United States v. Robert D. Stewart, Jr., AKA Robert Wilson Stewart, Bob StewartUnited States v. Robert D. Stewart, Jr., AKA Robert Wilson Stewart, Bob Stewart
We are asked to determine whether certain words, spoken under certain circumstances, constitute criminal threats of harm against a federal judge and are not protected by the First Amendment. We are also asked to determine what quantum of evidence the Government must present to establish that a defendant, who solicited another person to murder a federal judge, had the required criminal intent for the other person to commit the murder.
FACTS
Robert D. Stewart, Jr. appeals his convictions and sentence for threatening to murder a federal judge (Count 1), soliciting the murder of a federal judge (Count 4), and making material false statements to government agents investigating the threats and solicitation (Counts 2 and 3). 1 At trial, the Government elicited the following testimony:
Informant August Weiss, an inmate at an Arizona federal prison where Stewart was also incarcerated, 2 approached Special Investigative Agent Forrest Barton, who was stationed at the prison. Weiss told Agent Barton “there was an older inmate named Rob in his unit that was making some plans to hurt some federal officials.” Agent Barton and Federal Bureau of Investigation (“FBI”) Special Agent Mike Gallante met with Weiss; Weiss identified “Rob” as Stewart.
Shortly after Stewart’s arrival at the prison, Stewart stated to Weiss that
Stewart’s statements wavered between targeting FBI agents or a judge, but then became specific: U.S. District Judge Roslyn O. Silver, who had presided at Stewart’s earlier trial. Weiss testified Stewart stated “he wanted to string the motherfucker up and cut her throat, his throat, and make it like a copycat so that people would do the same thing.” 3 Stewart offered Weiss weapons and $100,000 as a reward if Weiss could arrange the killing. Stewart claimed the money would come from the Aryan Brotherhood.
Weiss agreed with Agent Barton and Special Agent Gallante to record secretly a conversation with Stewart, using a hidden digital recorder provided by the FBI. Weiss met with Stewart and recorded their conversation. 4 During the meeting, Stewart asked if Weiss “could do it,” meaning whether Weiss could “do the hit.” Stewart offered weapons to be given as compensation to Weiss’s brother-in-law to perform the hit (Weiss had invented a fictitious brother-in-law who would do the killing), and $100,000 to Weiss as a reward for arranging the hit. Stewart stated his sister had access to the weapons and could deliver them to Weiss’s brother-in-law. Stewart stated the Aryan Brotherhood was also targeting the judge and would contribute money “to go in on the hit,” and he again mentioned the “copycat” murder strategy. Stewart then described the victim as fifty-five years old, with blonde hair, having the name of “Silver,” and located in Phoenix, Room 624. Weiss asked Stewart how he wanted the killing done, and Stewart made a cutting motion with his finger across his throat. After the meeting, Weiss immediately delivered the recording to Agent Barton and Special Agent Gal-lante.
Special Agent Gallante then interviewed Stewart twice. During the first interview, Special Agent Gallante told Stewart he had reason to believe Stewart was involved in a conspiracy to harm a federal judge. Stewart responded: “I’m not involved in anything like that, and especially I wouldn’t want to harm my judge, Judge Silver, because I’m appealing my case.... ” Special Agent Gallante asked Stewart whether he said “anything that could even be misinterpreted as a threat to a judge.” Stewart denied saying anything, but mentioned he had overheard the Aryan Brotherhood “wanted to harm Judge Silver because she had sentenced one of their associates.”
During the next interview, Special Agent Gallante again asked Stewart whether he said “anything which could have been misinterpreted by anyone regarding any threats to a judge.” Stewart replied no, but stated Weiss had been asking a lot of questions about his case, and Weiss had said “something about his brother coming here to do something.” Special Agent Gallante then played the portion of the recording in which Stewart identified Judge Silver and gave her physical description and location. Stewart became “visibly upset” by the recording. When Special Agent Gallante asked Stewart what he was referring to in that conversation, Stewart had no response. Over
Judge Silver also testified for the Government. She presided over Stewart’s previous criminal trial, in which Stewart was convicted and sentenced to prison for the federal firearm offenses. Judge Silver testified that during the previous trial, Stewart was initially respectful and polite, but as the trial progressed, his demeanor turned to what Judge Silver described as anger or “smoldering rage.” She testified Stewart’s change in demeanor was precipitated by her not permitting Stewart to pursue a particular line of defense, i.e., that the federal government had no jurisdiction or authority over Stewart. Judge Silver stated she never received any threats directly from Stewart but was so informed by the U.S. Marshals Service and the FBI. She also stated that, at the time Stewart spoke to Weiss, a reasonable description of her would be fifty-six years old, female, with blonde hair, and that her courtroom was on the sixth floor of the Phoenix courthouse, room number 604 or 624.
