OPINION OF THE COURT
Appellant contends that he was convicted of one crime but sentenced for another. We agree, and will remand for resentenc-ing.
I.
Several Deputy U.S. Marshals arrived at an apartment complex in West Norriton, Pennsylvania on June 17, 1999 to arrest Robert McCulligan, who was wanted for a violation of supervised release. As McCul-ligan attempted to drive his vehicle out of an entrance to the complex, Deputies O’Donnell and Kurtz blocked his path with their vehicle and ordered him to stop. McCulligan responded by driving rapidly in reverse. The deputies pursued, and the two vehicles collided when McCulligan apparently attempted to turn around. McCulligan later claimed that the deputies rammed his vehicle; the deputies contended McCulligan rammed theirs. Either *99 way, the force of the impact locked the vehicles’ front bumpers together at a roughly perpendicular angle, preventing MeCulligan from proceeding. As the deputies exited their vehicle and Deputy O’Donnell moved toward the driver’s side door of McCulligan’s vehicle, however, MeCulligan again put his vehicle in reverse. Unable to break free, McCulligan’s vehicle began to fish-tail dangerously as its wheels spun; fortunately, it did not strike either deputy. Deputy Kurtz approached McCulligan’s vehicle, punched out the driver’s-side window with his hand and gun, and ordered MeCulligan to stop. McCulli-gan surrendered.
MeCulligan was charged with assault on Deputies O’Donnell and Kurtz under 18 U.S.C. § 111(a), two counts of assault on a federal officer with a deadly or dangerous weapon under 18 U.S.C. § 111(b), and destruction of government property under 18 U.S.C. § 1361. At trial, the government argued that MeCulligan purposefully collided with the deputies’ vehicle and would have seriously injured Deputy O’Donnell had his vehicle broken free while fishtailing. The jury, however, found McCulli-gan guilty only of the § 111(a) assault on Deputy O’Donnell and destruction of government property, a result which, as the District Court remarked, indicated that the jury was “unpersuaded by the government’s version of the collision.”
United States v. McCulligan,
No. 99-410-01, slip op. at 4,
At sentencing, MeCulligan argued that his actions amounted to nothing more than “simple assault” under § 111(a), which carries a maximum prison term of one year. Section 111(a) also provides for three years’ imprisonment in “all other cases” of assault (hereinafter “non-simple assault”). 1 The District Court found that “the fishtailing movements of defendant’s car when O’Donnell was standing close by are enough to support an aggravated assault, albeit not necessarily with a deadly or dangerous weapon.” MeCulligan, Slip Op. at 13. The District Court then used the three-year maximum term from the “all other cases” provision in determining McCulligan’s sentencing range under the Sentencing Guidelines.
MeCulligan now appeals the District Court’s judgment. We have jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a). We exercise plenary review over questions of law as well as the District Court’s application of the Sentencing Guidelines.
United States v. Williams,
II.
The United States Criminal Code describes the two crimes at issue — simple
*100
assault and “all other cases” of assault — in a single statutory subsection, 18 U.S.C. § 111(a). Under
Apprendi v. New
Jersey,
The District Court instructed the jurors that they were to find McCulligan guilty upon proof of three elements: (1) that he forcibly assaulted the person named in the indictment, (2) that the victim was a federal officer, and (3) that McCulligan did the acts charged voluntarily and intentionally. App. at 768, 771-772. The Court further instructed the jury that “forcible assault” means “any deliberate and intentional attempt or threat to inflict physical injury on another person with force or strength, when the attempt or threat is coupled with an apparent present ability to do so ... A forcible assault may be committed by a defendant without actually touching, striking or doing bodily harm to the other person.... ” Id. at 768. The government concedes that whatever fact separates “all other cases” of assault from mere “simple assault,” the jury was not asked to find it. Appellee’s Br. at 41-42. Any sentence greater than one year on the § 111 count thus represents error under Apprendi.
Preliminarily, we must respond to the government’s contention that because McCulligan failed to object to any
Appren-di
error either at trial or during sentencing, we review only for plain error. We surely would not have expected McCulli-gan to object to the “simple assault” jury charge at issue in this case; he had no responsibility and certainly no incentive to point out that the government could have attempted to win a conviction on some greater offense.
