48 F. 78 | U.S. Circuit Court for the Northern District of Georgia | 1891
The two sections of the Revised Statutes under which this -indictment is drawn, and which were relied on in the argu-
“See. 5508. If two or more persons conspire to injure, oppress, threaten, or intimidate any citizen in the free exercise or enjoyment of any right or privilege secured to him by the constitution or laws of the United States, or because of his having so exercised the same, or if two or more persons go in disguise on the highway, or on the premises of another, with intent to prevent or hinder his free exercise or enjoyment of any right or privilege so secured, they shall be lined not more than five thousand dollars, and imprisoned not more than ten years, and shall, moreover, thereafter be ineligible to any office or place of honor, profit, or trust created by the constitution or laws of the United States.
“Sec. 5509. If in the act of violating any provision in any of the two preceding sections any other felony or misdemeanor be committed, the offender shall be punished for the same with such punishment as is attached to such felony or misdemeanor by the laws of the state in which the offense is committed.”
The questions presented by this demurrer are: Does an indictment which charges the defendant with conspiring to oppress and injure a citizen of the United Stales in the exercise of his right to appear and testify as a witness before the grand jury of a federal court, and also with having, in pursuance of such conspiracy, murdered him, because of his having exercised that right, describo an offense within the sections referred to? Is the right to appear as a witness and to testify before a grand jury of a federal court a right secured by tbe constitution and laws of the United States, in the sense in which that language is employed in those sections? These questions are not altogether free from difficulty, in view of other sections which have an important bearing on the case, in view of the acts of congress from which they are taken, and especially in view of the numerous decisions of the supreme court of the United States in which that court has had occasion to express its views upon the amendments to the constitution of the United States for the enforcement of which those statutes were avowedly passed. The two sections of the lie-vised Statutes under which this indictment is conceded to be drawn are taken from the acts of congress approved 81st May, 1870, (16 St. 141,) known as the “Enforcement Act,” entitled “An act to enforce the rights of’citizens of the United States to vote in the several states of this Union, and for other purposes.” The sixth and seventh sections of the act are substantially incorporated into the text of sections 5508, 5509, Rev. St. All the preceding sections of the act relate directly and exclusively to the protection of colored citizens in the exercise of the right of suffrage in the several states. Its fifth section makes it a penal offense for any person to prevent, hinder, or intimidate any person from exercising the right of suffrage, to whom it is secured by the fifteenth amendment, by means of bribery, threats, or threats of depriving of occupation, or of ejecting from land or tenements, or of refusing to renew a lease, or of violence to such person or his family. There is nothing in this fifth section which aims at a conspiracy. The sixth section does refer, in positive terms, to a conspiracy, and it is insisted by counsel for
“It is certainly an anomaly in government that those who have committed murders for the purpose of stopping prosecution in the federal courts should not only not be punished, but not even be put upon trial, although, in at least two cases in one district during 1890, well known. Yet such is the fact. It is needless to say that the federal aov/rts have no adequate jurisdiction of these offenses. [Italics ours.] Section 5509 of the Revised Statutes provides that, if any person attempts, by intimidation, threats, etc., to prevent any citizen from exercising the right of suffrage, and in so doing commits a felony, or if two or more persons conspire to debar any person from the enjoyment of any of his civil rights, and in so doing commit a felony, such felony shall be punished according to the laws of the state wherein the same is committed. If section 5509 were so broadened as to make any felony committed while in the act of violating any statute of the United States triable in the United States courts, ahd punishable according to the laws of the state wherein the same is committed, it would greatly help in the administration of justice. So long as persons who kill officers, witnesses, or jurors for the purpose of impeding the administration of justice can only be tried and punished in a federal court as for a minor offense, the administration of the United States laws, and the laws themselves, in many districts, will have little respect.”
See Annual Report of the Attorney General of the United States'for the year 1890, (Dec. 1, 1890,) pp. xiii., xiv.
