Because a jury convicted Robert Carter of threatening a former prostitute (Carter was her pimp) who worked for him, we will assume the facts as presented by the govern
Carter was 28 years old in 1976 when he met Zelda Pfeifer (not her real name but we see no reason for using the woman’s real name in a published opinion) in a pool hall in Dallas, Texas. Pfeifer, who was 19 years old at the time, moved in with Carter, who schooled her on becoming a prostitute.
Ms. Pfeifer was one of a number of women (some actually were young girls) who worked under Carter’s control in street-level prostitution and obtained money from wealthy “johns.” Pfeifer stayed with Carter — sometimes on and off — for many years. During this time Carter abused — physically and emotionally — Pfeifer on a regular basis.
Eventually Pfeifer left Carter and settled in Chicago. Carter, meanwhile, was living in Seattle, Washington. The threatening telephone call in this case originated from Seattle when Carter called Pfeifer in an attempt to find “Max,” his son from another prostitute who lived with him as part of his family.
Pfeifer, married and living in Chicago with her husband in 1994, received several threatening calls from Carter, who thought she knew where Max could be found. Fearful, Pfeifer called the FBI, who put a tape device on her phone and suggested she call Carter and tell him not to call her again at work for she might lose her job.
Soon after Pfeifer’s phone was rigged, Carter called again. Here is part of what he said as recorded on tape:
When you and half of your husband head come off, then you’ll know. I ain’t playing with you, girl____ I’m gonna tear both of your heads off and I’m telling you when I come to Chicago, the, the force of hell coming, to loose____ Give me my son and stop playing me.
I don’t give a fuck about the police. I don’t give a fuck about him [Pfeifer’s husband] having guns, cause he got to have, the shit that I got? He don’t stand a chance.... I’m telling you ... you playing with death.
You, you fixing to get your husband and you fucked off. And you put him in shit he don’t even know what he’s in. You better tell him he ain’t fooling with no kid, he ain’t fooling. I got cousins in that motherfucker [Chicago], that’s killers, bitch. I got real killers in that motherfucker [Chicago].
You could have the Feds on that motherfucking phone. I wouldn’t give a fuck. I’d die for my son any day of the week____ [H]ell is coming to your household____ And when I come to [Pfeifer’s address], I ain’t gonna be playing---- I’m telling you now I’m slicker than grease, and when I make my move, you and him, neither one of you have a chance.
At one point in the phone conversation Carter expressly referred to one of his guns, a “street sweeper,” which Pfeifer had seen several times. He said he would bring it with him to Chicago.
On appeal, Carter argues that a
Batson v. Kentucky,
Carter is black and Pfeifer is white. The
Batson
challenge concerns a member of the jury pool, Tracy Whittaker, a black woman who lived with her boyfriend, a Chicago police officer. During the jury selection process, Whittaker said she and her boyfriend sometimes heatedly discussed his job because while she is “very pro-black” he is “just the opposite” and sometimes he justifies arrests due to a suspect’s being black. She stated that her usual response to her boyfriend is, ‘Well, you can’t blame them.”
The government’s peremptory strikes included Whittaker, but three other black veni-re members went unchallenged by the government and were seated on the jury. After Carter complained that by striking Whittaker the government violated Batson, the district court asked the government to explain its strike. The AUSA said he questioned Whittaker’s ability to serve as an unbiased juror in light of her disagreements with her police officer boyfriend regarding the treatment of blacks by police, her reiteration that she was “pro-black” when asked if she could be neutral regarding the defendant’s and alleged victim’s different races, as well as her prior negative experiences with law enforcement officers.
The district judge rejected the
Bat-son
challenge, finding that the government did not strike Whittaker due to her race or commit purposeful discrimination.
1
We accord this finding of fact great deference on appeal and will overturn the district court’s finding only if it is clearly erroneous.
Hernandez v. New York,
We choose not to disturb the district judge’s finding on this point, as she took a permissible view of the evidence. Based on our review of the record, the government reasonably viewed Whittaker’s arguments with her police officer boyfriend and negative experiences with police and the 911 dispatcher as possibly affecting how she would interpret the actions of law enforcement officers in this case. The government’s skepticism of Whittaker’s ability to judge the ease fairly was further enhanced because Whittaker’s arguments with her boyfriend focused on the treatment of black suspects by police. The government reasonably could think her comments indicated a belief that law enforcement officers generally are racially bigoted. Her “pro-black” statement in describing her position during disagreements with her boyfriend could plausibly be interpreted by the government attorney as meaning more than simply pride in her heritage, which is how Carter interprets her comments. Moreover, Whit-taker’s responses when asked whether she could fairly decide the case were equivocal.
