Lead Opinion
BOGGS, J., delivered the opinion of the court, in which KRUPANSKY, J., joined. MERRITT, J. (pp. 783-85), delivered a separate opinion concurring in part and dissenting in part.
Ross Allen Doherty, a Native American and a resident of the Hannahville Indian Community tribal reservation, was convicted in the United States District Court for the Western District of Michigan of two counts of knowingly engaging in a sexual act with a child, in violation of 18 U.S.C. § 2243(a), as made applicable to tribal reservations by the Major Crimes Act, 18 U.S.C. § 1153(a). Doherty now appeals, arguing that the introduction into evidence of his signed confession violated his Fifth and Sixth Amendment rights. We affirm.
I. Background
The Hannahville Indian Community is a tribal reservation of approximately 300 persons located in the Upper Peninsula of Michigan.
Doherty was arraigned in the Hannahville Indian Community Tribal Court the next day, February 9. The tribal judge informed him that he was being charged with statutory rape. Under Hannahville’s criminal offenses code, that crime is defined to include sexual penetration of a child older than 12 years of age by a person who is a member of the same household as the child. The maximum penalty for such a violation is one year in prison and a fine of $5000, the greatest penalty that tribal courts are authorized to impose under 25 U.S.C. § 1302(7). The judge informed Doherty that he had the right to retain counsel at his own expense, and asked him whether he wished to do so. Doherty responded affirmatively, and indicated that at that time his mother was attempting to locate a lawyer. Accordingly, shortly before noon, the judge continued the arraignment so that Doherty could obtain a lawyer.
Doherty was then taken to the tribal police station, where he remained in custody. David Kleinpaste, a special agent of the FBI, suspected that Doherty’s alleged violation of the tribal statutory rape law may also have been a violation of federal law. Accordingly, he accompanied Levi Carrick, an agent of the BIA, to the police station and asked to speak with Doherty. Doherty had not yet spoken with a lawyer at that time, and the record does not reveal whether a lawyer had in fact been retained at that time. Nonetheless, Doherty agreed to speak with the federal agents.
Before the interview began, at approximately 2:40 p.m., Agent Kleinpaste asked Doherty to read an adviee-of-rights form. Agent Kleinpaste then read through the form line by line with Doherty, pausing after each line to ascertain that Doherty understood his rights, including the right to remain silent, the right to have a lawyer present during questioning, and the right to stop speaking
On February 28, 1995, a grand jury of the United States District Court for the Western District of Michigan indicted Doherty on two counts of engaging in a sexual act with a child, in violation of 18 U.S.C. §§ 1153(a) and 2243(a). A superseding indictment added a third count charging Doherty with engaging in a sexual act with a child who has not reached the age of 12 years, in violation of 18 U.S.C. § 2241(e), which is also made applicable to acts committed on Indian reservations by 18 U.S.C. § 1153(a). Doherty filed a motion to suppress the confession, which was denied by the district court.
Doherty’s case was tried on August 8 and August 9, 1995. At trial, Agent Kleinpaste read Doherty’s confession into evidence. Doherty’s stepdaughter testified at trial that Doherty had engaged in sexual acts with her on three different occasions. She testified that on one occasion, shortly before her twelfth birthday, Doherty pushed her into her mother’s bedroom and engaged in sexual intercourse with her. She also testified that, when she was thirteen years old, on one occasion he pushed her into her mother’s bedroom and touched her in a sexual manner, and on another occasion he pulled her out of her bed and engaged in sexual intercourse with her. She further testified that she never told anybody about the molestations before her interview with Amy Hay because Doherty “said that he would kill me, my sister, and my ma, and I knew he would.” On cross examination, some confusion developed over the precise timing of the first incident of sexual abuse. The jury convicted Doherty of the two counts under 18 U.S.C. § 2243(a), but, presumably because of the confusion over the timing, acquitted him of the count under 18 U.S.C. § 2241(c), which required proof that the victim was under twelve years of age. The court sentenced Doherty to consecutive terms of imprisonment of 180 months and 113 months. Doherty now appeals.
