Case Information
*1 Bеfore: KETHLEDGE, WHITE, and STRANCH, Circuit Judges. _________________ COUNSEL ON BRIEF: Needum L. Germany III, OFFICE OF THE FEDERAL PUBLIC DEFENDER, Memphis, Tennessee, for Appellant. Dan L. Newsom, UNITED STATES ATTORNEY’S OFFICE, Memphis, Tennessee, for Appellee.
_________________ OPINION _________________
JANE B. STRANCH, Circuit Judge. Defendant Rodney Dotson, Jr., was charged with sexual exploitation of a minor in violation of 18 U.S.C. § 2251(a) and possession of child pornography in violation of 18 U.S.C. § 2252(a)(4)(B). Prior to trial, the government sought to enter a redacted version of the statement Dotson gave to the authorities following his arrest. Although Dotson requested that the statement be admitted in its entirety, the district court ruled that the redacted portions were inadmissible. A jury convicted Dotson on both counts, and the district court sentenced him to a prison term of 22 years. The court also imposed a 20-year term of supervised release, which carried with it a number of conditions. Dotson appeals, contending (1) that the district court abused its discretion in not admitting his entire statement and (2) that the district court plainly erred in imposing several conditions of supervised release. For the following reasons, we hold that the district court did not abuse its discretion in admitting the redacted statement. Because we conclude that the district court did not articulate a rationale for imposing some of the conditions of supervised release, however, we VACATE the judgment with respect to these conditions only and REMAND for further proceedings consistent with this opinion.
I. FACTS
The defendant, Rodney Dotson, Jr., resided with his girlfriend, M.C., and her four-year-old daughter, A.C., [1] the victim. M.C. discovered that the memory card to Dotson’s cellular phone contained inappropriate photograрhs of A.C. and turned the card over to the police. The police also discovered videos of A.C. and images of other children that Dotson had downloaded from the Internet on the card. After he was arrested and gave an incriminating statement, Dotson was charged with sexual exploitation of a minor and possession of child pornography. See 18 U.S.C. §§ 2251(a) & 2252(a)(4)(B).
Prior to trial, the government filed a motion in limine seeking to redact certain portions of Dotson’s written statement. [2] The government contended that these portions of the statement (1) constituted inadmissible hearsay; (2) were irrelevant to the charges in the indictment; and (3) were unfairly prejudicial, likely to cause confusion of the issues, and/or had the potential to mislead the jury. Dotson’s counsel argued that the entire statement should be admitted based on the rule of completeness. The district court concluded that the redacted portions did not make any of the contested elements in the case more or less likely and would be more appropriately considered during sentencing; accordingly, the court granted the government’s motion. Dotson’s full statement is quoted below as written. The bold portion constitutes the redacted statement that was admitted into evidence:
My name is Rodney Dotson this is me at my worse. I’m disgraced with my actions. But this is me , I was born and raised mostly in New York. Come from a family of high expectations and very good moral values. I was mainly with my mom my whole [life], my dad was in and out after I was born. She worked a lot to take care of us. So me, my older sister and two younger siblings stayed with my grandma in New York. She had a sick way of lookin at life but at 3 or 4 years old (me) I started noticing things about women and myself and didn’t know why. At around that time I started having dreams at least I thought they were dreams but while I took a bath my grandma would start touching my privates and it felt good but I can’t be sure whether it was a dream or just me being messed with. 1995 well we moved to Bolivar, tn life looked pretty good a fresh start ya’ know, a fresh life. Things were gonna be great ya’ know? But they weren’t. I formed a habit of staying up late me and my brother (little brother) shared a room, mostly he slept with my mom and dad. So I was alone but I wandered a lot and most nights my dad was in my big sisters room. Didn’t know why but eventually discovered he was touching her. He left and came back because my mom Idk loved em. So he was better, we all thought but one day I woke up early in 95’ my dad wanted to take me to Walmart We shopped and stuff. When we got out of Walmart just me and him we drove to a location unknown to this day and he wanted to see my private so I showed he touched it I was kinda scared but he was my dad. This went on till 96’ and by then It got worse his family molested me and my sister taught me how to have sex and my dad especially took great interest in me. One morning my dad was in my room told me to put my shirt over my head and pull my pants down so I did like usual but this time was different my mom woke up early too and was gonna come in my room he ran into the bathroom and left me like I was. I confessed everything to her and he was gone. 97’-99’ I spent in NY back with my grandma things we different the neighborhood changed and everything. My problem with molestation still wasn’t gone tho, now I had a mentally ill neighbor who messed with younger boys he worked for my grandma from time to time mowing the grass washing windows et. So one day while taking the trash out I met him and he automatically grabbed and squeezed my private and wouldn’t let go till I touched his so I did. Never told anyone because I thought ppl would call me gay and treat me different. 