Following the Government’s case-in-chief, Stewart brought a motion for judgment of acquittal on all counts, which the district court denied. Stewart then testified in his defense and denied making any threats regarding Judge Silver or soliciting her murder. Several character witnesses also testified Stewart had a reputation for truthfulness. The jury then found Stewart guilty on all counts. The district court denied Stewart’s renewed motion for judgment of acquittal and sentenced Stewart to 60 months each on Counts 1, 2, and 3, to run concurrently, and 232 months on Count 4, to run consecutively to Counts 1, 2, and 3. Stewart timely appealed. We have jurisdiction under
DISCUSSION
Stewart raises multiple challenges to his convictions. We address each in turn.
I. Multiplicity of the Indictment
As a preliminary matter, Stewart contends Counts 1 and 4 are multiplicitous, and thus that his convictions on both counts violate the Double Jeopardy Clause. He makes the same claims as to Counts 2 and 3. The district court rejected both sets of claims in its denial of Stewart’s motion to dismiss.
The claim that an indictment has resulted in multiplicitous convictions is reviewed
de novo. United States v. Vargas-Castillo,
A. Counts 1 and 4 — Threatening to murder a federal judge, and soliciting another person to murder a federal judge
Count 1 alleged Stewart threatened to murder Judge Silver with the intent to impede, intimidate, or retaliate against her on account of the performance of her official duties, in violation of
Whoever ... (B) threatens to assault, kidnap, or murder ... a United States judge ... with intent to impede, intimidate, or interfere with such ... judge ... while engaged in the performance of official duties, or with intent to retaliate against such ... judge ... on account of the performance of official duties, shall be punished....
However, Count 4 alleged Stewart solicited
another person
to murder Judge Silver, in violation of
Whoever, with intent that another person engage in conduct constituting a felony that has as an element the use, attempted use, or threatened use of physical force against property or against the person of another in violation of the laws of the United States, and under circumstances strongly corroborative of that intent, solicits, commands, induces, or otherwise endeavors to persuade such other person to engage in such conduct, shall be imprisoned....
Count 1 required proof Stewart threatened to murder Judge Silver; the participation of Weiss was unnecessary. On the other hand, Count 4 required proof Stewart solicited Weiss to murder Judge Silver; proof Stewart made a threat against her was unnecessary. Thus, both counts required proof of a fact the other did not. Counts 1 and 4 are not multiplicitous; the district court properly denied Stewart’s motion to dismiss Count 1 or 4 on such ground.
B. Counts 2 and 3 — Making material false statements to FBI agents
Stewart also argues Counts 2 and 3 are multiplicitous because they derive from identical false statements he made in response to identical questions from Special Agent Gallante.
We have previously held that, under
A comparison of the two cases helps to illuminate our analysis. In
Olsowy,
the defendant received a Social Security check, which was endorsed and cashed.
Unlike
Olsowy, Salas-Camacho
reached the opposite result. There, the defendant was crossing the United States-Mexico border.
to conduct a more searching examination, including, as in this case, a computer search to determine any prior violations. Both the primary and the secondary customs inspectors, in making their respective determinations and discharging their respective duties, rely on information obtained from the entrant. Where, as here, the entrant makes a false statement to both inspectors, the ability of both officials to carry out their respective functions is impaired.
Id.
We agree with Stewart that the facts here are more like Olsowy than Salas-Camacho. The same FBI agent asked Stewart twice whether he had threatened a federal judge, and Stewart made identical denials both times. Although Stewart mentioned the Aryan Brotherhood during the first interview and Weiss during the second interview, the FBI already had that information by virtue of the recording and Weiss’s participation.