United States v. Candelario,
*101 To preserve the right to appeal a district court ruling, “it is sufficient that a party, at the time the ruling ... is made or sought, makes known to the court the action which that party desires the court to take ... and the grounds therefor.” Fed.R.Crim.P. 51. McCulligan did not mention Apprendi, but, rather, argued that the facts and the jury’s findings fit the definition of one crime and not another, and that he should be sentenced under the correct statutory maximum. When one contends that he or she is about to be sentenced for a crime of which he or she was not convicted — an error by any standard — intonation of the word “Apprendi” is unnecessary to present the issue squarely to the court. In any event, as our analysis below will indicate, McCulligan’s sentence would not survive either harmless error or plain error review.
The government argues that the District Court’s error in making a determination that should have gone to the jury is not reversible for two reasons. First, the government contends that McCulligan’s offense of conviction actually was non-simple assault despite the jury charge and that the failure to properly instruct the jury was harmless error under the Supreme Court’s decisions in
Johnson v. United States,
III.
In
Neder,
the Supreme Court examined whether overwhelming evidence of a particular element of an offense can compensate for a court’s failure to submit that element to the jury. The trial court in
Neder
neglected to instruct the jury in a tax fraud prosecution that conviction required a finding of material falsehood. The defendant was found guilty on the incomplete instructions and appealed. Answering a question it left open in
Johnson,
the Supreme Court held that non-structural constitutional errors, including the failure to submit an element of a crime to the jury, are subject to harmless error review.
Neder,
By invoking
Neder,
the government necessarily contends that McCulligan was, in fact, “convicted” of non-simple assault despite jury instructions that charged simple assault.
See Neder,
Before a conviction may be sustained despite the omission of an element from *102 the jury instructions, Neder demands a “thorough examination of the record” by the reviewing court:
If, at the end of that examination, the court cannot conclude beyond a reasonable doubt that the jury verdict would have been the same absent the error— for example, where the defendant contested the omitted element and raised evidence sufficient to support a contrary finding — it should not find the error harmless.
Neder,
In the federal scheme (at least,
post-Apprendi),
§§ 111(a) and 111(b) create three separate offenses: simple assaults, other “non-simple” assaults not involving a dangerous weapon or injury, and assaults, that involve a dangerous weapon or cause injury.
See United States v. Nunez,
The government states correctly that, at common law, there were no degrees of assault or battery. Rather, “assault” was defined as the “attempt or offer to beat another, without touching him,” 3 Blackstone,
Commentaries
at 120, or the “placing of another in reasonable apprehension of a battery.”
United States v. Ramirez,
In
United States v. Chestaro,
[F]or practical purposes § 111 creates three distinct categories of conduct: (1) simple assault, which, in accord with the common-law definition, does not involve touching-, (2) “all other cases,” meaning assault that does involve contact but does not result in bodily injury or involve a weapon; and (3) assaults resulting in bodily injury or involving a weapon. We think that this is a reasonable construction of the statute, and one that gives effect to every part of it.
Chestaro,
The government contends that the findings in
Chestaro
and
Ramirez,
arguably
dicta,
were incorrect. As did the District Court, the government views “simple assault” through the lens of the Model Penal Code (“MPC”). The MPC essentially defines “simple assault” as attempting to cause or causing injury, and “aggravated assault” as attempting to cause or causing serious injury. MPC § 211.1. The distinction between these two levels of assault under the MPC thus relies not on contact, but on the potential for serious injury. The government notes that the MPC is widely cited by courts around the country for a variety of propositions, including, in a general way in one case, as being useful for interpreting § 111.
See United States v. Duran,
Contrary to the government’s urging, we do not find the MPC to be an authoritative vehicle for interpreting simple assault and other forms of assault under § 111(a). While modern statutes may present evidence of contemporary definitions Congress had in mind when crafting § 111, the wording of § 111 does not bear *104 out the proposition that its drafters envisioned an MPC-like scheme. Congress did not choose to use language such as “assault” and “more serious assault,” “assault” and “aggravated assault,” or “minor assault” and “major assault.” Instead, Congress chose the terms “simple assault” and “all other” assaults, which seem to suggest, if not explicitly refer to, the traditional notion of assault as a crime separated from battery according to the presence or absence of touching.