99’ lost myself, everything I’ve become was surrounded by anger, rage and distrust of authority figures. I continued to live with my mom for the next 8 year. Mom and dad permanently separated mom doesn’t know how shes gonna pay for the hotel room where we lived while going to Lexington High School. It was a battle day in day out I was 17 failing classes, uncertainty of where I’m a living so I left and drifted from place to place situations are getting worse I was home less mostly helped sell drugs to get by. Then a blessing happened I met [M.C.] she was down and out her babies father kept leaving and she needed a father figure and somebody to spend her life with. So I stayed with her we were happy, her daughter and all of us were happy. Anytime we needed each other we were there ya know? But things started to get bad we were starting to not afford things. So we moved from [redacted street address] to a trailor Park where [A.C.] had her mom and I had mine with [M.C.] Things were normal outside of the fact we still couldn’t afford stuff so once again we moved to my moms we lived in one room. Me [M.C.] and [A.C.], I didn’t like the fact that [M.C.] let [A.C.] change in our room but she had to. So I left it alone we stayed there in that one room from May 09’ to Feb or March 10’ and moved to [redacted street address]. Things once again were wonderful ya’ know? I hid my thoughts of wanting to marry [M.C.] for a long time nеver brought it up or anything. Small house, tention was all around between me and [M.C.] and her family not mention we lived next to an old man, who so many of my friends got either raped or molested by. Things were getting bad, But got better [M.C.] gotta job and needed me to watch [A.C] or get her from school so I did. I noticed I didn’t mind [A.C.] changing were I could see anymore I thought it was normal and ya’ know that’s what [M.C.] made me believe. So I thought it was ok. But eventually it turned into I guess you can say a bad thing. I was on a site one day looking for a song that I didn’t wanna pay for and I found it what I didn’t know is once you click on it you get everything that the person uploaded which in this case was the song of course but it came with some little girl pictures which 4 some reason I didn’t get rid of them. I kept them and eventually found more and more and just saved them. A few weеks after that I knew something was wrong but the oddest thing least I thought it was odd was I didn’t get aroused but I wouldn’t delete em’ and admitted to [M.C.] during a brief argument that I had a problem and I knew I thought about things that I shouldn’t of. She didn’t question it. So I went on, weeks passed and [A.C.] changed etc. I watched one time and I felt so bad about it but I didn’t wanna make it seem like I lost control of this situation. I was gonna keep it to myself and figure out how and why I got this way. So I battled with it. [A.C.] wore clothes that showed too much I thought and I constantly told her to sit another way or told [M.C.] to change her. But images of her were in my head, disgraceful, and distasteful but they were there. And eventually it got worse she was sleepin and her pants were ll fitting any ways and I’ve seen it so I’d go over this time and pull them down more placed my hand on her bottom and - a picture. Among several others I never got aroused but I liked lookin’ at the pictures that night and call myself sick and nasty at the end of the night. I never touched her anywhere else from that point on it never happened again. I made a video, several of those too, one we were watching a movie and she said that lady has some big boobs a part of the movie I forgot to fast forward through but I said there not that big she said yest they were then she raised up her shirt and said hers weren’t that big that bothered me I got mad at her for a min. and started watchin the movie again. Then Idky for some dumb reason I told her to do it again and she did and this I recorded it. At that moment I felt as the police or god or something was gonna get me. So I stayed my distance from her for the rest of the night I was afraid. But for some reason I still thоught I had a handle on the problem didn’t want her to know what I was doing shes not stupid shes really not. I was ashamed for it from the beginning ya’ know? I knew I was doing this that’s bad enough. So one more time I recorded her I wasn’t going to do anything but she wanted me to go to the bathroom to turn on the light for so I did the next thing I know she took her pants off to use it and went to living room sat there and was Idk, thinkin’ about a lot and how I told myself it would stop then I said this would be the time then I’m done for good I went in the bathroom and she was on the toilet I was pretendin like I was textin so she wouldn’t know I know how that feels to be taken advantage of by somebody who doesn’t care if you know or don’t. So I was try na hide it, she sat up well stood up and I told her to reach into the tub while I was recording I saw her bottom and I felt like the ppl I hated but its something beyond my control. I have no clue where all of this came from and I don’t why it happens randomly but it does. I had a lot of pride and didn’t want to admit it to no one because I’ve always been against things like this. But there it is, my ups and downs, my family I’ve hurt, so bad I can’t imagine the pain [M.C.’s] feeling as I write this. And whats going through [A.C.’s] head seeing me gone but I guess one day I can apologize and become the man they need. I know can be it I just need some help. But in the mean time for [A.C., M.C.] and people workin’ on this god awful case I’m sry.
