UNITED STATES of America, Plaintiff-Appellee, v. Marcus Dale ROBERTSON, Defendant-Appellant.
No. 07-5904.
United States Court of Appeals, Sixth Circuit.
Feb. 4, 2009.
553 F.3d 918
OPINION
KAREN NELSON MOORE, Circuit Judge.
Defendant-Appellant Marcus Dale Robertson (“Robertson“) appeals his sentence
I. FACTS AND PROCEDURE
The facts of this case are not in dispute. On January 17, 2007, a grand jury indicted Robertson for one count of being a felon in possession of a firearm, in violation of
Robertson filed a sentencing memorandum, arguing for a below-guideline sentence based on three facts: (1) Robertson‘s prior controlled-substances conviction had been double-counted, once to set his base offense level to twenty-four under § 2K2.1(a)(2) and once in increasing his criminal history score by three points, which increased his criminal history category by one level, resulting in “dual punishment” and a guideline range that was greater than necessary to achieve the objectives of
The Government responded to the sentencing memorandum and addressed all three of Robertson‘s arguments. However, in addressing the double-counting argument, the Government contended only that the double-counting of offenses is permissible under United States v. Wheeler, 330 F.3d 407, 413-14 (6th Cir.2003), and U.S.S.G. § 2K2.1.
The district court held Robertson‘s sentencing hearing on July 2, 2007. At the hearing, Robertson‘s counsel and the district judge engaged in the following colloquy regarding Robertson‘s double-counting argument:
THE COURT: All right. Mr. Small, I think [the] government pointed out there is [a] Wheeler case arising out of our state that says it‘s appropriate to consider these drug convictions.
MR. SMALL: Your Honor, let me just be clear. I didn‘t make a specific objection to the calculations. In fact, I had no objections to the calculations.
THE COURT: But you were making the argument that the sentence ought to be reduced.
MR. SMALL: That‘s the argument I‘m making, Your Honor. I‘m just making it under the 3553(a) factor. And frankly, with the exception of the immigration guideline, there is no other guideline that punishes a defendant more harshly for a criminal record than a gun guideline. So I was just making that argument for factors under 3553(a), not as a specific objection to the guideline calculations.
THE COURT: Okay. The Court will, therefore, find that the total offense level is 23, the Criminal History Category is V, the guideline range is 84 to 105 months....
J.A. at 45-46 (Sent. Hr‘g Tr. at 4-5). Both parties then made arguments regarding the
After hearing the arguments of counsel and Robertson‘s allocution, the district judge stated that, “[f]or clarity of the record, the Court has considered the factors under 3553(a) concerning the defendant, his personal history, his criminal history, [and] the other factors under 3553(a).” J.A. at 55 (Sent. Hr‘g Tr. at 14). The district judge then detailed Robertson‘s criminal history and pronounced sentence—84 months of imprisonment. J.A. at 55-56 (Sent. Hr‘g Tr. at 14-15). The district judge further noted that “[t]he Court has tried to recognize your recent efforts at getting a vocation that will give you a job, a productive job. The Court has tried to recognize your sensitivity to the needs of your daughter.” J.A. at 57 (Sent. Hr‘g Tr. at 16).
After pronouncing sentence, the district judge asked, “Are there any other matters, either side?” Id. Robertson‘s counsel pointed out that the district judge had failed to inform Robertson of his right to appeal. After informing Robertson regarding this right, the district judge asked again, “Are there any other matters?” Id. Both counsel replied, “No, Your Honor.” Id. Robertson timely appealed.
II. ANALYSIS
Robertson‘s sole contention on appeal is that the district court erred when it failed to address Robertson‘s argument that his sentence should be reduced because the double-counting of one prior drug conviction in calculating his guideline range led to dual punishment that produced a “guidelines range greater than necessary to achieve the sentencing objectives of
A. Standard of Review
“Post-Booker, we review a district court‘s sentencing determination under a deferential abuse-of-discretion standard, for reasonableness.” United States v. Presley, 547 F.3d 625, 629 (6th Cir.2008) (internal quotation marks omitted).1 Rea
A sentence is procedurally unreasonable “if the sentencing judge fails to ‘set forth enough [of a statement of reasons] to satisfy the appellate court that he has considered the parties’ arguments and has a reasoned basis for exercising his own legal decision making authority.‘” United States v. Lalonde, 509 F.3d 750, 769-70 (6th Cir.2007) (alteration in original) (quoting Rita v. United States, 551 U.S. 338, 127 S. Ct. 2456, 2468, 168 L. Ed. 2d 203 (2007)); cf. Rita, 127 S. Ct. at 2468 (“Unless a party contests the Guidelines sentence generally under
The Government contends that, rather than review Robertson‘s argument under the normal reasonableness standard, we should review Robertson‘s sentence
We have articulated the requirements that must be satisfied at the district-court level in order to subject an argument on appeal to plain-error review:
[D]istrict courts, after pronouncing the defendant‘s sentence but before adjourning the sentencing hearing, [must] ask the parties whether they have any objections to the sentence just pronounced that have not previously been raised. If the district court fails to provide the parties with this opportunity, they will not have forfeited their objections and thus will not be required to demonstrate plain error on appeal. If a party does not clearly articulate any objection and the grounds upon which the objection is based, when given this final opportunity [to] speak, then that party will have forfeited its opportunity to make any objections not previously raised and thus will face plain error review on appeal. United States v. Bostic, 371 F.3d 865, 872-73 (6th Cir.2004) (footnote omitted). See also Vonner, 516 F.3d at 385-86 (applying Bostic to procedural reasonableness claims). We have repeatedly stressed that “[a] district court can satisfy the requirements of the Bostic rule only by clearly asking for objections to the sentence that have not been previously raised.” United States v. Clark, 469 F.3d 568, 570 (6th Cir.2006) (holding that the Bostic requirements were not satisfied when a district court asked “Anything else, Ms. Goode?“); Thomas, 498 F.3d at 340 (concluding that the district court asking “Do you have anything further for the record, Mr. Canady?” did not satisfy Bostic); United States v. Love, 289 F. App‘x 889, 893 (6th Cir.2008) (unpublished opinion) (noting that “Anything else?” was the type of “spare question that we have found insufficient under [Bostic]“).
