stands for the L.Ed.2d findings protective of fact and conclusions by plea abide their prosecutors must that law,” that, require among things, would other agreements. plea him the same government to offer give and would agreement after withdrawal had Sevilla claimed 11.Specifically, investigate Pitufo murder him time when he failed to: Rule 11 violated resentencing. But at the allegations before 1) plea had the inquire followed, [Sevilla] as to whether counsel in- hearing Sevilla's word; for agreement translated to him word not want "[did] that Sevilla formed the 2) had counsel] whether hearing,” [defense ask ... wanted to reopen and instead Sevilla]; agreement plea day. appeal, [for translated the did later that as he file 3) aware that he was [Sevilla] ask whether reminder, February 22 unlike 13. As living right to summon witnesses had the (which attempt judge's criticized the motion pur- jurisdiction Puerto Rico beyond the 35(a)), February 1 motion Rule to invoke 17; Rule suant to 35(a). It judge to act under Rule asked the 4) was aware that [Sevilla] ask whether considering by judge had erred claimed the attorney right to select to assist his had request- sentencing and the Pitufo murder peers perempto- jury and to execute of his original Janu- set aside the ed that the cause; challenges ry challenges and original Jan- ary judgment and correct 5) ... Sevilla was aware ask whether uary 26 sentence. parole abolished in the federal had been system; warn failure to judge knew that his 14. 6) fully not, ask whether understood [Sevilla] parole was unavailable Sevilla that provi- parameters itself, of the waiver of See Johnson of Rule 11. a violation sion; Cir.1981). States, v. United 7) ex- However, had [defense counsel] ask whether 11 ... ‘is very purpose of Rule "the application guidelines to plained of the the actual conse- a defendant of to advise case; realistically quences [Sevilla's] so that he can of his ” 8) had re- plead guilty.’ counsel] whether [defense ask whether decide *8 16, Rivera-Maldonado, discovery wheth- [Sevilla] and viewed v. States Santo, (1st Cir.2009) discovery the evi- (quoting received of United States er he had And, Cir.2000)). dence; 92, as the regarding pa- 9) explained, he his omission judge had been told that [Sevilla] ask whether under- Sevilla's under have undermined right appointed counsel role could had a to be plea, even consequences of his standing the could not of Justice Act if he the Criminal require the expressly though did not private Rule 11 pay ... attor- continue to afford to judge it. go to discuss ney, to trial. if he elected to however, noted, judge plea agree- that the and resentencing proceedings, so that stood, any subsequent appeal ment still and said he would sched- could be consolidat- change-of-plea hearing pending ule new after he ed with the appeal. separate ruling denying

issued a written 6, On March judge denied requests. Sevilla’s recusal and Santobello Sevilla’s motion to vacate his order sched- day, Later that Sevilla filed a notice of uling supplemental the plea and resentenc- appeal judgment Then, from both the amended ing hearings.15 8, on March over February February 8 and the order objection Sevilla’s that a full colloquy was judgment. intended to set aside that required, the district judge conducted a supplemental truncated plea colloquy to 28, February appeal On while that was ensure Sevilla understood that maxi- the pending, the judge district issued the possible Two, mum penalty for spe- Count promised written order denying Sevilla’s cifically, imprisonment, was life and that requests. recusal and Santobello The he ineligible parole, for probation, or a judge supplemental plea then scheduled suspended sentence. Although defense colloquy resentencing hearing requested counsel an entirely new collo- March 8. He further announced he would quy, judge the did not conduct one because not consider the Pitufo murder at the re- thought point there was “no in repeat- sentencing hearing, request- as Sevilla had ing” already Instead, what had been said. ed in his 1 motion. explain To judge advised Sevilla of the informa- decision, judge cited such factors as missing tion from initial colloquy timing seriousness the accusa- asked if Sevilla wanted to abide tion, the fact that Sevilla had never been plea agreement. yes.16 Sevilla said charged crime, judge’s with that and the fairness, justice, own concerns for and due later, days Four on March judge process. held resentencing hearing. Even murder, without considering the Pitufo March On Sevilla moved to vacate the given Sevilla’s history, extensive criminal judge’s scheduling supplemental order judge again applied the career-offend- plea colloquy resentencing hearing, ar- guideline er upward. and varied guing that authority had no to' judge sentenced Sevilla to 345 months on colloquy conduct the or to further modify 35(a) Two, Count One and 60 months on Count his sentence because Rule was not an consecutively to run appropriate for a total of 405 correcting vehicle for Rule 11 (33 months). years errors. months and 9 Judg- ment entered on March 2012. Thereafter, on March issued deferring order our consideration of On March filed an Sevil- amended newly la’s until after the scheduled appeal, challenging notice of all three order, judge explained pause In the March 6 16. We to remind the reader that at the 35(a) that “Rule and Rule 11 were not the colloquy, initial had drawn Sevilla’s setting exclusive reasons for aside the sen- penalties attention to the mentioned in the Rather, (for tence.” claimed plea agreement correctly stated that —which time) grant first to have acted also under penalty the maximum for Count Two was life authority common-law to reconsider and re- imprisonment Sevilla told the —and upon duce a sentence reflection. See United he understood. Benz, 304, 306-07, States v. 282 U.S. 51 S.Ct. (1931). party 75 L.Ed. 354 Neither has argument appeal, made a and there- Benz fore we do not address it. *9 10 26, 8,

judgments (January February cutting his sentence imprison- from life (2) 13); February 22 March order ment to 60 months Count Two. Conse- February purporting judg- quently, says, February to vacate the 8 judg- 8 (3) ment; (and February 28 order de- ment all of judge’s subsequent actions) nying requests. his recusal and Santobello was null and-void. appeal,

On the government concedes DISCUSSION 35(a) that Rule did not authorize the dis- judge’s trict February actions on 8. No panoply raises a issues matter, government says judge (1) —the appeal. He claims that the district power subsequent derived his to take ac- authority lacked to issue Febru 2255, § tion from 28 U.S.C. a habeas cor- ary judgment, 8 amended as well as au pus provision.18 But before we tackle the (2) actions; thority all subsequent to take government’s fallback position, habeas we supplemental plea pro both the initial and 35(a) explain why agree that Rule did (3) defective; ceedings were the final sen empower to act on February unreasonable; tence was 8. in rejecting erred his recusal and Santo requests. government bello counters law, including We review issues of appeal plea agree waiver judge’s interpretation of a Fed ment challenge. bypass bars this But we Procedure, eral Rule of Criminal de novo. claims, this issue because Sevilla’s if suc (1st 86, Leja, United States v. 448 F.3d cessful, could plea invalidate both the itself Cir.2006) (citing v. United States Encama and the waiver of right appeal.17 to ción, (1st Cir.2001)). 395, 239 F.3d forge

And so we ahead with the merits of 35(a) Rule empowers a district appeal.

