Defendant Roland Schuster appeals his conviction for engaging in a continuing criminal enterprise in violation of 21 U.S.C. § 848. Defendant argues that the conviction, imposed by the jury after he had pleaded guilty to charges of conspiracy to import and distribute marijuana in violation of 21 U.S.C. §§ 963 and 846, violated his fifth amendment right against double jeopardy. Defendant also challenges the district court’s instructions permitting the jury to consider defendant’s guilty pleas to the two conspiracy counts in determining whether he was guilty of еngaging in a continuing criminal enterprise. For the reasons set forth in this opinion, we affirm the conviction.
I
Schuster was indicted on August 10, 1983 in connection with importing marijuana into this country. The indictment charged eight counts, the first three of which are central to this appeal. Count 1 charged conspiracy to possess with intent to distribute marijuana, 21 U.S.C. § 846; Count 2 charged conspiracy to import mari *339 juana, 21 U.S.C. § 963; Count 3 charged continuing criminal enterprise, 21 U.S.C. § 848; Count 4 charged aiding and abetting the distribution of marijuana, 21 U.S.C. § 841 and 18 U.S.C. § 2; Count 5 charged a conspiracy to defraud the United States, 18 U.S.C. § 371; Counts 6, 7 and 8 charged filing of false statements on income tax returns, 26 U.S.C. § 7206(1).
A jury was empaneled and the case proceeded to trial. At the conclusion of the Government’s case in chief, defendant moved to change his plea to guilty on Counts 1 and 2. The Government did not oppose the change of pleas. The district court accepted the pleas and continued the matter for a presentence report. Defendant moved to dismiss Count 3 сharging continuing criminal enterprise under 21 U.S.C. § 848, arguing that double jeopardy precluded further prosecution after findings of guilt on lesser included conspiracy offenses. After taking the matter under advisement, the district court denied the motion. The court held that “this is not a case of successive prosecutions but one prosecution; and if the defendant is convicted of the alleged lesser included crimes with the alleged greater offense, there will be a merger of the lesser into the greater.”
The cоurt instructed the jury that it could consider defendant’s guilty pleas to Count 1 and Count 2 as evidence of the first essential element of the continuing criminal enterprise offense — a violation of a federal narcotics law punishable as a felony. The court also instructed the jury that “it is your job to decide whether the Government has proved this element beyond a reasonable doubt.”
The jury returned guilty verdicts on Counts 3-8. The court sentenced defendant to a term of imprisonment totalling 20 years: 15 years on Count 1, a 5 yеar consecutive sentence on Count 2, a 20 year concurrent sentence on Count 3, and smaller concurrent sentences on the remaining counts. The court imposed a fine totalling $140,000: $100,000 on Count 3, $15,000 on Count 4, $10,000 on Count 5, and $5,000 on each of Counts 6, 7 and 8. On advice of the Government, the court imposed no fines on Counts 1 and 2. Defendant’s property was ordered forfeited to the Government pursuant to 21 U.S.C. § 848(b)(2). Defendant is not eligible for probation or parole on his prison sentence pursuant to 21 U.S.C. § 848(c). Defendаnt appeals from the district court’s order denying his motion to dismiss Count 3, from his conviction on Count 3, and from the jury instructions given on that Count.
II
Defendant was convicted of playing a major role in a conspiracy to import marijuana between January 1976 and December 1979. His organization, referred to as “The Company,” brought marijuana into this country from Colombia and distributed it in Ohio and Indiana. During the early stages of the conspiracy, The Company used boats to bring marijuana to the coast of the southeastern United States. A sailboat, the Abraxes, was purchased by defendant and used in 1976 and 1977. In July of 1977, several members of The Company were arrested in Charleston, South Carolina and the Abraxes was seized.
By this time, The Company had begun to acquire airplanes. Defendant recruited and hired new personnel and purchased several airplanes. Defendant approved the hiring of pilots and advised them of procedures and arrangements for flights. Co-conspirators testified that defendant made cash payments and аrrangements for each trip and that defendant or David Carr was the head of The Company. There also was testimony that defendant was contacted in the case of an emergency during operations, such as when cocaine was discovered in bales of marijuana being unloaded.
