185 F.3d 676 | 7th Cir. | 1999
Lead Opinion
On July 15, 1997, the defendant-appellant Robert Amerson (“Amerson”) was convicted before a jury of possession of cocaine base with intent to distribute in violation of 21 U.S.C. § 841(a)(1). On appeal, Amerson argues that the trial court committed error: 1.) in refusing to allow the introduction of the affidavit of Timothy Heard; 2.) in refusing to find that the prosecutor improperly distorted the burden of proof during closing argument; 3.) in denying Amerson’s request for a Franks hearing; and 4.) in refusing to hold that the evidence was insufficient to support a conviction. We affirm.
I. BACKGROUND
At approximately 7:30 p.m. on February 11, 1997, officers of the City of Peoria, Illinois, Police Department executed a search warrant at an upstairs unit of a two-story, multi-unit apartment building located at 1418 N.E. Adams Street, Peoria, Illinois. Three police officers, Officers Mumaw, Mitchell, and Anderson, approached the second floor unit by ascending a flight of stairs leading to a landing area just outside the apartment’s kitchen door. The landing area outside the kitchen door was monitored with a “sensor light,” and as the officers ascended the stairs and approached the door, the light activated. Officer Mumaw knocked on the door and announced loudly “Police, search warrant!”, and at this time, the apartment’s lessee, Jesse Tolliver (“Tolliver”), appeared at a window next to the kitchen door and shouted “It’s the police!” and disappeared from view. At the same time, the officers heard the sound of people running inside the apartment, and they forced open the door and entered the apartment.
Following a plan established prior to the raid, Officer Mumaw ran into the kitchen, down a hallway, and into a bedroom located in the rear corner of the apartment. At trial, Mumaw testified that when he arrived in the bedroom, he observed a black male identified as Timothy Heard (“Heard”), along with two black females, Sharon Parker and Angela Hill. He saw Heard run to the bedroom window, which was covered with a large, heavy curtain. According to Mumaw, it appeared that Heard “tr[ied] to punch a small 35 millimeter canister
At the time Heard struck and broke the glass in the window through the heavy curtain in the second-floor bedroom, three other officers were stationed outside and were standing directly below the window, Officers Moore, Kirwan, and Patterson. Officer Patterson “heard glass breaking from above [him]. At that time [he] looked up and saw pieces of glass falling down just in front of [him].” Officers Moore, Kirwan, and Patterson immediately searched the ground with their flashlights and found nothing but pieces of a broken window glass. The three officers then proceeded up the stairs in order to help the officers inside with the search of the apartment.
After arresting Heard and securing the other occupants of the apartment, Officer Mitchell, the lead officer, stationed himself at the front door and proceeded to assist the officers in the conducting of a “sting” operation upon those individuals who they anticipated might be appearing at the front door to sell or purchase drugs. Between 7:30 p.m. and 8:30 p.m. three people came to the door. The first group, two black females, arrived and asked for Tol-liver. Officer Mitchell refused to allow them entry, and they left. The other individual was a white female, who was arrested by Officer Mitchell after attempting to purchase a “look-alike”
At 8:50 p.m., approximately one hour and twenty minutes after the warrant entry into the apartment, another officer, Officer Couve, assigned to maintain surveillance and positioned across the street from the apartment, radioed the officers in the apartment that a black male was approaching the apartment on foot. The officers inside the apartment waited until they heard a knock, whereupon Officer Mitchell queried the person knocking, “Who is it?” The person (Amerson) outside the kitchen door responded “It’s me, Rob,” at which time Tolliver, under arrest and inside the apartment, shouted “Rob, it’s the police!”, alerting the officers to open the door. Officer Mitchell testified that when he opened the door he saw Amerson, illuminated by the sensor light, standing on the porch just three feet away, and holding a plastic bag in his hands that contained a white substance. According to Officer Mitchell, upon observing the officers, Amerson immediately “thr[ew] his hands in the air above his head, at which time this object [the plastic bag] came out of his hand and went over his head, off the landing and onto the ground behind him.” Officers Moore, Mumaw, and Mitchell “reach[ed] out and grab[bed] Mr. Amerson and ... pull[ed] him inside the apartment and after a struggle he [was] handcuffed” and arrested. Officer Moore then went “downstairs and ... look[ed] outside on the grass for what [he] believed at the time to be cocaine thrown from [Amer-son’s] hands and that’s what [he] found laying on the ground.” Officer Moore located the cocaine “fairly quickly” in a location he described as follows: “if you just walked out of the kitchen and onto the landing area and looked straight down over the railing, you could see the object in the grass directly in front of the porch.” Officer Moore, who was using his flashlight to search, discovered a plastic bag containing a white substance, which the police seized and was later analyzed and found to be 6.4 grams of crack cocaine.
The defendant Amerson was arrested and charged with possession of cocaine base with intent to distribute in violation of
I Timothy Herd [sic] do solemly [sic] swear that the statement I’m about to sign is correct and is given at [sic] my own free will. On February 11th 1997 between 6:30-7:30 p.m. at 1418 N.E. Adams I heard police enter the apartment. Being in possession of two packages of cocaine. I ran to the back bedroom and attempted to dispose of them. One landed inside. Later one was found outside. Robert Amerson was unware [sic] of any of this, for he was not yet present, but was later charged.
