United States v. Sean Lamar Sanders, A/K/A Sean Lamont SandersUnited States v. Sean Lamar Sanders, A/K/A Sean Lamont Sanders
Affirmed by published opinion. Chief Judge WILKINSON wrote the opinion, in which Judge TRAXLER and Judge ELLIS joined.
OPINION
Sean L. Sanders filed this petition for collateral relief under
I.
On September 23,1997, Sean L. Sanders was named in a one-count criminal information. The information alleged that Sanders conspired to distribute cocaine and cocaine base in violation of
On December 15, 1998, . in light of Sanders’ substantial assistance in other prosecutions, the government moved for a reduction in Sanders’ sentence pursuant to
On December 27, 1999, nearly twenty-four months after he had originally been sentenced, Sanders filed a petition for collateral relief under
On January 6, 2000, the district court dismissed Sanders’ petition for relief. The court noted that the judgment of his conviction became final in January 1998, but that Sanders did not file his petition for collateral relief until December 1999. The court ruled that Sanders’ petition was therefore untimely under
II.
■ Prior to 1996, there was no time limitation on a federal prisoner’s ability to collaterally attack his conviction in a
A 1-year period of limitation shall apply to a motion under this section. The limitation period shall run from the latest of—
(1) the date on which the judgment of conviction becomes final; ... [or] (3) the date on which the right asserted was initially recognized by the Supreme Court, if that right has been newly recognized by the Supreme Court and made retroactively applicable to cases on collateral review.
Sanders contends that his motion was timely under both subsections (1) and (3).
III.
Sanders first contends his habeas petition was timely under
We disagree. Congress did not explicitly state in the AEDPA when a “judgment of conviction becomes final” for purposes of
Contrary to Sanders’ assertions, Congress did not intend for
(b) Effect of finality of judgment. — Notwithstanding the fact that a sentence to imprisonment can subsequently be—
(1) modified pursuant to the provisions of subsection (c);
(2) corrected pursuant to the provisions of rule 35 of the Federal Rules of Criminal Procedure and section 3742; or
(3) appealed and modified, if outside the guideline range, pursuant to the provisions of section 3742;
a judgment of conviction that includes such a sentence constitutes a final judgment for all other purposes.
As
Both Sanders and the government emphasize at length various policy arguments to explain why this court should or should not construe subsection (l)’s limitations period to begin running only after a
For its part, the Government contends that Sanders’ construction would result in many stale
It is not our place, however, to weigh the relative merits of these policy arguments. Congress already has considered these very concerns, and it has resolved them with
• rv.
Sanders next argues that his claims are not time-barred under subsection (3) of
A.
Sanders did not argue at his original sentencing that a jury must determine beyond a reasonable doubt the types or quantities of drugs involved in his conspiracy. Nor did he raise this claim on direct appeal. As the Supreme Court has admonished, “[hjabeas review is an extraordinary remedy and will not be allowed to do service for an appeal.”
Bousley v. United States,
Sanders first attempts to demonstrate “cause.” He argues that the legal basis for his claim was not reasonably available to his counsel at the time his plea was entered. He notes further that the Supreme Court has held “that a claim that ‘is so novel that its legal basis is not reasonably available to counsel’ may constitute cause for a procedural default.”
Bousley,
In
Bousley,
however, the Supreme Court elaborated on just what constitutes
Although the Court recognized that its holding in
Bailey
changed the relevant legal landscape, it held that Bousley’s claim was not novel. The Court reached this conclusion because other defendants had previously challenged their
The Court further rejected Bousley’s argument that his failure to raise the claim on direct review “should be excused because, before
Bailey,
any attempt to attack his guilty plea would have been futile.”
Bousley,
Under the
Bousley
analysis, Sanders simply cannot show cause to explain his failure to raise his
Apprendi
argument on direct appeal. The Seventh Circuit has recently addressed this precise issue, holding that a petitioner proeedurally defaulted his
Apprendi
claim when he failed to raise it at his trial in 1992.
See United States v. Smith,
Smith
further rejected the petitioner’s futility argument, which is identical to Sanders’ here. The
Smith
petitioner argued that he showed cause because, prior to
Apprendi,
the federal circuit courts had held that drug quantity under
We agree with the Seventh Circuit’s analysis. Adopting petitioner’s view of novelty as a cause for procedural default would invite criminal defendants to bypass
B.
Sanders’ argument that his claims are not barred under § 2255 subsection (3) faces an additional impediment—namely, that he seeks to assert a new rule on collateral review in contravention of
Teague v. Lane,
In
Teague v. Lane,
the Supreme Court established a three-step inquiry to determine when new rules of criminal procedure apply retroactively on collateral review.
See
Sanders initially argues that
Ap-prendi
is not subject to
Teague’s
three-step test because it sets forth a new rule of substantive, rather than procedural, criminal law. To the contrary,
Apprendi
constitutes a procedural rule because it dictates what fact-finding procedure must be employed to ensure a fair trial.
Teague,
Since
Apprendi
announced a procedural rule, we now turn to the three-step
Teague
analysis. First, as noted above, Sanders’ conviction became final on January 15, 1998. Second,
Apprendi
is certainly a new rule of criminal procedure. A new rule is one that was not dictated by precedent at the time the defendant’s conviction became final.
See O’Dell,
Since only
McMillan
had been decided by the time Sanders’ conviction became final, it is clear that a reasonable jurist in January 1998 would not have felt compelled to adopt the rule later set out in
Apprendi;
i.e.—that any factor which increased the maximum punishment for an offense must be found by a jury beyond a reasonable doubt. This claim is illustrated by the fact that, prior to
Apprendi,
every federal circuit court considered drug quantity to be a sentencing factor for a judge to determine based on a preponderance of the evidence.
