OPINION AND ORDER
Defendant Alex Rudaj (“Rudaj”) has moved to suppress evidence seized without a warrant from his home on the morning of his arrest. A hearing was held on September 7, 2005. For the following reasons, the motion is granted in part.
Background
At the hearing, the Government called two agents from the Federal Bureau of Investigation (FBI) to testify. The defendant did not testify. The following constitutes this Court’s findings of fact.
On October 26, 2004, a team of agents from the FBI arrived at the large, single-family house where Rudaj and his family lived to serve an arrest warrant. This arrest was one of many that morning of the defendants indicted in this case. In a briefing prior to the arrest, the agents were told that several of the targeted individuals had not yet been accounted for, but the agents were given no reason to believe that anyone other than Rudaj and his family were at the Rudaj residence that morning. The lead agent on the Rudaj arrest team had also been told by another agent that Rudaj kept weapons in his home.
The agents arrived around 6:30 a.m. The agents first called the residence in an attempt to notify Rudaj and his family that they were outside, and then knocked on the front door of the house. A few minutes after the agents knocked, Rudaj opened the door and was handcuffed.
Because Rudaj answered the door in his underwear, the arresting agents escorted him back inside his house to get clothing for him to wear. The agents asked Rudaj if there were any weaрons in the house and who else was in the house. Rudaj answered that there was a loaded hunting rifle by the bed, and that the only others in the house were his wife and children. The agents gathered the Rudaj family in a downstairs room and conducted a security sweep of at least the garage, basement, and the master bedroom. The lead agent testified that the purpose of the security sweep was to get Rudaj dressed and to remove him safely from the residence.
Two agents proceeded upstairs to perform a protective sweep of the master bedroom. The agents who had arrested Rudaj expected to find the clothing needed to dress Rudaj in that room. Upon entering the bedroom, the agents noticed two long guns on either side of a nightstand next to the bed. On top of a dresser were several bundles of U.S. currency and a collection of keys, among other items.
The agents then opened the door to a walk-in closet and noticed toward the rear of the closet the barrel of another rifle sticking up above clothing hung from the top rack. The gun was standing upright on a lower shelf and the most hotly contested factual dispute from the hearing is whether the top of the barrel was visible from the entrance of the closet. Having carefully studied the photographs of the interior of the closet and having observed the agents as they described the scene, I find that approximately five or six inches of the barrel of the gun was visible. The barrel extends thirteen inches past the gun’s stock. A little less than half of that section would have been visible. This was sufficient to allow agents familiar with the appearance of firearms and already aware of the existence of rifles in the bedroom to recognize the barrel as part of a rifle. When they pushed the clothing back to secure the weapon, the agents discovered a
The agents continued the security sweep of the bedroom by looking into a second, smaller closet across the room. Although the closet contained mostly women’s clothing, in the bottom corner, the agents noticed camouflage clothing, men’s work boots, and a white plastic bag sitting on top of a cardboard box. Noting that the bag resembled the plastic bags found in the walk-in closet that had been used to store gun-related paraphernalia, the agents pulled the bag out of the closet by pulling out the box on which it rested. Their purpose was to inspect the bag more closely. The bag apparently did not contain anything of note, but when the оfficers inspected the box, they found a number of gun holsters, a taser, and handcuffs. For reasons which will become clear, it is unnecessary to decide whether the agents opened the box or whether they were simply able to see its contents once they removed the bag from on top of the box.
Having verified that nobody else was in the room, the two agents upstairs called down to the agent leading the arrest team to see what they had found. The team leader then called the Assistant United States Attorney, who instructed the agents to seize incriminating items that were in plain view. The agents proceeded to photograph what they intended to seize, and then preparеd a detailed inventory and seized what they believed to be the incriminating items from the room. The agents recognized the keys as fitting in the types of padlocks that are often used on video gambling machines. Knowing that Rudaj was suspected of managing a number of gambling operations and was involved in picking up the money from those operations, the agents believed the keys to be incriminating evidence of the gambling activities.
In moving to suppress the items seized from his home, Rudaj asserted in an affidavit that the money was under folded shirts in his dresser and was not in plain view. Rudaj presented no evidence to support that contention at the hearing, and I find that the money was in plain view on top of thе dresser. His affidavit also asserted that the two rifles in the master closet were “behind clothing.” As already explained, I find that one was visible from the entrance to the closet and the other was in plain view when the officers entered the closet to seize the first rifle.
Although Rudaj’s counsel had initially conceded that the agents were entitled to enter the master bedroom to retrieve clothing for him to wear, at the hearing he altered course and argued that the agents should have allowed Rudaj’s wife to bring clothing from the master bedroom without being accompanied by the agents and that in any event all of the items the agents saw in the bedroom had to be suppressed becausе the agents entered the bedroom as part of an impermissibly broad protective sweep through the entire house.
Discussion
By its terms, the Fourth Amendment prohibits only “unreasonable” searches and seizures. U.S. Const, amend. IV. But “[w]ith few exceptions, the question whether a warrantless search of a home is reasonable and hence constitutional must be answered no.”