The government objected to the admission of the affidavit, contending that it was hearsay under Fed.R.Evid. 802 since it was made out of court and was offered for the truth of the matter asserted. The defense counsel responded that the document was admissible hearsay under Fed.R.Evid. 804(b)(3) because it was a statement against Heard’s penal interest. The judge refused to accept the affidavit, ruling that Rule 804(b)(3) requires that the affidavit be supported by corroborating circumstances demonstrating the truth of the out of court assertion and that Amer-son had failed to demonstrate the existence of corroborating circumstances.
The defense also objected to the prosecutor’s statement during closing argument: “[w]hat you’ve got here are vice and narcotics officers — experienced drug enforcement officers whose job it is to arrest dope peddlers ... ”, and “[t]hose officers all indicated that it was part of their duties to rid our streets of cocaine.... ” Amerson’s counsel argued that the prosecutor’s statement amounted to vouching for the police officer witnesses. The judge sustained the defendant’s objection. Later in the closing argument, the prosecutor stated: “[b]ot-tom line here, ladies and gentlemen, is this. Who is telling the truth and who is lying here.... You simply cannot believe the testimony of these police officers and believe the defendant’s testimony at the same time.” Amerson’s counsel once again objected, stating that the prosecutor was distorting the burden of proof. The trial judge overruled this objection and found that the prosecutor’s statements were appropriate since “there was direct testimony from each side” regarding whether Amerson threw the plastic bag of cocaine.
At sentencing, the trial judge determined that Amerson was a career offender
II. ISSUES
On appeal, Amerson raises four issues, arguing that the trial court committed error: 1.) in refusing to allow the introduction of the affidavit of Timothy Heard; 2.) in refusing to find that the prosecutor improperly distorted the burden of proof during closing argument; 3.) in denying Amerson’s request for a Franks hearing; and 4.) in refusing to hold that the evidence was insufficient to support a conviction.
III. DISCUSSION
A. The Heard Affidavit
At trial Amerson requested that Heard’s affidavit be admitted as a declaration against penal interest under Federal Rule of Evidence 804(b)(3).
We begin by noting that “out-of-court statements are generally inadmissible because they are presumed to be unreliable.” United States v. Hall, 165 F.3d 1095, 1110 (7th Cir.1999) (quoting United States v. Hooks, 848 F.2d 785, 796 (7th Cir.1988)). “We review the district court’s decision that a particular hearsay statement is admissible under Rule 804 only for an abuse of discretion.” United States v. Doerr, 886 F.2d 944, 954 (7th Cir.1989) (citation omitted). “Under the three part test we set forth in United States v. Garcia, 897 F.2d 1413, 1420 (7th Cir.1990), for determining the admissibility of a statement under Rule 804(b)(3), a court must find that, (1) the declarant’s statement was against the penal interest of the declarant, (2) corroborating circumstances exist indicating the trustworthiness of the statement, and (3) the declarant must be unavailable.” United States v. Moore, 936 F.2d 1508, 1516 (7th Cir.1991) (internal quotations omitted). Further, we have previously held that we will not
second-guess the sentencing judge[’s determinations] because he or she has had the best opportunity to observe the verbal and nonverbal behavior of the witnesses focusing on the subject’s reactions and responses to the interrogatories, their facial expressions, attitudes, tone of voice, eye contact, posture and body movements, as well as confused or nervous speech patterns in contrast with merely looking at the cold pages of an appellate record.
United States v. Garcia, 66 F.3d 851, 856 (7th Cir.1995) (citation, internal quotations, and emphasis omitted).
Heard’s affidavit states: “Being in possession of two packages of cocaine. I ran to the back bedroom and attempted to dispose of them. One landed inside. Later one was found outside.” (emphasis add
In addition, the location where the police officers discovered the crack cocaine (immediately below the porch where Amerson was standing) makes that part of Heard’s affidavit wherein he states that he “attempted to dispose” of the two packages of cocaine and “[l]ater one was found outside” implausible. According to the evidence at trial, the bag of cocaine found outside the building immediately below the porch where Amerson was standing was found to be “at least thirty to forty feet” east and slightly to the south of the broken window and eight to ten feet south and west of the porch (which, like the bedroom window, was on the south side of the building). It is impossible to comprehend how Heard, who dropped his one canister of cocaine in the bedroom at the time he was tackled by Officer Mumaw, would have been able to project the second package out the window and in a direction east and slightly to the south of the broken window and parallel to the building through a heavy curtain a distance of thirty to forty feet while he was in the process of falling down as he was being tackled and restrained by two officers. We are of the opinion that the trial court’s exclusion of the affidavit was proper, for the information contained therein, that Heard attempted to dispose of a second package of crack through a scenario of action physically untenable without the guidance system of the latest “smart” bomb, was not only less than credible, but comes within the realm of impossibility.
In response, Amerson contends that the fact that Heard broke the window corroborates that particular aspect of the affidavit’s truthfulness. Granted both parties do agree that Heard broke the window, but they disagree as to whether Heard was
Because both Parker’s testimony and Amerson’s contention that Heard disposed of the second package of cocaine are inconclusive, there is no evidence in the record to corroborate Heard’s ambiguous and untruthful affidavit. Thus, the trial judge did not err in exercising his “considerable discretion,” United States v. Nagib, 56 F.3d 798, 805 (7th Cir.1995), when he refused to receive the affidavit into evidence. See United States v. Bradley, 145 F.3d 889, 892 (7th Cir.1998) (A court “abuse[s] its discretion in admitting evidence ‘only when no reasonable person could agree’ with its rulings.”) (quoting United States v. Sinclair, 74 F.3d 753, 756 (7th Cir.1996)).
