MEMORANDUM OPINION AND ORDER
THIS MATTER comes before the Court on: (i) Defendant Thomas R. Rodella’s Motion to Disqualify the U.S. Attorney’s Office for the District of New Mexico, the Prosecutor in This Case, by Virtue of the U.S. Attorney Damon P. Martinez Being a Witness, filed September 4, 2014 (Doc. 37)(“Motion”); and (n) Defendant R. Ro-della’s Amended Motion to Disqualify the U.S. Attorney’s Office for the District of New Mexico, the Prosecutor in this Case, by Virtue of U.S. Attorney Damon P. Martinez Being a Witness, filed September 5, 2014 (Doc. 38)(“Amended Motion”). The Court held evidentiary hearings on September 15, 2014, and September 16, 2014. The primary issues are: (i) whether the United States Attorney for the District of New Mexico, Damon Martinez, may be compelled to testify when his testimony does not concern the facts underlying the case and when his testimony can be sought from other witnesses; (ii) whether the United States Attorney’s Office for the District of New Mexico should be disqualified from the case when Mr. Martinez may be biased against Defendant Thomas Ro-della; and (iii) whether the United States Attorney’s Office for the District of New Mexico should be disqualified from the case when Mr. Martinez may be called as a factual witness in the case. Because Mr. Martinez’ testimony is irrelevant to the case, and because Rodella may obtain evidence that is the subject of Mr. Martinez’ testimony from other sources, Mr. Martinez cannot be compelled to testify. Additionally, because a court should rarely — if ever — disqualify an entire United States Attorney’s Office, and because one attorney’s bias is not imputed to an entire government agency, the Court will not disqualify the United States Attorney’s Office for the District of New Mexico. Accordingly, the Court will deny the Motion and the Amended Motion.
FACTUAL BACKGROUND
The Superseding Indictment, filed September 9, 2014 (Doc. 55)(“Indictment”), alleges that on March 11, 2014, in Rio Arriba County, New Mexico, Rodella, while acting under color of state law, subjected a person — Michael Tafoya — to “unreasonable seizure by a law enforcement officer.” Indictment at 1. Specifically, Rodella allegedly used unreasonable force and caused an “unlawful arrest by deputies of the' Rio Arriba County Sheriffs Office.” Indictment at 1. “This offense resulted in bodily injuries]” to a person, and included the “use and threatened use of a dangerous
Before the Grand Jury indicted Rodella, Mr. Martinez invited Rodella to a meeting on May 7, 2014, to discuss the relationship between the United States Forest Service (“Forest Service”) and the Rio Arriba Sheriffs Office. See Amended Motion at 2; Affidavit of Jean-Claude dei Fiori Arnold at 1-2, filed September 5, 2014 (Doc. 38-l)(“Arnold Aff.”). The discussions were to concern Forest Service special agents’ assertions that they had authority to stop motorists outside of national forest lands and Rodella’s refusal to deputize them as Rio Arriba County deputy sheriffs. See Amended Motion at 2. At the meeting, Rodella and five other individuals represented the Rio Arriba Sherriff Office; Mr. Martinez, along with several Assistant United States Attorneys (“AUSAs”), Forest Service attorneys, and Forest Service law enforcement officers, represented the Forest Service. Arnold Aff. at 3. Mr. Martinez requested that the meeting remain confidential and that no recordings be made. See Arnold Aff. at 3. During the meeting, Mr. Martinez threatened “Sheriff Rodella with arrest/prosecution if the sheriff or any of his deputies in any way interfered with any [Forest Service] law enforcement officer carrying] out his/her supposed legitimate mission anywhere in Rio Arriba County.” Arnold Aff. at 4. In making this threat, Mr. Martinez “chastised the sheriff for challenging the authority and practices of [Forest Service] law enforcement personnel and, by doing so, fomenting unrest among the citizenry of the sheriffs jurisdiction.” Arnold Aff. at 4.
PROCEDURAL BACKGROUND
On September 4, 2014, Rodella filed the Motion to disqualify the United District Attorney’s Office for the District of New Mexico, and on September 5, 2014, he filed the Amended Motion. See Motion at 1; Amended Motion at 1. A week later, on September 12, 2014, the United States filed the Response to Motion to Disqualify the U.S. Attorney’s Office, filed September 12, 2014 (Doc. 76)(“Response”). The Court held evidentiary hearings on September 15, 2014, and September 16, 2014.
1. The Briefs.
Rodella asserts that hе will call Mr. Martinez “as a witness at trial to elicit his confession that he threatened Mr. Rodella with arrest and prosecution.” Amended Motion at 2. Rodella argues that this “testimony is relevant to demonstrate the improper motive and bias of U.S. Attorney Martinez because personal animosity between a prosecutor and a criminal defendant may be probative of an improper motive by the prosecutor.” Amended Motion at 2. Rodella contends that a “United States Attorney can be disqualified from prosecuting a case if he or she has a personal or political relationship to a case.” Amended Motion at 3 (citing 28 C.F.R. § 45.2). Rodella argues that the “disqualification of government counsel ... has been allowed in certain circumstances particularly where there is a conflict of interest,” and that “ ‘the district court must make attorney-specific findings and legal conclusions before disqualifying attorneys from. the USA’s office.’ ” Amended Motion at 3 (quoting United States v. Bolden,
Rodella argues that the Court has “absolute discretion to permit a defendant to call the prosecutor as a witness if the prosecutor ‘possesses information vital to the defense.’ ” Amended Motion at 4 (quoting United States v. Wooten,
Rodella contends that, because Mr. Martinez is a “vital witness to the defense’s case,” the “disqualification of the entire United States Attorney’s Office is warranted in this case.” Amended Motion at 9. Rodella refers the Court to 28 U.S.C. § 541 to argue that, because Mr. Martinez “is the U.S. Attorney, all Assistant United States Attorneys work under his authority and control.” Amended Motion at 9. Ro-della argues that, because Mr. Martinez “will be called as a witness at trial,” he “cannot also prosecute this case.” Amended Motion at 9-10. Rodella contends that “disqualifying only U.S. Attorney Martinez does not cure the substantial conflicts of interest that exist in this case.” Amended Motion at 9-10. Rodella maintains that there is no other attorney in the United States. Attorney’s Office for the District of New Mexico that “could prosecute the case
Rodella attached to the Amended Motion an affidavit from Jake Arnold. See Arnold Aff. at 1. Arnold served as the Public Affairs Officer of the Rio Arriba Sheriffs Office from January 1, 2011, to August 5, 2014. See Arnold Aff. at 1. In his affidavit, Arnold describes the May 7, 2014, meeting between Rodella and Mr. Martinez and the threat that Mr. Martinez made to Rodella. See Arnold Aff. at 1-4.
The United States responds by arguing that the Amended Motion is “baseless at its core because the charges against Defendant have precisely nothing to do with the U.S. Forest Service.” Response at 1. The United States contends that no evi-dentiary hearing is neeessary, because Ro-della “has failed to show animus, has misrepresented his own affidavit, and cannot show a valid need to call USA Martinez to testify.” Response at 1.