II. Fifth Amendment
Doherty first alleges that his February 9 confession violated his Fifth Amendment right against compelled self-inerimination. While we review the ultimate legal conclusion of voluntariness de novo, we review the district court’s determination of primary historical facts only for clear error. See United States v. Wrice,
Doherty testified at the evidentiary hearing that he didn’t recall Agent Kleinpaste reading his rights to him, that during the interview he requested an attorney “[somewhere between four and ten times,” and that Agent Kleinpaste told him that he didn’t need an attorney because the letter that he would sign would establish his innocence. The district court found Doherty’s version of events to be incredible, and we cannot state that this finding was clear error. Therefore, we take the federal agents’ version of the facts as correct.
Doherty argues that his statement that his mother was attempting to locate an attorney constituted a request for an attorney, and that thereby the federal agents were required to cease their questioning of him. Under Miranda v. Arizona,
Doherty relies on the rule of Edwards v. Arizona,
the suspect must unambiguously request counsel. As we have observed, a statement either is such an assertion of the right to counsel or it is not. Although a suspect need not speak with the discrimination of an Oxford don, he must articulate his desire to have counsel present sufficiently clearly that a reasonable police officer in the circumstances would understand the statement to be a request for an attorney. If the statement fails to meet the requisite level of clarity, Edwards does not require that the officers stop questioning the suspect.
Davis,
Doherty argues that his earlier statement in the tribal court that his mother was attempting to retain counsel should be interpreted as a matter of law under the Fifth Amendment as a request for counsel in the custodial interrogation. However, the Supreme Court has rejected any per se rule that a simple request for counsel at an arraignment also invokes the Fifth Amendment right to counsel for the purposes of a custodial interrogation:
It can be said, perhaps, that it is likely that one who has asked for counsel’s assistance in defending against a prosecution would want counsel present for all custodial interrogation, even interrogation unrelated to the charge. That is not necessarily true, since suspects often believe that they can avoid the laying of charges by demonstrating an assurance of innocence through frank and unassisted answers to questions. But even if it were true, the likelihood that a suspect would wish counsel to be present*775 is not the test for applicability of Edwards. The rule of that case applies only when the suspect has expressed his wish for the particular sort of lawyerly assistance that is the subject of Miranda. ... To find that the defendant invoked his Fifth Amendment right to counsel on the present charges merely by requesting the appointment of counsel at his arraignment on the unrelated charge is to disregard the ordinary meaning of that request.
McNeil v. Wisconsin,
The Supreme Court’s rejection of a per se rule is fatal to Doherty’s Fifth Amendment claim, because under the facts of this case Doherty’s statement in the tribal court did not constitute a request for counsel in a later custodial interrogation for purposes of the Fifth Amendment. As noted above, under Edtvards, police are prohibited from initiating an interrogation with a suspect if the suspect requests counsel and counsel has not yet arrived, but as Davis establishes, the police are only so prohibited if the suspect requests counsel in the custodial interrogation “sufficiently clearly.” Just as Doherty’s statement to Agent Kleinpaste that his mother was hiring an attorney did not clearly invoke his right to counsel in the interrogation, his prior statement in the tribal court to the same effect also did not invoke his Fifth Amendment right to counsel for the purposes of a subsequent custodial interrogation. Despite the fact that he had ample opportunity to do so, Doherty never requested “the particular sort of lawyerly assistance that is the subject of Miranda.” Thus, both his waiver of his Fifth Amendment right to counsel in the interview and his subsequent confession were knowing, intelligent, and voluntary both as a matter of fact and under the Fifth Amendment prophylactic rules of Miranda and Edwards.
III. Sixth Amendment
A. The Sixth Amendment Right to Counsel Would Require Suppression of Doherty’s Confession, Had that Right Attached
Doherty next argues that the confession is invalid as a violation of his Sixth Amendment right to counsel. Were the Sixth Amendment applicable here — which it is not, as we shall see in Part B below — we would agree that Doherty’s right to counsel had been infringed in this ease. In Massiah v. United States,
Because the Fifth and Sixth Amendments protect different interests — the former, a suspect’s “desire to deal with the police only through counsel” with regard to any matter, Edwards,
The difficulty with the government’s position is that it ignores the disposition in Moulton itself, which affirmed the state court’s reversal of both a conviction for theft and a conviction for burglary. Moulton had already been indicted for theft at the time of his confession, but had not yet been indicted for burglary, despite the fact that the two charges were based on essentially the same underlying facts. See id. at 165-68,
Thus, every court that has considered the issue has recognized that the Sixth Amendment right to counsel extends to interrogations on new charges where “the pending charge is so inextricably intertwined with the charge under investigation that the right to counsel for the pending charge cannot constitutionally be isolated from the right to counsel for the uncharged offense.” United States v. Hines,
The question of how “inextricably intertwined” two offenses must be so that the Sixth Amendment right to counsel attaches simultaneously with respect to both offenses is open to some doubt, and we leave consideration of that question to another day. In the present case, Doherty was interrogated by federal agents with regard to the identical activities that were the subject of the tribal court charge. Given that precisely the same underlying conduct formed the basis for both charges, Doherty’s Sixth Amendment right to counsel would have attached with respect to the federal charges at the same time that it did with respect to the tribal charges — if the tribal arraignment created such a right.