judge to “correct a sentence that resulted arithmetical, technical, from or other clear Judge’s Authority A. The District days error” within fourteen after sentenc 35(a) 1. Rule 35(a). ing. Fed.R.Crim.P. The function of 35(a) argues Sevilla first narrowly Rule Rule circumscribed: It 35(a) empower did not “permit[s] district to ... illegal correction of an sen tence,” States, issue the judgment, which Hill v. United 368 U.S. 424, original January modified the judgment 82 S.Ct. 7 L.Ed.2d 417 (1962). 35(a) by boosting Sevilla’s sentence from 327 purposes, For Rule a sen months to 960 months on Count One and illegal punishment tence is if “[t]he meted Ordinarily, right a court will appeal challenge consider whether a waive his to seeks to " appeal pro- which, waiver of successful, is enforceable before aspect plea of the ‘if See, ceeding e.g., to the merits of the case. would invalidate both the and the itself ” Acosta-Roman, United States v. 549 F.3d right appeal.’ waiver of his to See United (1st Cir.2008). This is because "under ordi- Chambers, (1st States 710 F.3d Cir. circumstances, nary knowing, voluntary 2013) (quoting Santiago United States v. Mi- right appeal waiver from a randa, (1st Cir.2011)). plea agreement, ought contained in a to be [ajbsent convincing enforced ... some coun- prisoner 18. Section 2255 enables a federal Teeter, argument.” tervailing United States v. move the court that his sentence "to (footnote Cir.2001) omit- vacate, aside[,] set or correct sentence” However, ted). may opt go directly a court grounds. based on one of four 28 U.S.C. to the merits of an where a defendant fully § 2255. We’ll more below. discuss this guilty plea agreed who has entered a

11 legally constitutionally otherwise or prescribed ... in of that inval- out was excess statutes, terms were ... id. See id. multiple relevant offense, ... the [or] for the same Second, the 11 defect diagnosed by Rule legally sentence itself [were] terms of the in plea colloquy namely, the the — in constitutionally any respect.” invalid judge’s the failure to tell 35(a) hand, not, on the other Id. Rule does punishable by Two was impris- Count life fix errors committed at enable a and, onment —occurred before prior to the during proceedings trial or thus, not a sentencing error. It is such, Rule imposition of sentence. Id. As decidedly therefore outside the bounds of 35(a) provide does not a means to revisit 35(a) type glitch that Rule is de- in possible plea colloquy. errors See id.; signed Vinyard, to mend. See 539 589, Vinyard, States v. F.3d at 594. (7th Cir.2008) 35(a) (finding Rule 594 appropriate addressing an vehicle for

not Accordingly, parties, like the we con- 11(b)(1)(H) plea in possible Rule violation rely clude that the district could not colloquy). 35(a) authority on Rule to issue the February judgment aiming remedy 8 January 26 vacating When sentence spotted mistakes he 26 on imposing amended sentence judgment. February judge invoked 35(a) purported Rule to correct two errors: 2. Section 2255

(1) judge’s self-professed mistaken en- months, try of a sentence of 327 rather then, question, is whether 28 (2) months, One; than 960 on Count § gave judge power U.S.C. to act judge’s during failure to inform Sevilla February on or after 8.19 plea colloquy that Count Two carried a penalty imprisonment. maximum of life us, government argues Before alleged Because neither of these infirmi- February for the first time Sevilla’s illegal ties resulted in an Rule recusal, requesting Santobel motion — 35(a) by provide its not terms does cure hearing, February lo and vacation of the for either. judgment authority, for lack of as well as First, the 327-month that the alleging string sentence of Rule errors judge says mistakenly plea colloquy judge’s he entered on ac —authorized “illegal” sights February Count One was not tions on or after 8 because the 35(a). of Rule It was not in excess of motion functioned as a collateral attack on statutory limits. conviction and sentence under See U.S.C. Sevilla’s 841(b)(1)(h), §§ § (setting caption the maximum 2255. Sevilla did not the motion months). statute, penalty eighty years, any particular or 960 under rule or but It it an re impose multiple simply did terms for the dubbed “omnibus motion Hill, garding sentencing.” same offense. See 368 U.S. at And the district argued judge clearly 468. And no one has it was viewed it as another Rule S.Ct. quick recap, judge's post-Febru- requests As recusal Santobello schedul- (1) aiy-8 February (3) were: actions ing change-of-plea hearing; a new issued an order intended to set aside the supplemental plea March he conducted a origi- 8 amended sentence and the (4) colloquy; and on March he resen- errors; nal due to Rule 11 on Febru- tenced Sevilla. ary denying he issued an order *11 (1974) (inter- 35(a) Nonetheless, 2298, because “a 94 41 motion.20 S.Ct. L.Ed.2d 109 depends upon omitted). character its sub- quotation motion’s nal marks and citation stance, appellation,” not its United States particular, In ‘“rarely,-if defendant will 288, Ortiz, Cir.2014), 741 F.3d 291 [1st v. ever, be able to obtain relief for Rule 11 ” says can and should government we 2255,’ § violations under United States v. February § 22 motion treat the as 2255 Borrero-Acevedo, 11, 533 F.3d 17 Cir. content, challenge based on its even 2008) (quoting Dominguez v. United States § though not wear a 2255 label. it does Benitez, 74, 9, 542 n. 124 U.S. 83 S.Ct. 2333, (2004)), 159 L.Ed.2d 157 because § primer. 2255 begin with brief We such errors seldom result in type in the appears chapter 2255 devot- Section “complete miscarriage justice” pro- or gives a federal corpus ed to habeas ceeding rudimentary “inconsistent with the prisoner collaterally a means to attack his 2255(a). § demands of fair Specifical- procedure” that deserves sentence. 28 U.S.C. statute, Timmreck, ly, it redress permits prisoner court under the see move vacate, 784, imposed his sentence “to set 441 at 99 (finding U.S. S.Ct. 2085 (1) aside, or correct the sentence” because failure spe- court’s to inform defendant of “the sentence was violation of term, 11, parole cial in violation of Rule or laws of the United defect). not a fundamental Constituti.on was (2) States,” juris- “the court without (3) sentence,” impose

diction to such “the Moreover, usually a defendant sentence was excess of the maximum gets only complete “one round of collateral law,” by authorized sentence “is § review” under 2255. v. Melton United subject to collateral attack.” otherwise Id. (7th States, 855, Cir.2004); 857 States, 151, see Munoz v. United 33UF.3d Notwithstanding this broad (1st Cir.2003) curiam). (per 153 Second or § language, alleging a 2255 motion a viola § severely successive 2255 motions are generally cognizable of federal law is tion limited and require certification only if it involves “a fundamental defect court of appropriate appeals. 28 U.S.C. inherently results in a complete mis [that] 2255(h); States, § see Castro v. United 540 justice, carriage of an omission incon [or] 375, 377, 382, U.S. 124 S.Ct. 157 rudimentary sistent with the demands of (2003); Munoz, L.Ed.2d 778 331 F.3d at Hill, procedure.” fair 368 U.S. at 82 Accordingly, though may 153. we choose 468; Vonn, see S.Ct. also United States v. styled to recharacterize a motion otherwise 55, 63-64, 122 535 U.S. S.Ct. 152 § falling as under 2255 based on its con (2002) (quoting L.Ed.2d 90 United States tent, States, Trenkler v. United Timmreck, 780, 784, U.S. 99 S.Ct. (1st Cir.2008) eases), (compiling we (1979)). By 60 L.Ed.2d 634 must be mindful doing may deprive so standard, § 2255 relief is not available to a defendant of bring his chance to a sec remedy “a for comply failure with the ond, possibly stronger claim under that requirements mal of a rule of criminal statute, Castro, 377, 382, see 540 U.S. at procedure,” any preju absent evidence of 786; injury dice or other to the defendant. S.Ct. id. S.Ct. 786 See States, (Scalia, J., concurring).21 Davis v. 417 U.S. 35(a), February responding, part, correcting emanating