First, the United States argues that Ro-della has misrepresented Arnold’s affidavit, which is attached to the Amended Motion. See Response at 1-3. The United States notes that Arnold’s Affidavit states: “ ‘Damon Martinez did threaten Sheriff Rodella with arrest/prosecution if the sheriff or any of his deputies in any way interfered with any USFS law enforcement officer carrying] out his/her supposed legitimate mission anywherе in Rio Arriba County.’ ” Response at 1 (quoting Arnold Aff. at 4). The United States argues that “interfering with a federal officer engaged in official duties is in fact a federal crime.” Response at 1-2 (citing 18 U.S.C. § 111). The United States equates Mr. Martinez’ statement to the slogan: “You Drink, You Drive, You Lose.” Response at 2. The United States contends that there is no evidence of animus, and that Rodella’s evidence does nothing to “support!] the concept that USA Martinez’s interest in this case is anything other than the completely appropriate interest which a United States Attorney does and should have in prosecuting violations of federal law.” Response at 2 (citing United States v. Mezzanatto,
Second, the United States argues that Mr. Martinez will not be a witness at trial. See Response at 3-6. The United States contends that a prosecutor’s motives are
The United States notes that Rodella has not cited a case, statute, or rule that would cause Mr. Martinez’ meeting to be admitted into evidence to show Mr. Martinez’ motive in prosecuting the ease. See Response at 4. The United States maintains that Mr. Martinez cannot provide any testimony that concerns Rodella’s guilt or innocence, because Mr. Martinez was not involved in the conduct underlying the case — the conduct described in the Indictment. See Response at 5. The United States differentiates Prantil, by arguing that, in Prantil, the AUSA, who should have testified, was the same person to whom the defendant made the false statement for which he was charged. See Response at 5 (citing Prantil,
The United States maintains that there are substantial government interests weighing against allowing Rodella to call Mr. Martinez as a witness. See Response at 5. The United States contends that the Tenth Circuit has held that prosecutors should generally not be allowed to testify, because, if they testify, they might be disqualified, which would be inefficient and disruptive to the prosecution of criminal cases. See Response at 5-6 (citing United States v. Wooten,
Finally, the United States argues that it would be inappropriate to disqualify the entire United States Attorney’s Office. See Response at 7-8. The United States
2. The September IS, 2014, and September 16, 2014, Evidentiary Hearings.
The Court held evidentiary hearings on September 15, 2014, and September 16, 2014. At the hearings, Rodella called Sergeant Kenneth Olson of the New Mexico State Police to testify. See Transcript of Evidentiary Hearing at 3:19-4:10 (taken September 15, 2014)(“Sept. 15, 2014, Tr.”)(Gorence).
Olson testified that he supervises New Mexico State Patrolmen in Española, Rio Arriba County, parts of Santa Fe, New Mexico, and parts of Taos, New Mexico. See Sept. 15, 2014, Tr. at 5:13-28 (Gorence,
Olson testified that he had no reason to believe that the changes to the report came from the FBI or the United States Attorney’s Office. See Sept. 15, 2014, Tr. at 28:4-20 (Gorenee, Olson). Olson testified that the changes were not supplemental to the original report, but instead were merely correcting errors in the original report. See Sept. 15, 2014, Tr. at 33:5-34:18 (Gorenee, Olson). When Olson signed off on the original report, he believed that the simple assault charge was correct, see Sept. 15, 2014, Tr. at 22:15-19 (Gorenee, Olson), but testified that he also thought that the facts support the three additional charges that were added later, see Sept. 15, 2014, Tr. at 38:19-24 (Peña, Olson). Olson also testified that Sanchez did not sign the report, but that he wrote Sanchez’ initials on the report, which is his normal practice for when the patrolman, who prepared a report, is not available to sign it. See Sept. 15, 2014, Tr. at 10:9-21 (Gorenee, Olson).
Rodella also called Sanchez to testify. See Sept. 15, 2014, Tr. at 44:10-11 (Go-rence). Sanchez testified that he was assigned to the Tafoya case because he was on call when Tafoya reported the incident, and he was the next patrolman in the rotation to be assigned a case. See Sept. 15, 2014, Tr. at 46:14-25 (Gorenee, Sanchez). Sanchez alleged simple assault in his original report after talking to Thornton about the investigation. See Sept. 15, 2014, Tr. at 48:4-12 (Gorenee, Sanchez). Sanchez testified that Thornton told him to label the report as an informational report and let the District Attorney decide wheth
Rodella called the Chief of the New Mexico State Police, Pete Kassetas, to testify. See Transcript of Evidentiary Hearing at 135:3-9 (taken September 16, 2014)(“Sept. 16, 2014, Tr.”)(Gorence, Kassetas, Clerk). Kassetas testified that he reviewed Sanchez’- report and made some grammatical changes, but that he did not add the additional charges. See Sept. 16, 2014, Tr. at 138:4-12 (Gorence, Kasse-tas); id. at 139:24-140:13 (Gorence, Kasse-tas). Kassetas recalled that he asked to review the report after seeing a news story about the incident. See 145:5-10 (Gorence, Kassetas). Kassetas testified that he expected that the FBI would request a copy of the report, so he reviewed it to ensure that it had all of the necessary information, and that, after the report was finalized, he reached out to the FBI to see if they wanted to see the New Mexico State Police’s case file on the incident. See Sept. 16, 2014, Tr. at 146:13-18 (Kassetas); id. at 147:19-24 (Gorence, Kassetas). Kasse-tas has talked to the FBI about the case, but not before Sanchez’ report was finalized. See Sept. 16, 2014, Tr. at 145:11-146:10 (Gorence, Kassetas). Kassetas testified that neither the FBI nor the United States Attorney’s Office was involved in changing the charges in Sanchez’ report. See Sept. 16, 2014, Tr. at 154:16-21 (Go-rence, Kassetas).
Rodella also called Thornton to testify. See Sept. 16, 2014, Tr. at 195:13-20 (Go-rence, Thornton, Clerk, Court). Thornton testified that, after Olson looked at the report, he also examined it. See Sept. 16, 2014, Tr. at 195:7-15 (Gorence, Thornton). Thornton testified that he has not communicated with the FBI or the United States Attorney’s Office in connection with the case. See Sept. 16, 2014, Tr. at 196:14-18 (Gorence, Thornton). Thornton testifiеd that he was the person who made the decision tó change the misdemeanor assault charge to felonies. See Sept. 16, 2014, Tr. at 198:3-12 (Gorence, Thornton). Thornton noted that Kassetas had reviewed the report but that Kassetas had not indicated to him whether the charges in the report should be changed. See Sept. 16, 2014, Tr. at 198:24-199:15 (Go-rence, Thornton). Thornton.testified that the original report, which charged only a simple assault, was not a final report, because it needed to be changed. See Sept. 16, 2014, Tr. at 203:10-15 (Thornton).