Defendant had declared bankruptcy in 1972. As a result of his participation in the smuggling business, his investments in two businesses totalled almost $2 million. Although defendant worked as a hearing aid salesman in Cincinnati in the late 1970s, the Government maintains that he had no legitimate income after 1977. He used loans and assets and foreign corporations to *340 launder his proceeds and to conceal them from the Internal Revenue Service. He arranged with a friend to receive a salary so that he would appear to have legitimate income to report on his tax returns.
Ill
Appellant contends that his guilty plea to charges of 21 U.S.C. § 963 (conspiracy to import marijuana) and 21 U.S.C. § 846 (conspiracy to possess with intent to distribute over 1,000 pounds of marijuana) precluded the Government from continuing its prosecution for engaging in a continuing criminal enterprise under 21 U.S.C. § 848. Appellant urges that his section 848 conviction is barred by the protections of the double jeopardy clause of the fifth amendment against multiple punishments for the same offense and prosecution for the same offense after a previous conviction.
The double jeopardy clause “protects against a second prosecution for the same offense after acquittal. It protects against a second prosecution for the same offense after conviction. And it protects against multiple punishments for the same offense.”
North Carolina v. Pearce,
The double jeopardy protection against retrial following acquittal or conviction protects against continued anxiety and expense and the increased risk of erroneous conviction or impermissibly enhanced sentence.
Ohio v. Johnson,
— U.S.-,
We turn first to appellant’s contention that he was subjected to successive prosecutions. In order to establish guilt under the continuing criminal enterprise statute, 21 U.S.C. § 848, the Government must prove: 1) a felony violation of the federal narcotics laws; 2) as part of a continuing series of violations; 3) in concert with five or more persons; 4) for whom the defendant is an organizer or supervisor; 5) from whom he derives substantial income or resources.
United States v. Lurz,
Appellant urges that continued prosecution for the section 848 violation after the district court accepted his guilty pleas to the conspiracy charges in Counts 1 аnd 2 violated the rule announced in
Brown v. Ohio,
Recently, in
Garrett v. United States,
— U.S. -,
Appellant maintains that the Government violated the double jeopardy rule of
Brown v. Ohio
by continuing to prosecute him after accepting his guilty pleas. He contends that the conspiracy offenses in Counts 1 and 2 were lesser included offenses of the continuing criminal enterprise offense and that he was subjected to successive prosecutions. The Government conceded at oral argument that conspiracy is a lesser included offense of continuing criminal enterprise. Other courts considering the issue have held that conspiracy is a lesser included offense of section 848.
United States v. Brantley,
The Supreme Court indicated in
Jeffers v. United States,
The Government argues that appellant was not subjected to successive prosecutions. It asserts that appellant’s guilty plea to lesser charges did not invoke double jeopardy protection as would an acquittal or conviction by a jury. The Government maintains that jeopardy continued throughout the trial on the remaining counts and did not attach to the other offenses. In
United States v. Scott,
This Court relied upon
Scott
in
Hawk v. Berkemer,
Appellant in the present case sought to terminate proceedings by pleading guilty to lesser charges before all charges were submitted to the jury for determination. The Government clearly was not precluded from prosecuting both greater and lesser included offenses at one trial.
See Ohio v. Johnson,
— U.S.-,
Appellant’s argument should be rejected under
United States v. Goldman,
Ohio v. Johnson,
— U.S.-,
Presumably the trial court, in the event of a guilty verdict on the more serious offenses, will have to confront the question of cumulative punishments as a matter of state law, but because of that court’s ruling preventing even the trial of the more serious offenses that stage of the prosecution was never reached. While the Double Jeopardy Clause may protect a defendant against cumulative punishments for convictions on the same offense, the Clause does not prohibit the State from prosecuting respondent for such multiple offenses in a single prosecution.104 S.Ct. at 2541 .
The Court stressed that the taking of a guilty plea differs from an adjudication on the merits after a full trial. Id. at 2541 n. 9. The Court declined to hold “that a determination of guilt on one count of a multi-count indictment immediately raises a double jeopardy bar to continued prosecution on any remaining counts that are greater or lesser included offenses of the charge just concluded.” Id. at 2542. The Johnson Court distinguished Brown v. Ohio, holding that the Johnson case did not implicate double jeopardy protections against successive prosecutions, but concerned only continuing prosecution on the remaining charges brought in the indictment. “The acceptance of a guilty plea to lesser included offenses while charges on the greater offenses remain pending,” the Court held, did not amount to an “implied acquittal” arising where a jury, considering both greater and lesser offenses, convicts the defendant only of the lesser included offenses. Id. The Court emphasized that dismissal of the greater charges would “deny thе state its right to one full and fair opportunity to convict those who have violated its laws.” Id.