The dissent disagrees with the trial judge’s decision to exclude the affidavit. Initially, the dissent, according to the majority’s interpretation, gives somewhat of an inaccurate accounting of the events that transpired prior to Amerson’s arrest for possession of crack cocaine. The dissenting judge notes that after Amerson was warned that the police were inside the apartment, “Amerson tossed a plastic bag over his shoulder. The police testified that they found the [plastic] bag, containing small ‘rocks’ of crack cocaine, on the ground in front of the building but that they found nothing but shards of glass on the ground below the window that Heard had broken.” On the contrary, the police did not testify that the plastic bag was found beneath the bedroom window as the dissent seems to imply, but rather, the testimony of Officer Moore revealed that Amerson’s plastic bag was discovered by Moore directly below the front porch where Amerson was standing and taken into custody by the officers, some “thirty to forty feet” east and slightly to the south of the broken window.
The dissent also comments: “[ajlthough one officer testified that the crack allegedly thrown by Amerson was found at the front of the apartment, another officer, the
We also disagree with the dissent’s contention that the district judge failed to give reasons for his ruling that the affidavit was not trustworthy and that his ruling therefore deserves no deference. Specifically, the dissent provides:
On the present, incomplete record, Heard’s affidavit seems about as trustworthy as other forms of hearsay.... The district judge thought otherwise, but as he did not explain his thinking process, and specifically did not point to anything in the record that might support his conclusion, we should not give it controlling weight.... [Djeference is never properly given to rulings the grounds of which are not explained, unless the grounds are obvious.
The judge specifically stated his reason for finding that the affidavit was not trustworthy — he found that the affidavit was not trustworthy because it lacked sufficient corroborating circumstances. The judge went on to state: “The third element [of Fed.R.Evid. 804(b)(3) ] is that there must have been corroborating circumstances which clearly indicate the trustworthiness of the statement. I can not in good conscience find that third element has been met.” (emphasis added). Since the judge, with this very language, did in fact make a specific finding dealing with the lack of trustworthiness of the affidavit, we are obligated to extend considerable deference to his ruling and overturn it only if the ruling was “clearly erroneous.” Hall, 165 F.3d at 1112 (quoting Garcia, 897 F.2d at 1420) (emphasis added). The trial judge may exclude statements where “ ‘the corroborating evidence does not clearly indicate the trustworthiness’ of the statements.... A district court’s ‘determination of the trustworthiness of an out-of-court statement should be upheld unless the finding is clearly erroneous.’ ” Id. Furthermore, Heard’s affidavit is of little value, for Heard never affirmatively stated that he disposed of the crack, only that he “attempted to” do so. Additionally, based on the testimony of Officer Mumaw, Heard was unable to throw anything out the window since “there was a large curtain in the way.” It is interesting to note that the bag of crack was discovered some thirty to forty feet east of the window in question by police after the officers had witnessed Amerson throw it over his head. We query the dissent: how could Heard throw a plastic bag of crack co
The dissent goes on to comment that “no reason has been given why Heard ... would admit to that possession if it were untrue.” We believe that this statement is inaccurate because the dissent apparently overlooks the information contained in Amerson’s presentence investigation report, which provides that Amerson had a criminal record. The jury had been apprised by defense counsel that Amerson had previously been convicted of committing three felonies. As such, Amerson’s credibility might very well have been questioned by the jury, and the court provided jurors with an instruction concerning the jurors’ consideration of Amerson’s prior criminal convictions — “Evidence that a witness has been convicted of a crime is to be considered by you only insofar as it may affect the witness’ credibility.” Armed with this instruction, jurors were prepared to properly assess Amerson’s credibility. Furthermore, Amerson had in the past been accused of using physical force to coerce an associate to sign an affidavit “stating that [the associate] was the owner of ... drugs found in [Amerson’s] vehicle,” thus, a false affidavit which exculpated Amerson and inculpated his associate. Considering the surrounding circumstances that clearly demonstrate that the affidavit was untruthful, it would not be improper for us to believe that Amer-son coerced Heard to sign the affidavit.
The dissent comments: “It is apparent from the majority opinion that my colleagues credit the police testimony over that of the criminals; but that is not our job; the issue is the admissibility, not the weight, of Heard’s affidavit.” In so arguing, the dissent confuses our determination of the issue. By rejecting Amerson’s testimony, we do not give greater weight to the testimony of a single police officer or even two police officers; the fact is that all six officers who testified repeated the same set of circumstances. Does the dissent really believe that all six officers were untruthful? The presiding judge made a credibility judgment based on the testimony of the defendant and his witnesses following the testimony of the law enforcement officers. Further, let us not ignore the fact that Amerson has repeatedly been involved in criminal activity and has previously been accused of coercing an associate to sign a false affidavit. As such, we cannot credit Amerson’s testimony over that of the police. Furthermore, we note that one who has previously been convicted of a criminal offense is not as trustworthy as one who has never been convicted of a crime.