After hearing the testimony from Olson, Sanchez, Kassetas, and Thornton, Rodella conceded that there was no evidence that the FBI or the United States Attorney’s Office requested that the police report be changed, and he withdrew the portion of his Motion to Disqualify that alleged that
Rodella also called Arnold to testify. See Sept. 15, 2014, Tr. at 77:5 (Gorence). Arnold served as the Public Affairs Officer of the Rio Arriba Sheriffs Office for three and a half years. See Sept. 15, 2014, Tr. at 78:1-9 (Gorence, Arnold). Arnold testified about the May 7, '2014, meeting, which he discussed in his affidavit. See Sept. 15, 2014, Tr. at 84:17-85:11 (Gorence, Arnold). Rodella tasked Arnold with arranging the meeting. See Sept. 15, 2014, Tr. at 85:5-11 (Arnold). Arnold thought that, from Rodella’s perspective, the issues at the meeting were: (i) whether Rodella should deputize Forest Service officers; (ii) whether Forest Service officers could stop people outside the boundaries of the national forest; and (iii) whether Forest Service officers could give citations to people within the boundaries of the national forest for state law violations, but prosecute the violations in federal court. See Sept. 15, 2014, Tr. at 86:9-87:11 (Arnold).
Arnold testified that Rodella, Rodella’s wife, and a former county commissioner were present at the meeting and that two other people from Rio Arriba County appeared telephonically. See Sept. 15, 2014, Tr. at 87:18-24 (Arnold). Arnold testified that there were also a number of people at the meeting on behalf of the Forest Service, including Mr. Martinez, an AUSA, other federal attorneys, and Forest Service officers. See Sept. 15, 2014, Tr. at 88:4-15 (Gorence, Arnold). Arnold testified that the meeting did nоt end cordially, but instead ended with Mr. Martinez threatening Rodella. See Sept. 15, 2014, Tr. at 88:22-89:11 (Gorence, Arnold). Arnold later testified that the meeting ended politely, but that there was tension in the room. See Sept. 15, 2014, Tr. at 96:17-97:3 (Peña, Arnold). Arnold characterized Mr. Martinez’ threat as follows:
A. That the sheriff had better toe the line he better not do anything to interfere with the United States Forest Service officers, or there were going to be some severe consequences.
A. I think he said that there might be ... arrests and prosecutions coming from any interference ... with U.S. Forest Service law enforcement officers. I’m not sure that that was subsequently just to sheriff Rodella but it was to anybody up in Rio Arriba [C]ounty that might try to interfere with the U.S. Forest Service officers.
Sept. 15, 2014, Tr. at 89:14-90:1 (Gorence, Arnold). Arnold believed that the interference that Mr. Martinez mentioned had to do with interfering with Forest Service officers stopping people outside the boundaries of the national forest without reasonable suspicion or probable cause, because that was what they had been discussing earlier in the meeting. See Sept. 15, 2014, Tr. at 93:7-16 (Peña, Arnold). Arnold did not remember the threat being tied to an agreement to deputize Forest Service officers. See Sept. 15, 2014, Tr. at 94:5-95:19 (Peña, Arnold); id. at 96:10-16 (Peña, Arnold). Rodella, however, had been adamant, since 2011, that he would not deputize the Forest Service officers, and Mr. Martinez made the threat of arrest and prosecution shortly after Rodella stated that he would not deputize the Forest Service Agents. See Sept. 15, 2014, Tr. at 100:12-101:7 (Gorence, Arnold); id. at 102:24-103:3 (Gorence, Arnold).
Rodella argued that he is entitled to call Mr. Martinez as a witness at trial. See Sept. 15, 2014, Tr. at 105:17-20 (Gorence). Rodella argued that he has a right under the Sixth Amendment to the Constitution of the United States of America to call
Rodella further argued that, because a federal statute prohibits interfering with federal agents, does not mean that everything a federal agent does is immunized from all interference. See Sept. 16, 2014, Tr. at 207:2-8 (Gorence). Rodella argued that there is a legitimate issue whether Forest Service officers can cite individuals for state law infractions if the officers are not deputized. See Sept. 16, 2014, Tr. at 207:14-16 (Gorence). Rodella contended that Mr. Martinez threatening him with arrest, and then arresting him shortly af-terwards, creates the appearance of a conflict of interest. See Sept. 16, 2014, Tr. at 207:16-22 (Gorence). Rodella argued that the trial will be a political trial and that he will call Mr. Martinez to testify that he threatened Rodella. See Sept. 16, 2014, Tr. at 208:9-21 (Gorence). Rodella noted that the United States did not bring in any witnesses to refute his assertion that Mr. Martinez made the threat. See Sept. 16, 2014, Tr. at 208:21-209:1 (Gorence).
The United States responded by arguing that there is an enormous gap between what Arnold testified happened at the May 7, 2014, and what Rodella says happened at the meeting. See Sept. 16, 2014, Tr. at 209:22-25 (Peña). The United States argued, that Arnold testified, and swore in his affidavit, that Mr. Martinez said that, if Rodella got in the way of Forest Service business, then it would be a federal crime and that he would be subject to arrest and prosecution. See Sept. 16, 2014, Tr. at 210:1-6 (Peña). The United States contended that Rodella’s representation of Mr. Martinez’ statement would cause Mr. Martinez’ statement to be a federal crime — extortion—because Mr. Martinez told Rodella to do things his way or suffer the consequences. See Sept. 16, 2014, Tr. at 210:11-18 (Peña). The United States argued that this characterization is contrary to Arnold’s affidavit and testimony. See Sept. 16, 2014, Tr. at 210:18-20 (Peña). The United States maintained that the meeting was a normal meeting in which two agencies did not see eye-to-eye and nothing more. See Sept. 16, 2014, Tr. at 210:21-25 (Peña). The United States referred to the Response to argue that there are a significant number of factors that make courts reluctant to second-guess prosecutorial motives. See Sept. 16, 2014, Tr. at 210:25-211:7 (Peña).
Rodella replied by arguing that the United States mischaracterized the meeting, which Rodella contended was neither normal nor amicable. See Sept. 16, 2014, Tr. at 211:24-212:8 (Gorence). Rodella argued that a key issue at the meeting was whether Rodella should deputize federal agents, and that, when he refused to do so, the meeting stopped and Mr. Martinez threatened him. See Sept. 16, 2014, Tr. at 212:11-213:4 (Gorence). Rodella main
The Court then announced its ruling that it would not disqualify the United States Attorney’s Office for the District of New Mexico and that it would not permit Rodella to call Mr. Martinez as a witness. See Sept. 16, 2014, Tr. at 214:4-218:20 (Court).
LAW REGARDING CALLING PROSECUTORS AS WITNESSES
“The government has a substantial interest in not allowing its prosecutors to testify because doing so generally requires disqualification of the prosecutor.” United States v. Wooten,
First, barring testimony by the participating prosecutor “eliminates the risk that a testifying prosecutor will not be a fully objective witness given his position as аn advocate for the government.” United States v. Johnston,690 F.2d 638 , 643 (7th Cir.1982) (en banc). . Second, the rule prevents the prestige and prominence of the prosecutor’s office from being attributed to testimony by a testifying prosecutor. Id. See United States v. Cerone,452 F.2d 274 , 288 (7th Cir.1971) (prosecutor not disqualified as a witness under the “awesome office” theory so long as prosecutor does not otherwise participate in trial).... Third, the rule obviates the possibility of jury confusion from the dual role of the prosecutor wherein the trier-of-fact is asked to segregate the exhortations of the advocate from the testimonial accounts of the witness. United States v. Johnston,690 F.2d at 643 . Naturally, the potential for jury confusion is perhaps at its height during final argument when the prosecutor must marshall all the evidence, including his own testimony, cast it in a favorable light, and then urge the jury to accept the government’s claims. Hence there is a very real risk that the jury, faced with the exhortations of a witness, may accord testimonial credit to the prosecutor’s closing argument. Id. Finally, the rule expresses an institutional concern, especially pronounced when the government is a litigant, that public confidence in our criminal justice system not be eroded by even the appearance of impropriety. Id. See Mod*1346 el Code of Professional Responsibility EC 5-9, 5-10.
