Ronald Olen Burrows appeals from his conviction for drug trafficking crimes, arguing that two of the district court’s jury instructions wer.e erroneous. Burrows also attacks four aspects of the sentence imposed by the district court. We affirm the conviction, and conclude that the district court ruled correctly on three of the four sentencing issues raised by Burrows. We remand so that the court may re-address the fourth.
BACKGROUND
In early December 1991, “Bugsy,” an informant working for the DEA, had a series of consensually monitored telephone conversations with Burrows. Bugsy offered to put Burrows in contact with a prospective buyer who, Bugsy said, wished to purchase five pounds of methamphetamine. Unbeknownst to Burrows, the prospective buyer was an undercover DEA agent. Bugsy and Burrows arranged to meet at a liquor store on December 5, 1991, and thereafter to meet the supposed purchaser.
Burrows testified that on December 4, 1991, the day before the meeting with Bugsy and the buyer, he contacted his source, code-fendant Rodriguez. On December 5, before the scheduled meeting, Burrows and Rodriguez drove to a hotel room in Oceanside, where Rodriguez retrieved the methamphetamine and gave it to Burrows. Burrows then drove back to the San Fernando Valley, joined up with Bugsy, and went with him to a shopping center parking lot. Bugsy and Burrows were met there by DEA agent Steve Youngblood, posing as a buyer. Burrows was arrested after he produced the five pounds of methamphetamine.
Burrows immediately waived his Miranda rights and attempted to convince the agents that he too was working undercover, helping Riverside County Deputy Sheriff Kenneth Vann to arrest Rodriguez. Burrows agreed to assist the DEA agents by placing a call to Rodriguez, his supplier. Burrows was eventually able to summon Rodriguez by telling him the deal was in danger of unravelling because the buyers had not brought enough money. Rodriguez arrived at the shopping center with two companions and prepared to negotiate. He and his companions were arrested.
Burrows continued to cooperate with the government, twice meeting with the U.S. Attorney’s Office and the DEA and inculpаting Rodriguez and his two companions, Paez and Rivas. Burrows also continued to maintain, however, that at the time of his arrest he was working undercover for Deputy Vann. Not believing this story, the government prosecuted Burrows along with Rodriguez and Paez.
The three were tried together. At trial, Burrows testified that he was or believed himself to have been working undercover in an attempt to help Deputy Vann. Vann testified that he had visited Burrows in jail at Burrows’s request and had. asked him to target Rodriguez, but that Burrows had never worked as an informant for him, never paged him during the events giving rise to this case, and was not working for him at the time of those events.
The district court instructed the jury on the defense of public authority. The jury rejеcted Burrows’s defense, and convicted him of possession with intent to distribute methamphetamine and conspiracy to distribute methamphetamine. 1 On appeal, Burrows argues that the district court erred by instructing the jury that he could make out a defense of public authority only if he reasonably believed that he was acting pursuant to police authority. Burrows also contends that the district court erred by instructing the jury, at the behest of Rodriguez, that the testimony of a drug addict — which Burrows at one time had been — should be regarded with special scrutiny.
Burrows was sentenced to 262 months in prison. He contests four aspects of his sentence: (1) the district court’s refusal to consider granting a downward departure based on youthful lack of guidance; (2) the district court’s failure to grant a downward adjustment based on acceptance of responsibility; *878 (3) the government’s failure to recommend a downward departure based on substantial assistance; and (4) the district court’s refusal to entertain collateral attacks on prior convictions used for computing criminal history points.
DISCUSSION
A. Drug Addict Instruction
After the close of evidence, the court instructed the jury as follows:
If a witness is a narcotics addict, there are additional reasons why his testimony should be considered with great care. An addict has a constant need for a supply of drugs and for money to support his habit, and may also have an abnormal fear of imprisonment in which his supply of drugs might be cut off. These are special circumstances which you may consider in weighing testimony of this kind. You of course may give the testimony such weight as you think proper, after considering all relevant circumstances.