Kyllo v. United States,
I. Protective Sweep Incident to Arrest
The Government first characterizes the search of Rudaj’s bedroom as a protective sweep incident to his arrest. For the reasons that follow, the search cannot be so justified.
The Fourth Amendment standard for protective sweeps conducted in the course of an arrest was laid out by the Supreme Court in
Maryland v. Buie,
If the officers wish to undertake a more wide-ranging sweep, however, “there must be articulable facts which, taken together with the rational inferences from those facts, would warrant a reasonably prudent officer in believing that the area to be swept harbors an individual posing a danger to those on the arrest scene.”
Id.
“[Generalizations, without more, are insufficient to justify a protective sweep.”
United States v. Moran Vargas,
Yet even “if justified by the circumstances,” a protective sweep is “aimed at protecting the arresting officers,”
Buie,
The seizure of evidence from the upstairs bedroom is proper as part of a protective sweep incident to arrest only if the search of the bedroom falls into onе of the categories described in
Buie.
The first is clearly not applicable: the upstairs bedroom is by no means “immediately adjoining the place of arrest” when the arrest occurred on the doorstep of the home and the sweep encompassed a second floor bedroom.
See United States v. Lauter,
But the bedroom could be included in a protective sweep if the agents had “articu-lable facts that support an inference that the area to be swept harbors an individual posing danger to those present.”
Id.
at 216. The Second Circuit has сonsistently demanded that this standard be met for protective sweeps beyond the area immediately adjoining the place of arrest.
See United States v. Blue,
No such articulable facts were offered by the Government. The agents asked Rudaj if anybody aside from his wife and children (who were all accounted for downstairs at the time of the sweep of the master bedroom) were in the house, and Rudaj replied in the negative. The agents made no observations that morning that would lead them to believe that somebody else was at the Rudaj residence, nor had they received any prior information to that effect. On the contrary, the lead agent for the arrest team stated that the sweep of Mr. Rudaj’s bedroom was intended “to ascertain whether or not there was anyone in the residence that could be a threat” and that “there was a possibility there could be additional people” present. But lack of information and unfounded speculation do not rise to the lеvel of a specific, articulable basis for a reasonable belief.
See Moran Vargas,
II. Search of the Bedroom
The conclusion that the search was not proper either as incident to arrest or because of a reasonable belief that the bedroom harbored an individual posing a danger does not, however, end the Fourth Amendment inquiry. In its brief, the Government also argues that “because Rudaj was not dressed at the time of his arrest, the agents were required to reenter the house so as to allow him to get dressed.” The choice of verbs is apt: “courts routinely distinguish between the arrest itself and subsequent procurement of clothing for the arrestee, requiring independent justification for entry or reentry into a room or dwelling after the arrest itself has been completed.”
United States v. Clay,
The Second Circuit has long recognized that an arresting officer has a duty to ensure that an arrestee is sufficiently dressed before removing her from her residence.
Di Stefano,
Alternatively, the officers may choose to keep the arrestee in a secure location and send one of their own to get the clothing.
See Di Stefano,
Applying these principles to the present case, it is clear that all evidence seized from the bedroom that was in plain view when the agents entered the bedroom is admissible. Rudaj had opened the front door, and was subsequently arrested, wearing only his underwear and a t-shirt. The arresting agents had a duty to provide clothing for him and a right to be in the bedroom to fulfill that duty.
Rudaj argues that the agents should not have been allowed to enter his house at all and suggests that the agents should have stayed outside while his wife went to get him clothing. That the agents might also have gotten the clothes this way is irrelevant.
See United States v. Mason,
Rudaj further argues that the agents always intended to do a security sweep of the entire house and would have done so even if Rudaj had been arrested fully clothed. The Fourth Amendment requires an agent’s actions to be reasonable in the circumstances, and does not inquire into subjective intent.
See United States v. Dhinsa,
It is undisputed that the seizure from the bedroom of the two guns and the money on the dresser was lawful under the plain-view doctrine if the agents were entitled to be in the bedroom. Rudaj disputes, however, whether the keys lying on the dresser next to the stacks of money could be lawfully seized under that doctrine.
The seizure of the keys was proper under the plain-view exception to the warrant requirement because the incriminating character of the keys was immediately apparent to the agents. The seizing agent had been informed prior to the arrest that Rudaj was believed to be involved in illegal gambling, and more specifically, to have participated in the weekly collections of money from gambling machines. The agent further recognized the keys on the dresser as matching the type of lock commonly used to secure gambling machines. In light of this information, the discovery of the keys in the immediate vicinity of large amounts of сash could fairly give rise to “probable cause to suspect that the [keys were] connected with criminal activity.”
Illinois v. Andreas,
III. Protective Sweep of the Closets
The seizure of evidence from the two closets is more prоblematic. The Government does not argue, and the evidence does not suggest, that the barrel of the gun protruding above the upper rack of clothing in the master closet was in plain view from the bedroom itself. Nor, significantly, does the Government argue that the discovery of the gun, which was in plain view upon entry into the closet, would have been inevitable in the course of procuring Rudaj’s clothing, most of which, presumably, was kept in this closet.