Prantil,
The Tenth Circuit has held that a “district court may decline to allow the defendant to call the prosecutor as a witness ‘if it does not appear the prosecutor possesses information vital to the defense,’ ” because “[s]uch disqualifications would, of course, be tremendously inefficient and disruptive to the prosecution of criminal cases.” United States v. Wooten,
In Prantil, the Ninth Circuit held that the district court erred by not compelling an AUSA, Charles Gorder, to testify. See
The Tenth Circuit has affirmed district courts’ refusals to call prosecutors as witnesses when the defendant could obtain evidence from another source. In United States v. Troutman, the defendant was convicted of extortion for trying to solicit political donations by awarding, or withholding, state contracts. See
In United States v. Wooten, the Tenth Circuit affirmed a district court’s decision to not compel a prosecutor to testify about his reasons for not prosecuting the defendant for a prior incident. See
LAW REGARDING DISQUALIFICATION OF A UNITED STATES ATTORNEY’S OFFICE
“ ‘The disqualification of Government counsel is a drastic measure and a court should hesitate to impose it except where necessary.’ ” United States v. Bolden,
“While a private attorney’s conflict of interest may require disqualification of that attorney’s law firm in certain cases, such an approach is not favored when it comes to the office of the United States Attorney.” United States v. Hasarafally,
Courts have refused to disqualify entire United States Attorney’s Offices even in light of fairly extreme circumstances. In United States v. Morris,
Similarly, in United States v. Basciano,
LAW REGARDING PROSECUTORIAL VINDICTIVENESS
A prosecutor has broad discretion to initiate and conduct criminal proceedings, see United States v. Armstrong,
To establish actual vindictiveness, the defendant must demonstrate: “(1) the prosecutor acted with genuine animus toward the defendant and (2)' the defendant would not have been prosecuted but for that animus.” United States v. Wilson,
The Supreme Court of the United States of America has held that there was no presumption of vindictiveness when a prosecutor made threats during plea negotiations, see Bordenkircher v. Hayes,
There is good reason to be cautious before adopting an inflexible presumption of prosecutorial vindictiveness in a pretrial setting. In the course of preparing a case for trial, the prosecutor may uncover additional information that suggests a basis for further prosecution or he simply may come to realize that information possessed by the State has a broader significance. At this stage of the proceedings, the prosecutor’s assessment of the proper extent of prosecution may not have crystallized....
In addition, a defendant before trial is expected to invoke procedural rights that inevitably impose some “burden” on the prosecutor. Defense counsel routinely file pretrial motions to suppress evidence; to challenge the sufficiency and form of an indictment; to plead an affirmative defense; to request psychiatric services; to obtain access to government files; to be tried by jury. It is unrealistic to assume that a prosecutor’s probable response to such motions is to seek to penalize and to deter. The invocation of procedural rights is an integral part of the adversary process in which our criminal justice system operates.
A prosecutor should remain free before trial to exercise the broad discretion entrusted to him to determine the extent of the societal interest in prosecution. An initial decision should not freeze future conduct. As we made clear in Bordenkircher, the initial charges filed by a prosecutor may not reflect the extent to which an individual is legitimately subject to prosecution.
To establish a presumption of vindictiveness, the test is “whether, as a practical matter, there is a realistic or reasonable likelihood of prosecutorial conduct that would not have occurred but for hostility or punitive animus towards the defendant because he exercised his specific legal right.” United States v. Raymer,
RELEVANT LAW REGARDING A RACIALLY SELECTIVE LAW ENFORCEMENT CLAIM
“ ‘[T]he Equal Protection Clause of the Fourteenth Amendment provides citizens a degree of protection independent of the Fourth Amendment protection against unreasonable searches and seizures.’ ” Marshall v. Columbia Lea Reg’l Hosp.,
*1353 Statistical evidence alone is rarely enough to show discriminatory purpose. Although the Supreme Court “has accepted stаtistics as proof of intent to discriminate in certain limited contexts,” only in “rare cases [has] a statistical pattern of discriminatory impact demonstrated a constitutional violation.” McCleskey v. Kemp,481 U.S. 279 , 293 & n. 12,107 S.Ct. 1756 ,95 L.Ed.2d 262 (1987); Vill. of Arlington Heights v. Metro. Hous. Dev. Corp.,429 U.S. 252 , 266,97 S.Ct. 555 ,50 L.Ed.2d 450 (1977) (“Sometimes a clear pattern, unexplainable on grounds other than race, emerges from the effect of the state action.... But such cases are rare.”). This is because, to prevail on an equal protection claim, a plaintiff “must prove that the decisionmakers in his case acted with discriminatory purpose.” McCleskey,481 U.S. at 292 ,107 S.Ct. 1756 ..... Examples of “those rare cases in which a statistical pattern of discriminatory impact demonstrated a constitutional violation” include Gomillion v. Lightfoot,364 U.S. 339 , 340-41,81 S.Ct. 125 ,5 L.Ed.2d 110 (1960), and Yick Wo v. Hopkins,118 U.S. 356 , 373-74,6 S.Ct. 1064 ,30 L.Ed. 220 (1886). McCleskey,481 U.S. at 293 n. 12,107 S.Ct. 1756 . In Gomillion, the Supreme Court held a state legislature violated the Fifteenth Amendment when it altered a city’s boundaries “from a square to an uncouth twenty-eight-sided figure,” thereby excluding 395 of 400 black voters without excluding a single white voter.364 U.S. at 340-41 ,81 S.Ct. 125 . The Court held that “the conclusion would be irresistible, tantamount for all practical purposes to a mathematical demonstration” that the state acted with a discriminatory purpose. Id. at 341,81 S.Ct. 125 . In Yick Wo, an ordinance required laundry operators to obtain a permit, and all but one of the white applicants received permits while none of the over 200 Chinese applicants received permits.118 U.S. at 373-74 ,6 S.Ct. 1064 . The Court determined that the statistical disparity “warrant[ed]” and “require[d] the conclusion” the state acted with a discriminatory purpose. Id. “Absent a pattern as stark as that in Gomillion or Yick Wo,” however, “impact alone is not determinative, and the Court must look to other evidence.” Vill. of Arlington Heights,429 U.S. at 266 ,97 S.Ct. 555 (footnote omitted); see also Chavez v. Ill. State Police,251 F.3d 612 , 647-48 (7th Cir.2001).