This construction of the attorney general derives some support from the fact that the enforcement act of Í870 itself was primarily passed to secure and enforce the equal right of suffrage to all citizens, irrespective of race, color, or previous condition of servitude. 1 Woods, 320. In the case of Baldwin v. Franks, 120 U. S. 678, 691, 7 Sup. Ct. Rep. 656, 763, the supreme court of the United States, in its opinion, delivered by Mr. Chief Justice Waite, referring to section 5508, and the statute from Avhich it was taken, used the following language:
“That statute was the act of May 31, 1870, c. 114, (16 St. 140,) ‘to enforce the right of citizens of the United States to vote in the several states of this Union, and for other purposes.’ It is the statute which was under consideration as to some of its sections in U. S. v. Reese, 92 U. S. 214,-and from its title, as well as its text, it is apparent that the great purpose of congress in its enactment was to enforce the political rights of citizens of the United States in the several states. Under these circumstances, there cannot be a doubt that originally the word ‘ citizen ’ was used in its political sense, and, as the Revised Statutes are but a revision and consolidation of the statutes in force December 1, 1873, the presumption is that the word has the same meaning there that it had originally. This particular section is a substantial reenactment of section 6 of the original act, which is found among the sections that deal exclusively with the political rights of citizens, especially their right to vote, and were evidently intended to prevent discriminations in this'particular against voters on account of ‘race, color, or previous condition of servitude.’”
But, if it be assumed that this section was intended to have a wider scope than protection to the right to vote, and to extend to any right
The act referred to was passed April 20, 1871, (17 St. 18,) entitled “An act to enforce 14th amendment to the constitution of the United States, and for other purposes.” Its second section is contained in section 5406 of the Revised Statutes, which is as follows:
“It two or more persons in any state or territory conspire to deter by force, intimidation, or threat any party or witness in. any court of the United States from attending such court, or from testifying to any matter pending therein, freely, fully, and truthfully, or to injure such party or witness in his person or property on account of his having so attended or testified, or to influence the verdict, presentment, or Indictment of any grand or petit jury, or any such jury, or to injure such juror in his person or properly on account of any verdict,, presentment, or indictment lawfully assented to by him, or of his being or having been such juror, each of such persons shall be punished by a line of no less than $500 nor more than $5,000, or imprisonment, with or without hard labor, not less than six months nor more than six years, or by both such line and imprisonment.” Act April 20, 1871, (17 $t. c. 22, §§ 2, 13.)
This section is in chapter 4 of the lteviscd Statutes, under the head of “Crimes against Justice;” and it is very properly there, for it manifestly relates to those crimes and misdemeanors which affect the government, its public polity, and the administration of its Jaws in its courts of justice, as distinguished from those offenses which are pointed against the civil rights of private persons. The congress oí' the United Btaf.es clearly possesses the constitutional power, and is charged with the constitutional duty, to protect all the agencies of the federal government, including the courts, their officers, and all persons whose attendance is necessary in the proceedings of those courts, such as parties, witnesses, anti jurors. That power and duty of protection have; been exercised and performed with regard to parties, witnesses, and jurors in section 5406, above quoted.