Appellant argues that
Johnson
is not dispositive here because in
Johnson
the guilty pleas were entered prior to trial and the attachment of jeopardy and over the objection of the prosecution. We find no basis for distinguishing
Johnson
on that theory. The discussion in
Johnson
does not emphasize the prosecution’s opposition to the plea, but the lack of a final adjudication on the merits. Acceptance of the guilty pleas in the present case did not operate as a final adjudication that wоuld bar continued prosecution on the remaining counts. Appellant was not sentenced until the jury returned guilty verdicts on the remaining counts. We reemphasize that this is not a case of successive prosecutions. Acceptance of the guilty pleas did not constitute an acquittal of the greater charge or termination of the trial process.
United States v. Combs,
IV
We turn now to appellant’s contention that his conviction of Count 3 as well as Counts 1 and 2 constituted multiple punishments for the same offense. Courts have *344 held that because conspiracy offenses are lesser included offenses of continuing criminal enterprise, cumulative punishments for conspiracy and section 848 are impermissible.
The “critical inquiry” in addressing the cumulative punishment issue is “whether Congress intended to punish each statutory violation separately.”
Jeffers v. United States,
In
Garrett v. United States,
— U.S. -,
The focus of the analysis in Jeffers was the permissibility of cumulative punishments for conspiracy under § 846 and for CCE under § 848, and the plurality reasonably concluded that the dangers posed by a conspiracy and a CCE were similar and thus there would be little purpose in cumulating the penalties. The same is not true of the substantive offenses created by the [Comprehensive Drug Abuse Prevention and Control Act of 1970] and conspiracy, and by the same logic, it is not true of the substantive offenses and CCE. Id., — U.S. at-,105 S.Ct. at 2420 ,85 L.Ed.2d at 781 .
Because the CCE and conspiracy charges are not subject to double punishment, the 15 year sentence on Count 1 and the 5 year sentence on Count 2 must be vacated. In
Ball v. United States,
— U.S.-,
the only remedy consistent with the congressional intent is for the district court, where the sentencing responsibility re *345 sides, to exercise its discretion to vacate ... the underlying convictions. The remedy of ordering one of the sentences to bе served concurrently with the other cannot be squared with Congress’ intention.
See also United States v. Brantley,
Accordingly, we remand the case with instructions to the district court to vacate the convictions for conspiracy and merge them into the continuing criminal enterprise offense. This will have limited effect on the sentence imposed under section 848, for there was no consecutive time or fine imposed under the conspiracy charges. The substantive charges in Count 4 should not be vacated.
See Garrett,
— U.S. at -,
y
Appellant also challenges the district court’s jury instructions. The court allowed the jury to consider appellant’s guilty pleas to Counts 1 and 2 as evidence that a felony drug violation had occurred. The court emphasized, however, that the jury also must decide whether the Government proved this element beyond a reasonable doubt. Appellant objected to the jury instructions during a conference on proposed jury instructions. He argues that conspiracy offenses may not serve as the predicate offense for a section 848 offense.
The jury’s verdict that appellant was guilty of the substantive charge in Count 4, which was part of a continuing series of violations, satisfies the requirement of the first element of the continuing criminal enterprise offense — a felony violation of federal narcotics law. The numerous transactions listed as overt acts, for which there was muсh evidence, also support the jury’s finding on this element of the section 848 offense.
A conspiracy under 21 U.S.C. § 846 or § 963 can be a predicate offense under section 848.
See United States v. Brantley,
The case is remanded to the district court with instructions to dismiss the convictions of Counts 1 and 2 and merge them into the conviction for Count 3. In all other respects the conviction is Affirmed.
Notes
. The Supreme Court has held that the
Block-burger
test is in essence a rule of statutory construction and that the ultimate question of whether two offenses are the same is one of legislative intent.
See Garrett v. United States,
- U.S. -,