Blackwell v. Strain,
In the context of a 42 U.S.C. § 1983 claim, the Tenth Circuit in Marshall v. Columbia Lea Regional Hospital noted:
To withstand a motion for summary judgment, a plaintiff in a § 1983 suit challenging alleged racial discrimination in traffic stops and arrests must present evidence from which a jury could reasonably infer that the law enforcement officials involved were motivated by a discriminatory purpose and their actions had a discriminatory effect.
In Blackwell v. Strain, the defendant appealed from the district court’s denial of summary judgment based on qualified immunity where the plaintiff alleged that “he was stopped, detained, subjected to a heightened inspection level, and issued a citation ... because he is black,” in violation of his equal-protection rights.
In relation to the first data set, the Tenth Circuit stated that Blackwell’s expert was prepared to testify about data which tended to show that law enforcement activities at the POE “produce ‘race based differentials in outcomes’ ” and that “ ‘30.6% of the arrests by Officer Strain at the POE are Blacks, even though Black truckers make up only 14.6% of the truckers passing through the POE.’” Blackwell v. Strain,
[a]t the POE, Officer Strain arrests Blacks at a rate that is twice their representation in the population of truckers passing through the POE, whereas the percentage of Blacks arrested by Officer Strain as the result of patrolling (where, as Dr. Williams" hypothesized, it is more difficult for Officer Strain to confirm the driver’s ethnicity prior to initiating law enforcement activity) closely corresponds to the percentage of Black truckers in the population of truckers passing through the POE.
[T]he record indicatеs the arrest data, at least with respect to arrests madle while on patrol, includes individuals who are not truck drivers. Thus, it appears we lack a reliable measure of the demographics of the relevant population, i.e., the percentage of individuals, as opposed to truck drivers, in the areas Officer Strain patrols who are black.
This comparison of the percentage of black individuals arrested by Officer Strain as the result of patrolling with the percentage of black truckers he arrested passing through the POE is inappropriate. Even assuming its validity, however, this statistical comparison does not show a stark pattern of discrimination similar to that in Gomillion or Tick Wo. That is, the statistics are not so compelling that the only explanation for the anomalies therein is intentional racial discrimination. Thus, standing alone, this statistical evidence is not evidence from which a jury could reasonably infer Officer Strain was motivated by a discriminatory purpose.
The third statistical data set that the Tenth Circuit held was insufficient as a matter of law to prove discriminatory purpose was the seven searches that Strain performed the day of Blackwell’s search, which Blackwell asserted showed that Strain subjected black truckers to more intrusive inspections than others. See
[T]he district court cited to statistical evidence regarding inspections conducted by Officer Strain at the POE:
[O]n the date that Officer Strain encountered [Blackwell], Officer Strain inspected seven trucks. Three of the seven truckers (43%), well in excess of their representation (14.6%) in the population of truckers passing through the POE were Black, and every one of the Black truckers was subjected to a Level II inspection, which includes a safe loading check. The two truckers who were White were subjected to Level III inspections. Two of the truckers were Hispanic: one was subjected to a Level III inspection and one was subjected to a Level IÍ inspection.
(citations omitted). This statistical evidence, although relevant, is based on seven inspections performed by Officer Strain on a single day and is, therefore, not reliable. See United States v. James,257 F.3d 1173 , 1180 (10th Cir.2001) (stating that a sample size may be “too small to provide reliable statistical results”); Chavez [v. Ill. State Police],*1356 251 F.3d at 643 (noting that a sample size must be “sufficiently large to be reliable”). Even assuming its reliability, however, it does not show a stark pattern of discrimination like that in Gomillion or Yick Wo, and, therefore, cannot by itself demonstrate discriminatory purpose.
Blackwell v. Strain,
ANALYSIS
The Court will deny the Motion. The Court will not permit Rodella to call Mr. Martinez as a witness at trial. Mr. Martinez’ testimony is irrelevant, and Ro-della can obtain evidence of his testimony from other sources. The Court will also not disqualify the United States Attorney’s Office for the District of New Mexico. Mr. Martinez will not be disqualified, because the Court will not compel him to testify, and because Rodella has not produced any evidence of an actual conflict. Additionally, even if the Court disqualified Mr. Martinez, the Court would disqualify only him from the ease and not the entire United States Attorney’s Office for the District of New Mexico.
I. THE COURT WILL NOT COMPEL MR. MARTINEZ TO TESTIFY AT TRIAL.
Rodella may not call Mr. Martinez to testify at trial. The Sixth Amendment guarantees a criminal defendant “compulsory process for obtaining witnesses in his favor.” U.S. Const. amend. VI. The right to “compulsory process includes the right to call witnesses in his or her defense.” United States v. Powell,
A. MR. MARTINEZ’ TESTIMONY IS IRRELEVANT IN THIS CASE.
Mr. Martinez’ testimony is irrelevant in this case. Rodella contends that Mr. Martinez’ testimony is relevant because it will show an improper bias against Rodella. See Amended Motion at 2. The Court concludes that, based on the evidence that Rodella has presented, Mr. Mаrtinez’ testimony would not show any illegitimate bias against Rodella. Additionally, even if Mr. Martinez’ testimony would evidence some illegitimate bias, that bias is irrelevant, because it would not help the jury in determining whether Rodella is guilty or innocent.
1. There Is No Evidence of an Unlawful Bias Against Rodella.
Rodella has not presented any evidence that Mr. Martinez is biased against him. To show an improper bias, Rodella has offered an affidavit that Arnold prepared and testimony from Arnold. This affidavit and testimony, however, fail to show that Mr. Martinez is improperly biased against Rodella. Rodella argues that Mr. Mar
In Arnold’s affidavit, Arnold characterized the threat as follows:
However, at the meeting, Damon Martinez did threaten Sheriff Rodella with arrest/prosecution if the sheriff or any of his deputies in any way interfered with any [Forest Service] law enforcement office carry[ing] out his/her supposed legitimate mission anywhere in Rio Arriba County. Damon Martinez, in making those comments, chastised the sheriff for challenging the authority and practices of [Forest Service] law enforcement personnel and, by doing so, fomenting unrest among the citizenry of the sheriffs jurisdiction.
Arnold Aff. at 4. Arnold then stated in his affidavit:
It was clear to me and other members of the “Rio Arriba delegation” that Damon Martinez was referring to previous public comments by the sheriff in which he had stated that [Forest Service] law enforcement officers were violating the law by stopping travelers on the highways outside the boundaries of the national forests without reasonable suspicion or probable cause and were doing so lacking status as New Mexico peace officers.
Arnold Aff. at 4. At the September 16, 2014, evidentiary hearing, Arnold characterized Mr. Martinez’ threat as follows:
A. That the sheriff had better toe the 'line he better not do anything to interfere with the United States Forest Service officers, or there were going to be some severe consequences.
A. I think he said that there might be ... arrests and prosecutions coming from any interference ... with U.S. Forest Service law enforcement officers. I’m not sure that that was subsequently just to sheriff Rodella but it was to anybody up in Rio Arriba county that might try to interfere with the U.S. Forest Service officers.