RT 6/9/92 at 138. This instruction was requested by codefendant Rodriguez, who had been inculpated by Burrows’s testimony; the instruction was read over Burrows’s objection. The court also admonished the jury to examine the testimony of an accomplice and of a cooperating individual with greater care than the testimony of an ordinary witness. It is undisputed that all three instructions were intended to refer to Burrows. Burrows now argues that the addict instruction wаs inappropriate, particularly in the context of the two other cautionary instructions given by the court. We review the jury instructions as a whole,
United States v. Joetzki
We have long recognized the appropriateness of the instruction given by the district court when it refers to government witnesses.
People of Territory of Guam v. Dela Rosa,
Burrows argues that because all three circumstances were present in his case, the addict instruction should not have been given. But Ochoa, like the scores of other cases dealing with the addict instruction, arose in a different context than this ease. In nearly every other case, the defendant appeals the district court’s refusal to give an instruction pertaining to the testimony of a prosecution witness — not the district court’s granting of the request to give an instruction pertaining to the testimony of the defendant himself. 3 *879 Hence the focus in the easelaw has been on whether an addict instruction is necessary as it applies to a government witness — not on whether it is permissible when it refers to a defendant.
We agree with Burrows that in this case the instruction was unnеcessary, if for no other reason than that the jury was given other cautionary instructions.
See Ochoa,
and cases cited at note 2,
supra.
4
The question here, however, is whether the instruction was permissible. That is a separate inquiry.
See, e.g., United States v. Smith,
We need not decide the degree to which Burrows’s position as a defendant renders the instruction impermissible,
see Godfrey v. United States,
We draw guidance from eases concerning the factual basis which renders the addict instruction necessary. In
United States v. Tousant,
Dela Rosa
is instructive. Its implicit teaching is that the mere fact that a person is a recovering drug addict is
not
sufficient to warrant an addict instruction. A person who is attending a Methadone program, as was the witness in
Dela Rosa,
is almost by definition a recovering drug addict. But the
Dela Rosa
court required
more
than this, and stated that the addict instruction would be appropriate only if it were proved that the witness was “actually” an addict.
The need to show current drug addiction as a foundation for giving the instruction is underscored by the language of the instruction itself. The instruction refers to an addict’s need for money to support his habit, and to his “abnormal” fear of prison, a place where his drug supрly may be cut off. These observations have little if any application to the recovering addict, who presumably has determined that he will no longer use drugs and hence has no need for money with which to buy them and no abnormal fear of being deprived of them while in prison. The addict instruction is close to irrelevant in the absence of an evidentiary foundation of present addiction. Because it has the danger of unfairly prejudicing the jury against the defendant, it is also improper.
*880
We thus conclude that the district court erred by giving the addict instruction.
6
We also conclude, however, that under the circumstances of this case, the prejudice resulting from the error was harmless beyond a reasonable doubt.
See United States v. Rubio-Villareal,
Because in this case so much turnеd on credibility, ordinarily we would be reluctant to conclude that an instruction undermining credibility could be harmless. But Burrows’s credibility was very seriously damaged even apart from the addict instruction. Burrows’s own testimony called his credibility into serious question. On one occasion, Burrows was caught in a lie on the stand concerning his dealings with Deputy Vann. On another occasion, Burrows backed down once it became clear that the prosecutor had personal knowledge of the matter about which Burrows was testifying. The testimony of other witnesses had the same damaging effect. Deputy Vann testified that Burrows was not reliable. Terry Hill, Burrows’s probation officer, testified that Burrows was only “sometimes” truthful. In addition, the jury was told to examine Burrows’s testimony with special care because Burrows was a felon, a cooperating individual, and an accomplice. Numerous cases have held that if another cautionary instruction is given, the addict instruction becomes unnecessary. See supra at 878 & n. 2. These cases are premised on the principle that once the jury is on notice that a witness’s testimony is inherently open to suspicion, the force of additional cautionary instructions is limited. In this case, given the number of instances in which other witnesses or Burrows himself put Burrows’s credibility into question, and given the number of other instructions alerting the jury to the inherently suspect nature of his testimony, we conclude the distriсt court’s error was harmless beyond a reasonable doubt. 8
B. Public Authority Instruction
Burrows’s defense at trial was that he was working as an informant, under the *881 direction of the Riverside County Sheriffs Department and Deputy Vann. The district court instructed the jury as follows:
If you find that defendant Burrows was acting or reasonably believed he was acting on behalf of a law enforcement agency or officer when he engaged in the narcotics transaction charged in counts one and two of the indictment, then you must acquit him of these charges.