In the instant case, after the district judge pronounced sentence, he asked, “Are there any other matters, either side?” J.A. at 57 (Sent. Hr‘g Tr. at 16). After a brief exchange regarding the right to appeal, the district judge again asked, “Are there any other matters?” Id. The district judge never “clearly ask[ed] for objections to the sentence,” Clark, 469 F.3d at 570; rather, the district judge asked a question that is similar to the types of questions that we have determined are insufficient under Bostic, see id.; Thomas, 498 F.3d at 340. Thus, the district court did not meet the Bostic requirements, and Robertson‘s argument is therefore not subject to plain-error review.
B. Procedural Reasonableness
Robertson asserts that the district court did not consider or address his argument “that the double-counting of [Robertson‘s] prior controlled substances conviction[] once for purposes of calculating his total offense level under 2K2.1(a)(2) and then again in determining his criminal history score—resulted in a[n] advisory guidelines range greater than necessary to achieve the sentencing objectives of
An argument that a district court should award a variance based on the
Complete review of the sentencing transcript reveals that the sole discussion by the district court that involved the double-counting argument was the short colloquy regarding the Wheeler case between the district court and Robertson‘s counsel. This colloquy suggests that the district judge may not have understood the argument that Robertson was making. The district judge, as did the Government in its response to Robertson‘s sentencing memorandum, seems to have misunderstood Robertson to be contending that it was legally improper to double-count his prior convictions. See J.A. at 45 (Sent. Hr‘g Tr. at 4) (“THE COURT: All right. Mr. Small, I think [the] government pointed out there is [a] Wheeler case arising out of our state that says it‘s appropriate to consider these drug convictions.“). Robertson‘s actual argument was that, although double-counting is legally proper, in his particular case such counting resulted in a guideline range greater than necessary to achieve the sentencing objectives of
The Government makes much of the fact that the district court, when detailing Robertson‘s criminal history, referred to the particular conviction that Robertson contends was double-counted. However, the mere mention of the crime does not mean that the district judge understood and considered the specific double-counting argument, especially in light of the fact that the conviction in question was mentioned in tandem with many other prior convictions that Robertson did not argue were double-counted. This context strengthens our belief that the district judge simply looked at Robertson‘s criminal history in general, and did not consider how the double-counted conviction was applied in calculating the guideline range.
Moreover, after pronouncing the sentence, the district judge specifically addressed the other two grounds Robertson raised in support of Robertson‘s request for a variance, stating that “[t]he Court has tried to recognize your recent efforts at getting a vocation that will give you a job, a productive job. The Court has tried to recognize your sensitivity to the needs of your daughter.” J.A. at 57 (Sent. Hr‘g Tr. at 16). The district court‘s specific mention of these two arguments for a variance while failing to discuss Robertson‘s primary argument for a variance lends further support to our conclusion that the district judge did not understand Robertson to be arguing for a variance based on the double-counting ground. There would be no other logical reason to specify only two of the three grounds Robertson raised in support of a variance.
The Government further contends that Robertson‘s sentence was not procedurally unreasonable because, in this case, “[t]he District Court‘s discussion of the Section 3553(a) factors was more detailed and responsive than in cases where this Court has found [that] the sentence was procedurally unreasonable due to the court‘s failure to address a defendant‘s sentencing
Thomas in his sentencing memorandum raised a number of arguments regarding application of the
§ 3553(a) factors, but those arguments went unmentioned and unaddressed, save the general statement by the district court that it had received, read, and understood the sentencing memorandum. In such circumstances, we must conclude that “the ‘context and the record’ do not ‘make clear’ the court‘s reasoning.”
Id. at 341 (quoting United States v. Liou, 491 F.3d 334, 339 n. 4 (6th Cir.2007) (quoting Rita, 127 S. Ct. at 2469)).