Sept. 15, 2014, Tr. at 89:14-90:1 (Gorence, Arnold). Arnold testified that the threat was made shortly after Rodella stated that he would not deputize Forest Service officers, see Sept. 15, 2014, Tr. at 100:12-101:7 (Gorence, Arnold); id. at 102:24-103:3 (Go-rence, Arnold), but Arnold testified that he did not remember the threat being tied to an agreement to deputize Forest Service officers, see id. at 94:5-95:19 (Peña, Arnold); id. at 96:10-16 (Peña, Arnold). Rather, Arnold testified that he believed that Mr. Martinez was referring to Forest Service officers stopping people outside the boundaries of the national forest. See Sept. 15, 2014, Tr. at 93:7-16 (Peña, Arnold).
Based on this evidence, which Rodella presented, it does not appear that Mr. Martinez’ threat was in any way related to forcing Rodella to deputize Forest Service officers. The evidence also does not show that Mr. Martinez sought to replace Ro-della with a sheriff who would deputize Forest Service officers. The evidence suggests that Mr. Martinez threatened Rodel-la to not interfere with Forest Service officers stopping people on public highways outside of the national forest boundaries. See Sept. 15, 2014, Tr. at 93:7-16 (Peña, Arnold); Arnold Aff. at 4. This testimony is in line with the United States’ characterization of the threat, which is
18 U.S.C. § 111 states:
(a) In general. — Whoever—
(1) forcibly assaults, resists, opposes, impedes, intimidates, or interferes with any person designated in section 1114[5 ] of this title while engaged in or on account of the performance of official duties; or
(2) forcibly assaults or intimidates any person who formerly served as a person designated in section 1114 on account of the performance of official duties during such person’s term of service,
shall, where the acts in violation of this section constitute only simple assault, be fined undеr this title or imprisoned not more than one year, or both, and where such acts involve physical contact with the victim of that assault or the intent to commit another felony, be fined under this title or imprisoned not more than 8 years, or both.
18 U.S.C. § 111. In light of § 111, Mr. Martinez’ threat appears to be: “If you break the law, we will arrest and prosecute you.” Certainly it is permissible for a prosecutor — especially a United States Attorney — to threaten a person with prosecution if that person violates the law. The Mission Statement for the United States Attorney’s Office for the District of New Mexico states that its mission is:
To represent the Criminal and Civil interests of the United States.
The United States Attorney’s Office for the District of New Mexico will:
1. Ensure public safety against foreign and domestic threats.
2. Prosecute and defend criminal and civil cases with fairness and justice for all.
3. Protect the rights of victims, witnesses and the public.
4. Enhance the cooperation of law enforcement agencies and community groups.
5. Inform and educate the public with the goal of building trust and deterring crime.
6. Enhance the quality of life through community programs.
7. Serve as a model of ethical and professional conduct.
8. Provide a work environment to maximize the achievement of these goals.
Mission Statement, United States Attorney’s Office District of New Mexico, http:// www.justice.gov/usao/nm/mission.html (last visited November 7, 2014). To ensure public safety and to protect the public, Mr.
While Mr. Martinez’ threat may indicate some ill-will or animosity between Mr. Martinez and Rodella, ill-will, by itself, does not constitute an improper bias by a prosecutor toward a defendant. See Phelps v. Hamilton,
[W]e note that animus or ill-will between the parties does not, by itself, constitute retaliation. Indeed, no prosecutor looks favorably upon lawbreakers — whether they be purveyors of obscenity, drug dealers or those committing hate crimes. Thus, demonstrating a history of personal animosity between the prosecutor and the defendant is not, by itself, sufficient to show that a prosecution was commenced in bad faith. See Davila v. Texas,489 F.Supp. 803 , 809 (S.D.Tex.1980) (explaining that even a long and bitter personal history between the prosecutor and the defendant as well as the prosecutor’s zealousness in prosecuting the case did not bring the case within the bad faith exception to Younger [v. Harris,401 U.S. 37 ,91 S.Ct. 746 ,27 L.Ed.2d 669 (1971)]). That is not to say that personal animosity — if shown to exist— may not be probative of an improper motive, but in and of itself,' such evidence cannot meet the burden of demonstrating that the prosecution was commenced in bad faith or to harass.
Phelps v. Hamilton,
Rodella argues that § 111 does not shield a federal agent from every kind of interference, and, as an example, Rodella contends that an FBI agent pulling a gun on a mattress salesman would not be with
Rodella is correct in noting that § 111 applies only when a federal officer is engaged in the performance of official duties, see 18 U.S.C. § 111(a)(1), and Rodella may be correct that Forest Sendee officers may not lawfully stop motorists outside the boundaries of national forests unless they have first been deputized.
Because Rodella has not produced any evidence that Mr. Martinez is improperly biased against him, the Court concludes that Mr. Martinez’ testimony is irrelevant in this case.
2. Even if Mr. Martinez Is Illegitimately Biased Against Rodella, Evidence of this Bias Is Irrelevant in This Case.
Even if Rodella produced evidence that Mr. Martinez is biased against him, this evidence would be irrelevant in this ease. The primary issue at trial is whether Rodella violated 18 U.S.C. § 242. Mr. Martinez’ possible bias against Rodella is irrelevant to Rodella’s guilt or innocence. Several United States Courts of Appeals have held that evidence of a prosecutor’s vindictive motive is inadmissible at trial, because a prosecutor’s motive is independent whether a defendant is guilty or innocent. See United States v. Clay,
In United States v. Berrigan, the United States Court of Appeals for the Third Circuit, in an opinion that Judge Aldisert authored, and Judges Van Du-sen and Rosenn joined, affirmed a district court’s ruling that evidence of discriminatory prosecution is not an issue for the jury to decide, but that it could be raised before the Court either before or after the trial. See
Here, Mr. Martinez’ testimony — even if it did evidence some bias — is irrelevant to the ultimate issue in the case: Rodella’s guilt or innocence. See United States v. Simpson,
Rodella points to Prantil to support his contention that he can call Mr. Martinez as a witness. See Amended Motion at 6. In Prantil, however, the prosecutor was a witness and participant in the underlying events in the case, i.e., the “events alleged in the indictment.”
B. RODELLA COULD PRESENT EVIDENCE OF MR. MARTINEZ’ THREAT THROUGH OTHER SOURCES.
Rodella could present evidence of Mr. Martinez’ threat through other sources. Rodella asserts that he wants to call Mr. Martinez as a witness to testify that he threatened Rodella at the May 7, 2014, meeting. See Sept. 16, 2014, Tr. at 208:9-21 (Gorence). As laid out above, evidence of the May 7, 2014, meeting and of Martinez’ threat is irrelevant to the issues at trial, but even if it were relevant, Rodella still may not call Mr. Martinez as a witness, because he can present evidence of the threat from other sources. Rodella can call Mr. Martinez to testify only if Rodella can show that Mr. Martinez’ testimony is “vital to the defense.” United States v. Wooten,
Here, Rodella can introduce evidence of Mr. Martinez’ threat from a number of other sources. Arnold testified that, including Rodella, five individuals from Rio Arriba County attended the May 7, 2014, meeting. See Sept. 15, 2014, Tr. at 87:18-24 (Arnold). Arnold also attended that meeting. See Arnold Aff. at 3. There were also a large number of people at the meeting, other than Mr. Martinez, who represented the Forest Service. See Sept. 15, 2014, Tr. at 88:4-15 (Gorence, Arnold); Arnold Aff. at 3. If Rodella chooses not to testify, there are still five other individuals
Rodella argues that “the rules of evidence do not allow the other witnesses to testify to statements made by U.S. Attorney Martinez to Sheriff Rodella.” Amended Motion at 5-6. It is unclear to which rules of evidence Rodella refers. While rules 402 and 403 would not allow the other witnesses to testify about the threat, because evidence of Mr. Martinez’ bias is irrelevant, see United States v. Berrigan,
Because Rodella could call á number of other witnesses to testify about Mr. Martinez’ threat, Rodella has not shown, that Mr. Martinez’ testimony is vital to his defense. See United States v. Wooten,
Because Rodella can introduce evidence of Mr. Martinez’ threat from other sources, Mr. Martinez’s testimony is not vital to Rodella’s defense, and because Mr.