See United States v. Ford,
The
Buie
Court did not address the question of whether the standard it articulated would apply to protective sweeps conducted in circumstances other than the execution of an arrest. To be sure, the standard is framed in terms of an arrest, but that may simply reflect the facts of that particular case. The Court did not explicitly limit its holding to such sweeps.
“Buie
gives no indication that circumstances other than arrest which expose police officers to a comparable danger could not also justify a similar protective response (at least where those circumstances are not the product of police ille
The Second Circuit has twice been confronted with this issue recently, but declined to reach it both times.
See United States v. Gandia,
According to the Supreme Court, “there is ‘no ready test for determining reasonableness other than by balancing the need to search ... against the invasion which the search ... entails.’ ”
Buie,
There is every reason to find that the balance struck in
Buie
should extend to protective searches that are conducted incident to the entry into a residence for the purpose of securing clothes for an insufficiently dressed arrestee. Indeed, it arguably “would make no sensе to hold that the police may conduct a protective sweep when lawfully entering with a warrant but must refrain from doing so when lawfully entering” on another basis.
United States v. Martins,
When the entry into a section of a home is lawful, it is entirely reasonable for officers to confirm through a limited protective inspection of the immediate vicinity that they are not at physical risk. Prudence, common sense, and the realities of law enforcement work support such a conclusion. A limited protective sweep comports with Fourth Amendment principles that the standard is workable for “rank and file, trained police officers,”
Andreas,
Finally, because the interests at stake are the same, the contours of the balance struck between them must also be the same here as in
Buie.
Arresting officers are not granted any more leeway to invade the privacy unnecessarily of an insufficiently dressed arrestee than they have with the fully dressed. To paraphrase Judge Learned Hand, it would be “small consolation to know that one’s papers are safe only so long as one is [fully dressed] at home.”
United States v. Kirschenblatt,
Extending the
Buie
framework to the agents’ entry into the Rudaj bedroom, the agents sent upstairs “could, as a precautionary matter and without probable cause or reasonable suspicion, look in closets and other spaces immediately adjoining” the area in which they were lawfully permitted to enter in the fulfillment of a duty to obtain clothing for an arrestee.
2
A different conclusion must be reached with respect to the evidence seized from the second, smaller closet. Entry into this closet for the purрose of a limited security check was proper, and the agents could likewise have seized any “[p]atently incriminating” evidence discovered in their plain view while looking for dangerous persons.
Kiyuyung,
The Government argues that the bag and box were sufficiently incriminating to justify seizure under the plain-view exception because they were found next to camouflagе clothes in his wife’s closet and because the bag resembled other white plastic bags found in the master closet. These two facts do not suffice to make the incriminating character of the bag or its contents “immediately apparent” without a further search.
Minnesota v. Dickerson,
The Government further argues that the Fourth Amendment permits the warrant-
Thus, the plain-view exception to the warrant requirement justifies the search of a closed container only if it “sp[eaks] volumes as to its contents,”
Barrios-Moriera,
Without a warrant, the agents were not justified in removing the bag for a closer inspection. The same is necessarily true with respect to the box, whose contents were revealed only after it was removed from the closet and the plastic bag was lifted off of it.
See Dickerson,
Because the plastic bag was not subject to seizure under the plain-view doctrine, the agents were not entitled to remove it from the closet to inspect it more closely. Since the holsters, taser, and handcuffs were not visible to the agents when they opened the smaller closet as part of a “cursory” security check for hidden dangerous persons, this evidence must be suppressed.
Conclusion
The agents were entitled to enter Ru-daj’s bedroom in order to find clothing for him to wear. The two guns on either side of the nightstand, as well as the money and keys scatterеd across the top of the dresser, were in plain view to those agents, and were properly seized. The closets were lawfully entered as part of a protective sweep incident to the entry into Ru-daj’s bedroom for the purpose of procuring clothing. The incriminating evidence
SO ORDERED:
Notes
. Although the search for clothes is considered a separate entry into the аrrestee's residence and must therefore be independently justified, in this case an arrest had just taken place.
. The availability of this type of search to the arresting officers is not precluded by the Second Circuit's opinions in
United States v. Gandia,
In
Gandía,
the Court of Appeals made clear that it was applying this heightened standard, limited in
Buie
tо more far-reaching protective sweeps, out of "concern” that a more straightforward application of
Buie
would "encourage officers to obtain ... consent as a pretext for conducting a warrantless search of the home.”
Id.
at 262. The Second Circuit was not confronted in either case with the situation facing the agents here, where law
Nor does
Kiyuyung,
. While seizing evidence in the corner of the closet, the agents also lifted a closed shoe box from the top shelf of the closet and opened it. The Government announced at the suppression hearing that it would not introduce evidence discovered in the shoe box. Nor could it. In their search of the box, the agents disregarded the Supreme Court’s admonition in
Buie
that a protective sweep is "not a full search of the premises, but may extend only to a cursory inspection of those spaces where a person may be found.”