20. The order for clear error motion, plea colloquy.” from the defective February explicitly to the states: "Sentence vacated under Fed.R.Crim.P. Supreme prompted 21. This risk Court to powers limit the recharacterization courts' Guilty B. The Initial Plea backdrop, we choose not to Against this in a February motion recast Sevilla’s curiously, us, Most before Sevilla, § 2255 mold. No one below—not forgotten brought seems have what him certainly not the government, not the in the place. here first At the the motion un- judge—considered district 22 hearing, when the district judge asked us, only govern- § Before der Sevilla what he wanted to do about alleged says should view the motion un- ment Rule 11 defects in the initial plea colloquy, *12 motion, § 2255. This was Sevilla’s not der Sevilla insisted he wanted to address those government’s, important the and the con- appeal defects on reopen rather than against cerns outlined above counsel our However, plea proceedings. says little that recharacterizing the motion under in impact his brief about the of 11 Rule statute. colloquy errors in the initial on the first Accordingly, we find that the Feb judgment, and instead focuses his attacks 22 ruary motion—which we view as decid purported supplemental errors at the 35(a)—did to only pursuant ed Rule not plea level. authority with provide for his Arguments only raised in a per 2255, by way §of post-February-8 actions functory and undeveloped manner are January 26 and the order remained appeal. deemed waived on Rodríguez v. final order of the court.22 therefore We Juan, Municipality San 659 F.3d of (1) arguments need not reach Sevilla’s that (1st Cir.2011); 175 United States v. Zanni supplemental plea colloquy was defec (1st no, Cir.1990). 895 F.2d 17 Sevilla’s (2) tive; imposed the final sentence argument entire about the effect of Rule unreasonable; and the district court 11 in colloquy errors the first on the first in granting February erred 22 judgment is as follows: Rather, requests. recusal and Santobello turn Pursuant to appeal opinion we now to Sevilla’s direct of this Court’s in Ortiz-Garcia, judgment. 26 States v. 665 [United F.3d (who, respect pro litigants presum- lenges original judgment with to se to the and subse- ably, consequences quent judgments). general are less aware of the of orders and "As a counsel) rule, recharacterization than those with only exceptions, entry with limited aof following way: appeal [judge] notice of divests the district of jurisdiction adjudicate any to matters related pro [T]he court cannot ... recharacterize a Martin, appeal.” to an United States v. litigant’s litigant's se motion as the first (1st Cir.2008) (internal quotation F.3d § 2255 motion the court unless informs the omitted) (quoting marks and brackets recharacterize, litigant of its intent to warns Distasio, (1st v. States 820 F.2d Cir. litigant that the recharacterization will 1987)). applies equal "This rule force to subject subsequent § 2255 motions to Distasio, Thus, sentencing.” 820 F.2d at 23. restrictions, law's "second or successive” says, appeal suspended his notice of provides litigant opportuni- with an judge’s power modify his withdraw, amend, ty filing. or to judge’s all the later actions were null and Castro, 540 U.S. at 124 S.Ct. 786 explain void. Sevilla does not how his later- (emphasis original). February appeal in-time 22 notice of could jurisdiction have divested the for the argued power 22. Sevilla the district lost February 22 earlier-in-time order. But be- to act in his case after he filed his first notice authority pur- cause we find the lacked appeal February challenging both 35(a) post-Februaiy-8 suant to Rule for his February 8 amended sentence and the anyway, spin actions we need not our purporting 22 order vacate wheels that (though trying pin argument sentence it was not until March 27 down Sevilla’s on this point. that he amended his to include chal- (1st Cir.2011),] plain the District error because defendant failed to ob- 287-89 ject at failure to inform to the error or move to [Sevilla] Court’s withdraw his court); that plea hearing Igartúa the maxi- change States, [Count Two] mum sentence for was life United 626 F.3d Cir. 2010) years (“[Arguments instead of the 5 imprisonment are not raised in setting forfeited,” timely mandates aside the manner are mentioned 26], [January “[p]lain may entered on error review be judgment final available for Rather, arguments.”). a life sentence was on forfeited where because Change adequately challenge of Plea Sevilla did not these [Count Two].... him appeal, not inform of a max- errors on transcript does Rule claims are Anderson, imprisonment entirely. life and [it] imum time of waived See 598; Igartúa, clear he would have at (explain- no means [pleaded] guilty ing plain under those circum- error review “is seldom The case should stances. be remanded available for claims neither raised below resentencing before a different Dis- on appeal”). nor *13 added.) judge. (Emphasis trict Court Though may, occasion, on rare Though Sevilla has identified an error and exercise our discretion to address waived possible argument might he not instance, arguments they when be —that —for pleaded guilty have but for the error —he only come available as a result of interven only so “in has done the most skeletal ing changes in law—we see no reason to way, leaving the court to do counsel’s Anderson, do so here. See 745 F.3d at work, argu- (“Review create the ossature for the 598; Igartúa, 626 F.3d at 603 ment, put flesh on its bones.” Zanni- arguments unavailable for waived unless no, 895 F.2d at 17. This we do. will not engages the court in the rare exercise of result, (internal Id. As a Sevilla’s Rule 11 claims are power its to excuse quo waiver.” merely omitted)). subject forfeited and to plain tation marks and citation Fur they thermore, error review—as would be because if even we did exercise our dis object grounds claims, Sevilla did not on Rule 11 cretion to hear Sevilla’s Rule 11 during colloquy they the initial or move to with- high would not survive the hurdle of plea Anderson, draw his plain the district court.23 error See review. See Anderson, United States at (citing F.3d United States v. Padil (1st Cir.2014); la, (1st Cir.2005) (en United States v. Ortiz- F.3d 218-19 Garcia, (1st Cir.2011) banc)).24 Thus, we turn to Sevilla’s first (reviewing underlying Rule 11 claim for sentence. Judge says attempted Torruella “Sevilla had rea- no nized and to correct the Rule 11 opportunity sonable to discover and (though power raise error he lacked to do so under during 35). Rule 11 error the initial Rule And when the asked Sevilla hearing prior imposition’’ to the sentence’s hearing at the on that motion if indeed he because the life term on Count Two was not reopen hearing, wanted to Sevilla’s coun- imposed writing January until 2012— responded sel that while Sevilla wanted to day sentencing hearing.' after the Howev- by arguments "stand[] all his in the [Febru- er, object this overlooks Sevilla’s failure to motion],” ary 22 reopen not want to "[did] plea colloquy August 2011—when hearing,” and instead wanted to file an anytime the error occurred —or thereafter be- appeal, day. Accordingly, as he did later that imposed. Though fore the sentence was Sev- were Sevilla's Rule 11 claims not waived be- eventually illa did raise Rule 11 issues before us, they fore would at least be forfeited. the district court and move to withdraw his error, plea, plain 24. To it was not until demonstrate Sevilla would his “(1) motion —after sentence had need to show that [a 11] been Rule error occurred; (3) sponte recog- plain; after the district had sua the error was receiving greater

