United States v. Ron MorrisonUnited States v. Ron Morrison
Opinion for the Court filed by Circuit Judge WALD.
On July 7, 1992, a jury found Ron Morrison guilty of conspiracy to distribute and to possess with intent to distribute crack cocaine, in violation of
Morrison asserts that the district court erred in denying his
We find merit only in the claim based on
Bailey,
and thus we affirm the district court’s summary denial of Morrison’s
I. Background
On November 8, 1991, police executed a search warrant at a house rented by Paulette Glenn in Southeast Washington, D.C. In the living room, police found a jacket belonging to Ron Morrison with $113 cash in the pocket, Morrison’s loaded .38 caliber pistol underneath a sofa, and over thirty plastic bags containing a total of 5.467 grams of crack
Morrison evaded the police and fled to North Carolina. While in North Carolina he asked Doris Holmes, with whose son he was acquainted, to tell anyone who asked that Morrison had been living with her for a year, and that she took care of Morrison’s children. Holmes refused.
Morrison returned to the District of Columbia and was arrested and jailed in March of 1992. Soon after his return, Morrison’s girlfriend Audrey Wilson visited Glenn and told her that Morrison wanted to see her. On a second visit, Wilson told her that Morrison wanted Glenn to sign an affidavit stating that he had been in the dining room, rather than the living room, when the police conducted their second search. Some days later three associates of Morrison’s entered Glenn’s home at five o’clock in the morning and told her that Morrison had asked them to bring her to New York. Glenn said she couldn’t go with them because her mother was ill, and they left. Later Wilson visited Glenn yet again, asked her whether she would sign an affidavit that Morrison’s lawyer would bring to her, and offered her some furniture if she signed the affidavit.
Glenn met with the prosecutor in charge of Morrison’s criminal case and told him of her conversations with Wilson and with Morrison’s associates. The prosecutor asked Glenn to visit Morrison in jail wearing a recording device, to collect evidence regarding attempts by Morrison to tamper with potential witnesses against him. The prosecutor specifically instructed her not to ask Morrison about the drug and weapon violations with which Morrison had already been charged. When Glenn arrived at the jail she found Wilson visiting Morrison. Wilson left as Glenn entered, and Morrison and Glenn had a brief conversation which the police recorded. Later, with Glenn’s assistance, a police secretary prepared a transcript of the tape.
II. Discussion
A. Ineffective Assistance of Counsel
On February 4,1994, Morrison filed a
pro se
motion under
Morrison’s claim of ineffective assistance is based on his assertions that the conversation would have been excluded had an objection been made, the taped conversation actually was incriminating, and the government’s significant use of it in closing argument severely prejudiced the outcome of the trial. The government acknowledges the first point, that the conversation would have been suppressed had a timely objection been made at trial, because Glenn was acting as a government agent when she visited the defendant in jail, and Morrison made the taped statements about crimes for which he had already been indicted without having counsel present, in violation of his rights under the Sixth Amendment. See Brief for Appellee at 20. We disagree, however, with Morrison’s second and third claims — -that the conversation was so clearly incriminating that his lawyer’s failure to object exhibited gross incompetence, and that the government’s use of the taped conversation at trial severely eroded the trial’s fairness.
To demonstrate that his counsel was constitutionally ineffective, Morrison must show both that she “made errors so serious that [she] was not functioning as the ‘counsel’ guaranteed the defendant by the Sixth Amendment,” and that there is a reasonable probability that, but for these errors, the result of the trial would have been different.
Strickland v. Washington,
1. Incompetence
We conclude, as did the trial judge, that the taped conversation between Morrison and Glenn was susceptible to two contradictory interpretations, one exculpatory and the other incriminating, and that the incriminating interpretation was not so unmistakably the more natural one that Morrison’s lawyer’s decision to let the conversation be admitted in evidence without objection was clearly incompetent. This is not to say that the other choice — objecting to its admission — would not also have been a competent one, perhaps in hindsight the better one. Yet this fact alone does not indicate that the choice Morrison’s lawyer made fell below the standard of competence demanded of a defense lawyer.