We are informed by the brief of the assistant United States attorney' that there is pending in the court a separate indictment, under section 5406, against these defendants, charging them with the offense made penal by that section. Hence, the particular effect of our decision upon the demurrer to this indictment now' before us will be the determination of the question whether, in the event of conviction of those defendants of the crime of having conspired to deter by force the witness Wright from attending the United States court, or from testifying therein, or of having injured him in his person on account of having so testified, their punishment shall be that prescribed in section 5406, or that prescribed in sections 5508 and 5509. The right or duty of the government to provide for the protection given by section 5406 to parties, jurors, and
With respect to the prosecution for a crime pending in a federal court, or in a United States grand jury, the right which this particular section designs to protect is a public right, i. e., the right of the United States to have its witnesses and their testimony, and to have them protected in going to and returning from the court. The wrong punished in such cases is a public wrong, and its correlative is a 'public right. Section 5508 presupposes that the “right or privilege” involved has already been secured by the constitution and law's of the United States, and therefore it is necessary to turn to them for the definition of the right in this indictment charged to be violated, in order to determine whether the indictment is authorized by the provisions of that section. Fortunately we are not without judicial 'construction of these provisions and of other statutes relating to cognate subjects, as well as judicial expositions of the constitutional amendments which it is contended contained the authority for their enactment. Slaughter-House Cases, 16 Wall. 36; U. S. v. Cruikshank, 1 Woods, 308, 92 U. S. 542; U. S. v. Reese, Id. 214; U. S. v. Harris, 106 U. S. 629, 1 Sup. Ct. Rep. 601; Strauder v West Virginia, 100 U. S. 303; Ex parte Virginia, 100 U. S. 339; Bradwell v. State, 16 Wall. 130; Hurtado v. California, 110 U. S. 516, 4 Sup. Ct. Rep. 111, 292; Civil Rights Cases, 109 U. S. 3, 3 Sup. Ct. Rep. 18; Ex parte Yarbrough, 110 U. S. 651, 4 Sup. Ct. Rep. 152; U. S. v. Waddell, 112 U. S. 76, 5 Sup. Ct. Rep. 35. The case of U. S. v. Cruikshank, supra, arose from an indictment containing numerous counts drawn under the sixth and seventh sections of the enforcement act of May 31, 1870, charging the defendants with conspiring together to hinder and prevent certain citizens of the United States in the exercise of various civil rights therein described. The sections in the enforcement act on which the indictment in the Oruikshank Case was founded are, as we have stated, the same in substance as those on which the indictment in this case was founded. All the counts ip the former indictment were held by Judge Bradley in the court below, (1 Woods, 308,) and by the supreme court, (92 U. S. 548,) to be not sufficient to sustain a conviction because the sixth and seventh sections of the enforcement act were unauthorized by the constitution. As the
The rights specified in that indictment which the defendants were accused of conspiring to hinder and interfere with were — First, the right of peaceably assembling together for a peaceful and lawful purpose; second, the right of bearing arms for a lawful purpose; third, the right to be protected against the deprivation of life, and liberty of person, without due process of law; fourth, the right of equal protection of the laws of the state and of the United States; fifth, the right of voting as a citizen of the United States, irrespective of race, color, or previous condition of servitude. The court held that none of these rights are granted by the constitution, nor dependent upon it for their existence, but are only guarantied against state or federal infringement.
Speaking of the first-mentioned right, to-wit, the right to assemble together for a peaceable purpose, it says:
“The first amendment to the constitution prohibits congress from abridging ‘the right of the people to assemble, and to petition the government for a redress of grievances.’ * * * The particular amendment now under consideration assumes the existence of a right for the people to assemble for lawful purposes, and protects it against encroachment by congress. The right was not created by the amendment; neither was its continuance guarantied , except as against congressional interference. For their protection in its enjoyment, therefore, the people must look to the states. The power for that purpose was originally placed there, and it has never been surrendered to the United States.” 92 U. S. 552.
With regard to the second right specified in the indictment, namely, the right to hear arms for a lawful purpose, ,it says:
“The second amendment declares that it shall not be infringed; but this, as has been seen, means no more than it shall not- be infringed by congress. This is one of the amendments that lias no other effect than to restrict the powers of the national government, leaving the people to look for their protection, against any violation by their fellow-citizens of the rights it recognized, to what is called, in City of New York v. Miln, 11 Pet. 139, ‘ the powers which relate to merely municipal legislation, or what was, perhaps, more properly called internal police,’ ‘ not surrendered or restrained’ by the constitution of the United States.” 92 U. S. 553.
Referring to the charge in that indictment, that the defendants conspired to deprive the citizens named therein of their several lives and liberty without due process of law, the court says:
“The 14th amendment prohibits a state from depriving any person of life, liberty, or property without duo process of law; but this adds nothing to the rights of one citizen as against another. It simply furnishes an*86 additional guaranty against any encroachment by the states upon the funda" mental rights which belong to every citizen as a member of societj’.” 93 U. S. 554.