C. First Sentence a sentence than his cur- rent sentence of 405 months and up to life Having found that imprisonment, particularly if the district authority lacked to do what he did after court were to consider either [Sevilla’s] judg- issuing original alleged involvement in the ‘Pitufo’ murder that the initial being ment —with the result or calculate a base sentencing level and re- originally remained intact —we appropriate upward departures.” make manded with instructions to reinstate the (Emphasis in original.) Counsel filed first a life sentence.25 As we second motion confirming that Sevilla stressed, an this was not unfair result be- wanted to proceed despite the risk. cause we had counsel had —on our believed instructions —certified that under- Sevilla Writing support of pe pursuing

stood this outcome was a risk of review, panel tition for and en banc coun appeal. argument, At oral we had says sel now he did not appreciate that explicitly asked if Sevilla’s counsel Sevilla faced the risk that the initial subject pun understood that this could imprisonment ishment of life him to an would be re increased sentence. And after court, instated counsel unresponsive submitted motion the case re manded. And that did not address whether Sevilla un- because he misunderstood risks, our request, only derstood counsel we entered a written warned Sevilla again order instructing inquire might higher counsel to remand result in a sen whether tence, pursue ap- wished to not that the initial sentence might *14 peal even though “re-sentencing in by this be reinstated us. Given develop this matter presented ment, the risk to modify of we panel opinion, [Sevilla] simply error affected the defendant’s substantial dant guilty plea would not have entered but rights; ‘seriously plea agreement the error affected for Rule 11 error where did fairness, integrity public reputation penalty not include of maximum and court did ” Ortiz-Garcia, judicial proceedings.’ penalty change-of- not mention maximum at (brackets omitted) plea hearing). (quoting F.3d at 285 So Riv- Sevilla cannot meet the era-Maldonado, 19). prong, judge’s third and the satisfy 560 F.3d at failure to warn To prong, Sevilla of penalty third Count Two's maximum must demonstrate “ that, plain was not probability there is 'a error. reasonable but error, alleged As for the other Rule 11 violation— for the he would not have entered the ” judge’s failure to plea.’ warn Sevilla he was (quoting Dominguez Id. at 286 Beni- tez, ineligible parole for 2333). 11 does not re- 542 U.S. at 124 S.Ct. —Rule quire judge a to inform a defendant of his Assuming judge plainly by failing erred parole ineligibility. See Johnson v. United to advise Sevilla that Count Two carried the States, (1st Cir.1981). Thus, 650 F.2d sentence, possibility of a life see Fed. this omission plain was not or other- error — 11(b)(1)(H), R.Crim.P. Sevilla nevertheless wise. satisfy prong plain cannot the third of the succeed, error test. To Sevilla would have 25. We judge held—and still hold—that the did that, to demonstrate if the had in- by considering not abuse his discretion formed him penal- of Count Two’s maximum Pitufo murder information at Sevilla’s first ly, there a probability reasonable he would sentencing hearing because the is au- pleaded guilty. not have plea agree- But by type thorized statute to consider this of signed ment explicitly stated the cor- background, relevant evidence about Sevilla’s rect penalty, maximum character, conduct, and he assured the history, and characteris-

judge during colloquy that he 3553(a)(1), understood §§ tics. See 18 U.S.C. 3661. Be- penalties agree- maximum listed in that argue any cause Sevilla failed prob- other Ortiz-Garcia, sentence, ment. at lem with the the sentence would Cf. (finding probability ordinarily a reasonable that defen- stand. er, imposed,26 analysis do not our- the court’s on the

vacate the sentence merits any unchanged. selves reinstate remand Sevilla’s remain While by resentencing judge.27 majority correcting for the same I commend the for its vacating

initial error and Sevilla’s sen- CONCLUSION tence, I strongly disagree with its reason- Moreover, reaching in this result. I vacate all finished, ing our With work disagree with the decision to remand the district court judgments and orders of the judge. case to the same Sevilla should be remand to the same for resen- resentenced judge, different one that tencing opinion. consistent with this any preformed opinions does have (cid:127) TORRUELLA, Judge Circuit about this case. Dissenting part). in in (Concurring part, Comedy Sentencing I. The Errors (“Sevilla”) Sevilla-Oyola was sen-