Also, the dissent is inaccurate in contending that the quantity of cocaine which Heard claimed belonged to him, which we concluded that Amerson threw away, would “ice” the case against Heard. Since Heard had already been caught red-handed with a canister of cocaine in the apartment, the Government’s case against him was already “on ice.”
The dissent goes on to state: “[b]e-fore ruling Heard’s affidavit inadmissible, the district judge should have explored the circumstances surrounding its creation.” To the contrary, the burden to demonstrate the existence of corroborating circumstances is on Amerson. See Am. Automotive Accessories v. Fishman, 175 F.3d 534, 541-42 (7th Cir.1999). Shifting the responsibility of demonstrating corroborating circumstances to the district judge is improper since the judge should not become an advocate of one party or another.
B. Prosecutorial misconduct
Amerson next contends that he was denied “due process of law and a fair trial” as a result of the prosecution’s allegedly inflammatory statements at closing argument. “As a general matter, improper comments during closing arguments rarely rise to the level of reversible error, and considerable discretion is entrusted to the
In determining whether statements by a prosecutor rise to the level of a constitutional infraction, we apply the standard endorsed by us in United States ex rel. Clark v. Fike, 538 F.2d 750, 760 (7th Cir.1976) (quoting United States ex rel. Kirk v. Petrelli, 331 F.Supp. 792, 795-96 (N.D.Ill.1971)): “The question to be decided is whether the ... statements were so inflammatory and prejudicial to the defendant petitioner as to deprive him of a fair trial and thus deprive him of his liberty without due process of law as proscribed by the Fourteenth Amendment.”
United States ex rel. Garcia v. Lane, 698 F.2d 900, 902 (7th Cir.1983). In reviewing whether a prosecutor’s statements deprived a defendant of a fair trial, we examine five factors: 1.) the nature and seriousness of the misconduct; 2.) the extent to which the comments were invited by the defense; 3.) the extent to which any prejudice was ameliorated by the court’s instruction to the jury; 4.) the defense’s opportunity to counter any prejudice; and 5.) the weight of the evidence supporting the conviction. See United States v. Kelly, 991 F.2d 1308, 1315 (7th Cir.1993) (citation omitted).
Initially, Amerson contends that the prosecutor improperly vouched for the credibility of the police officer witnesses when he stated during closing argument “[w]hat you’ve got here are vice and narcotics officers — experienced drug enforcement officers whose job it is to arrest dope peddlers ... ”, and “[t]hose officers all indicated that it was part of their duties to rid our streets of cocaine.... ” The trial judge sustained Amerson’s objection, but the defendant contends on appeal that the vouching denied him his right to a fair trial.
In this Circuit, a prosecutor vouches for a witness by “expressing] her personal belief in the truthfulness of a witness” or by “implying] that facts not before the jury lend a witness credibility.” United States v. Renteria, 106 F.3d 765, 767 (7th Cir.1997) (citing United States v. Robinson, 8 F.3d 398, 415 (7th Cir.1993)). We disagree with the trial judge’s decision to sustain Amerson’s objection to the prosecutor’s alleged vouching (and Amer-son’s contention that the statements of the prosecutor referred to in this case rose to the level of vouching), for the prosecutor did nothing more than explain the duties of the police officers; he stopped short of endorsing a personal opinion about the officers’ testimony. The disputed statements were within the bounds of acceptable argument and under no circumstances should they be classified as amounting to improper vouching for the credibility of the witnesses.
Amerson next alleges that the prosecutor shifted the burden of proof to the defendant when he stated “[w]ho is telling the truth and who is lying here.... You simply cannot believe the testimony of these police officers and believe the defendant’s testimony at the same time.” The trial judge overruled the defense counsel’s objection that the prosecution distorted the burden of proof, ruling that “there
these Federal agents have come in and testified under oath as to what they observed; and if you find the defendant not guilty, I want you to write on [the verdict card] that all of those people lied. [Agent] Ricevuto is a liar. [Agent] Garcia is a liar. [Agent] Collins is a liar. [Agent] Kowalski is a liar. [Agent] Fanter is a liar.
Id. at 387. The prosecutor in that case attempted to instruct the jury that the only way they could find the defendant not guilty would be to find that all of the federal agents were lying. See id. The Vargas court found the comments of the prosecutor were beyond the bounds of proper argument because the prosecutor distorted the burden of proof. See id. Not content to let the jury decide the case according to the judge’s instructions, he set up a “false dilemma” by informing the jury that they had to choose between two and only two options — either the defendant was lying or all the federal agents were lying — when in fact the jury had more options than only those two:
Even assuming that the testimony of the prosecution and defense witnesses contained unavoidable contradictions, it of course does not follow as a matter of law that in order to acquit Vargas the jury had to believe that the agents had lied. If the jurors believed that the agents probably were telling the truth and that Vargas probably was lying or even if the jury was convinced that all of the agents save Garcia were telling the truth and thought that Garcia probably was telling the truth it would have been proper to return a verdict of not guilty because the evidence might not be sufficient to convict defendant beyond a reasonable doubt. To tell the jurors that they had to choose between the two stories was error.