Special Agent Gallante’s testimony did not establish any additional impairment to his investigation because of the second interview. Special Agent Gallante testified that, after the first interview, the government “had every man on alert” in an attempt to thwart any attempt to harm Judge Silver. After the second interview, the government interviewed Stewart’s family members to trace the weapons to be used as payment. But again, at the time of Stewart’s second denial, the FBI already had the information leading to those areas of investigation. Thus, it cannot be said Stewart’s second denial “further impaired the operations of the government.” See id. Hence, Counts 2 and 3 were indeed multiplicitous, and the district court erred in not entering an acquittal on either Count 2 or 3. We therefore reverse Stewart’s conviction as to Count 3.
II. Sufficiency of the Evidence
Where a defendant moves for acquittal at the close of the government’s evidence, we review
de novo
whether sufficient evidence exists to support a guilty verdict.
United States v. Carranza,
A. Count 1 — Threatening to murder a federal judge
Stewart contends there is insufficient evidence to support his conviction on Count 1 for threatening to kill Judge Silver. Because Stewart’s threats were spoken words, he also claims error through violation of his First Amendment rights.
To resolve Stewart’s claim, we undertake a two-step analysis to assess the sufficiency of the evidence for convictions regarding threats. First, we determine whether the verdict is supported by sufficient evidence.
See United States v. Hanna,
1. Sufficiency of the evidence on Count 1
Stewart’s conviction under
Here, there is sufficient evidence to support a rational jury’s finding of guilt, beyond a reasonable doubt, that Stewart violated
Further, Judge Silver testified she was a judge in the federal court system, that she presided over Stewart’s earlier trial which resulted in Stewart’s conviction for federal firearm offenses, and that Stewart exhibited anger and “smoldering rage” toward her during the trial. The anger was precipitated by Judge Silver not permitting Stewart to pursue a particular line of defense. Those facts are sufficient to establish the five elements under
However, Stewart also argues
We agree with the district court for several reasons. First, the statutory text of
Second, we have previously suggested no such requirement is included in the statute. In
United States v. Chase,
Third, other circuits to have considered this issue also have not required as an element that the defendant communicate the threat directly to the intended target.
See United States v. Martin,
We see no reason to insert a requirement into the statute that Congress did not insert itself. Accordingly, we hold that, under
2. “True threats” for purposes of the First Amendment
A core purpose of the First Amendment “is to allow ‘free trade in ideas’ — even ideas that the overwhelming majority of people might find distasteful or discomforting.”
Virginia v. Black,
In defining a “true threat,” our precedent has generally called for application of an objective test. That is, a statement is a “true threat” if “a reasonable
Yet in
United States v. Cassel,
Cassel
stated, however, that it did not address “the question of what effect our holding has on other specific statutes that we have previously held do not require the government to prove subjective intent.”
Id.
at 633 n. 8.
Moreover, by its express language,
Resolution of the issue whether to apply the objective or subjective “true threat” definition for purposes of
The recent decision in United States v. Cassel,408 F.3d 622 (9th Cir.2005), does not change our view. Cassel leaves untouched the reasonable person analysis for presidential threats because it did not address whether statutes like18 U.S.C. § 871(a) require intent. Because Romo has not raised First Amendment issues and Cassel does not alter the analysis of presidential threats, we employ the decades-old approach to analyzing threats under18 U.S.C. § 871(a) .
Romo,
We are not fully convinced that Romo properly distinguished Cassel, or that Romo’s continued use of the objective “true threat” definition is consistent with Black’s subjective “true threat” definition. Nonetheless, we need not decide whether the objective or subjective “true threat” definition should apply here. 8 That is because the evidence establishes that Stewart’s statement was a “true threat” under either definition and thus is not protected by the First Amendment.
Under the objective definition, Stewart’s statement that he wanted to target a judge and “string the motherfucker up and cut her throat, his throat, and make it like a copycat so that people would do the same thing,” combined with an offer to provide weapons and money reward, can reasonably be interpreted as a serious expression of intent to harm or assault the target; here, a federal judge.
See Orozco-Santillan,
Under the subjective definition — which asks whether “the speaker subjectively intended the speech as a threat,”
Cassel,
Accordingly, under either the objective or subjective “true threat” definition, Stewart’s statements were “true threats” and are not protected by the First Amendment. We thus affirm Stewart’s conviction on Count 1.
B. Count 2 — Making material false statements to FBI agents
Stewart also argues there is insufficient evidence to support his conviction on Count 2 for making material false statements to Special Agent Gallante. We reject this argument.