Carlos judicial begins by the district court to 405 months This tale woe Sevil- tenced brings plea colloquy August prison. appeal, On numerous la’s There, sentencing judge to our court’s attention. The ma- informed Sev- errors illa, correctly, that he jority, finding statutory several of these claims meri- faced a torious, initially eighty years maximum of for granted most unusual Count 1 of indictment, prison. Upon pan- of “relief’ —life in conspiracy possess form nar- distribute, rehearing, majority recognized el pursuant cotics with intent to 841(a). however, § irrational result and judge, now withdraws its U.S.C. opinion, leaving place opin- statutory its revised failed to inform Sevilla of the ion vacates maximum which Sevilla’s sentence and for Count of his indictment. aiding Although remands the same for resentenc- conviction for abet- result, ing. ting carry howev- in the use and of a firearm Outside of this revised community during sentencing, petition panel see United 26. for and en banc Politano, ("the petition,” easy reading), States v. 74—75 review Cir.2008) curiae, (explaining argues support amicus of an *15 judge can consider the characteristics of the prior opinion our clashed with Greenlaw v. community States, a in which defendant’s conduct 554 U.S. 128 S.Ct. impact arose and the conduct’s on the com- (2008). 171 L.Ed.2d Given 399 our result munity), judge here, the likewise did not abuse his we need not—and so do not—decide by refusing disqualify discretion to himself on whether Sevilla and his amicus are correct. that basis. Contrary says peti- to what Sevilla in his From all see no reason for us to tion, judge the never has "confessed error” or judge re- direct that a different handle the said that consideration of the Pitufo murder “Ordinarily, judges mand. district are free to hold, improper. judge’s And we the as keep reassign or to remanded cases accor- not, proper consideration of that murder does practice[.]” dance with Unit- local rules alone, standing warranting demonstrate bias Bryant, ed States v. Cir. judge’s disqualification. So Sevilla’s ar- 2011); (declaring see also D.P.R.Crim. R. 107 gument judge that the abused his discretion "[cjases resentencing shall remanded himself, by refusing disqualify to to the extent assigned judge imposed be to the who judge's it relies on the of this consideration vacated otherwise ordered unless information, Sny- fails. See United States v. appeals”). Ultimately we the court of believe der, (1st Cir.2000) (explaining original judge fairly can sentence Sevilla apply case, that we an abuse of discretion standard opts keep and we if he to so do not himself). judge when a to agree Judge trial refuses recuse Torruella that a remand to judge properly original judge Because the also took into would be "an exercise in futility.” impact account the Pitufo murder’s crime, 8, 2012, February judge fence. On drug-trafficking pursu- a relation to Therein, 924(c)(1)(A), a punishable by § issued written order. he stated ant to judge only although in- he had “intended to enter an prison, of life in term apportioning 2 carried a term Order the sentence to 80 Sevilla that Count formed (960 months),” mandatory.” plead- years on he had months Count of “60 mistakenly entered a sentence of to both counts. guilty ed order, In months.30 the same Sentencing proved confusing process, acknowledged that Count of the written and misstatements replete with mistakes sentence, subjecting Sevilla to life in pris- It sentencing judge. part on the of the on, from a “sufferfed] also defect”: when 25, 2012, January when the sen- began on plea colloquy conducted Sevilla’s tencing judge orally pronounced he failed to mention that this count could recited, as As the sentence was sentence. carry prison. a maximum term of life in and that will imprisonment, follows: “life Undertaking to correct both of these mis- include of course the consecutive sentence takes, entered a new sentence. firearms, that had to be on the time, to This Sevilla was sentenced impose because it would be ridiculous to months’ imprisonment Count and 60 plus years. life term five That-doesn’t months’ imprisonment on Count 2. The any sense.”28 make act judge purported to under Federal Rule 26, 2012, On 35(a). of Criminal Procedure oral down in writ- set this sentence February On Sevilla filed an- ing. apparent prior In contrast to the motion, specifically noting other the defec- day’s pronouncement, the written sentence 11 plea colloquy seeking tive Rule imposed a term of 827 months on Count 1 plea. A hearing withdraw his on this mo- imprisonment and life on Count 2. The day. tion was held the same At this hear- pronunciation that his oral judge explained ing, Sevilla stated that he could seek to misstatement, of the sentence had been a undergo the sentence rather than requiring by way apportion- correction at the additional corrections district-court ment.29 sentencing judge level. The admitted that On Sevilla filed a mo- review, appellate Sevilla could utilize but correction, reduction, seeking tion attempted doing to dissuade him from so: modification of his sentence. Before that considered, however, proceed ... could [COUNSEL]: [H]e motion was sen- today, and that tencing judge independently Appeal file a Notice of undertook right proceed. correct additional Sevilla’s sen- would be his errors *16 28.Although strongly suggests sentencing judge explained this statement 29. The that he imprison- that Sevilla was sentenced to life had intended "to look at the two counts to- five-year ment on Count 1 and a term and, on gether making corresponding after day sentencing judge Count the next departures, sentence the Defendant to life im- proffered explanation. a He had different modified, prisonment.” the sentence im- As simply forgotten apportion to the sentence impris- posed a term of life was not combined between the counts. See United States v. Za- onment, however, but a combined term of vala-Marti, 715 F.3d 51 & n. 6 Cir. . life-plus-327-months. 2013). imposed, If read as without the bene- sentencing judge's fit of the subsequent writ- Correcting “typographical” 30. this error in- clarification, ten the life sentence on Count 1 by fifty- creased Sevilla's sentence on Count 1 statutory would have exceeded the maximum years two and nine months. eighty years. could, 6, 2012, sentencing judge March you and are On He

THE COURT: are responded, stating “Opinion with that to where we that the going get to now, 28, 2012, February for a—a remand to strike Order of a remand should have 35(a) setting again the matter in and Rule 11 made clear Rule plea setting the exclusive reasons of events. were not the normal course sentence, con- as defendant aside light— In right. All [COUNSEL]: judge claimed to have act- tends.” negotia- plea new For THE COURT: well, ed, a grant as under of common-law trial, whatever, the case as tions or for authority in a Supreme established Court may be. v., case from 1931. See United States sentencing judge extended Eventually, the Benz, 304, 306-07, 282 U.S. 51 S.Ct. by thirty days. right (1931). 75 L.Ed. 354 action, agreed Sevilla with this course 8, 2012, a judge On March conducted “pro- to file a but stated that he intended ob- supplemental plea colloquy. Sevilla preserve as to Appeal,” tective Notice of so jected, claiming that the initial deficiencies appeals in the court of later his claims case plea only in his could be corrected was, indeed, without determined conducting completely colloquy, new both power to resentence. With by simply undertaking supplement agreement that the government and the disagreed, finding first. The district court defective, plea colloquy then point repeating” “no what had been said “set[ting] issued an order aside the sen- before, in August seven months 2011. Fi- imposed, plea colloquy tence as well as the 13, 2012, nally, March sen- entry that resulted the Defendant’s of a time, again. tenced im- This he plea guilty.” posed a term of 345 months Count On sixty months on Count Sevilla filed that, judge published among an order oth- appeal, bringing another notice of for a things,31 sup- er set forth schedule claims before our court. plemental plea colloquy. an- Sevilla filed motion, asserting other that the sentencing Impact II. The Rule 11 Error and Its no power supple- had conduct colloquy Sorting mess, mental or enter through procedural additional concludes, majority agree, modifications to his as Federal and I 35(a) 35(a) power Rule of Criminal Procedure was not the court had no under Rule to to either the appropriate through impose vehicle which second the third however, That, correct Rule 11 errors. sentence.33 is where our sentencing judge eight cantly repeated 31. The also listed rea- concerned that such claims of why sons he would not consider the "Pitufo hamper any mistake and omission would de- crafting murder” in a modified sentence. As ability thoroughly fendant's understand notes, majority it was within the respond imposed. to the sentence sentenc- ing judge’s discretion to determine whether uncharged or not consideration of this con- clarity, 33.For the sake of I refer to both the Here, appropriate. ultimately duct was original oral iteration of Sevilla’s sentence determined it was not. single and its corrected written form as *17 sentence, below, the first of three. As I note Although unsympathetic signifi- 32. "not to the however, significant there are conflicts be- pressures by cant time felt the district courts two of Sevilla’s sentence tween these versions they manage heavy as with limited dockets materially impact legality. that its resources,” Millán-Isaac, see United States v. (1st Cir.2014), signifi- 749 F.3d I am Reason- maximum analysis in the ends. sentence for two was agreement [count] challenge properly imprisonment that did not life ing years instead of the 5 either be- plea colloquy the Rule 11 error setting mentioned mandates aside the appeal, court or on 1/26/12, fore the district judgment final entered on where majority continues to conclude that Sevil- a life sentence was in count justifiable, ul- despite la’s first sentence is Change two.... The transcript of Plea on different timately vacating sentence does inform him a of maximum time Taking analysis logical this to its grounds. of imprisonment by life is no [it] therefore, end, majority appears plead[ed] means clear he would have that, the miscommunication at suggest had guilty under those circumstances. The occurred, argument oral before us not it case should be remanded resentenc- for prison would have struck down a term of added) ing. (emphasis in slightly thirty-four years put under passage appearing This in “argu- — life~plus-327-months. a of place its term ment” section of Sevilla’s brief—is also words, majority’s In other revised in presentation foreshadowed of the course, opinion, which now reverses va- Therein, facts. Sevilla states that the sen- cates Sevilla’s and remands tencing judge “failed to advise [Sevilla] resentencing, nothing has to do with the potential that he faced a life sentence as to Al- legality of Sevilla’s first sentence.34 two, informing only ‘you count him [that] I though agree Sevilla’s sentence must be have a consecutive term of imprisonment vacated and that he is entitled to be resen- years of I think it’s five on account of tenced, majori- I respect, with due find the ” firearms.’ ty’s analysis rejecting Sevilla’s substantive regarding validity claims of his first true, course, It arguments is supported sentence to be neither law only perfunctory raised in a and undevel- nor reason. oped manner are ap- deemed waived on Zannino, peal. United States v. 895 F.2d Appellate A. Waiver (1st Cir.1990). argument, majority “says states that Sevilla clearly scope however falls outside in impact little his brief about the of Rule our waiver doctrine. Compare United I colloquy.” errors the initial dis- Salimonu, States v. 74 n. F.3d agree. quite plainly (1st Sevilla’s brief makes Cir.1999) (deeming a claim waived argument: argument made “without or citation to law”), Dunbar,