Similarly in Peters, when faced with a “‘Statement of Reasons’ that set out a number of mitigating factors” regarding why Peters, upon resentencing, should receive a “time-served” sentence, the district court made only “a cursory statement acknowledging Peters‘[s] arguments, [and] did not address the defendant‘s ‘time-served’ argument or the mitigating factors” noted. Peters, 512 F.3d at 788. The panel vacated the sentence, stressing that the district judge did not “address the ‘parties’ arguments’ and ‘explain why he has rejected those arguments‘” and thus the sentence was procedurally unreasonable. Id. at 789.
As in Thomas and Peters, the district judge in the instant case was faced with a sentencing memorandum that raised a non-frivolous argument that the district judge did not address specifically at the sentencing hearing. Nowhere in the sentencing hearing transcript is it evident that the district judge understood, let alone considered, Robertson‘s double-counting argument, which defense counsel renewed at the hearing. Thus, we hold that Robertson‘s sentence is procedurally unreasonable.
III. CONCLUSION
Because the district court erred when it failed to address Robertson‘s double-counting argument, we VACATE Robertson‘s sentence and REMAND for resentencing.
JAMES S. GWIN, District Judge.
Because Defendant Robertson‘s double-counting argument was no different from his
With his sentencing memorandum, Robertson explicitly asked the district court, “pursuant to
As grounds for a departure, Robertson‘s double-counting argument fails. See
The majority, however, concludes that “[a]lthough Robertson used the word ‘departure,’ it is clear from the context ... that what Robertson was really requesting was a downward variance based on the
To find that this case should be remanded for re-sentencing, the majority reasons: “Robertson‘s argument was much more specific and complex than a general
However, Robertson‘s sentencing memorandum made no specific or complex argument regarding double-counting. In the memorandum, Robertson‘s complete position on the issue was:
The PSR places Mr. Robertson in a Criminal History Category of V. Included in this calculation are three criminal history points for a conviction in 2000 for attempted sale of less than .5 grams of cocaine. (PSR ¶ 34). Because of this same conviction, Mr. Robertson received an offense level increase from 20 to 24. (PSR ¶ 11). Mr. Robertson respectfully requests a downward departure, based on what amounts to dual punishment for the same conviction. Typically, the guideline provisions in Chapter Two, establish offense levels based on a defendant‘s relevant conduct, rather than a defendant‘s prior record. However, firearms offenses under § 2K2.1(a)(2), primarily give greater weight to a defendant‘s prior convictions in establishing the offense level. The more egregious exceptions being for immigration offenses under U.S.S.G. § 2L1.1. Because of this anomaly, the advisory guideline range in the present case results in a somewhat greater than necessary term of punishment to satisfy the purposes of sentencing.
At the sentencing hearing, Robertson completely gave up the double-counting issue, save a cursory request that the issue be considered under the
That‘s the argument I‘m making, Your Honor. I‘m just making it under the 3553(a) factor ... So I was just making that argument for factors under 3553(a), not as a specific objection to the guideline calculations.
J.A. at 45.
These brief, unsupported positions exhaust all references that Robertson made to the double-counting issue in his sentencing memorandum and at the sentencing hearing. Given Robertson‘s cursory treatment of the double-counting issue, I do not believe the record supports the majority‘s finding that Robertson‘s argument was specific. As the references described above show, Robertson simply made an argument that he suffered double-counting and such double-counting caused his Guideline range to be too high under
Moreover, the record nowhere supports the majority‘s suggestion that Robertson‘s double-counting argument was complex. As discussed above, Robertson simply argued that whatever double-counting occurred caused his Guideline range to be unnecessarily high under
In this case, the district court heard and considered the Defendant‘s argument that 63 months was a sufficient but not greater than necessary sentence. In rejecting that suggestion, and deciding on the Guideline sentence of 84 months, the district court specifically considered the Defendant‘s criminal history, including his past offense conduct and also the circumstances of the offenses and the lenient sentences the Defendant had previously received. See J.A. at 55-56. All of these factors led the district court to believe a 63-month sentence was not sufficient and an 84-month sentence was not greater than necessary.
In arriving at this conclusion, the district court “recognize[d] that [the Defendant] has made some efforts to improve himself,” including through his vocational efforts and his relationship with his daughter. J.A. at 56-57. The majority reasons that because the district court addressed these arguments that the Defendant had raised, but failed to explicitly refer to the double-counting argument, the district court must not have understood the Defendant‘s argument for a variance based on the double-counting. J.A. at 12. According to the majority, “[t]here would be no other logical reason to specify only two of the three grounds Robertson raised in support of a variance.” Id.
However, the district court‘s reference to the Defendant‘s arguments for a variance based on his vocational efforts and his relationship with his daughter were likely the result of the emphasis placed on those arguments by the Defendant himself. In addition to mentioning them in the sentencing memorandum, Robertson‘s attorney elaborated on both these arguments at the hearing. See J.A. at 48-49. Robert
I conclude that the district court considered the double-counting argument, which was no different from, nor more complex than, an argument that a Guideline sentence would be too long. Therefore, I believe the sentencing was procedurally reasonable and the district court did not abuse its discretion in rejecting the Defendant‘s contention that the Guideline sentence imposed was greater than necessary.
Nos. 07-4180, 07-4251.
United States Court of Appeals, Sixth Circuit.
Feb. 5, 2009.