In the same connection, the court said:
“This is nothing else than alleging a conspiracy to falsely imprison or murder citizens of the United States, being within the territorial jurisdiction of the state of Louisiana. The rights of life and personal liberty are natural rights of man. ‘ To secure these rights,’ saj’s the Declaration of Independence, ‘governments are instituted among men, deriving their just powers from the consent of the governed.’ The veiy highest duty of the states when they entered into the Union under the constitution was to protect all persons within their boundaries in the enjoyment of these < unalienable rights with which they were endowed by their Creator.’ Sovereignty for this purpose rests alone with the states. It is no more the duty or within the power of the United States to punish for a conspiracy to falsely imprison or murder within a state than it would be to punish for false imprisonment or murder itself. * * * These counts in the indictment do not call for the exercise of any of the powers conferred by this provision in the amendment.” Id. 558, 554.
With regard to the fourth right mentioned in that indictment which the defendants were charged with conspiring to violate, viz., the right of enjoying the equal protection of the laws of the state of Louisiana and of the United States, the court says:
“The fourteenth amendment prohibits a state from denying to any person within its jurisdiction the equal protection of the laws; but this provision does not, any more than the one which precedes it, and which we have just considered, add anything to the rights which one citizen has under the constitution against another. The equality of the rights of citizens is a principle of republicanism. Every republican government is in duty bound to protect all its citizens in the enjoyment of this principle, if within its power. That duty was originally assumed by the states, and it still remains there. The only obligation resting upon the United States is to see that the states do not deny the right. This the amendment guarantees, hut no more. The power of the national government is limited to the enforcement of this guaranty.” Id. 554, 555.
It is hardly necessary to go over the other cases which in another place in this opinion we liave cited, for convenience of reference. In the decisions of the supreme court upon them it has been found necessary to pass upon the construction of these and many other sections of the Revised Statutes in their application to the varying facts presented by each case; but they all show the steady adherence of that court to the fundamental principles enunciated by Mr. Justice Bradley in the case of U. S. v. Cruikshank, 1 Woods, 308, and reiterated by the supreme court of the United States in the same case on a writ of error. They all agree that, aside from the extinction of slavery and the declaration of national citizenship, the constitutional amendments are restrictive upon the power of the general government and the action of the states, and there is nothing in their language or spirit which indicates that they are to be enforced by congressional enactments, authorizing the trial, conviction, and punishment of individuals for individual invasions of individual rights, unless committed under state authority; that the four
in the light of those principles, as laid down by the supreme court of the United Hiatos, we are not prepared to say that the rigid of any person to be a witness, and to attend court for the purpose of giving bis testimony , is a rigid granted by the constitution. The constitution has no provision in relation to witnesses and their testimony in court, except that in article 13, declaring that no person shall be compelled' in a criminal case to be a witness against himself, and the one in article 6, which declares that in criminal prosecutions the accused shall enjoy the right to be conironted with the witnesses against him, and to have compulsory process for obtaining witnesses in his favor. The giving and receiving of evidence as an esse])tinl and vital principle in the proceedings of all courts had been firmly established in English and American law long anterior to the adoption of the constitution. It did net originate in the constitution, and is not in any manner.dependent lor its existence upon that instrument. Is there any law of congress outside of sections 13508 and 5509 which secures the right in question? Wo have already shown that it is not secured as a private right by section 5406, cither in express terms'or by implication.
Wo are not unmindful of the fact that the sixteenth section of the enforcement act of 1870 mentions the giving of evidence as a right. That law, as we find it incorporated into the Kevised Statutes of the United Stales, (section 1977,) declares that—
“All persons within the jurisdiction of the United States shall have the same right in every state and territory to make and enforce contracts, to snej be parties, give evidence, and to the full and equal benefit of all laws and proceedings for the security of persons and properly as is enjoyed by white citizens. and shall be subject to like punishment, pains, penalties, taxes, licenses, and exactions of every kind, and to no other.”