See, e.g., United States v. Powell,
New rules of constitutional criminal procedure are generally not applied retro
Accordingly,
Apprendi
does not apply retroactively unless it falls within
Teague’s
second exception. For a rule to qualify, the new rule must be such that, without it, “the likelihood of an accurate conviction is seriously diminished.”
Teague,
The Supreme Court has stated that it is unlikely that many such rules remain undiscovered. “Whatever the precise scope of this second exception, it is clearly meant to apply only to a small core of rules requiring observance of those procedures that are implicit in the concept of ordered liberty.”
O’Dell,
As Sanders recognizes, a rule which merely shifts the fact-finding duties from an impartial judge to a jury clearly does not fall within the scope of the second
Teague
exception.
See Neder v. United States,
Certainly, if having a judge rather than a jury consider an element of the offense amounts only to harmless error, then a new rule mandating a jury to decide an issue rather than a judge cannot fall within the scope of the second
Teague
exception. The federal circuit courts have recognized this very point, holding that the new rule announced in
Gaudin
does not apply retroactively on collateral review.
See, e.g., Bilzerian v. United States,
Sanders argues, however, that it is not so much the identity of the fact-finder as it is the reasonable doubt standard that profoundly implicates both the fairness and the accuracy of criminal proceedings.
6
Sanders likens
Apprendi
to
Cage v. Louisiana,
Even assuming the Court applies Cage's rule retroactively in Tyler, the question raised in this case is fundamentally different. Tyler turns on the standard of proof under which the entire case against the defendant is submitted to the jury. Here, in contrast, Sanders cannot claim that his entire conviction is tainted. Rather, his claim concerns the district court's omission of only one "element" of the offense, i.e.drug quantity. Cf. Neder,
We may readily assume that the rule that certain sentencing factors must be proven beyond a reasonable doubt will
More importantly, we do not read
Ap-prendi
to hold that the country’s criminal justice system malfunctioned so fundamentally prior to the year 2000, as to merit the retroactive application of the Court’s new procedural rule.
Apprendi
itself recognized that judges in this country, in accordance with the Constitution, had long exercised discretion in imposing sentences within the particular range determined by the legislature. “[B]oth before and since the American colonies became a nation, courts in this country and in England practiced a policy under which a sentencing judge could exercise a wide discretion in the sources and types of evidence used to assist him in determining the kind and extent of punishment to be imposed within limits fixed by law.”
Id.
at 2357-58
(citing Williams v. New York,
Further supporting the view that
Ap-prendi
does not rise to the level of a watershed change in criminal procedure is the fact that the majority of the federal circuit courts have subjected
Apprendi
claims to harmless and plain error review.
See, e.g., United States v. Terry,
It is important, finally, to keep the ebbs and flows of criminal process in some perspective. The Constitution embodies many important protections for those accused of crime. The rights to counsel, to trial by jury, and to be proven guilty beyond a reasonable doubt are all fundamental rights. These watershed principles in turn spawn numerous subsidiary questions, which are closer to the constitutional margins. These subsidiary questions may qualify as arguable applications of a bedrock principle, but they are not core guarantees themselves. »
Taking again the example of
Gideon,
the Court has had to consider, among other things, whether a district court’s order that a defendant not speak with his counsel during a court recess violated his Sixth Amendment right to the assistance of counsel,
see Perry v. Leeke,
V.
All of petitioner’s arguments have served a single purpose — to undermine the finality of direct appeal within the criminal justice system. The Supreme Court has resisted having collateral review substitute for the appellate function. Bousley’s holding on procedural default, and Teague’s pronouncement on the retroactive application of new rules are only the latest of a long line of cases emphasizing the centrality of direct review of criminal convictions. With the AEDPA, Congress has likewise spoken to the question, and established firm time limitations to govern the filing of § 2255 petitions. As a federal court, and an inferior one at that, we are bound to heed the admonitions of the Supreme Court and Congress on this score. For the foregoing reasons, the judgment of the district court is
AFFIRMED.
Notes
. The remaining two parts of § 2255's statute of limitations are not relevant to this appeal. Those provisions state:
(2) the date on which the impediment to making a motion created by governmental action in violation of the Constitution or laws of the United States is
removed, if the movant was prevented from making a motion by such governmental action; ... [or]
(4) the date on which the facts supporting the claim or claims presented could have been discovered through the exercise of due diligence.
. Sanders argues that § 3582 does not define when a judgment becomes final for purposes of § 2255. In support, he points out that § 3582 states that a judgment is final notwithstanding the fact that a defendant could still challenge his sentence on appeal.
See
§ 3582(b)(3). Sanders contends that this in turn would be inconsistent with our holding in
Torres
that § 2255's statute of limitations begins to run only after direct appeal has concluded.
Torres,
however, did not address the effect of § 3582 on § 2255's statute of limitations. And in this case, § 3582 is clear: “a judgment of conviction that includes such a sentence
constitutes a final judgment for all other purposes.”
. Sanders also contends that under the
"Healy
doctrine” this court should construe § 2255’s limitations period in his favor.
See United States v. Healy,
. We shall assume, without deciding, that a circuit court can declare a new rule retroactive on collateral review in an initial § 2255 petition. Section 2255 clearly states that in order to bring a second or successive petition, the new rule must be “made retroactive to cases on collateral review by the Supreme Court.”
. Our holding that
Apprendi
establishes a "new rule” for purposes of the
Teague v. Lane
retroactivity analysis, does not also mean that Sanders has shown cause to justify his failure to raise this claim on direct appeal.
See
section IV.A,
supra.
The two standards simply do not overlap.
See Waldrop v. Jones,
. Sanders also finds great significance in the fact that Justice O'Connor, in her dissent in
Apprendi,
referred to the new rule as a “watershed change in constitutional law.”
Apprendi,