Id. at 387 (citation omitted) (emphases added). The case at hand differs from Vargas because unlike the Assistant United States Attorney (“AUSA”) in Vargas, the prosecutor here did not advise the jury that they were required to choose between two “stark, bright-line, and absolute alternatives,” United States v. Marshall, 75 F.3d 1097, 1108 (7th Cir.1996). Since the AUSA made a mere statement of fact, which was no different than stating to the jury that they had a chance to determine whether the officers or the defendant was telling the truth and that it is up to the jury to determine who was more credible when applying the court’s jury instructions to the evidence received, his comments were not objectionable.
C. Franks hearing
Amerson next argues that the judge erred when he denied the defendant’s pretrial motion for a Franks hearing, alleging that the police officers’ search warrant affidavit contained a false statement. See Franks v. Delaware, 438 U.S. 154, 98 S.Ct. 2674, 57 L.Ed.2d 667 (1978). The affidavit stated, in relevant part,
On February 11, 1997, complainant received information from a confidential informant who has given reliable information to complainant in the past stating that informant had been present in the above described premise [sic] on more than three occasions in the past sixty days, the most recent having been within the past 72 hours. On each occasion informant observed a quantity of off-white rocklike substance which appeared to informant to be rock cocaine. Informant has purchased rock cocaine in the past and stated that the off-white rocklike substance informant observed in the above described premise [sic] appeared to be similar to other rock cocaine informant has purchased in the past. On at least one of these occasions the off-white rocklike substance was*688 represented to be cocaine by a black male, known to informant as Robert Amerson.... Informant told complainant that Robert Amerson routinely sells crack cocaine from this apartment on a daily basis.
The affidavit alleges that Amerson was present in Tolliver’s apartment sometime in the 72 hours prior to the issuance of the warrant on February 11, 1997, and Amer-son denied that he was in the apartment during that time frame.
The search warrant, issued at 5:10 p.m. on February 11, 1997, reflects that the confidential informant saw Amerson in the apartment sometime between 5:10 p.m. on February 8, 1997, and 5:10 p.m. on February 11, 1997. In support of his claims, Amerson filed three supporting affidavits which he states establish that he was not present in the apartment during that time frame: 1.) an affidavit from his wife stating that the defendant was with her when she rented an automobile at the Peoria airport at 5:35 p.m. on February 8; 2.) an affidavit from friend Mike Diggins stating that on that same day (February 8) Amer-son picked him up at 6:30 p.m. to go to Chicago, and that they did not return until late in the afternoon on February 10; and 3.) an affidavit from Jesse Tolliver, the lessee of the apartment stating that he was out of his apartment from 10:00 p.m. February 9 until 4:00 p.m. February 11, and that no one else had access to the apartment.
The trial judge denied Amerson’s motion for a Franks hearing, finding that even if the proffered affidavits were true, Amer-son failed to proffer an alibi for the entire relevant time frame; in particular, the affidavits did not account for his whereabouts between 5:10 and 5:35 p.m. on February 8. The judge ruled that Amerson failed to make a prima facie demonstration that the confidential informant’s information contained in the affidavit was inaccurate since he fell short of making a “substantial preliminary showing” that the search warrant affidavit contained a falsehood. Franks, 438 U.S. at 155, 98 S.Ct. 2674.
There are two requirements for a Franks hearing: 1.) the movant must demonstrate that the affidavit contained erroneous information; and 2.) the movant must demonstrate that the police officers knew that the affidavit was false or at least demonstrate that the officers recklessly disregarded the truth. See United States v. Pritchard, 745 F.2d 1112, 1119 (7th Cir.1984). “There is, of course, a presumption of validity with respect to the affidavit supporting the search warrant.” Franks, 438 U.S. at 171, 98 S.Ct. 2674. However, if a defendant can make a “substantial preliminary showing” that an affiant knowingly submitted inaccurate material statements or recklessly disregarded the truth, the Fourth Amendment requires that the district court hold an evidentiary hearing. See United States v. Causey, 9 F.3d 1341, 1343 (7th Cir.1993) (citing Franks, 438 U.S. at 155-56, 98 S.Ct. 2674). We review a district court’s denial of a request for a Franks hearing for clear error. See United States v. Hunter, 86 F.3d 679, 682 (7th Cir.1996).
Amerson’s wife’s affidavit established that he and his wife were at the Peoria, Illinois, airport renting an automobile at 5:35 p.m. on February 8 (a time we can ascertain with specificity because the time 5:35 p.m. is inscribed on an Avis rental car receipt issued to his wife). However, the judge noted, “an alibi means that it completely covers the period of time of it,” and Amerson’s alibi does not cover the entire relevant time period since, as noted above, it fails to account for his whereabouts between 5:10 p.m. and 5:35 p.m. on February 8, 1997. Amerson therefore fails to establish an alibi for the complete 72-hour period of time and thus obviously fails to establish that the trial judge clearly erred in ruling that a lapse existed. See id.