RT 6/9/92 at 155. Burrows contends that the district court erred by including the word “reasonably5’ in the instruction. According to Burrows, the public authority defense turns solely on a defendant’s subjective beliefs. We rеview de novo the district court’s formulation of the elements of a defense.
See United States v. Johnson,
Burrows relies heavily on Fed.R.Crim.P. 12.3, which requires defendants to give pretrial notice if they intend to raise a defense of “actual or believed exercise of public authority.” Burrows argues that because Rule 12.3 refers only to belief, and not to reasonable belief, reasonableness is not an element of the public authority defense. This argument, however, misapprehends the nature and purpose of Rule 12.3. Rule 12.3 prescribes procedures which both the defense and the prosecution must follow whenever a defendant considers raising a public authority defense. The Advisory Committee Note to Rule 12.3 makes clear that the rule’s purpose is to avoid unfair surprise to the government because the defense “remains an unusual defense” and “the government rarely will have reason to anticipate it.” The Note further provides that Rule 12.3 embodies the same rationale as Rules 12.1 (Notice of Alibi) and 12.2 (Notice of Defense Based Upon Mental Condition).
We have never found that Rules 12.1 or 12.2 affect the substantive law of the insanity and alibi defenses, which of course were recognized long before the adoption of the Federal Rules of Criminal Procedure. Instead, we have noted that Rule 12.1 was intended to avoid unfair surprise and prevent trial delays due to an unexpected witness or alibi defense.
United States v. Dupuy,
We find considerable assistance in negotiating our way through this area from the roadmap recently provided by the Eleventh Circuit in
United States v. Baptista-Rodriguez,
Several defenses may apply when a defendant claims he performed the acts for which he was charged in response to a request from an agency of the government. ...
First, the defendant may allege that he lacked criminal intent because he honestly believed he was performing the otherwise-criminal acts in cooperation with the government. “Innocent intent” is not a defense per se, but a defense strategy aimed at negating the mens rea for the crime, an essential element of the prosecution’s ease....
A second possible defense is “public authority.” With this affirmative defense, the defendant seeks exoneration based on the fact that he reasonably relied on the authority of a government official to engage him in a covert activity. The validity of this defense depends upon whether the government agent in fact had the authority to empower the defendant to perform the acts in question. If the agent had no such *882 power, then the defendant may not rest on the “public authority” [defense]....
A third possible defense ... is “entrapment by estoppel.” This defense applies when a government official tells a defendant that certain conduct is legal and the defendant commits what would otherwise be a crime in reasonable reliance on the official’s representation.
Id. at 1368 n. 18 (citations omitted).
Of the three defenses, this court has spoken most frequently about the third, entrapment by estoppel. With respect to this defense, we have rejected precisely the argument that Burrows makes with respect to the public authority defense. In
United States v. Lansing,
[I]t is clear that more is required than a simple showing that the defendant was as a subjective matter misled, and that the crime resulted from his mistaken belief. ... When a defendant claims, as does appellant here, that his criminal conduct was the result of reliance on misleading information furnished by the government, society’s interest in the uniform enforcement of law requires at the very least that he be able to show that his reliance on the misleading information was reasonable....
Id.
at 227. Since
Lansing,
we have consistently stated that the entrapment by estoppel defense is available only when defendant can demonstrate a reasonable belief that his conduct was sanctioned by the government.
See United States v. Weitzenhoff,
We conclude that the reasoning of
Lansing
applies no less to the defense of public authority than it does to the defense of entrapment by estoppel.
Lansing
held that “uniform enforcement of law” dictates a reasonableness limitation when the defendant purports to have relied on a government official who mistakenly misled him into committing an offense. The difference between the entrapment by estoppel defense and the public authority defense is not great. In the first, a government official commits an error and the defendant relies on it and thereby violates the law.