Stewart also contends there is insufficient evidence to support his conviction on Count 4. Specifically, Stewart argues there was insufficient corroboration of his intent under
Whoever, with intent that another person engage in conduct constituting a felony that has as an element the use, attempted use, or threatened use of physical force against property or against the person of another in violation of the laws of the United States, and under circumstances strongly corroborative of that intent, solicits, commands, induces, or otherwise endeavors to persuade such other person to engage in such conduct, shall be imprisoned....
We have not before examined the meaning of the term “circumstances strongly corroborative of that intent.” We review the construction and interpretation of a statute
de novo. United States v. Ventre,
We are well-acquainted with the terms “corroborative” and “corroborate.” See Black’s Law Dictionary 596 (8th ed.2004) (defining “corroborating evidence” as “[ejvidence that differs from but strengthens or confirms what other evidence shows (esp. that which needs support)”). The term “corroborative” means “serving or tending to corroborate,” Webster’s Third New Int’l Dictionary 512 (1965), and “corroborate” means “[t]o strengthen or confirm; to make more certain,” Black’s Law Dictionary, supra, at 370. See Webster’s Third New Int’l Dictionary, supra, at 512 (defining “corroborate” as “to provide evidence of the truth of: make more certain: confirm”). In addition, “circumstance” means “[a]n accompanying or accessory fact, event, or condition, such as a piece of evidence that indicates the probability of an event.” Black’s Law Dictionary, supra, at 259; see Webster’s Third New Int’l Dictionary, supra, at 410 (defining “circumstance” as “a condition, fact, or event accompanying, conditioning, or determining another”).
The plain meaning of the phrase “circumstances strongly corroborative of that intent” thus shows that
We need not outline the precise limits of
III. Sentencing
Because we reverse Stewart’s conviction on Count 3, we remand to the district court for re-sentencing.
See United States v. Bennett,
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.
Notes
. Count 1 alleged Stewart threatened to murder U.S. District Judge Roslyn O. Silver, in violation of
. At the time of these events, Stewart was incarcerated pursuant to his earlier convictions for felony possession of firearms, in violation of
. Weiss understood the ''copycat'' comment to mean that the killing "would make other extremists go around and start killing government agents, judges, you know, all kinds of agents.”
. During the meeting, Agent Barton and Special Agent Gallante monitored Weiss via the video security system installed in the prison.
. A threat under
. The district court provided jury instructions stating in part: “To be a threat, it is not necessary that statement be expressly communicated to the object of the threat.”
. Indeed, in
Cassel,
we considered
. Because
Romo's
use of the objective standard was at least partially based on the defendant’s failure to raise First Amendment issues, its holding does not imply we should back away from our decision in
Cassel.
Although
Cassel
did not involve
. It is well-settled that a speaker can subjectively intend the speech as a threat even if the speaker never actually intended to carry out the threat, such as where the speaker intends the threat to disrupt a protected official's performance of her official duties through intimidation or threatened retaliation.
See Black,
. Because we reverse Stewart's conviction on Count 3, we need not reach his claim of insufficient evidence as to that count.
. It is a felony under federal law to kill or attempt to kill "any officer or employee of the United States ... while such officer or employee is engaged in or on account of the performance of official duties.”
. Although Stewart argues Weiss is inherently incredible because he is a convicted felon, much of the evidence corroborating the existence of Stewart's intent that Weiss's brother-in-law commit the murder was captured on the recording of the meeting between Stewart and Weiss, and this recording was played to the jury. As noted, in reviewing a conviction for sufficiency of the evidence, we "must respect the province of the jury to ascertain the credibility of witnesses,”
Orozco-Santillan,
. We also reject Stewart’s contention the district court erred by admitting the recording between Weiss and Stewart and by allowing the Government to play the recording for the jury. Stewart contends the recording was inadmissible because the Government did not preserve the original digital recording device but instead downloaded the data to disk and offered a duplicate of the recording at trial. Yet a duplicate recording is admissible to the same extent as the original “unless (1) a genuine question is raised as to the authenticity of the original or (2) in the circumstances it would be unfair to admit the duplicate in lieu of the original.”
. Because we remand to the district court for re-sentencing, we do not reach Stewart’s arguments that his sentence constituted cruel and unusual punishment contrary to the Eighth Amendment, or that the district court erred in enhancing his sentence based upon facts not found by a juiy beyond a reasonable doubt. Stewart’s Motion for Leave to File a Supplemental Brief based upon Booker is denied as moot.