Following a jury trial, Dotson was found guilty on both counts. The district court imposed a 22-year sentence on Count 1, with a 10-year sentence on Count 2 to be served concurrently, and determined that a 20-year period of supervised release was appropriate because of “cоncerns” it had about the circumstances of the case. This was the extent of the district court’s explanation as to the specifics of Dotson’s supervised release. However, in addition to the mandatory and standard conditions of supervision, a number of other terms were imposed. These included, in pertinent part, (1) a prohibition on possessing any pornography; (2) a prohibition on using sexually oriented telephone numbers or computer services; (3) a prohibition on “possess[ing] or us[ing] a computer with access to any ‘on-line service’ or other forms of wireless communication at any location (including employment) without the prior approval of the Probation Officer,” which included “any Internet Service Provider, bulletin board system or any other public or private network or email system”; and (4) a requirement that Dotson submit to drug testing and drug treatment programs as directed by his probation officer. Defense counsel did not lodge an objection to these conditions. Dotson timely appealed.
II. ANALYSIS
A. Redacted Statement
Dotson contends that without the omitted portions of his statement, the jury was left with the impression that he was simply preying on a vulnerable woman and her child, and that he lacked any remorse for his actions. In response, the government argues that the redacted portions lacked relevance and would not have placed the admitted portions into context if admitted.
Federal Rule of Evidence 106, which codifies the common law “rule of
completeness,”
see United States v. Holden
,
(1) whether the additional evidence explains the evidence already admitted; (2) whether it places the admitted evidence in its proper context; (3) whether its admission will serve to avoid misleading the trier of fact; and (4) whether its admission will insure a fair and impartial understanding of all of the evidence.
United States v. McAllister
,
Here, the redacted statement introduced by the government sought to establish that Dotson sexually exploited a minor and unlawfully possessed child pornography. As to the first offense, 18 U.S.C. § 2251(a) provides that
[a]ny person who employs, uses, persuades, induces, entices, or coerces any minor to engage in . . . any sexually explicit conduct for the purpose of producing any visual depiction of such conduct . . . shall [receive a sentence of not less than 15 years and not more than 30 years] . . . if that visual depiction was produced . . . using materials that have been mailed, shipped, or transported in or affecting interstate or foreign commerce by any means, including by computer . . . .
As to the second offense, 18 U.S.C. § 2252(a)(4)(B) prohibits the knowing possession of items
which contain any visual depiction that has been mailed, or has been shipped or transported using any means or facility of interstate or foreign commerce or in or affecting interstate or foreign commerce, or which was produced using materials which have been mailed or so shipped or transported, by any means including by computer, if . . . the producing of such visual depiction involves the use of a minor engaging in sexually explicit conduct.
The district court concluded that the redacted portions of Dotson’s statement were not relevant to any issues in the case, that is, they did not have “any tendency to make a fact [of consequence in determining the action] more or less probable than it would be without the evidence.” Fed. R. Evid. 401(a)–(b). We agree. The omitted portions—which illustrated that Dotson had a rough upbringing and had been sexually abused as a child; that he considered his girlfriend to be a “blessing” and had intended to marry her prior to encountering financial difficulties; and his concern that the victim knew he was exploiting her—did not make any fact of consequence related to these statutory offenses more or less probable than it would have been without them.
A case relied upon by the government,
United States v. Dorrell
,
Similarly here, the fact that Dotson had a troubled upbringing, cared for his girlfriend, and was concerned that the victim knew she was being exploited did not in any way inform his admission that he photographed the victim, made videos of her, and downloaded sexually explicit images of other children from the Internet. We find, therefore, that the district court did not abuse its discretion in ruling that the redacted portions of Dotson’s statement were irrelevant to the purpose for which the statement was admitted.