On their face, Morrison’s statements on the tape were undeniably exculpatory. Morrison spent the better part of the ten-to-fifteen-minute conversation asserting that somebody had tried to frame him, that he couldn’t understand why he was being prosecuted when the drugs had been found in Glenn’s house and she had received probation, that he had never sold or possessed cocaine, and that he had never lived at her house and was merely visiting when the police saw him fleeing from there. At oral argument Morrison’s counsel (not the same one who represented him at trial) claimed that Morrison’s taped statements added nothing to the general denial already contained in his Not Guilty plea, and did not tend to support the specific theory of Morrison’s trial defense — that Glenn had lied to the police about Morrison’s involvement in order to obtain a reduction in her own punishment — and thus no competent counsel could have perceived any strategic advantage in the admission of the taped conversation. The transcript of the conversation, however, belies the certainty of any such assertion. Morrison’s recorded statements conveyed his singularly strong conviction that
someone
The government’s incriminating “spin” on the same taped conversation theorized that the circumstances of the conversation, and the manner in which Morrison spoke, were strong evidence of Morrison’s consciousness of his own guilt. The government argued that the totality of the conversation suggested that Morrison’s girlfriend Audrey Wilson, who had been visiting with him immediately prior to the conversation, had warned him that Glenn would be wearing a recording device when she came to see him. 4 Morrison’s manner of speaking, the government claimed, showed his guilt because he immediately and spontaneously “launched” into a “long spill” about how someone had lied about him without having been asked about this subject by Glenn. Furthermore, the government pointed out that Morrison even denied that his name was “Mike,” a nickname that numerous witnesses had identified him with, thus underscoring the doubtful nature of all of his protestations on the tape. Tr. 7/2/92 at 107. In sum, the government told the jury “when you listen to that tape ... you are hearing the protestations of a guilty person who knows that somebody is listening in to what he is saying.” Id.
The government’s incriminating interpretation of the conversation was not inherently more plausible than defense counsel’s exculpatory interpretation, indeed it required a somewhat complex explanation and set of inferences to make it work in the government’s favor. Thus Morrison’s lawyer’s decision to let the conversation go in, and then argue the exculpatory interpretation to the jury, was by no means an unreasonable strategic decision. The exculpatory interpretation was consistent with the literal meaning of Morrison’s statements and required far fewer inferences than did the government’s incriminating interpretation. The government’s interpretation required the jury to infer from the fact that Audrey Wilson had visited Morrison before the conversation, and from the manner in which Morrison spoke, that Morrison’s statements asserting his innocence actually proved the opposite. Admittedly, the government’s interpretation gained plausibility from the extreme nature of certain of Morrison’s denials and, according to the government, the pronounced hesitation and stuttering which characterized Morrison’s pattern of speech.
5
At the same time, Morrison’s tone of voice and manner of speaking could not lend much force to either interpretation, because both parties admitted at trial that the conversation was barely au
2. Prejudice
But even if the decision to allow the conversation into evidence had been sufficient evidence of incompetence, Morrison has not made a compelling showing that its introduction severely undermined his defense such that “there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.”
Strickland,
Furthermore, whatever secondary negative inferences the jury might have drawn from the taped conversation, they definitely were eclipsed by a great deal of direct evidence supporting Morrison’s convictions, including the testimony of Paulette Glenn, Morrison’s weapons, drugs, ammunition, and clothing that police found in the living room of the house Glenn rented, the fact that police saw Morrison fleeing from the living room when they conducted their second raid, and tally sheets, large quantities of cash, crack cocaine and tools used for weighing and packaging the drug for sale that police found in the house during the second raid. Because of the plethora of other more cogent evidence supporting Morrison’s convictions, and because it is not at all apparent whether the evidence on which Morrison bases his ineffective assistance claim worked against him or in his favor, we are unable to conclude that the admission of this evidence prejudiced his defense.
3.
Denial of the
Morrison also argues before this court that the district judge who denied his
A judge need not conduct an evidentiary hearing before denying a petition for relief under
We believe that Morrison’s ineffective assistance claim did not give rise to the need for an evidentiary hearing because the court could only speculate as to whether the decision to allow the government to introduce the taped conversation prejudiced the defense, and because we do not see how a decision on Morrison’s motion would have benefited from the consideration of any information outside of the record and the judge’s memory of the trial. In ruling on the motion, the district judge stated clearly that he had not taken Morrison’s lawyer’s affidavit at face value, but had evaluated the lawyer’s assertion that the taped conversation was exculpatory by looking again at the transcript of the conversation, the two parties’ closing arguments, and the fact that by allowing the taped conversation to be admitted Morrison was able to present his protestations of innocence to the jury without subjecting himself to cross-examination. App. at 63. The court did not explicitly discuss Morrison’s statement casting doubt on his lawyer’s assertion that they had decided together to let the evidence in, but Morrison did not deny having had such a conversation; he only claimed not to remember it. 8
Finally, even if Morrison could have shown that his lawyer’s failure to object to the admission of the conversation was the product of inadvertence or ignorance, rather than a deliberate strategy choice, that would not have affected the judge’s determination that the admission of the tape and transcript did not prejudice Morrison’s trial.