II. THE COURT WILL NOT DISQUALIFY THE UNITED STATES ATTORNEY’S OFFICE FOR THE DISTRICT OF NEW MEXICO.
The Court will not disqualify the United States Attorney’s Office for the District of New Mexico. The Tenth Circuit has warned that “disqualifying an entire United States Attorney’s office is almost always reversible error regardless of the underlying merits of the case” and that “every circuit court that has considered the disqualification of an entire United States Attorney’s office has reversed the disqualification.” United States v. Bolden,
Rodella’s argument for the disqualification of the entire office operates on two
A. THE COURT WILL NOT DISQUALIFY MR. MARTINEZ.
Rodella argues that the Court should disqualify Mr. Martinez because he will call Mr. Martinez as a witness at trial, because Mr. Martinez has a personal or political relationship to the case, because of the timing of Mr. Martinez’ threat, the arrest, and the prosecution, and because there is the appearance of a conflict of interest. These arguments do not warrant Mr. Martinez’ disqualification.
1. Rodella Cannot Compel Mr. Martinez to Testify.
The majority of Rodella’s argument is centered on calling Mr. Martinez as a witness at trial. See Amended Motion at 4-7; Sept. 15, 2014, Tr. at 106:2-5 (Gorence). Rodella is correct that a prosecutor may not prosecute and testify in the same case.
2. Mr. Martinez’ Personal and Political Relationships Do Not Warrant Disquáliñcation.
Rodella also cites to 28 C.F.R. § 45.2 to argue that a “United States Attorney can be disqualified from prosecuting a case if he or she has a personal or political relationship to a case.” Amended Motion at 3 (citing 28 C.F.R. § 45.2). Section 45.2 states:
(a) Unless authorized under paragraph (b) of this section, no employee shall participate in a criminal investigation or prosecution if he has a personal or political relationship with:
(2) Any person or organization substantially involvеd in the conduct*1366 that is the subject of the investigation or prosecution; or
(3) Any .person or organization which he knows has a specific and substantial interest that would be directly affected by the outcome of the investigation or prosecution.
28 C.F.R. § 45.2(a). Section 45.2(d), however, states: “This section pertains to agency management and is not intended to create rights enforceable by private individuals or organizations.” 28 C.F.R. § 45.2(d). Accordingly, the Department of Justice intended section 45.2 for internal management and not to give private litigants — such as Rodella — a right to disqualify a prosecuting attorney. See 28 C.F.R. § 45.2(d). Yet, even if § 45.2(a) allowed for a criminal defendant to seek disqualification of a government attorney, Rodella’s argument would still fail. Section 45.2(c) defines the personal and political relationships that are pertinent in § 45.2(a).
(c) For the purposes of this section:
(1) Political relationship means a close identification with an elected official, a candidate (whether or not successful) for elective, public office, a political party, or a campaign organization, arising from service as a principal adviser thereto or a principal official thereof; and
(2) Personal relationship means a close and substantial connection of the type normally viewed as likely to induce partiality. An employee is presumed to have a personal relationship with his father, mother, brother, sister, child and spouse. Whether relátionships (including friendships) of an employee to other persons or organizations are “personal”, must be judged on an individual basis with due regard given to the subjective opinion of the employee.
28 C.F.R. § 45.2(c). Rodella does not allege that Mr. Martinez has a political or personal relationship with Rodella. Section 45.2(e)’s definitions of political and personal relationships involve only amicable relationships, and, based on Rodella’s arguments and characterizations of the May 7, 2014, meeting, Mr. Martinez’ relationship with Rodella seems far from amicable. Rodella also does not allege that Mr. Martinez has a political or personal relationship with anyone who will benefit from the prosecution. Thе alleged victim — Tafoya—may be considered a beneficiary of the prosecution. Rodella has not, however, alleged that Mr. Martinez has any political or personal relationship with Tafoya. Section 45.2, thus, does not lead to Mr. Martinez’ disqualification.
3. The Timing of Mr. Martinez’ Threat, and of the Arrest and Prosecution of Rodella, Do Not Warrant Disqualifí-cation.
Rodella also argues that Mr. Martinez threatening him with arrest, and then arresting him shortly afterwards, creates the appearance of a conflict of interest. See Sept. 16, 2014, Tr. at 207:16-22 (Gorence). This argument has two flaws.
First, Mr. Martinez’ threat and then the arrest of Rodella does not create the appearance of a conflict of interest. As noted earlier, Mr. Martinez’ threat constituted nothing more than a threat that, if Rodella violated the law, he would be subject to arrest and to prosecution. There was nothing impermissible about this threat, and Rodella’s subsequent arrest was unrelated to the subject of the threat. At most, it appears that Mr. Martinez threatened Rodella not to violate the law, and when Rodella allegedly violated a different law, Rodella was arrested and subject to
Second, even if these events created the appearance of a conflict of interest, an appearance of a conflict of interest is insufficient to warrant disqualification. See United States v. Lorenzo,
4. Mr. Martinez and Rodella’s Respective Offices Do Not Warrant Disqualification.
Finally, Rodella argues that Mr. Martinez, whom the President appointed, threated Rodella, who is an elected state official, and that this scenario creates a sufficient basis to require Mr. Martinez’ recusal from the case. See Sept. 16, 2014, Tr. at 213:20-214:3 (Gorence). Rodella does not explain why, or how, Mr. Martinez’ and Rodella’s positions require Mr. Martinez’ recusal or disqualification. As noted earlier, Mr. Martinez’ threat was nothing more than a threat to not violate federal law, which creates a deterrent effect to uphold the rule of law and to protect the public. Perhaps Rodella is attempting to argue that Mr. Martinez is pursuing the prosecution for purely political reasons — that is, because of Rodella’s position on political issues. Rodella has not, however, presented any evidence to this effеct.
Rodella also may be arguing that the case implicates federalism concerns. It is
B. EVEN IF THE COURT DISQUALIFIED MR. MARTINEZ, THE COURT WOULD NOT DISQUALIFY THE ENTIRE UNITED STATES ATTORNEY’S OFFICE FOR THE DISTRICT OF NEW MEXICO.
