UNITED STATES of America, Plaintiff-Appellee, v. Rodolfo TRUJILLO, aka El Negro, aka Alexander Quintana Ruiz, Defendant-Appellant.
No. 11-50353
United States Court of Appeals, Ninth Circuit
April 16, 2013
713 F.3d 1003
Before: WILLIAM C. CANBY, JR., STEPHEN REINHARDT, and KIM McLANE WARDLAW, Circuit Judges.
Before: DOROTHY W. NELSON, JOHNNIE B. RAWLINSON, and SANDRA S. IKUTA, Circuit Judges.
ORDER
The opinion filed on March 14, 2013, published at 2013 WL 1092709, is WITHDRAWN pending resolution of the petition for rehearing en banc in United States v. Zepeda, 705 F.3d 1052 (9th Cir.2013). It may not be cited as precedent by or to this court or any district court of the Ninth Circuit.
UNITED STATES of America, Plaintiff-Appellee, v. Rodolfo TRUJILLO, aka El Negro, aka Alexander Quintana Ruiz, Defendant-Appellant.
No. 11-50353.
United States Court of Appeals, Ninth Circuit.
Argued and Submitted Jan. 8, 2013.
Filed April 16, 2013.
Brianna J. Mircheff (argued), Deputy Federal Public Defender, Los Angeles, CA, for Defendant-Appellant.
Before: WILLIAM C. CANBY, JR., STEPHEN REINHARDT, and KIM McLANE WARDLAW, Circuit Judges.
OPINION
CANBY, Senior Circuit Judge:
Rodolfo Trujillo was convicted in 1993 of conspiracy to possess and of possessing with intent to distribute 2,915 kilograms of cocaine. He was sentenced to 360 months imprisonment. Subsequently, the Sentencing Commission amended the Sentencing Guidelines to lower the offense level applicable to Trujillo, with an application note indicating that upward departures from the new level might be warranted in cases involving an excessive quantity of drugs.
Trujillo subsequently moved under
We address three principal issues: First, the government contends that the district court lacked jurisdiction to entertain a second motion under
Second, we conclude that the district court erred in failing to explain at all its rejection of Trujillo‘s arguments based on the
Third, we reject Trujillo‘s contention that the upward departure under the amended Guideline‘s application note violated the Ex Post Facto Clause.
I.
On appeal, the government contends for the first time that the district court lacked subject matter jurisdiction to consider Trujillo‘s second
[I]n the case of a defendant who has been sentenced to a term of imprisonment based on a sentencing range that has subsequently been lowered by the Sentencing Commission pursuant to
28 U.S.C. 994(o) , upon motion of the defendant ..., the court may reduce the term of imprisonment, after considering the factors set forth in section 3553(a) to the extent that they are applicable, if such a reduction is consistent with applicable policy statements issued by the sentencing commission.
The government‘s argument relies on a strained reading of the statute, and a mischaracterization of the first motion proceeding. The sentence that Trujillo is serving is the one originally imposed upon him when he was convicted. That sentence was not modified by the district court in response to Trujillo‘s first motion under
Our conclusion that
Our sister Circuits have divided on the question whether a district court lacks jurisdiction to entertain a second
The Third Circuit, however, upheld a district court‘s entertainment of a second
Though our sister circuits may be right that such silence [of Congress in failing specifically to authorize successive motions], when read in light of the statute‘s purpose of restricting a district court‘s authority to revisit a criminal sentence, means that a defendant is only entitled to one bite at the apple, it does not follow that this restriction goes to the subject matter jurisdiction of the district court. After all, a rule derived from congressional silence does not support an inference that Congress has “clearly stated” its intent to limit a district court‘s jurisdiction to one
§ 3582(c)(2) motion. See ... Animal Sci. Prods., Inc. [v. China Minmetals Corp.], 654 F.3d [462,] 468 [3rd Cir.2011] (applying the Arbaugh “clearly states” test).
Id. at 421. We agree with this jurisdictional analysis and reject any contrary views that may have been adopted in whole or in part by other circuits.
Holding as we do that the district court had jurisdiction to entertain Trujillo‘s second motion under
II.
We proceed to the merits of Trujillo‘s appeal.3 In Trujillo‘s second
Defendant‘s conviction involved more than 2,800 kilograms of cocaine, an amount well above ten times the 150 kilogram minimum in Amendment 505‘s amended drug quantity table.... In addition, Defendant was one of the masterminds behind the ... distribution of the cocain[e] at issue. In light of these facts, the court has consider[ed] Defendant‘s sentence under the new guidelines pursuant to Amendment 505 and concludes that here—where more than 10 times the maximum drug quantity established by offense level 38 was in Defendant‘s possession—an upward departure is warranted. Accordingly, the court declines to ... resentence Defendant.