Batson
protects a defendant against peremptory challenges made solely on account of race or “on the assumption that black jurors as a group will be unable impartially to consider the ... case against a black defendant.”
Batson,
In
United States v. Hinton,
Carter next argues that his trial counsel rendered ineffective assistance by failing to present an entrapment defense.
Under Strickland v. Washington,
Carter contends that by having Pfeifer call him, the FBI agents entrapped him. The record, however, does not support the claim. At the very most, Pfeifer’s message to have Carter call affected only the timing of his telephone call back to her, it could not reasonably be viewed as provoking what he said in the return call. Moreover, the trial evidence indicates Carter — who regularly used violence and threats of violence toward members of his prostitution “family” — not only was predisposed to threaten Pfeifer (and her husband) but that he was doing so for a few days before the FBI agents even entered the picture.
Carter’s remaining issues involve his 34r-month sentence, which arose from the combination of a guidelines total offense level of 18 and a category III criminal history. According to Carter, neither the offense level nor criminal history category were factually supported by sufficient evidence. We review the district court’s factual findings at sentencing only for clear error.
United States v. Fones,
To reach the total offense level of 18 the district judge applied a 6-level enhancement pursuant to U.S.S.G. § 2A6.1(b)(l) because she found that Carter had the intent to carry out his threats. Section 2A6.1(b)(l) “is intended to punish more severely those threats which, but for the intervention of law enforcement, would likely have been carried out.”
United States v. Sullivan,
Carter argues that his' past violence was spontaneous, not planned, so because he had no plane ticket for Chicago or packed bags when he was arrested, the enhancement was not justified. This argument falls flat. Carter directly connected his threats to a weapon Pfeifer knew he owned — the “street sweeper.” Also, when Carter was arrested in Seattle following the recorded call he had a Colt .45 semi-automatic pistol tucked in the waistband of his pants and three loaded, matching magazines in his pocket. A search of one of his residences produced the “street
Carter’s final contention concerns the district court’s upward departure from criminal history category I to category III pursuant to U.S.S.G. § 4A1.3 because Carter’s record did not reflect the seriousness of his past criminal conduct. Carter does not challenge the degree of departure, but instead whether the court could depart at all. We therefore review the district judge’s decision to depart to see if she stated adequate grounds for the move and whether the facts cited in support of the departure actually exist.
United States v. Archambault,
Carter says the district judge erred in relying upon mere assertions of prior criminal conduct that did not result in criminal charges or convictions. This argument is defeated by § 4A1.3 itself as well as by our prior decisions. Section 4A1.3 simply requires “reliable information” regarding a defendant’s prior conduct, and specifically includes information regarding “prior similar adult criminal conduct not resulting in a criminal conviction.” Nothing in the provision or its background note requires the prior conduct to have resulted in formal charges. The section’s background note regarding use of the departure upward for “a defendant with an extensive record of serious, assaultive conduct who had received what might now be considered extremely lenient treatment in the past” actually suits Carter to a tee. In
United States v. Ruffin,
Carter also believes the government’s allegations of his prior violent activity do not rise to the level of reliability required for application of § 4A1.3. This contention is defeated by the record. ' The district judge heard evidence of Carter’s history as a pimp and of numerous instances of violence toward his prostitutes and others, including one episode of attempted murder (which, in fact, was charged). Carter presented no contrary evidence regarding any of the instances of physical abuse, and his attorney acknowledged Carter’s violence. Instead, Carter merely contended that Pfeifer and the other former prostitute who testified at sentencing were biased and out to “pay him back” and that he was violent only because he was hotheaded and couldn’t control his impulses. The district judge found the two women credible, and we find no reason to disturb
Affirmed.
Notes
.
Batson
sets forth a three-step evaluation of jury selection challenges: first, a defendant must establish a
prima facie
case that a juror was struck because of race; second, the burden shifts to the government to articulate a racially neutral explanation for striking the juror; third, a court must determine whether the defendant has carried the burden of proving purposeful discrimination.
Batson,