B. Conditions of Supervised Release
Dotson challenges the conditions of supervised release (1) prohibiting him from
possessing any pornography; (2) prohibiting him from using sexually oriented phone
numbers or computer services; (3) prohibiting him from possessing or using a computer
with access to any online service or other form of wireless communication without prior
approval from a probation officer; and (4) requiring drug testing and drug treatment
programs as directed by his probation officer. Because Dotson did not object to the
imposition of these conditions, we are limited to plain error review.
See United States
v. Inman
,
In determining whether plain error has been established under similar
circumstances, we have found it helpful to reference the standard by which we review
the imposition of a condition of supervised relief if the issue was properly preserved.
See
,
Dotson relies on two recent opinions—
Inman
,
In
Inman
, the defendant pled guilty to possession of child pornography. Despite
both parties’ request for a 10-year term of supervised release, the district court imposed
a lifetime term with a number of standard and special conditions. ,
More recently, in
Maxwell
, the defendant pled guilty to one count of failing to
register as a sex offender.
These cases emphasize that requiring the district court to adеquately state on the record the rationale for the conditions selected aids in assuring that those chosen are applicable to that particular defendant and thus are more likely to encourage his rehabilitation. Following this procedure provides the occasion to consider the effect of special conditions of supervised release on education, employment, and other factors that substantially impact the opportunity and capacity to reintegrate into society. And the imposition of conditions for rehabilitation in a manner calculated to enable a successful return to productive participation in society serves to protect the public—the other goal of probation. We turn to review of Dotson’s challenges to the conditions of his supervised release in light of this legal framework.
1. Pornography and sexually oriented telephone numbers or computer services
Special conditions of supervised release involving prohibitions on the use of
pornographic materials have previously been upheld by this circuit. In
United States v.
Lewis
, No. 11-6445,
In this case, Dotson’s conviction stemmed in part from his possession of sexually
explicit images of children, and it is quite likely that the district court viewed exposure
to any pornographic or sexually oriented materials as placing Dotson at risk of
reoffending.
Cf. United States v. Voelker
,
2. Computer and Internet restrictions Unlike the defendants in and Maxwell , Dotson’s crime involved, in part, downloading sexually explicit images of children from the Internet. Some limitations on Internet access, as well as on the use of devices that can access the Internet, is undoubtedly warranted based on the nature of the offense. Dotson also indicated that his offenses had been a result of his inability to control his urges, another reason that might weigh in favor of restricting Internet access in some capacity. Once more, however, the record does not reflect why the district court viewed the blanket 20-year ban imposed, subject only to the discretion of the probation officer, to be reasonably related to the goals of probation, Dotson’s rehabilitation, and the protection of the public.
There is, again, nothing foreclosing the district court from imposing this same
restriction on remand, as long as there is an adequate connection between the condition
and the purposes of sentencing. In fact, the imposition of substantially similar
conditions is not without precedent.
[5]
We pause, however, to make the undisputed
observation that computers, cell phones, and Internet access play a fundamental role in
the modern age, a role that will undoubtedly have increased by the time Dotson is
released from prison.
See Voelker
,
On remand, it may be helpful for the district court to “consider the ubiquitous
nature of the internet as a medium of information, commerce, and communication as
well as the availability of filtering software that could allow [Dotson’s] internet activity
to be monitored and/or restricted.”
Voelker
,
3. Drug testing and treatment
The district court imposed several conditions related to drug use and testing. First, it imposed the statutorily mandated condition of supervised release requiring the defendant to “refrain from any unlawful use of a controlled substance” and to “submit to one drug test within 15 days of release from imprisonment and at least two periodic drug tests thereafter, as determined by the court.” [8] Second, it imрosed the standard condition of supervision requiring that Dotson “refrain from excessive use of alcohol,” providing that he “shall not purchase, possess, use, distribute, or administer any controlled substance or any paraphernalia related to any controlled substances, except as prescribed by a physician,” and requiring him to “submit to periodic urinalysis test as directed by the probation officer to determine the use of any controlled substance.” permitting benign internet use, it might be appropriate to ban all use”).