Manifestly the right to give evidence, which it is the intention of this section to secure, is not the right alleged to have boon violated in the indictment under consideration. It unquestionably secures to persons of color the same right to give evidence as is enjoyed by white citizens. Its express purpose, as in section 858, is to take care of the colored witnesses in the United States courts, to remove all discrimination against them as witnesses, and to make the laws of the state the gauge of the competency of all witnesses. But there is another view which demonstrates that this section does not sustain the indictment in this case. We cannot present it more forcibly than by quoting the following from the opinion
“This law is clearly corrective in its character, intended to counteract and furnish redress against state laws and proceedings, and customs having the force of law, which sanction the wrongful acts specified.' In the Revised Statutes, it is true, a very important clause, to-wit, the words ‘ any law, statute, ordinance, regulation, or custom to the contrary notwithstanding,’ which gave the declaratory section its point and effect, are omitted; but the penal part, by which the declaration is enforced, and which is really the effective part of the law, retains the reference to state laws, by making tile penalty apply only to those who should subject parties to a deprivation of their rights under color of any statute, ordinance, custom, etc., of any state or territory, thus preserving the corrective character of the legislation. Rev. St. §§ 1977-1979, 5510. * * * In this connection it is proper to state that civil rights, such as are guarantied by the constitution against state aggression, cannot be impaired by the wrongful acts of individuals, unsupported by state authority, in the shape of laws, customs, or judicial or executive proceedings. The wrongful act of an individual, unsupported by any such authority, is simply a private wrong, or a crime of that individual; an invasion of the rights of the injured party, it is true, whether they affect his person, his property, or his reputation; but, if not sanctioned in some way by the state, or not done under state authority, his rights remain in full force, and may presumably be vindicated by resort to the laws of the state for redress. An individual cannot deprive a man of his right to vote, to hold property, to buy and sell, to sue in the courts, or to be a witness or a juror. He may, by force or fraud, interfere with the enjoyment of the right in a particular case; he may commit an assault against the person, or commit murder, or use ruffian violence at the polls, or slander the good name of a fellow-citizen; but, unless protected in these wrongful acts by some shield of state law or state authority, he cannot destroy or injure the right; he will only render himself amenable to satisfaction or punishment; and amenable therefor to the law's of the state where the wrongful acts are committed. Hence, in all those cases where the constitution seeks to protect the rights of a citizen against discriminative and unjust laws of the state by prohibiting such laws, it is not individual offenses, but abrogation and denial of rights, which it denounces, and for which it clothes the congress with power to provide a remedy. * * * And the remedy to be provided must necessarily be predicated upon that wrong. It must assume that in the eases provided for, the evil or wrong actually committed rests upon some state law or state authority for its excuse and perpetration.” 109 U. S. 16-18, 3 Sup. Ct. Rep. 25, 26.
Our attention has been called to two cases (Ex parte Yarbrough, 110 U. S. 651, 4 Sup. Ct. Rep. 152, and U. S. v. Waddell, 112 U. S. 76, 5 Sup. Ct. Rep. 35) as authorities in support of the theory of this indictment. The former of these two cases originated in an indictment in the circuit court of the United States for the northern district of Georgia. The indictment, founded on sections 5508, 5520, Rev. St., was for a conspiracy to intimidate a citizen of African descent in the exercise of his right to vote for a member of congress, in execution of which they bruised and maltreated him, and that they did this on account of his race, color, and previous condition of servitude. The court held that, inasmuch as the qualification for the exercise of the right of suffrage
“The protection of this section extends to no other right, tonorightorprivi-lege, dependent on a law or laws of the state. Its object is to guarantee safety and protection to persons in the exercise of rights dependent on the Jaws of the United States, including,of course, the constitution and treaties) as well as statutes, and it does not, in this section at least, design to protect any other rights. [Italics ours, j The right assailed, obstructed, and its exercise prevented, or intended to he prevented, as set out in this petition, is very clearly a right wholly dependent upon the act of congress concerning the settlement and sale of the pubiic lands of the United States. So such right exists, or can exist, outside of an act of congress. The constitution of the United States, by article 4, § 3, in express terms vests in congress ‘the power to dispose of,*90 and make all needful rules and regulations respecting, the territory or other property of the United States.’ One of its regulations, the one under consideration, authorizes a class of persons, of whom Lindsey is one, to settle upon its'"land, and, on payment of any inconsiderable sum of money, and the declaration of intent to make it a homestead, he is authorized to reside there.” 112 U. S. 79, 5 Sup. Ct. Rep. 36.