Pursuant to this opinion Court’s case with United States v. Ortiz-Garcia, Cir.2009) States v. (finding [United 63 n. 4 (1st Cir.2011),] that, 287-89 the District even where claim was not stated Sevilla-Oyola “artfully” Court’s failure to inform it was not waived where the change plea hearing at the appellate identified relevant brief facts and majority pealing party.... cross-appeal I know of no other case—and the [I]t takes a appellate cites to none—in which an court justify remedy appellee.”). in favor of an put place higher undertook to sentence for, While sentence vacated Sevilla's essen- than that from which the defendant’s notice, tially, lack of future defendants will Indeed, cross-appeal by was taken. absent a hope not be so fortunate. I the rationale of government, may such action be unconsti- majority’s opinion does not create a chill- States, tutional. See Greenlaw v. United ing effect such that future defendants are 237, 244-45, U.S. 128 S.Ct. bringing made fearful of even meritorious (2008) ("[A]n appellate L.Ed.2d 399 court appeal. claims on may judgment nonap- not alter to benefit a *18 (1st Cir.2012) law), (waiving argu- an and Holmes v. 166-67 case relevant cited (1st Cir.2012) presented only oblique sug- ment as “an F.3d Spencer, 685 gestion,” any applica- absent reference to ap- where an inappropriate (holding waiver standard); governing ble case law or a enough “reveals of the raw pellant’s brief Cabanillas, DiMarco-Zappa v. 238 F.3d a claim so as to al- underlying materials” (1st Cir.2001) (“Simply noting an reading” “no trouble low the court to have argument passing explanation in without is argument). his waiver.”). insufficient avoid specific error. has identified escaping If our standard for waiver re- 11(b)(1) (“[T]he court See Fed.R.Crim.P. arguments pled with the quired be of, inform the defendant and deter- must highest degree craftsmanship, or that ... mine that the defendant understands they in persuasive be situated the most including any possible penalty, maximum order, logical might myself I well find fíne, imprisonment, supervised and term of agreement majority. good with the For release^]”). on-point provided He has reason, however, that is not our rule. As Ortiz-Garcia, 665 F.3d at case law. See stands, only argu- it that an require He has assessed the identified 287-89. See, raised, squarely. ment be and raised appropriate under the doctrinal test. error Dunbar, 4; e.g., Sepulve- 553 F.3d at 63 n. Raineri, v. 42 F.3d See United States da-Contreras, at 170 n. 4. 466 F.3d This is (1st Cir.1994) (considering 41-42 whether requirement that Sevilla has more than Rule 11 error influenced the defendant’s met. sum, plead guilty). pres- decision to In his though may

entation-succinct it be-is in no majority’s The flawed nature of the way grounds for waiver. United States v. holding apparent is made even more when Sepulveda-Contreras, 466 F.3d 170 n. all, considered in context. After what rea- (1st Cir.2006) (“This is not a situation expend any sonable defendant would more piece are forced to together where we [the portion than a succinct of his or her brief him, argument and we defendant’s] arguing against a which al- sentence had (internal therefore find no waiver.” citation ready by been vacated omitted)). judge, government and for which the advocating? Aya- See United States v. fact, majority In admits that Sevilla (1st Cir.2014) lar-Vázquez, possible argu- identified “an error and a (holding “perfunctory that a statement” Nonetheless, omitting ment.” mention of it was sufficient to avoid waiver where argument the fact that this was also un- put clearly served to the court on notice of dergirded by specific reference to case applicable argument). That Sevilla had law, goes baldly it on to assert that Sevil- foresight argument even to include this pleaded la’s claim was “in the most skele- brief, just perhaps to ward off such way, leaving tal the court to do counsel’s overly reading formalistic and strained Zannino, work.” See 895 F.2d at 17. Giv- majority now adopts, as itself en that Sevilla has identified a factual er- Still, impressive. majority demands ror, highlighted governing precedent, and expended that he should have more of his hand, applied that law to the facts at how- appellate tilting efforts I windmills. ever, I fail to see what “work” has been agree cannot this claim was waived light left undone. In of the content of on appeal. brief, the assertion that his claim Indeed, occurred, simply unsupported. any has been waived is if waiver it was Watson, government argu- States which waived Cf. *19 that first sentence should be THE ment Sevilla’s COURT: He doesn’t want to re- open the hearing? until govern- reinstated. It was not the motion for opposition ment’s Sevilla’s Only because of all [COUNSEL]: arguments rehearing position presented, that this was first ar- we’ve un- that.we derstand that Rule cannot be gued. 35(a) by

cured Your Honor’s Rule mo- tion. B. Plain-Error Review THE A 11— COURT: Rule that, majority say continues toon [COUNSEL]: That would be a forfei- if Rule 11 claim were not even Sevilla’s ture—