See United States v. Brebner,
Cheek v. United States,
C. Youthful Lack of Guidance
Burrows requested that the district court depart downward on the grounds of youthful lack of guidance, a basis for departure established in
United States v. Floyd,
Subsequently, we have held that retroactive application of § 5H1.12 violates the ex post facto clause.
United States v. Johns,
D. Acceptance of Responsibility
Burrows requested a downward adjustment pursuant to U.S.S.G. § 3E1.1, which provides for a two-level reduction if the defendant clearly demonstrates acceptance of responsibility, and a three-level reduction if, in addition, the defendant timely provides the government with complete information regarding his offense or with notice of his intention to plead guilty. The district court declined to grant the reduction.
The parties agree that the fact that Burrows went to trial does not preclude a downward adjustment. The quеstion on appeal is whether or not Burrows accepted responsibility after conviction. We review for clear error.
United States v. Barron-Rivera,
We affirm the district court. Although Burrows wrote a letter to the court in which he expressed some remorse for his actions, he continued to maintain in post-trial proceedings that he was working for Deputy Vann; indeed, he claimed that Vann had perjured himself when he testified adversely to Burrows. Even after the trial, Burrows placed responsibility on others and accepted none himself.
Burrows contends on appeal that his “persistence in his belief that he was acting [as] an informant is not inconsistent with acceptance of responsibility for his aсtion.” Appellant’s Opening Br. at 35. Burrows relies primarily on
Johnson,
where we concluded that defendants’ request for a downward departure based on an incomplete duress defense was not incompatible with acceptance of responsibility.
E.Substantial Assistance
Under U.S.S.G. § 5K1.1, the district court may depart downward “[u]pon motion of the government stating that the defendant has provided substantial assistance in the *884 investigation or prosecution of another person who has committed an offense.” The government in this case declined to make such a motion. Burrows argues that its failure to do so was unlawful.
In
Wade v. United States,
— U.S. -,
We review for clear error factual questions concerning the government’s motive and foundation for its refusal to request a departure.
See Delgado-Cardenas,
On appeal, Burrows stresses that he did assist the government: the DEA could not have caught Rodriguez and Paez — at least not immediately — if Burrows had not placed a call to Rodriguez after his arrest. Burrows also states that in post-arrest meetings with the U.S. Attorney’s Office and the DEA, hе provided information which led to the arrest of another methamphetamine trafficker. In light of the assistance he offered, Burrows reasons that the government’s refusal to request a downward departure must have been the product of an unconstitutional motive— namely, the desire to punish him for going to trial.
The government acknowledges that Burrows provided some assistance, but maintains that, taken as a whole, that assistance was less than substantial because Burrows did not do other things the government asked him to do and believed he was capable of doing: testifying for the government, including testifying before a grand jury in order to help the government indict a coconspirator who ultimаtely was not prosecuted.
The government’s explanation is sufficient under
Wade.
The government has presented reasons for declining to recommend the departure which are related to legitimate law enforcement purposes.
Wade,
— U.S. at -,
F. Attempt to Challenge Prior Convictions
At the conclusion of the sentencing hearing, Burrows attempted to file with the court a motion attacking the validity of his prior convictions. The motion was eventually filed, but the district court never ruled on it. Burrows contends on appeal that the district court was required to consider the motion under
United States v. Vea-Gonzales,
After the briefs in this case were filed, the Supreme Court decided
Custis v. United States,
— U.S. -,
Burrows, unlike the defendant in
Custis,
was sentenced under the Sentencing Guidelines, not the ACCA. Burrows is correct that we held in
Vea-Gonzales
that a defendant has a constitutional right collaterally to attack prior convictions used for sentence enhancement under U.S.S.G. § 4B1.1, the Sentencing Guidelines’ career offender provision.
This leaves the question of whether the Sentencing Guidelines themselves, unlike the ACCA, provide an independent basis for bringing a collateral attack. We answered this question very recently in the negative. In
United States v. Fondren,
We conclude that Burrows had no right conferred by the Sentencing Guidelines to attack his prior convictions in his sentencing proceeding and no constitutional right to attack any prior convictions save those which were obtained in violation of Gideon.