Again:
“The right here guaranteed is not the mere right of protection against personal violence. * * * It is the right to remain on the land in order to perform the requirements of the act of congress, and, according to its rules, perfect his incipient title. Whenever the acts complained of are of a character to prevent this, or throw obstruction in the way of exercising this right, and for the purpose and with the intent to prevent it, or to injure or oppress a person because lie has exercised it, then, because- it is a right asserted under the law of the United States, and granted by that law, those acts come within the purview of the statute and of the constitutional power of congress to make such statute.” Id. 80.
And one of the quotations from Ex parte Yarbrough, which we have given above, follows. These cases differ very materially from the case under consideration. There the rights were undeniably dependent upon the constitution of the United States, or the laws in pursuance thereof, and the rights in question there were such as fell clearly within the generally accepted view presented in previous decisions. They were such rights as might be enforced in a court of justice, and the denial of which by any one would subject the offender to a liability to an action for civil damages or to criminal prosecution in the court. Here none of these elements are found, as we think we have shown.
We have also been referred to the case of U. S. v. Lancaster, 44 Fed. Rep. 896, decided in the circuit court for the southern district of Georgia by Judge Speer, as a case in all essential features similar to this one; and it is argued that on the authority of that case the demurrer herein should be overruled. We have examined the opinion of the learned judge in that case, and we have no hesitancy in saying that that case is not at all similar to this. That was a case, in which there was an indictment for conspiracy, under sections 5508 and 5509, for injuring and oppressing a citizen of the United States in the exercise of his right to sue in the federal court, and it was also alleged in the indictment that in the execution and furtherance of such conspiracy the defendant murdered said citizen. The right in that case was so clearly one dependent upon and growing out of the constitution and laws of congress respecting the jurisdiction of United States courts that a bare mention of the fact is sufficient to show its entire dissimilarity to the right which this indictment charges to have been infringed.
The indictment in this case does not charge the defendants with a conspiracy to deprive a citizen of the United States, being a person of color, and because of his color and previous condition of servitude, of the right to be a witness and-testify in a federal court, and with murdering him for having exercised the same; it does not allege that the state of Georgia, where the offense is charged to have been committed, has
It is the opinion of this court- — -First, that, irrespective of any question of the constitutional validity of sections 5508 and 5509, the indictment describes no offense within their purview; secondly, that any construction which brings the acts set forth in the indictment within the intent and meaning of these sections would render them, so far as they relate to witnesses and testimony, inconsistent with the constitution of the United States. It is our duty to adopt that construction which, without doing violence to the obvious import of the words, brings the enactment into harmony with the supreme law; and where tho general words in a statute are equally suscexitible of two constructions, one of which makes it accordant with the constitution, and the other renders it beyond the authority it, confers, that construction should be adopted which brings the statute into harmonv with the constitution. Grenada Co. v. Brogden, 112 U. S. 261, 269, 5 Sup. Ct. Rep. 125.
We have given the questions involved in this case the attention which their importance demands, and. after a patient examination of the arguments advanced and tire authorities cited by counsel on both sides, we have come to the conclusion that the indictment is not in law good and sufficient. It is ordered that the demurrer be sustained.