Furthermore, even had Amerson succeeded in demonstrating that the information in the search warrant affidavit was false, he failed to comply with the other
D. Sufficiency of the Evidence
Lastly, Amerson requests a new trial on the grounds that “the evidence adduced at trial was legally insufficient to prove him guilty of the alleged offense. Specifically, ... it was physically impossible for him to have projected any bag ... containing 6.4 grams of crack cocaine over his head while standing at the door to the upstairs apartment with the screen door resting at his side and back.” In reviewing a claim of insufficiency of the evidence, this Court “eonsider[s] all the evidence and all reasonable inferences that can be drawn from the evidence in the fight most favorable to the government.” United States v. Hernandez, 13 F.3d 248, 251 (7th Cir.1994). We uphold a conviction if “ ‘any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.’ ” United States v. Saunders, 166 F.3d 907, 912 (7th Cir.1999) (quoting Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979)). Reversal is warranted “ ‘only when the record is devoid of any evidence, regardless of how it is weighed, from which a jury could find guilt beyond a reasonable doubt.’ ” United States v. Garcia, 35 F.3d 1125, 1128 (7th Cir.1994) (quoting United States v. Gutierrez, 978 F.2d 1463, 1468-69 (7th Cir.1992)).
In support of his contention that it was impossible for him to dispose of the bag of cocaine, Amerson merely presents to the Court the statement reciting that “when this Court reviews the testimony and evidence adduced at trial, and examines the photographic exhibits ..., this Court can reasonably conclude that it was physically impossible for Mr. Amerson to have committed the alleged offense in the manner in which the officers contended, and that no rational trier of fact could have reached a contrary conclusion.”
We are convinced that the trial court did not commit error in refusing to allow the introduction of the affidavit of Timothy Heard since the affidavit was both uncorroborated and untruthful. Also, we are persuaded that the court did not commit error in refusing to rule that the prosecutor improperly distorted the burden of proof during closing argument or in denying Amerson’s request for a Franks hearing. The evidence in the record of Amer-son’s guilt is overwhelming and more than sufficient to convict him of each and every element of the crime charged beyond a reasonable doubt.
AFFIRMED.
. The "canister” resembled, if it was not, a container used to transport undeveloped film to the film processor.
. Police offered potential buyers “rocks" of baked Bisquick pancake mix.
. Specifically, on the one hand, Amerson denied that he possessed any cocaine when he arrived at the apartment, and on the other hand, three police officers testified that Amer-son possessed cocaine when he arrived at the apartment and threw it over his head when the officers opened the door.
. Amerson’s Presentence Investigation Report reflects that the defendant had previously been convicted of controlled substance felonies on six separate occasions.
. Federal Rule of Evidence 804(b)(3) provides:
(b) Hearsay exceptions. The following are not excluded by the hearsay rule if the declarant is unavailable as a witness:
(3) Statement against interest. A statement which was at the time of its making so far contrary to the declarant’s pecuni-aiy or proprietary interest, or so far tended to subject the declarant to civil and criminal liability, or to render invalid a claim by the declarant against another, that a reasonable person in the declar-ant's position would not have made the statement unless believing it to be true. A statement tending to expose the declar-ant to criminal liability and offered to exculpate the accused is not admissible unless corroborating circumstances clearly indicate the trustworthiness of the statement.
. The "packages” that Heard, Parker, and Amerson refer to are distinct from the individual rocks of cocaine that were contained within the various packages.
. Parker testified as follows:
Q: Did he [Heard] have possession of any quantities of cocaine [at the time of the search warrant entry]?
A: I really can’t say how much he had because he's real private about, you know, his — he’s private about himself. But he had just gave me, as I would say, a hit.
Q: How many packages, if you know, of cocaine did he have?
A: He had told me later that he had several.
. "Several” is defined as "[b]eing of a number more than two or three but not many.” The American Heritage Dictionary 1123 (2d College ed. 1982).
. An evidence custodian is usually called to the crime scene after evidence is located, and his duties in the chain of custody include taking possession of the physical evidence at the scene of the crime and keeping it in personal custody until he arrives at the police court exhibit security room in order that other people might not handle it. Upon arriving at police headquarters, the evidence custodian inventories the evidence and locks it in a secure vault in order that no one can touch and/or tamper with it before it is introduced at trial.
. The trial judge also provided the jury with the following instruction: "You are to disregard any evidence to which I sustained an objection or which I ordered stricken.”
. Amerson’s contention should be contrasted with the officers’ testimony that they observed a bag of cocaine in his hands and clearly saw him throw the plastic bag of crack “over his head, off the landing and onto the ground behind him,” where the officers immediately retrieved it.
Dissenting Opinion
dissenting.
Amerson was convicted of unlawful possession of a quarter of an ounce of crack cocaine with intent to distribute it and was sentenced to 15 years in prison. Given the length of the sentence, we should review the rulings of the district judge with more than the usual care to make sure that an innocent man has not been convicted. I do not doubt that my colleagues have tried conscientiously to do this, but I am not persuaded that the conviction can stand.
The Peoria police raided a second-floor apartment that they suspected was a crack house. In one room they found Timothy Heard, who as they entered broke a window with his fist. The police testified that they found a small container of crack on the floor of the room. They waited in the apartment and several customers for crack showed up, one of whom they arrested. Night fell. There was a knock on the front door. It was Robert Amerson. A voice within called, ‘Who is it?” and Amer-son answered, “It’s Rob. Open the door.” One of the crack dealers who was being detained in the house by the police shouted, “Rob, it’s the police.” Immediately the police yanked the door open and as they did so — according to the testimony of the three officers who were in the front room of the apartment — Amerson tossed a plastic bag over his shoulder. The police testified that they found the bag, containing small “rocks” of crack cocaine, on the ground in front of the building but that they found nothing but shards of glass on the ground below the window that Heard had broken. Amerson denied having had or tossed any crack.