But it did not. Neither the Sixth Amendment nor any of the other guarantees of individual rights in the United States Constitution apply of their own force to Indian tribes. In Talton v. Mayes,
But the existence of the right in congress to regulate the manner in which the local powers of the Cherokee Nation shall be exercised does not render such local powers federal powers arising from and created by the constitution of the United States. It follows that, as the powers of local self-government enjoyed by the Cherokee Nation existed prior to the constitution, they are not operated upon by the fifth amendment, which, as we have said, had for its sole object to control the powers conferred by the constitution on the national government.
Talton,
Of course, Talton was decided decades before most of the protections of the Bill of Rights were held to be binding on the states through the Fourteenth Amendment, see, e.g., Duncan v. Louisiana,
It may seem to be an odd rule that Indian tribes are the only governmental entities within the borders of the United States that are not constrained to act within constitutional limitations. This oddity may be dispelled, however, by a review of first principles. The federal government is bound to obey the Constitution because it was created by the ratification of that document, and the states are similarly so bound because they voluntarily elected to join the federal union subject to its terms, one of which, the Fourteenth Amendment, imposes substantive restrictions on the actions of states.
However, there is no Fourteenth Amendment for the Indian tribes. The Constitution is essentially silent with regard to Indian tribes: “To the extent Indian tribes are discussed in the Constitution, they seem to be recognized as having'a status outside its parameters. Indian tribes are treated as entities with whom to have commerce and to make treaties.” Judith Resnik, Dependent Sovereigns: Indian Tribes, States, and the Federal Courts, 56 U. Chi. L.Rev. 671, 691 (1989). This is so because the tribes did not participate in the Constitutional Convention, and never formally consented to join the union. Accordingly, the tribes exercise powers of self-government not pursuant to a Constitutional grant of authority, but pursuant to their status as sovereigns under principles of international law. See Philip P.
C. A Federal Statute Provides for a Right to Retained Counsel in Tribal Court, But That Right Does Not Require the Suppression of Dohertg’s Confession
As noted above, despite the fact that the Indian tribes are not directly subject to constitutional restraints, Congress has broad authority to regulate Indian affairs.
ICRA provides for a right to counsel, but does not extend that right to the limits of the Sixth Amendment. “No Indian tribe in exercising powers of self-government shall ... deny to any person in a criminal ■proceeding the right ... at his own expense to have the assistance of counsel for his defense.” 25 U.S.C. § 1302(6). Thus, the tribes are not required to provide counsel to the indigent accused in felony prosecutions, despite the Sixth Amendment holding to the contrary in Gideon v. Wainwright,
Absent the Gideon qualifier, § 1302(6) substantially tracks the language of the Sixth Amendment, and it could fairly be argued that, outside of the context of the right to appointed counsel, Congress intended Indian tribes to be subject to the full scope of Sixth Amendment law, in Justice Harlan’s memorable phrase, “jot-for-jot and case-by-case.” Duncan v. Louisiana,
ICRA began as a series of eight bills introduced by Senator Sam J. Ervin, Jr., in 1965, the first of which, S. 961, 89th Cong. (1965), was the precursor to the present § 1302. As originally proposed, it would have subjected tribal governments to the “same limitations and restraints as those which are imposed on the Government of the United States by the United States Constitution.” In the same year, a Senate subcommittee held hearings on the proposed bills. See Hearings on S. 961-968 and S.J. Res. 40 Before the Sub-comm. on Constitutional Rights of the Senate Comm, on the Judiciary, 89th Cong., 1st Sess. (1965) (“Hearings”). Throughout the hearings, S. 961 was intensely criticized as overly intrusive of the tribes’ right of self-governance. In particular, tribal representatives testified that their governments could not afford to provide counsel to indigent defendants, and that a bill that required them to do so without providing for federal funding would be disastrous. See Hearings at 65, 131. Witnesses further testified that a wholesale exportation of the Sixth Amendment to the tribes would be not be feasible; since many tribes do not have prosecutorial systéms, but instead rely on informal and non-adversarial questioning from the tribal coürts, the introduction of • outside defense counsel could “disrupt the entire court system.” Hearings' at 139. In response to such criticisms, the Department of the Interior offered an alternative bill that specified the particular rights to be applicable against tribal governments, which, “by giving consideration to each of the rights so extended,” sought to preserve “the differences between Indian tribes and the U.S. Government.” Hearings at 19. The alternative bill was the model for S. 1843, 90th Cong. (1967), which eventually was enacted into law as Pub.L. No. 90-284.