See
Appellee Appendix at 63. Thus, the district judge was well within his discretion in deciding that Morrison’s
B. Limitation of Cross-Examination of Paulette Glenn
The second arrow in Morrison’s quiver is his claim that the district court abused its discretion in twice limiting his cross-examination of Paulette Glenn, a witness both parties agree was essential to the government’s case. 10 In one instance, the judge cut short Morrison’s counsel’s cross-examination with regard to Glenn’s possible bias in favor of the government, based on her fear of losing custody of her children. In another, he prevented Morrison’s counsel from trying to impeach Glenn with a civil suit that had allegedly been filed against her.
1. Limitation of Cross-Examination Regarding Possible Bias
In cross-examining Glenn, Morrison’s counsel attempted to impeach her by showing that she was cooperating with the government under threat of a prison sentence which would mean losing custody of her children, and thus she had a strong incentive to say anything the government wanted her to. In pursuit of this objective, Morrison’s counsel elicited from Glenn that her two children lived with her, and that she would lose custody of them “if [she] were locked up.” Tr. 7/1/92 at 232. At this point, Morrison’s counsel pressed on, precipitating the following exchange:
Q. Okay. So the only way to keep from losing your children is to testify against Mr. Morrison?
A. Could you repeat that question?
THE COURT: I am afraid I am going to have to sustain an objection to that question that has not been made. Sentencing is the responsibility of the court, and nobody knows now what is going to happen at the sentencing.
MS. NORMAN: All right, your honor, but—
THE COURT: And certainly the witness does not.
MS. NORMAN: But if she didn’t cooperate—
THE COURT: I don’t want to hear any more about it.
MS. NORMAN: (Continuing) — it would be a mandatory sentence.
Id. at 232-33.
This limitation on Glenn’s cross-examination did not amount to an abuse of discretion, because the question called for a speculative answer on Glenn’s part. Glenn had pled guilty to a violation of
Furthermore, even if the premise of the judge’s objection had been false, any error would certainly have been harmless in light of the cumulative nature of this portion of the cross-examination. Before the judge intervened, Morrison’s counsel had already brought out the facts that Glenn was testifying pursuant to a plea agreement, that she had three children, two of whom lived with her, and that she could lose custody of her children if she went to prison. In fact, before the exchange quoted above occurred, Morrison’s counsel had already asked Glenn the same question about the connection between Glenn’s testimony and her ability to retain custody of her children and, after some confusion on Glenn’s part, elicited the answer she sought. 11 Even in the exchange during which the judge attempted to limit the cross-examination, Morrison’s counsel was able to articulate for the jury the precise point she had been trying to elicit from Glenn by saying, over the judge’s interruption, “[b]ut if she didn’t cooperate it would be a mandatory sentence.” Therefore, because Morrison’s counsel had ample opportunity to impeach Glenn on the issue of Glenn’s motivation to help the government in order to avoid losing custody of her children, we hold that the district judge’s error, if indeed any error had been committed, would in this instance be harmless.
2. Limitation of Cross-Examination Regarding Civil Lawsuit
Morrison also claims that the district judge abused his discretion by sustaining the government’s objection to a question by defense counsel about a civil complaint that had been filed against Ms. Glenn. Morrison’s lawyer first asked Glenn whether she had ever made false accusations against anyone. After Glenn answered “[n]ot to my knowledge” counsel asked “[ijsn’t it a fact that in January of 1991, Simone Davis filed a complaint against you in court in Maryland?” Tr. 7/1/92 at 232. At this point the government successfully objected to the question. When Morrison’s counsel requested a sidebar conference, the judge refused on the ground that the question was “so obviously wrong.” Id.
The Federal Rules of Evidence expressly prohibit the use of “extrinsic evidence” of a witness’ conduct (except for certain types of criminal convictions) to impeach the witness, but permit “inquirfy] into” such conduct if, in the discretion of the court, the conduct is “probative of truthfulness or untruthfulness.”
C. Morrison’s Convictions Under § 92/(c)
The jury returned guilty verdicts on two counts of using or carrying firearms during and in relation to drug trafficking in violation of
D. Sufficiency of the Evidence Underlying the Challenged § 1512(b) Conviction
Finally, Morrison argues that the jury had insufficient evidence to convict him of violating
Whoever knowingly uses intimidation or physical force, threatens, or corruptly persuades another person, or attempts to do so, or engages in misleading conduct toward another person, with intent to influence, delay, or prevent the testimony of any person in an official proceeding ... shall be fined under this title or imprisoned not more than ten years, or both.
The evidence that Morrison had attempted to “corruptly persuade” Moore with the intent to influence her testimony in an official proceeding included Moore’s in-court testimony that Morrison “asked me to come down here or wherever and if anybody asks me say he had been living with me a year ... and that I babysitted his kids.” Tr. 7/2/92 at 9. Moore testified that she had never seen Morrison’s kids, and that Morrison had never lived with her.