waived, plain-error it would still fall under context, Read in Sevilla’s statement was review, object because “Sevilla did not on specifically preserve appeal intended to 11 grounds during colloquy Rule the initial the claim sentencing judge that the was plea or move to withdraw his acting beyond power his claim the ma- —a court.” jority has since deemed meritorious. At time, however, the same purported object It is true that Sevilla did not by arguments, “stand all” of his includ- However, plea colloquy.35 his Sevilla’s ing the request to withdraw his plea. 21, 2012, explicitly put motion Certainly, portion this of the record in- grounds forth this error as for withdraw- apparently vites confusion. The contradic- fact, ing his In plea. elsewhere its statements, tory however, do not require motion, opinion, discussing when Sevilla’s that our court completely ignore the fact majority acknowledges this fact. clearly expressly moved Recognizing that a motion to withdraw was plea. withdraw his States Cf. filed, majority instead rests its forfei- Isom, Cir.1996) 833-39 finding ture subsequent on the motion (considering on the merits a defendant’s hearing, in which Sevilla stated that he did claim that he should have been able to reopen not “want to A hearing.” thor- plea, withdraw notwithstanding the fact ough review of that hearing’s transcript, that the defendant vacillated between re- shows that preferred Sevilla’s however/ questing right stating to withdraw and significantly course was less clear than the by plea). an intent to stand More- majority purports: over, motion, presented when with Sevilla’s ... does not want to [COUNSEL]: [H]e sentencing judge repeatedly pro- —who reopen the hearing and stands all his jurisdiction claimed that he retained over arguments pleading today. in the agreed filed the issue36—considered and January 35. At Sevilla's text of Federal Rule of Criminal Procedure hearing, impose 11(d), did not a life sen- which allows district courts to with- Rather, tence on Count 2. this term was first pleas "any just only draw fair and reason” writing imposed. before the sentence Fed. Therefore, opportu- Sevilla had no reasonable 11(d)(2)(B); 11(e) (“Af- R.Crim.P. see id. also nity to discover and raise the Rule 11 error imposes plea ter court ... during sentencing hearing prior the initial or may only be set aside on direct imposition. to the sentence’s Thus, attack.”). might collateral chalk up growing as one more error on the list queried 36. When Sevilla whether the court’s sentencing judge’s missteps. sig- of the It is ability plea impacted by to withdraw the clear, however, nificantly less that-once con- already having imposed, a sentence been consequently sidered-Sevilla’s motion would sentencing judge responded, ”[I]t doesn’t subject only plain-error be review. The proclamation ignores plain matter.” That policy court matter of to hold that defen- argument. [the That the district Sevilla’s argument,” id. at 1189. dant] forfeited effectuate the withdrawal attempted to case, in This which the sentence was vacat- beyond pow- in manner its *20 and no ar- party ed the district court certainly an error —the court’s er is most appeal, clearly on is gues imposition for its that, my it not an error own—but is all, one such situation. After this is a far view, clearly that negates the fact cry our court has been from case where claim, squarely it con- raised this and was ... “deprived factfinding,” of useful Har- fact, sidered. In I can think of no better wood, 627, 69 F.3d at or of “the district claim evidence that the Rule 11 was raised judge’s insights point,” into the Sandstrom present than that which is here: the sen- (1st 83, Corp., v. ChemLawn 904 F.2d 87 tencing judge sought. awarded the relief Cir.1990). 'Rather, the record on the issue plea. withdrew the He fully developed, sentencing is and the on, I that piling At the risk of note even judge’s view on the nature and effect of if this court blinded itself to the clear Similarly, the error is more than clear. claim record evidence that Sevilla’s was government clearly put was on notice considered, plain-error and review raised every opportunity claim of this and had wholly inappropriate. Forfeiture would be (“The Harwood, respond. 69 F.3d at 628 claims, all, of after is not intended to be a absence of unfairness has a definite bear- “technicality trap for the indolent.” ing type on a decision to overlook of this Harwood, Nat’l Ass’n Soc. Workers v. default.”). 22, procedural At the (1st Cir.1995). 622, 69 F.3d 627 To the 2012, hearing, motion contrary, pro- the doctrine is intended to specifically if it government asked the key judicial economy tect values of agreed allowing Sevilla to withdraw fairness, our court has warned not to plea necessary, govern- was and the consistency in prize application its over affirmatively. ment answered The govern- Id.; equity. reason and see also United appellate suggests ment’s brief also never Guardia, 1010, States v. La 902 F.2d 1013 intact, either that Sevilla’s sentence is still (1st Cir.1990) (“When done, all is said and or that it should be. practice procedure ‘rules of are de- Moreover, imposing the sentence oral- promote justice, vised the ends of not to ly, did not sentence Sevilla to life ” (alteration defeat them.’ and citation prison on 2. At adopting Count best— omitted)). sentencing judge’s rather strained ex- precedent acknowledges Our that “[c]on- planation judge imposed wholesale—the important,” text is United States v. Gal- general apportionment without (1st lant, 1181, Cir.2002), between the counts. This robbed Sevilla and that there are situations where “it significant opportunity of a to uncover and simply object would be unfair and unwise as a to the Rule 11 prior error to the 71-74, Supreme explained Court has that Rule 11 those facts. See id. at 122 S.Ct. 1043

plays important separating (holding brought only role in “merito- that a claim direct review); thoughts appeal subject plain rious second ... and mere sour error see Borrero-Acevedo, grapes pronounced.” over a sentence once also United States v. Vonn, 11, Vonn, (1st Cir.2008) (citing United States v. 535 U.S. F.3d 58-59, 1043) (discussing (reasoning S.Ct. 152 L.Ed.2d 90 U.S. at 122 S.Ct. 32(e), Rule which was later moved to Rule a Rule 11 issue raised for the first time on Vonn, however, 11). error); typi- plain with a dealt more was reviewed for case, Jimenez, Cir.2007) cal in which the claim was first raised States v. (same). appeal, holding and its was limited to plication plain-error sentence. review. imposition final of his See Unit- See Gal- Benitez, lant, 306 F.3d at 1187. Dominguez 542 U.S. ed States 124 S.Ct. 159 L.Ed.2d 157 court, Before the district sought (2004) (applying plain-error review to a plea, government to withdraw his did objection claim Rule 11 error where no object, sentencing judge and the sentencing hearing”); was made “[a]t sought. awarded the relief Mateo, 179 Fed.Appx. United States v. withdrawn and the sentence vacated. To (1st Cir.2006) (“[0]ur plain review is for now hold that Sevilla brought never error, af- unless was not [the defendant] claim to the court’s attention is quite bait opportunity present forded a sufficient switch. simply Plain-error review is *21 argument to the district court the which inappropriate in this circumstance. (citations appeal.” forms the basis of this Remand C. to the District Court