There is a paucity of case law under ICRA, given the Supreme Court’s holding in Santa Clara Pueblo v. Martinez,
When analyzing due process claims, it is important to note that the Indian nations have formulated their own notions of due process and equal protection in compliance with both aboriginal and modern tribal law. Indian tribes, whose legal traditions are rooted in more informal traditions and customs, are markedly different from English common law countries, upon which the United States’ notions of due process are founded----
When entering the arena of due process in the context of an Indian tribe, courts should not simply rely on ideas of due process rooted in the Anglo-American system and then attempt to apply these concepts to tribal governments as if they were states or the federal government.
Ponca Tribal Election Bd. v. Snake,
With such an admonishment in mind, we believe that ICRA should not be read to trigger the Massiah exclusionary rule based on proceedings in tribal courts. That rule assumes that criminal prosecutions are conducted in an adversarial system. However, “[u]ntil the middle of this century, few Indian tribes maintained any semblance of a formal court system. Offenses by one Indian against another were usually handled by social and religious pressure and not by formal judicial processes; emphasis was on restitution rather than punishment.” Oliphant v. Suquamish Indian Tribe,
However, we need not rely on our own reconstruction of what the Ninetieth Congress would have intended, for that Congress in fact has spoken on the precise issue before us. About two months after the Ninetieth Congress enacted ICRA, it enacted the
(a) In any criminal prosecution brought by the United States or by the District of Columbia, a confession ... shall be admissible in evidence if it is voluntarily given....
(b) The trial judge in determining the issue of voluntariness shall take into consideration all the circumstances surrounding the giving of the confession, including ... (4) whether or not such defendant had been advised prior to questioning of his right to the assistance of counsel; and (5) whether or not such defendant was without the assistance of counsel when questioned and when giving such confession.
The presence or absence of any of the above-mentioned factors to be taken into consideration by the judge need not be conclusive on the issue of voluntariness of the confession.
(Emphasis added). We are therefore presented with two statutes enacted by the same Congress that speak to the same subject, and we are obliged to read the statutes in pari materia. See Bryan v. Itasca County,
D. Because Doherty’s Statutory Right to Counsel in the Tribal Court Did Not Require the Suppression of His Confession, His Sixth Amendment Right to Counsel Had Not Yet Attached with Respect to Questioning By Federal Agents
We emphasize that our holding should not be read to mean that federal officials do not owe Native Americans the protections defined in the Bill of Rights. To the contrary, Native Americans are citizens of the United States, see 8 U.S.C. § 1401(b), and the rale that tribal governments are not constrained by the Bill of Rights or the Fourteenth Amendment “of course, does not relieve State and Federal governments of their obligations to individual Indians under these provisions.” Santa Clara Pueblo,
At the time of his confession, Doherty had appeared at a criminal proceeding at which he had a statutory, but not a constitutional, right to counsel. He was therefore in a posture identical to that of a defendant who has voluntarily confessed to governmental agents after an interstate extradition proceeding. The Sixth Amendment does not mandate a right to counsel in such proceedings, since “an extradition hearing has a modest function not involving the question of guilt or innocence.” Judd v. Vose,
The dissent appears to acknowledge that the Hannahville tribe was under no constitutional or statutory duty to appoint counsel to Doherty, or to ensure that he not be presented with the opportunity to confess his crime before he retained counsel. The dissent nonetheless concludes that Doherty’s Sixth Amendment right to counsel, and its Jackson effect of requiring the suppression of uncounseled confessions, somehow attached at the time of Doherty’s tribal court arraignment. The dissent apparently reasons as follows: (a) federal agents are constrained by the Sixth Amendment; (b) the Sixth Amendment attaches at the initiation of adversary proceedings; (c) an arraignment is an adversary proceeding, see Gouveia,
The problem with the dissent’s reasoning arises in its third premise. It assumes wrongly that an arraignment in tribal court is precisely parallel, “jot-for-jot and case-by-ease” to an arraignment in state or federal court. As our preceding discussion makes clear, it is inaccurate to describe tribal court proceedings as “adversary” in the sense that that word is used in Gouveia. Many confrontations between a suspect and the government can be described as adversary in the sense that the interests of the two are opposed; however, the Sixth Amendment right to counsel does not extend to all such confrontations, but only to those where the government has “solidified” its decision to become the suspect’s legal opponent. See Moran v. Burbine,
In the tribal courts, in contrast, there is a far greater emphasis on cooperative resolution of legal disputes, and many tribes eschew the prosecutorial and adversarial model of criminal justice. See Hearings at 139.