The similar language of 18 U.S.C. § 118, relied upon in Chestaro, lends support to the conclusion that “simple assault” equates with traditional common-law assault. Specifically, Congress appeared to recognize a boundary based on contact in § 113 by dividing assaults involving striking or beating in § 113(a)(4) from “simple assaults” in § 113(a)(5). 4 Rather than set up broad categories of assault and battery based on the severity of potential injury as in the MPC, the various provisions of § 113 call for harsher punishment for assaults with particular characteristics or results. As the authors of the MPC explained, the lack of intermediate grades of assault and battery at common law led to situations where “attempts to inflict serious bodily injury were not graded ... at the level that most legislatures thought appropriate.” MPC § 211.1, Comment 1(c). Legislatures responded by “creating] a range of personal injury offenses focusing upon the means by which the actor caused or threatened injury, the person upon whom the injury or threat was inflicted, and the seriousness of the injury caused or threatened.” Id. In effect, the legislatures referred to by the MPC — including, it seems, Congress— used the presence of striking, weapons, bodily injury, particular intents, and other specific factors as proxies for potential severity. Remove these extra ingredients, and one is left with a definition for “simple assault” that matches the traditional notion of assault as an attempted battery or the placing of one in apprehension of immediate harm — actions that do not involve contact. We, therefore, find that, under § 111(a), proof of actual contact is required to sustain a conviction for any crime beyond simple assault.
The record contains no evidence of actual contact by McCulligan. Thus, even assuming Neder applies to this case, any “conviction” for non-simple assault cannot be salvaged — the error would not be harmless. The question remains whether the sentence McCulligan received beyond the *105 statutory maximum for simple assault, his true offense of conviction, may be sustained.
IV.
The government contends that because McCulligan faced a statutory maximum sentence of at least ten years for his destruction of government property conviction, any error in sentencing him beyond the one-year maximum for his simple assault conviction did not affect the outcome of the proceedings. This argument is familiar to readers of post-Apprendi drug cases under 21 U.S.C. § 841. In
United States v. Williams,
This case is different from Williams in that here the government contends the sentence actually imposed was less than the statutory maximum of a separate count of conviction. Although we need not decide the issue here, the argument that mistakes in determining the sentence on one count may be ignored so long as a greater sentence might have been imposed on another count seems to be foreclosed by Apprendi itself:
[T]he State has argued that even without the trial judge’s finding of racial bias, the judge could have imposed consecutive sentences on counts 3 and 18 that would have produced the 12-year tprm of imprisonment that Apprendi received; Apprendi’s actual sentence was thus within the range authorized by statute for the three offenses to which he pleaded guilty.... The constitutional question, however, is whether the 12-year sentence imposed on count 18 was permissible, given that it was above the 10-year maximum for the offense charged in that count. The finding is legally significant because it increased— indeed, it doubled — the maximum range within which the judge could exercise his discretion, converting what otherwise was a maximum 10 year sentence on that count into a minimum sentence. The sentences on counts 3 and 22 have no more relevance to our disposition than the dismissal of the remaining counts.
Apprendi,
The government argues that we need not engage in such “idle speculation” where the sentence necessarily would be the same on remand by operation of U.S.S.G. § 5G1.2(d). Section 5G1.2(d) states, in relevant part:
[I]f the sentence imposed on the count carrying the highest statutory maximum is less than the total punishment [as *106 determined under the Guidelines], then the sentence imposed on one or more of the other counts shall run consecutively, but only to the extent necessary to produce a combined sentence equal to the total [Guidelines] punishment.
§ 5G1.2(d). The government presses on us several cases in which Courts of Appeals have let stand sentences that, even absent error, would have been the same as those which were imposed.
See, e.g., United States v. Page,
This case, however, is distinguishable from each of those cases because of the simple fact that McCulligan’s sentence would not have been the same absent the trial court’s error, regardless of § 5G1.2(d). The sentencing courts in Page, Sturgis, and White each made a drug quantity determination, which, as noted above, constitutes a permissible exercise of discretion where the finding of fact alters the Guidelines calculation but does not result in a sentence exceeding the statutory maximum. Here, the so-called “finding of fact” that increased McCulli-gan’s Guideline range did not involve some variable such as drug quantity, but the offense of conviction itself. The District Court erroneously found that McCulligan had been convicted of a § 111(a) non-simple assault, which is punishable by a term of imprisonment exceeding one year and thus qualifies as a “crime of violence” under U.S.S.G. § 4B1.2. By operation of the career of fender table at U.S.S.G. § 4B1.1, this finding increased McCulligan’s criminal history category to VI. Given that McCulligan actually was convicted of simple assault, which by virtue of its one-year statutory maximum does not qualify as a crime of violence, the District Court should have used a criminal history category of V. 5 This correct application of the Guidelines would have led to a shorter total punishment range; thus, the reasoning of Page, Sturgis, and White along with the language of § 5G1.2(d) upon which they are based does not apply.