Burrows argues on appeal that “many” of his prior convictions were the result of guilty pleas entered without benefit of counsel. However, we have located only one conviction in which counsel was not either present or waived. That conviction, for this very reason, was stricken by the district court. Thus none of the disputed prior convictions in this case comes under the Gideon exception. We conclude that with respect to the sentence imposed under the Sentencing Guidelines, the district court did not err in refusing to allow a collateral attack.
We note that the presentence report also relied on two of Burrows’s convictions for the purpose of determining the statutory mandatory minimum. Under 21 U.S.C. § 841(b)(1)(A), the 10 year mandatory minimum is replaced by a 20 year minimum if the defendant violates the statute “after a prior conviction for a felony drug offense has become final.” The presentence report concluded that the statutory minimum was 20 years, PSR at ¶ 107, listing two prior felony drug convictions. Id. at ¶¶ 81-87.
*886
Both
Custis
and the commentary to the Sentencing Guidelines have noted that 21 U.S.C. § 851 confers an independent statutory right to attack collaterally prior felony convictions when the defendant is convicted under § 841.
Custis,
— U.S. at -,
We remand the case to the district court so that the court may consider whether a downward departure based on youthful lack of guidance is warranted. We affirm in all other respects.
AFFIRMED IN PART; REMANDED IN PART.
Notes
. Rodriguez and Paez were also convicted of drug trafficking and firearms offenses. Their appeals have been addressed in two separately issued memorandum dispositions.
. Many other courts, in the twelve years since
Ochoa
was decided, have also recognized that these conditions may render an addict instruction unnecessary.
E.g., United States v. Spriggs,
. The one case of which we are aware arising in the same context as the present case is
Godfrey v. United States,
. We note too that because Burrows was not a government witness but rather a defendant, it was already evident to the jury that he had an enormous stake in his testimony and in the trial. His bias was apparent from the start. The addict instruction, which is essentially designed to alert the jury to the danger of bias, was redundant.
. The government argues that the evidence also showed that Burrows was using drugs six months before trial. But under
Tousant,
that is clearly not enough.
.We recognize that in this case, because the instruction was requested not by the government but by a codefendant, the district court may at first glance appear to have been caught between two conflicting duties: its obligation to give Rodriguez the cautionary instructions which he requested; and its obligation not to impugn Burrows’s credibility unnecessarily. As noted above, however, in light of the other cautionary instructions which were given — and to which Burrows did not object — Rodriguez was not entitled to the instruction. While courts have sometimes stated that an addict instruction might prudently be given even when not necessary,
see, e.g., Smith,
. We held in Rubio-Villareal that "the same harmless error standard applies to erroneous jury instructions as applies to constitutional errors. In both сases, the error must be ‘harmless beyond a reasonable doubt.’ " Id. Because we stated this holding in broad terms in Rubio-Villareal, we do not here distinguish between a case where the instructional error consists of a misstatement of the law and a case where the error consists of giving an instruction which lacks evidentiary foundation.
. Matters might stand differently if the district court had erred in admitting
evidence
of Burrows’s prior drug use, and thereby had improperly allowed the jury to learn that Burrows had at one time been an addict.
See United States v. Hill,
. Unlike Burrows, the defendant in Fondren was sentenced under the ACCA. Id. But Fondren is nevertheless binding on us, because the court there considered the Sentencing Guidelines as a source of authоrity separate from the ACCA— which is precisely what we are required to do here.
. Jones (8th Cir.), Jones (2d Cir.), and Killion all involved sentencing enhancement under U.S.S.G. § 4B1.1, the Guidelines’ career offender provision. Burrows's prior convictions were not used to place him in a Guidelines career offender category, but rather more generally to compute his criminal history points under U.S.S.G. § 4A1.1. Computation under both guidelines, however, is controlled by the provisions of § 4A1.2 (“Definitions and Instructions for Computing Criminal History”). U.S.S.G. § 4B1.2, comment, (n. 4). In particular, both § 4A1.1 and § 4B1.1 must be applied in light of Application Note 6 to § 4A1.2, which states that § 4A1.2 does not in itself confer any right to bring a collateral attack. Thus the cases decided under § 4B1.1 are equally applicable under § 4A1.1.