In sum, at the time of his questioning by the federal agents, Doherty’s confession was voluntary for the purposes of the Fifth Amendment, despite the fact that he was in custody at that time. Furthermore, his confession was not involuntary under the Sixth Amendment, since his right to counsel had not attached in an “adversary proceeding.” Therefore, his confession was properly admitted into evidence in his federal prosecution.
IV
The judgment of the district court is AFFIRMED.
Notes
. Its members are descendants of the Polawatomi Indians, whose status as a sovereign nation has been acknowledged by the federal government in numerous treaties. Accordingly, Hannahville has been recognized as a distinct tribe by Congress. See 25 U.S.C. § 1300j(l), (4).
. The extent of Congress’s power has been described as "plenary,” Wheeler,
. Some courts have split the difference and have held that federal precedents are fully applicable under ICRA where the challenged policy does not reflect a long-standing tribal tradition. See Randall v. Yakima Nation Tribal Court,
. Tellingly, neither S. 961 nor S. 1843 incorporated an amendment proposed before the subcommittee that would have explicitly provided for the suppression in the tribal courts of confessions obtained in violation of ICRA. Hearings at 224.
. In enacting Pub.L. No. 90-351, Congress intended directly to overrule the exclusionary rules of Miranda and its progeny under the Fifth Amendment and Massiah and its progeny under the Sixth Amendment. See Sara Sun Beale, Rethinking Supervisory Power in Criminal Cases, 84 Colum. L.Rev. 1433, 1454 n. 151 (1984); see also S.Rep. No. 1097, 90th Cong., 2d Sess. 40 (1968), reprinted in 1968 U.S.C.C.A.N. 2112, 2127. However, § 3501 has essentially heen ignored by the federal courts when interpreting the scope of those exclusionary rules. In those cases in which the right to counsel is afforded directly by the Fifth and Sixth Amendments, the rule of admissibility under § 3501 may well be unconstitutional. Cf. Davis v. United States,
. The dissent claims that our holding would authorize federal agents to beat a confession out of a Native American defendant and then to turn that confession over to tribal authorities for use at trial. See infra, at 29. Nonsense. As to the federal agents, the deliberate coercion of a confession would certainly be a violation of the Fifth Amendment under clearly established law. See White v. Texas,
. This emphasis on cooperation was demonstrated in Doherty’s own arraignment; after his arraignment was continued, the tribal court, tribal authorities, and Doherty (without counsel) negotiated a solution to the question of temporary custody of his step-children.
. It should be noted that the record does not reflect that Doherty ever did retain counsel at any point prior to his indictment on the federal charges.
Concurrence Opinion
concurring in part and dissenting in part.