Amerson wanted to call Heard as a witness. Heard refused on Fifth Amendment grounds, but he signed an affidavit in which he said that on the night of the raid he had “heard police enter the apartment. Being in possession of two packages of cocaine I ran to the back bedroom and attempted to dispose of them. One landed inside. Later one was found outside. Robert Amerson was un[a]ware of any of this, for he was not yet present, but was later charged.” At first the judge was willing to allow all but the last sentence of the affidavit to be admitted into evidence as a declaration against penal interest. Fed.R.Evid. 804(b)(3). But later he
Rule 804(b)(3) makes statements against penal interest offered to exculpate a criminal defendant inadmissible “unless corroborating circumstances dearly indicate the trustworthiness of the statement” (emphasis added), and it is on the precise meaning of the italicized adverb that the soundness of the district judge’s ruling depends. At common law, declarations against penal, as distinct from financial, interest were not an exception to the hearsay rule, and while the distinction was criticized, Donnelly v. United States, 228 U.S. 243, 277-78, 33 S.Ct. 449, 57 L.Ed. 820 (1913) (Holmes, J, dissenting), it had some basis in the fact that “most instances of evidence of statements against penal interests proffered by an accused in a criminal ease involve statements allegedly made to the accused or by one prison inmate to another — situations fraught with the possibility of contrivance or of unfounded braggadocio.” Peter W. Tague, “Perils of the Rulemaking Process: The Development, Application and Unconstitutionality of Rule 804(b)(3)’s Penal Interest Exception,” 69 Geo. L.J. 851, 869 (1981) (quoting Department of Justice official); see also United States v. Silverstein, 732 F.2d 1338, 1346-47 (7th Cir.1984). The possibility is especially great because “one criminal can make out-of-court statements exculpating another and then rather easily claim the privilege [against compulsory self-incrimination] when the government seeks to cross-examine him to discredit the statement.” United States v. Mackey, 117 F.3d 24, 29 (1st Cir.1997). Hence the requirement that to be admissible a statement against penal interest be clearly corroborated.
In the law of evidence, corroboration of testimony just means that there is some evidence besides the testimony itself to .indicate that the testimony is trustworthy — not that it is necessarily true, but (when it is a hearsay statement) that it is sufficiently worthy of belief to have value as evidence despite the impossibility of subjecting the declarant to the fires of cross-examination. See, e.g., United States v. Petty, 132 F.3d 373, 380 (7th Cir.1997). For the corroboration to “clearly” indicate the trustworthiness (though, again, not necessarily the truth) of the out-of-court statement requires a more probing inquiry, for example into the motive of the declarant to lie. See, e.g., United States v. Garcia, 986 F.2d 1135, 1140-41 (7th Cir.1993); United States v. Butler, 71 F.3d 243, 253-54 (7th Cir.1995); United States v. Nagib, 56 F.3d 798, 805 (7th Cir.1995); United States v. Garcia, 897 F.2d 1413, 1420-21 (7th Cir.1990); United States v. Silverstein, supra, 732 F.2d at 1346-47; United States v. Price, 134 F.3d 340, 348 (6th Cir.1998); United States v. Mackey, supra, 117 F.3d at 29; United States v. Koskerides, 877 F.2d 1129, 1135-36 (2d Cir.1989); see generally American Bar Association, Section of Litigation, Emerging Problems under the Federal Rules of Evidence 343-46 (3d ed.1998). As the example of motive shows, deciding whether the corroborating evidence clearly indicates the trustworthiness of the corroborated statement requires (despite the wording of the rule) consideration not only of the corroborating evidence itself (here a broken window, as we are about to see), but also of “the circumstances in which the statements were made,” United States v. Barone, 114 F.3d 1284, 1300 (1st Cir.1997), that is, other indications of its trustworthiness or lack thereof, United States v. Silverstein, supra, 732 F.2d at 1347 (7th Cir.1984); United States v. Mackey, supra, 117 F.3d at 29, such as the competence and incentives of the declarant. See, e.g., American Automotive Accessories v. Fishman, 175 F.3d 534, 541-42 (7th Cir.1999); United States v. Hall, 165 F.3d 1095, 1110-13 (7th Cir.1999); United States v. Maliszewski, 161 F.3d 992, 1009 (6th Cir.1998); cf. Idaho v. Wright, 497 U.S. 805, 821-22, 110 S.Ct. 3139, 111 L.Ed.2d 638 (1990).
Turning to the critical issue (emphasized for example in our recent Fishman opinion) of motive, I point out that no reason has been given why Heard, whose affidavit could be used to convict him of possession with intent to distribute of almost five times as much crack cocaine as the police claim that he had, would admit to that possession if it were untrue. Even if the increment in the amount possessed would not affect his sentence (an issue not discussed by the parties), it would ice the case against him, since it is a confession, which is stronger evidence than the word of the police. And even if he refused to repeat his admission at his trial, on Fifth Amendment grounds, his affidavit, which is sworn, could be used to convict him. So his statement exculpating Amerson was really and substantially against his penal interest. There is no indication that he and Amerson are friends or relatives, or that he gave the affidavit in response to a threat, or that he was paid for it, or that he would rather gum up the works of the criminal justice system than minimize his own chances of being locked up for the next 15 years, or that he was trying to curry favor with the police or prosecutors, or that he wished to distance himself from Amerson, even at the cost of taking all the blame himself, in order to avoid being charged with conspiracy. Cf. Williamson v. United States, 512 U.S. 594, 603, 114 S.Ct. 2431, 129 L.Ed.2d 476 (1994).