Id.
Morrison’s argument on appeal is premised on this court’s holding that the term “corruptly,” as employed in
Whoever corruptly, or by threats or force, or by any threatening letter or communication influences, obstructs, or impedes or endeavors to influence, obstruct, or impede ... the due and proper exercise of the power of inquiry under which any inquiry or investigation is being had by either House, or any committee of either House or any joint committee of the Congress shall be fined under this title or imprisoned not more than five years, or both.
Morrison claims that under
Poindexter,
we must construe the term “corruptly persuades” in
While we agree that the two statutes are sufficiently similar to support a “transitive” reading of the word “corruptly” in
In his reply brief, Morrison retools his argument somewhat, focusing on the fact that at the time Morrison importuned Holmes, the government had not yet announced that Holmes was a potential witness against Morrison, and that Morrison hadn’t specifically asked Holmes to testify for him either. Thus, there was not yet any “official proceeding” to which Morrison’s inducement seems connected. Reply Brief for Appellant at 5-7. This argument does nothing to enhance Morrison’s challenge of this
III. Conclusion
Appellant was not denied the effective assistance of counsel guaranteed by the Sixth Amendment to the Constitution, and the district judge did not abuse his discretion by denying appellant’s § 2255 motion without first holding an evidentiary hearing, or by limiting the cross-examination of government witness Paulette Glenn. The jury was provided with sufficient evidence to find appellant guilty of violating
So ordered.
Notes
. See App. at 58-59 ("someone is lying on me ... someone is trying to underminin' me, someone is trying framing me, someone is talking some lies ... they're lying and that's it.... I don’t know who is blackmailing me.... I have to find out why they’re lying on me, why they’re trying to frame me, understand?”).
. App. at 58 ("I saw someone is lying on me because if, if, if, if the police find drugs in your house, I, I, I, I, I, I, I and give you probation all right what the f— they holding for.... ”).
. Tr. 7/2/92 at 124 (“Well, you heard the tape. I ask you to listen to it again and read the transcript. What happened is that Mr. Morrison said I wasn’t selling drugs. Those weren’t my drugs.”).
. Tr. 7/2/92 at 107 (“I suggest to you that what this tape tells you is that Ron Morrison knew what Paulette Glen [sic] had in her ear.”).
. See App. at 60 ("I never sold drugs, I don't know anything about any drugs. I, I, I, my knowledge of drugs is what I see on T.V., that’s my knowledge_”).
. Tr. 7/1/92 at 150 ("My client and I listened repeatedly to the tape. You can’t understand it.”); Tr. 7/2/92 at 107 ("The sound is probably not that great and Mr. Morrison speaks so quickly.”).
. In
United. States v. Fennell,
we held the approximate converse of this proposition — when an appellant has
not
raised a claim of ineffective assistance of counsel before the district court, either in a motion for a new trial or in a collateral attack under § 2255, we generally
do
remand an ineffective assistance claim raised in this court to the district court for an evidentiary hearing.
United States v. Fennell,
. It is unlikely that the question of whether Morrison had expressly agreed to the strategy chosen by his lawyer with regard to the taped conversation would have merited a hearing even if Morrison had unequivocally asserted that he had never agreed to this strategy. The decision whether to object to a particular item of evidence is not among those in regard to which the client's input is considered essential, as are the decisions whether to plead guilty, whether to testify, and whether to take an appeal.
See Jones v. Barnes,
. The defendant argues that an earlier decision of this circuit,
United States v. Barnes,
In Barnes, this court held that the district court was required to conduct an evidentiary hearing before ruling on defendant's § 2255 motion, because "the present record is subject to differing interpretations [such that] we cannot determine whether counsel’s failure to raise the voluntariness claim was an informed and deliberate strategic waiver.” Id. at 892. In that case, however, it appears that the district judge denied the defendant’s § 2255 motion without the benefit of responsive filings by the government or affidavits by trial counsel. In this case, the district judge reviewed the defendant’s motion and the government’s opposition, each of which included extensive discussion of the issues, the lawyer’s affidavit, and the defendant's reply to the government's opposition, before reaching a decision that the failure to object to the admission of the taped conversation was an informed and deliberate strategy decision by the trial lawyer.
. See Brief for Appellant at 30 ("Glenn was critical to supplying the criminal element to appellant’s presence in the apartment on one of the two raids.”); Brief for Appellee at 21 note 15 (“|T]he government's case hinged on the credibility of Paulette Glenn_”).
. See Tr. 7/1/92 at 202:
Q. And [testifying against Morrison] was the only way out of the two-year prison term—
A. Yes.
Q. (continuing) — is that correct?
A. Yes.