The order did not discuss any of the
A district court is required to “consider” the
The Supreme Court has instructed, however, that “[w]here the defendant or prosecutor presents nonfrivolous reasons for imposing a different sentence ... the judge will normally go further and explain why he has rejected those arguments. Sometimes the circumstances will call for a brief explanation; sometimes they will call for a lengthier explanation.” Rita, 551 U.S. at 357, 127 S.Ct. 2456. Our en banc court, too, has made clear that “when a party raises a specific, nonfrivolous argument tethered to a relevant
In Pepper and Gall, the Supreme Court made clear that post-sentencing or post-offense rehabilitation—particularly in light of its tendency to reveal a defendant‘s likelihood of future criminal conduct—was a critical factor to consider in the imposition of a sentence. See Pepper, 131 S.Ct. at 1242-43 (citing
Regardless of the ultimate force of Trujillo‘s arguments, they are not frivolous. The district court did not address any of them, even to dismiss them in shorthand. This total omission goes against the explicit policy considerations in Rita, where the Supreme Court explained that while a district judge need not enumerate every factor supporting a particular sentence, “[A] statement of reasons is important. The sentencing judge should set forth enough to satisfy the appellate court that he has considered the parties’ arguments and has a reasoned basis for exercising his own legal decisionmaking authority.” 551 U.S. at 356, 127 S.Ct. 2456.
The government asserts that the district court‘s explanation was adequate because its order began, “Having reviewed the papers submitted to the court ...,” thereby suggesting that the record had been adequately and thoroughly considered. We find this argument unpersuasive. First, the Rita instruction is concerned with explanation, not merely consideration. Underlying this emphasis is a concern that appellate courts and the public have an adequate basis for concluding that sentencing occurred in a reasonable fashion. 551 U.S. at 357, 127 S.Ct. 2456. It is true that, in Carty, we relied in part on the district judge‘s statement that he had “reviewed the papers,” and because the papers had discussed the
The government is correct in noting that the district court discussed the quantity of drugs involved and Trujillo‘s role, both appropriate considerations under
III.
Finally, Trujillo argues that the district court, in employing an upward departure pursuant to Application Note 17, violated the Ex Post Facto Clause,
The district court did not explicitly address Trujillo‘s argument. In any case, the argument fails. Although the revision of the sentencing guidelines and the addition of the application note were clearly retrospective, they did not disadvantage Trujillo: the permission for upward departure merely caused him to retain the same sentence that he had been given before the law was revised. See
This case is not like Hamilton, which involved a defendant who was originally sentenced as a career offender under the 1988 Guidelines, in part because his offense of conviction was determined to be a “crime of violence.” The Sentencing Commission thereafter amended the applicable Guideline to specify that Hamilton‘s offense of conviction, possession of a firearm by a felon, did not qualify as a crime of violence. The amendment was retroactive. When Hamilton moved to modify his sentence to take account of the Guideline amendment, the district court gave him the benefit of the amendment, but then applied the 1993 Guidelines that resulted in a larger sentence than he would have been subject to under the original 1988 Guidelines, as amended only by the retroactive amendment by the Sentencing Commission. We held that application of the new, disadvantageous 1993 Guidelines violated the Ex Post Facto clause, even though the new sentence did not exceed the original one. Hamilton, 67 F.3d at 764-65.
This case differs from Hamilton in two important particulars. First, Trujillo was not subjected to a new and more severe sentence under a new set of Guidelines unrelated to the retroactive amendment applicable to his case. Instead, Trujillo seeks to take advantage of one portion of a single amendment to the Guideline under which he was sentenced, and to disregard a condition that was added to the Application Note to that very Guideline as part of
Second, the amendment in Trujillo‘s case, taken as a whole and applied to his original sentence, did not render the term of that sentence necessarily erroneous. The Guidelines as amended still permitted the sentence Trujillo originally received. Thus, the assessment of prejudice resulting from the district court‘s denial of relief to Trujillo is based on whether his sentence after that denial exceeded his original sentence, which it did not.
In Hamilton, in contrast, the retroactive amendment providing that Hamilton‘s offense of conviction was not a crime of violence rendered his sentence erroneous. We therefore compared his new sentence of 77 months to the 12–18 month sentence he would have been required to receive had the retroactive amendment been in effect at his original sentencing. Hamilton, 67 F.3d at 765. He was accordingly disadvantaged by the application of the new set of Guidelines, in violation of the Ex Post Facto clause. Because Trujillo‘s original sentence was not rendered legally erroneous by the Sentencing Commission‘s retroactive amendment, we compare his current sentence to his original sentence of 360 months to determine whether Application Note 17 “disadvantaged” him. Because the district court‘s denial of relief under
IV.
To sum up: The district court had jurisdiction to entertain Trujillo‘s second motion to modify his sentence under
VACATED and REMANDED.
Michelle CAMERON, Plaintiff-Appellant, v. Michelle CRAIG; County of San Diego, Defendants-Appellees.
No. 11-55927.
United States Court of Appeals, Ninth Circuit.
Argued and Submitted Jan. 11, 2013.
Filed April 16, 2013.