Before ruling Heard’s affidavit inadmissible, the district judge should have explored the circumstances surrounding its creation. On the present, incomplete record, Heard’s affidavit seems about as trustworthy as other forms of hearsay that are admitted under one or more of the multitudinous exceptions to the hearsay rule. The district judge thought otherwise, but as he did not explain his thinking process, and specifically did not point to anything in the record that might support his conclusion, we should not give it controlling weight. District judges are granted a wide discretion in ruling on issues of evidence, but deferential does not mean abject — appellate courts do sometimes reverse rulings on evidence, see, e.g., Old Chief v. United States, 519 U.S. 172, 117 S.Ct. 644, 136 L.Ed.2d 574 (1997); United States v. Nagib, supra, 56 F.3d at 805; United States v. Garcia, supra, 986 F.2d at 1142; Tanner v. Westbrook, 174 F.3d 542, 548-49 (5th Cir.1999); United States v. Brooks, 145 F.3d 446, 454-55 (1st Cir.1998); Gregg v. Allstate Ins. Co., 126 F.3d 1080, 1082 (8th Cir.1997)-and deference is never properly given to rulings the grounds of which are not explained, Foman v. Davis, 371 U.S. 178, 182, 83 S.Ct. 227, 9 L.Ed.2d 222 (1962); Carr v. O’Leary, 167 F.3d 1124, 1127 (7th Cir.1999); PMC v. Sherwin-Williams Co., 151 F.3d 610, 620 (7th Cir.1998); United States
Without Heard’s affidavit, it was Arner-son’s word against that of three police officers. These are long odds, since Amer-son had a criminal record that could be used to impeach his credibility. Heard’s affidavit would have shortened the odds a bit. A person who is trying to avoid a 15-year sentence is entitled to that bit. It is not unknown for police to lie in order to get a conviction. See, e.g., Myron W. Or-field, Jr., Comment, “The Exclusionary Rule and Deterrence: An Empirical Study of Chicago Narcotics Officers,” 54 U. Chi. L. Rev. 1016 (1987). It is not uncommon for police to make a mistake. They may have made one here. (For that matter, they may have lied.) It may have been dark when they opened the door to Amer-son (it was night, and whether the motion-detector light with which the building was equipped was on or off is hotly contested) and they may have mistaken an excited gesture with empty hands for the throwing of a package of crack no bigger than a golf ball. The veracity of the police testimony is undermined by the prosecutor’s insistence (based on I know not what) that Amerson carried the crack in his hand from his car, which he had parked on the street in front of the apartment building. I should think it more likely that a crack dealer would carry the package of crack in his pocket (if as in this case it would fit in a pocket) until he got inside the house, rather than risk being seen with it in his hand, or dropping it, or not having the free use of both his hands.
Even though the exclusion of Heard’s affidavit put Amerson way behind the eight ball, the prosecutor was sufficiently nervous that in closing argument he asked the jury to believe the police over Amerson because “What you’ve got here are vice and narcotics officers — experienced drug enforcement officers whose job is to arrest dope peddlers_ Those officers all indicated that it was part of their duties to rid our streets of cocaine.” The judge sustained the defendant’s objections to these statements, and I don’t think he was required to do more. E.g., United States v. Owens, 145 F.3d 923, 929 (7th Cir.1998); United States v. Richardson, 130 F.3d 765, 779 (7th Cir.1997). But at the oral argument of the appeal the prosecutor admitted to us that he considers police testimony to be presumptively credible, and there is little doubt that this was the message that the quoted statements conveyed to the jury. This innuendo, which has the effect of asking the jury to believe the police just because they are the police, highlights the importance of allowing Am-erson to use Heard’s affidavit to redress if only slightly the balance of believability between him and the police in the eyes of the jury. I think it is possible that he would have been acquitted had the affidavit been admitted; I even think it is possible, albeit not highly likely, that he is not guilty, that he is a victim of police fabrication or error. If as I believe it was error to exclude Heard’s affidavit, it was reversible error and he is entitled to a new trial. The government does not even argue harmless error.
Concurrence Opinion
concurring.
As I see it, the only issue that merits attention in this case is whether the district judge clearly abused his considerable discretion in not allowing the defense to introduce the Heard affidavit into evidence. For me, the answer to that question is a slam-dunk. He didn’t. But even if he did, the error would be harmless here because the affidavit, as I see it, is as phony as a three-dollar bill. Why would Timothy Heard prepare and sign an affidavit that misspelled his name (as “Herd”) but correctly spell the harder name — Am-erson — of someone who just happened to be the beneficiary of the information in it? This affidavit, on its face, doesn’t pass the smell test, and any prosecutor worth her salt would make mincemeat out of it in front of the jury. That said, I concur with Judge Coffey’s bottom line but not necessarily with every observation he makes along the way to getting there.