omitted)); v. United States Cortés-Clau- (1st Cir.2002) dio, (“[A] 17, F.3d 24 312 question There is little that 11 this Rule post-sentence objection necessarily is not harmless, error was not such that the sen- required preserve to the issue for if stand, tence cannot see Fed.R.Crim.P. reasonably the defendant could not have 11(h) (“A requirements variance from the anticipated the issue would arise until after of this rule is harmless if error it does not ruled.”); the court see also United States affect rights.”), expect- substantial and—as 16, Delgado-Hemández, v. 420 F.3d 19-20 government ed a case where the agrees (1st Cir.2005) (applying plain-error review that imposed— the sentence should not be “ample opportu- where the defendant had government attempt makes no to object nity” prior to the sentence’s im- prove otherwise. See United States v. Olano, position (quoting Negrm- 725, 734, 1770, v. United States 507 U.S. 113 S.Ct. (1st Cir.2005))). Narváez, 33, (1993) 403 F.3d 37 123 (stating L.Ed.2d 508 simply proving There is no sense of fairness or burden of that an harm- error was equity allowing one error the sen- government). less is on the Moreover it is tencing judge sentencing judge to shield another error from the posi- who is best what, our any, impact review.37 Even had Sevilla’s tioned to assess if claim treated, clearly been raised and the facts Rule 11 error had on Sevilla’s understand- See, here provide precisely ing plea. e.g., the sort of “context” of his United States v. (1st 1, Cir.1995) against overly rigid ap- that counsels CotaUCrespo, 47 F.3d 5 (1st Cir.2004). any question gone nearly 37. Were there that remand is We have never so far, however, necessary sentencing procedures say significant due to the as to that a redis- court, imprisonment before district I also note that tribution between counts of Here, viewing where the oral and sentences materi- written was not a conflict. the sen- conflict, ally generally tencing judge's proffered explanation the oral controls. See about Meléndez-Santana, apportionment incredulity United v. States 353 F.3d with the I believe it 93, due, (1st Cir.2003) (citations omitted), statement, given clarity 100 is of his oral overruled, part, grounds by judge changed on other the sentence on Count 1 Padilla, (1st Cir.2005). v. States 415 F.3d 211 from life to 327 2 months and on Count from previously sixty Our light court has held that some devi- months to life. In of that clear conflict, supervised ations in the terms of release or it would be the oral sentence that Sevilla, payments, clearly restitution where the defendant binds and the oral sentence is terms, illegal surpassing stipulated was on notice of those were not mate- and ac- as Ortiz-Torres, See, rial. cepted statutory See United States v. 449 maximum Count 61, (1st Cir.2006); e.g., Blakely F.3d 74 Washington, United States v. U.S. (1st 303-04, Cir.2005); Vega-Ortiz, 425 F.3d 22-23 124 S.Ct. 159 L.Ed.2d 403 Ferrario-Pozzi, (2004). United States v. mind, to requires Rule 11 resentence defendant.” Maw- (noting that States, the defendant’s son v. United ascertain judge to Cir.1972) added). (internal I intelligent” (emphasis believe this “voluntary and plea is omitted)). February especially true under these circum- On be quotation marks stances,39where, ini- sentencing judge following made clear the court’s that, plea, imprisonment because tial sentence of life on Janu- “I have to set aside ary if the altered Sevilla’s plea is invalid. And district plea (1) invalid, times: separate is invalid.” He went sentence three the sentence 1 and “correcting imprisonment he was for months’ on Count life on to state that 26; on 2 on emanating imprisonment from the defective Count clear error (2) that, case, imprisonment in this “the to 960 months’ on Count colloquy,” colloquy imprisonment and 1 and 60 months’ on Count consequences imperfect 8; finally potential signifi- are of real sentence Thus, imprisonment the harm- months’ and 60 cance to the Defendant.” Count clear, 2 on nothing imprisonment error is months’ on Count fulness of this disparity March the vast be- gleaned appellate from the record shows 13. Given sentences, necessary Remand is for this tween these as well as the lita- otherwise. alone, any pro- ny sentencing process in the reason and not because errors as *22 above, “misunderstanding” detailed I whether remand question cedural between Sevil- argu- counsel this court at oral actually resentencing la’s will result a fair just ment.38 whether it be “an will exercise States, futility.” Cirilo-Muñoz v. United Resentencing III. Before (1st Cir.2005) 527, (Torruella, 404 F.3d Judge Same District J., Thus, concurring). “both for sake, judge’s jus- majori- appearance of strongly disagree I also with the tice,” Mawson, ty’s 463 F.2d at we should decision to remand the case back to resentencing. longstanding policy,” the same district for follow “our United (1st Curran, previously We have held that is diffi- States v. 926 F.2d “[i]t Cir.1991), judge, having cult for a once up require made his that Sevilla be re- orders, argument, follow-up inappropriate. 38. At oral and in believes remand would be If "no, this court asked Sevilla's counsel whether counsel had answered Sevilla was not appeal Sevilla understood that a successful imposed aware that this court could have higher could result in a sentence. Sevilla's sentence,” would, higher suspect I the court interpreted question counsel this to ask best, simply given option have Sevilla the that, remand, whether Sevilla understood withdrawing appeal accept- of either the district court could him resentence ing the final 405 month sentence sentence; this, higher Sevilla answered af- proceeding March 13 or with the firmatively. surprisingly, Not Sevilla's coun- majority’s opinion. resulted in the initial Re- appreciate question sel did not the court's sentencing was never in the cards. The deci- imply higher impose that this court would solely sion to remand on this misun- based remanding sentence without first to the dis- therefore, derstanding, appears me to be court, trict as this would have been unheard nothing face-saving by majority but a tactic procedure. "misunderstanding” It is this original opinion that realizes its was extreme- by Sevilla’s counsel that forms the basis for ly flawed. majority's decision to withdraw initial its opinion and remand the case to the district Pitufo, I do not believe that the murder of court. outrage in which caused understandable result, Though agree I with the ultimate it judge, totally district is a irrelevant consider- majority to me-and the fails to ex- unclear ante, majority opinion, ation to this issue. See plain-why exchange necessitates remand at n. 7. resentencing majority for when the otherwise judge. before a different See sentenced LEBRÓN; Craven, Portales; Maribel Francisco

also States v. 239 F.3d (1st Cir.2001) Minor; Conjugal (remanding for re- K.F.P.L. 103-04 Partner ship sentencing judge); Portales-Lebrón, Plaintiffs, before a different Unit- Ap Carrero, pellants, v. ed States Vélez (1st Cir.1996) (same); United States v.

Mercedes-Amparo, F.2d Cir.1992) (noting practice” the “normal of COMMONWEALTH OF PUERTO “remand[ing] resentencing before a dif- RICO, represented by Governor Ale Canada, judge”); ferent United States v. jandro Padilla; Department Garcia (1st Cir.1992) (same). Rico, represented Education of Puerto Secretary, its Eduardo Moreno Al Parting IV. Words onso, Defendants, Appellees, fraught mistakes, misstatements, and omissions on Colegio Inteligencia De Taller Emocion part sentencing judge. of the al, Inc.; Marlyn Mendez; Edwin R. case, unique posture arising of this from a Cano; Conjugal Partnership Cano- sentencing process replete with errors of Mendez; Co.; A Insurance B Insur making, the district court’s own and con- Co., ance Defendants. cerning party an error that no seeks to defend, No. is well fit for a 13-2078. simple resolution: remand for a correction of the Rule United States Court Appeals, imposition error and of a new sentence. First Circuit. forget Let us not the district court judge himself determined the initial sen- *23 Oct. improper, tence to be erroneous and party sought no had defend it on

until the court briefing invited such follow- ing rehearing. Sevilla’s motion for acknowledging

Instead of the errors of court, majority continues to support original the rationale behind its

opinions’s sponte imposition sua of the first only ultimately and it agrees to vacate Sevilla’s sentence after being rehearing faced motions for post-briefing, post-argument “misunder-

standing” by a single question counsel over Nevertheless, posed by the court. agree I majority’s with the decision to vacate the sentence and remand for resentencing, notwithstanding my emphatic urging that place this take judge. before different

Case Details

Case Name: United States v. Sevilla-Oyola
Court Name: Court of Appeals for the First Circuit
Date Published: Oct 16, 2014
Citation: 770 F.3d 1
Docket Number: 12-1264, 12-1463
Court Abbreviation: 1st Cir.
Read the detailed case summary
AI-generated responses must be verified and are not legal advice.