The government contends that a court may determine, by a preponderance of the evidence, the “offense statutory maximum” for purposes of sentencing just as it may determine drug quantity. We disagree. Finding drug quantity based on evidence such as undisputed lab results is far different than pretending the jury convicted a defendant of one crime when actually he or she was convicted of another. Moreover, the Guidelines do not instruct judges to determine the statutory maxima of offenses. Rather, the Guidelines state that “Offense Statutory Maximum ... refers to the maximum term of imprisonment authorized for the offense of conviction....” U.S.S.G. § 4B1.1, Application Note 2. The maximum sentence faced by a defendant convicted of a particular crime is set by Congress, not “found” by courts. McCulli-gan was convicted of simple assault, and the offense statutory maximum is accordingly read from § 111(a).
See United States v. Rogers,
While, even after
Apprendi,
a sentencing court may make certain factual determinations as it calculates the sentence under the Guidelines, a defendant cannot be convicted of one crime yet sentenced under the Guidelines as though he or she were convicted of some other crime.
United States v. Knobloch,
y.
The jury charge and facts of this case both point to a conviction for simple assault under § 111(a). The District Court erroneously determined instead that MeCulligan was convicted under the “all other” assaults provision, and this error led to a misapplication of the Guidelines. We will affirm the conviction but remand for resentencing.
Notes
. 18 U.S.C. § 111 states:
(a) In general. Whoever—
(1) forcibly assaults, resists, opposes, impedes, intimidates, or interferes with any [federal officer] while engaged in or on account of the performance of official duties; or
(2) forcibly assaults or intimidates any person who formerly served as a [federal officer] on account of the performance of official duties during such person’s term of service,
shall, where the acts in violation of this section constitute only simple assault, be fined under this title or imprisoned not more than one year, or both, and in all other cases, be fined under this title or imprisoned not more than three years, or both.
(b) Enhanced penalty. Whoever, in the commission of any acts described in subsection (a), uses a deadly or dangerous weapon (including a weapon intended to cause death or danger but that fails to do so by reason of a defective component) or inflicts bodily injury, shall be fined under this title or imprisoned not more than ten years, or both.
. McCulligan's attorney argued at sentencing that the jury convicted his client of simple assault and that he could not be sentenced for anything more, as this colloquy illustrates:
[Counsel]: I don’t believe that the Court can impose a sentence of more than one year in this case, that being the statutory maximum of a finding based upon a simple assault....
The Court: Well, wait a moment. Wasn't there a guilty verdict as to an assault on a federal officer?
[Counsel]: There was, your honor.
The Court: And you're saying the maximum statutory sentence is one year?
[Counsel]: If this Court finds that it was a simple assault as opposed to an aggravated assault it’s a one-year maximum, statutory maximum....
App. at 798-99; see also App. at 822 (McCul-ligan's attorney stating once again that "the statutory max should be at most one year.”). While counsel seems to have assumed that it was the Court's duty to make the simple/non-simple assault determination rather than the juiy’s, he was clear in stating that the facts pointed to only one resolution.
. The government argues that some courts have upheld convictions for simple assault in cases that unambiguously included a touching.
See, e.g., United States v. Bayes,
. 18 U.S.C. § 113(a) states:
(a) Whoever, within the special maritime and territorial jurisdiction of the United States, is guilty of an assault shall be punished as follows:
(1) Assault with intent to commit murder, by imprisonment for not more than twenty years.
(2) Assault with intent to commit any felony, except murder or a felony under chapter 109A, by a fine under this title or imprisonment for not more than ten years, or both.
(3) Assault with a dangerous weapon, with intent to do bodily harm, and without just cause or excuse, by a fine under this title or imprisonment for not more than ten years, or both.
(4) Assault by striking, beating, or wounding, by a fine under this title or imprisonment for not more than six months, or both.
(5) Simple assault, by fine under this title or imprisonment for not more than six months, or both, or if the victim of the assault is an individual who has not attained the age of 16 years, by fine under this title or imprisonment for not more than 1 year, or both.
(6) Assault resulting in serious bodily injury, by a fine under this title or imprisonment for not more than ten years, or both.
(7) Assault resulting in substantial bodily injury to an individual who has not attained the age of 16 years, by fine under this title or imprisonment for not more than 5 years, or both.
. The District Court did not examine whether McCulligan's conviction for destruction of government property under 18 U.S.C. § 1361 constituted a crime of violence. The term “crime of violence” includes offenses that "involve[ ] conduct that presents a serious potential risk of physical injury to another.” U.S.S.G. § 4B1.2(a)(2). As the District Court noted, however, the mix of verdicts on the various counts charged indicates that the jury did not believe the government's assertion that McCulligan purposefully rammed into the deputies’ vehicle. McCulligan, Slip. Op. at 4.
.
United States v. Doggett,