I concur in the majority’s holdings in sections II and III.A of its opinion that the Fifth Amendment does not require suppression of Doherty’s confession and that the offense-specific nature of the Sixth Amendment right to counsel does not bar application of that Amendment under the circumstances of this case. Unlike the majority, however, I would find that even though the Sixth Amendment does not apply to Indian tribes, the Sixth Amendment right to counsel does apply to the federal government and restricts the actions of federal law enforcement agents following arraignment in a tribal criminal prosecution. Doherty’s tribal court arraignment was an adversary criminal judicial proceeding that triggered the Sixth Amendment right to counsel with respect to the federal government. Since federal law enforcement agents initiated questioning without counsel present after Doherty’s Sixth Amendment right attached and he had requested counsel, the resulting confession should be suppressed.
* * *
The sole Sixth Amendment issue in this case is whether or not the Sixth Amendment right to counsel attaches against the federal government at the time of an Indian tribal court arraignment. Curiously, the majority opinion fails to address this issue directly. In sections III.B and III.C of its opinion, the majority concludes, respectively, (i) that the Sixth Amendment does not apply to questioning by tribal officials and (ii) that, as a matter of statutory interpretation, the Indian Civil Rights Act does not require tribal courts to suppress confessions obtained by tribal officials in violation of that Act. Apparently based on these premises, the majority concludes in section III.D of its opinion that the Sixth Amendment right to counsel did not attach with respect to the federal government at the time of Doherty’s tribal court arraignment. That conclusion, however, does not follow from the majority’s premises and is incorrect.
Sections III.B and III.C of the majority’s opinion address a factual situation that is not before this court: introduction in a tribal court proceeding of a confession obtained by
The Sixth Amendment provides that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to have the Assistance of Counsel for his defence.” The plain language of the Amendment bars the federal government from infringing defendants’ right to counsel “[i]n all criminal prosecutions”— including tribal prosecutions. This right to counsel attaches “at ... the initiation of adversary judicial criminal proceedings— whether by way of formal charge, preliminary hearing, indictment, information, or arraignment.” United States v. Gouveia,
The question of whether or not the Sixth Amendment right to counsel constrains tribal officials has no bearing on this appeal. Although the Supreme Court found in Talton v. Mayes,
Whether or not selective incorporation applies to Indian tribes, there is no question that the Sixth Amendment constrains the actions of federal law enforcement officers. “The line of authority growing out of Taitón, while exempting Indian tribes from constitutional provisions addressed specifically to State or Federal Governments, of course, does not relieve State and Federal Governments of their obligations to individual Indians under these provisions.” Santa Clara Pueblo,
The Indian Civil Rights Act is also irrelevant to the determination of this case. The question of constitutional interpretation that we face is independent of any statutory construction. As the majority notes in the final paragraph of its opinion, when the Sixth Amendment right to counsel has not attached, no statute can alter that fact. By the same token, once the Sixth Amendment right to counsel has attached, no statute can eviscerate that right. The constitutional issue in this case is thus unaffected by whether or not the Indian Civil Rights Act requires Indian tribes to apply the exclusionary rule and would remain the same even if Congress were to amend or even repeal that Act. Although I have serious concerns about the majority’s interpretation of the Indian Civil Rights Act, that portion of the majority opinion is clearly dicta and therefore requires no further response here.
The majority’s reliance on extradition hearing cases is also misplaced. All of the extradition eases that the majority cites hold that extradition hearings are not adversarial judicial proceedings that trigger the Sixth Amendment. Doherty, however, was arraigned prior to the questioning at issue— which clearly triggers the Sixth Amendment. See, e.g., Gouveia, supra. The extradition hearing eases demonstrate that a statutory right to counsel has no bearing on whether
The essence of the majority’s holding is that the Bill of Rights does not constrain the behavior of federal officials interceding in Indian tribal proceedings. That holding invites flagrant federal abuse of Indian criminal defendants. Under the majority’s holding, for example, there would be no constitutional violation if federal agents beat a confession out of an Indian defendant and then turned over the confession to tribal prosecutors. That interpretation of the Constitution is simply incorrect. Moreover, although not relevant to the constitutional issue, it is worth noting that such behavior by federal agents, at least if performed on their own initiative rather than at the request of a tribe, would also appear not to violate the Indian Civil Rights Act. That Act provides only that “{ri\o Indian tribe in exercising powers of self-government shall [infringe various rights].” 25 U.S.C. § 1302 (emphasis added).
For all of the foregoing reasons, I would find that Doherty was questioned in violation of his Sixth Amendment right to counsel and that the resulting confession must be suppressed. I therefore dissent from the majority’s contrary holding.