comply with all sex offender registry requirements,” the box on the judgment providing for this condition was not checked. It is clear, however, that Dotson qualifies as a sex offender under the Act and must therefore register. See 42 U.S.C. § 16911(1) & (5)(A)(ii); see also 42 U.S.C. § 16913(a). [7] Although the district court stated during the sеntencing hearing that Dotson was required “to 3563(a)(4).” 18 U.S.C. § 3583(d). This cross-reference, which actually refers to 18 U.S.C. § 3563(a)(5) and deals with conditions of probation, provides that these requirements “may be ameliorated or suspended by the court for any individual defendant if the defendant’s presentence report or other reliable sentencing information indicates a low risk of future substance abuse by the defendant.” Of course, this condition “may be ameliorated or suspended by the court as provided in section Third, it imposed an additional condition of supervised release requiring Dotson to “submit to drug testing and drug treatment programs as directed by the Probation Officer.” [9]
It appears from Dotson’s statement that he previously sold drugs in order to “get
by.” The government argues that this fact, along with the nature of the offense,
establishes that “it is in the public’s interest that [Dotson] be monitored and tested for
possible substance abuse.” However, this generalized logic misses the mark. There is
simply nothing in the record indicating whether Dotson has previously abused drugs and
would be at risk for future abuse. Under such circumstances, we have remanded to the
district court so that it could “explain why these conditions of supervised release are
warranted.”
Inman
,
III. CONCLUSION
Although we hold that the district court did not abuse its discretion in admitting a redacted version of Dotson’s statement at trial, we determine that, as in Inman and Maxwell , a remand is necessary so the district court can reconsider several of the conditions imposed on Dotson’s supervised release. The error here—failure to articulate the reasons for imposing the conditions of supervised relеase at issue—is plain. See, e.g. , , 666 F.3d at 1006 (observing that “[a] sentence that is not adequately explained is procedurally erroneous”). We find that the error affected Dotson’s substantial rights because the district court might have imposed less restrictive conditions had it fully considered and explained its basis for doing so on the record. See id. The error affected the fairness, integrity, or public reputation of the proceedings because the conditions are potentially more severe than those that would have been imposed had the district court followed the procedure required by our precedent. See id. at 1006-07. We therefore VACATE the judgment with respect to the special conditions of supervised release and REMAND for further proceedings consistent with this opinion.
Notes
[1] Pursuant to Federal Rule of Criminal Procedure 49.1(a)(3), a minor’s initials are to be used in court filings. We also use only the initials of the victim’s mother in an effort to ensure anonymity.
[2] The government sought to admit the statement pursuant to Federal Rule of Evidence 801(d)(2)(A), which allows a “statement . . . offered against an opposing party [that] was made by the party in an individual or representative capacity” to be admissible as non-hearsay.
[3] Accord United States v. Lopez-Medina , 596 F.3d 716, 735 (10th Cir. 2010) (“The rule of completeness . . . does not necessarily require admission of [an entire statement, writing or recording.] Rather, only those portions which are relevant to an issue in the case and necessary to clarify or explain the portion already received need to be admitted.” (alteration in original) (internal quotation marks omitted)); United States v. Haddad ,10 F.3d 1252 , 1258-59 (7th Cir. 1993) (stating that “the portions of the statement that the proponent seeks to admit must, of course, be relevant to an issue in the case”); United States v. Dorrell ,758 F.2d 427 , 434 (9th Cir. 1985) (observing that because the application of the rule of completeness is “a matter for the trial judge’s discretion” that he or she “may exclude portions of written statements offered into evidence that are irrelevant”).
[4]
However, if the reasons for imposing a condition are clear from the record, “[a] district court’s
failure to explain its reasons . . . will be deemed harmless error.”
United States v. Carter
,
[5]
However, there is some disagreement among the circuits as to whether such a ban, even if there
is an exception for probation officer approval, is appropriate for those offenders who “possess or distributе
child pornography,” as opposed to “those who use the Internet to initiate or facilitate the victimization of
children.”
Miller
,
[6]
Should the district court conclude that more narrowly tailored restrictions are appropriate, it may
consider imposing a more restrictive ban if Dotson fails to abide by the originally imposed conditions.
See
United States v. Freeman
,
[9]
The government briefly argues that Dotson’s challenge is not ripe for review. We disagree. We
are not presented with a situation, such as that in
United States v. Lee
,
[10] In , the statutory mandatory condition requiring testing after release from prison and periodic testing as directed by the court was imposed, as were special conditions prohibiting the consumption of any alcoholic beverages and requiring the defendant to inform his probation officer of each prescription medication in his possession, regardless of whether it contained controlled substances. Id. at 1004-05.