The Court will not disqualify Mr. Martinez from the case. Yet, even if the Court had, it would not disqualify the entire United States Attorney’s Office for the District of New Mexico. Rodella argues that, because the entire United States Attorney’s Office for the District of New Mexico is under Mr. Martinez’ authority and control, if the Court disqualifies Mr. Martinez, the Court should also disqualify the entire office. See Amended Motion at 9. The Tenth Circuit has stated that it can “only rarely — if ever — imagine a scenario in which a district court could properly disqualify an entire United States Attorney’s office.” United States v. Bolden, 853 F.3d at 875. This sentence seems odd if all it took to disqualify an entire office was to find that the United States Attorney over that office was disqualified. In light of the Tenth Circuits’ warning that “disqualifying an entire United States Attorney’s office is almost always reversible error regardless of the underlying merits of the case,” the Court is hard-pressed to disqualify an entire office even in light of a novel situation. United States v. Bolden,
In United States v. Morris, the Tenth Circuit affirmed the district court’s refusal to disqualify the United States Attorney’s Office for the Northern District of Oklahoma even though the United States Attorney for that district had previously served as private counsel in the civil case that accompanied the criminal one. See
Here, the Court will not disqualify Mr. Martinez; however, even if the Court disqualified Mr. Martinez, the Court would not disqualify the entire United States Attorney’s Office for the District of New Mexico. The Court would instead order that different attorneys from the office, who are not disqualified, may prosecute the case. This remedy is consistent with Tenth Circuit case law and does not run afoul of the Tenth Circuit’s strict warnings against disqualifying an entire United States Attorney’s Office. See United States v. Morris,
IT IS ORDERED that: (i) Defendant Thomas R. Rodella’s Motion to Disqualify the U.S. Attorney’s Office for the District of New Mexico, the Prosecutor in this Case, by Virtue of the U.S. Attorney Damon P. Martinez Being a Witness, filed September 4, 2014 (Doc. 37), is denied; and (ii) Defendant R. Rodella’s Amended Motion to Disqualify the U.S. Attorney’s Office for the District of New Mexico, the Prosecutor in this Case, by Virtue of U.S. Attorney Damon P. Martinez Being a Witness, filed September 5, 2014 (Doc. 38), is denied.
Notes
. Rodella’s requests in the Motion and the Amendеd Motion are identical. It appears that the only difference is that the Motion refers to the “U.S. Fish and Wildlife Service,” Motion at 1-2, while the Amended Motion has replaced till of the references to the Fish and Wild Service with the term “U.S. Forest Service,” Amended Motion at 1-2. The Court will decide both the Motion and the Amended Motion in this Memorandum Opinion and Order, but will refer to the Amended Motion to discuss Rodella’s arguments.
. The Court's citations to the transcripts of the hearings refer to the court reporter's original, unedited versions. Any final transcripts may contain slightly different page and/or line numbers.
. The Honorable Dickinson R. Debevoise, Senior United States District Judge for the District of New Jersey, stated that the "[d]is-qualification of an entire United States Attorneys Office is nearly unprecedented.” United States v. Manna, Nos. CR 88-0239 DRD, CIV 97-2034 DRD,
. United. States v. Morris is an unpublished opinion, but the Court can rely on an unpublished opinion to the extent its reasoned analysis is persuasive in the case before it. See 10th Cir. R. 32.1(A) (“Unpublished decisions are not precedential, but may be cited for their persuasive value.”). The Tenth Circuit has stated:
In this circuit, unpublished orders are not binding precedent, ... and we have generally determined that citation to unpublished opinions is not favored. However, if an unpublished opinion or order and judgment has persuasive value with respect to a material issue in a case and would assist the court in its disposition, we allow a citation to that decision.
United States v. Austin,
. 18 U.S.C. § 1114 states:
Whoever kills or attempts to kill any officer or employee of the United States or of any agency in any branch of the United States Government (including any member of the uniformed services) while such officer or employee is engaged in or on account of the performance of official duties, or any person assisting such an officer or employee in the performance of such duties or on account of that assistance, shall be punished—
(1) in the case of murder, as provided under ' section 1111;
(2) in the case of manslaughter, as provided under section 1112; or
(3) in the case of attempted murder or manslaughter, as provided in section 1113.
18 U.S.C. § 1114. Section 111, thus, applies to interfering with the official duties of "any officer or employee of the United States or of any agency in any branch of the United States Government.” 18 U.S.C. § 1114. See 18 U.S.C. § 111.
. At least one state court upheld a Forest Service officer stopping a motorist outside the boundaries of a national forest. See People v. Viveros, No. C038834,
. Along the same lines, the Court would exclude Mr. Martinez’ testimony under rules 402 and 403 of the Federal Rules of Evidence. See Fed.R.Evid. 402 & 403. Rule 402 states that "[ijrrelevant evidence is not admissible.” Fed.R.Evid. 402. Rule 403 states that evidence may be excluded "if its probative value is substantially outweighed by a danger of one or more of the following: unfair prejudice, confusing the issues, misleading the jury, undue delay, wasting time, or needlessly presenting cumulative evidence.” Fed.R.Evid. 403. Because Mr. Martinez’ testimony is not relevant to Rodella’s guilt or innocence, the Court will exclude his testimony at trial under rule 402. See Fed.R.Evid. 402. Additionally, with no rеlevance at trial, it has little to no probative value, and would likely confuse or mislead the jury in its determination of Rodella’s guilt or innocence. The danger of jury confusion, thus, substantially outweighs the probative value of Mr. Martinez’ testimony, and the Court will exclude his testimony under rule 403. See Fed.R.Evid. 403.
. Rodella does not allege vindictive prosecution and did not request for Mr. Martinez to testify at the evidentiary hearings. If Rodella had requested the Court to compel Mr. Martinez to testify at the evidentiary hearings, under an allegation of vindictive prosecution, the Court would have denied the request. Several courts have indicated that a defendant is not entitled to discovery or to an evidentiary hearing on a vindictive prosecution claim until the defendant first presents " 'some evidence tending to show the existence of the essential elements of' ” a vindictive prosecution claim. United States v. Adams,
. While the Court finds that Rodella could introduce evidence of Mr. Martinez' threat from other sources to conclude that Rodella may not call Mr. Martinez as a witness, the Court is not giving Rodella permission to parade in these witnesses at trial to testify about the threat. The Court has already concluded that evidence of the threat, and of a purported bias or motive against Rodella, is irrelevant to the issues at trial, and, thus, the Court will exclude evidence of the threat from trial. See United States v. Simpson,
. The Tenth Circuit made this proclamation at the end of an opinion in which it reversed a district court's decision to disqualify an entire United States Attorney’s Office. See United States v. Bolden,
. This general rule is subject to limited exceptions, which can arise only "under extraordinary circumstances.” United States v. Sharma,
Such exceptions include those situations where: the proposed testimony relates to a purely formal or uncontested matter; the need for the testimony could not have been reasonably anticipated and the evidence is necessary to prevent a miscarriage of justice; and where a particular attorney's familiarity with a case is such that withdrawal will irreparably injure his client’s case. See Model Code of Professional Responsibility E-C 5-10 & accompanying footnotes. These exceptions are narrowly interpreted and “where the question arises, doubts should be resolved in favor of the lawyer testifying and against his becoming or continuing as an advocate.” Id. EC 5-10.
Prantil,
