Case Information
*1 Before BRISCOE , Chief Judge, and CUDAHY [**] and TACHA , Circuit Judges.
A jury found defendant Efrain Rivera-Carrera guilty on two counts: (1) conspiracy both to possess with intent to distribute, and to distribute, narcotics and (2) possession of a firearm in furtherance of a drug-trafficking conspiracy. Mr. Rivera now challenges the sufficiency of the evidence and an evidentiary holding at *2 trial, as well as his sentence. These challenges lack merit. We also hold that his sentence was reasonable.
I. INTRODUCTION
In late 2004, Domingo Costalez proposed to Carlos Quinonez of the Chiqui 30 gang an arbitrage scheme to exploit the higher price of, and insatiable demand for, drugs in Casper, Wyoming. With the help of others, Carlos and his brother Javier Quinonez began transporting drugs from Denver to Casper, where they sold the drugs at a significant markup. Finding minimal demand for other illicit substances, their focus shifted to transporting and selling methamphetamines.
In 2005, Javier hired appellant Efrain Rivera-Carrera (a/k/a “Fats”) to join the operation. The two men grew up in the same neighborhood outside of Denver, and were both members of the Chiqui 30, a local gang whose primary activities were “[b]uyings, shootings, sell[ing] drugs, mak[ing] money.” App. at 149. Mr. Rivera worked as the group’s driver, transporting methamphetamines to Casper and returning to Denver with the proceeds from these sales because the others thought that Mr. Rivera was the only member of the group with a valid driver’s license. Once, while moving $20,000 in drug proceeds back to Denver, a state trooper stopped Javier and Mr. Rivera, but the trooper did not find the money. In all, Mr. Rivera drove to Casper roughly fifteen times and, at least twice, he and Javier carried between one-half and one pound of methamphetamines. Javier often carried a nine- millimeter firearm with him in the vehicle when he and Mr. Rivera dropped off drugs *3 in Casper, especially at night. Mr. Rivera occasionally showed off his own .357 Magnum, which he suggested he had with him always.
But Mr. Rivera wore other hats in this operation. Aside from chauffeuring methamphetamines and drug money, he purported to act as the team’s “muscle,” which involved “roughing people up for money.” App. at 188. On one occasion in July of 2005, Mr. Rivera helped bring dealer Daniel Anderson to visit Javier, who held a gun to Anderson’s head and warned him not to cooperate with law enforcement. At another point, possibly in the winter of 2006, Mr. Rivera convinced Costalez to come to a Taco John’s in Casper so that Carlos could address Costalez and Michael Williams’ drug debts. At the Taco John’s, Carlos punched Williams and others took Costalez back to a motel where Carlos roughed him up.
Mr. Rivera participated in the other stages of the operation. He watched as Javier and others “cut” pounds of methamphetamines by mixing them with methylsulfonylmethane (commonly known as “MSM”) and packaged the mixture. At one point, Carlos strapped two vacuum-sealed bags of this mixture to Mr. Rivera’s body and then sent him on a bus to Casper. Mr. Rivera also sold methamphetamines himself. For example, Costalez delivered Anderson’s leftover methamphetamines to Mr. Rivera and Javier while the men were in Casper, and Mr. Rivera remained at Liz Adams’ house to sell it. On another occasion, Mr. Rivera went to the garage of Armour Jolley, a Casper-area drug dealer. Before Mr. Rivera arrived, Jolley had no drugs but, after Mr. Rivera left, Jolley had everything he needed to get himself and *4 another local drug dealer, Robert Johnson, high.
In contrast, Mr. Rivera testified that he had turned from gang life at about age 18 when his brother was shot and killed in a fight with gang members. Mr. Rivera claimed that he was merely a driver in the Quinonez brothers’ gun-running operation between Denver and Casper. He explained that he never saw any drugs, in part because he was incarcerated from November 2005 to January 2006, but he did admit using cocaine and marijuana. Mr. Rivera acknowledged that, in the spring of 2006, Carlos gave him three ounces of cocaine to sell, but Mr. Rivera claimed he used it all himself. He explicitly denied that he ever took drugs to Casper or that he collected money for the Quinonez brothers.
At the close of the five-day trial, the jury found Mr. Rivera guilty on both counts. He was sentenced to 151 months in prison on Count 1, 60 months in prison on Count 2, to run consecutively and 5 years of supervised release, with deportation proceedings to commence at the end of his term (Mr. Rivera illegally immigrated at the age of one). Mr. Rivera now appeals his conviction and sentence, contending that the district court had insufficient evidence to uphold his convictions, that it wrongfully admitted hearsay and that it imposed an unreasonable sentence.
II. DISCUSSION
A. Sufficiency of the evidence.
Mr. Rivera argues that the evidence does not establish he was involved in the criminal conspiracy to distribute methamphetamine, cocaine or marijuana, because *5 the evidence did not prove he was aware of the goal of the others’ conspiracy, or at least, he did not know that the drugs he was transporting with Javier and others would be sold in Casper. Moreover, he argues that he was not a willing participant with an intent to advance the purpose of the conspiracy because he was merely an innocent drug user and driver, whose perception was altered by long-term drug use, ignorant of the criminal conspiracy around him.
We review de novo whether the government presented sufficient evidence to support a conviction. In so doing, we view the facts in evidence in the light most favorable to the government. We will not weigh conflicting evidence or second-guess the fact-finding decisions of the jury. Rather, our role is limited to determining whether a reasonable jury could find guilt beyond a reasonable doubt, based on the direct and circumstantial evidence, together with the reasonable inferences to be drawn therefrom.
United States v. Sells
,
To convict a defendant of conspiracy under 21 U.S.C. §§ 841(a)(1) &
(b)(1)(A), 846, the government must present direct or circumstantial evidence to
prove beyond a reasonable doubt that: “(1) two or more persons agreed to violate the
law, (2) the defendant knew the essential objectives of the conspiracy, (3) the
defendant knowingly and voluntarily participated in the conspiracy, and (4) the
alleged coconspirators were interdependent.”
United States v. Yehling
, 456 F.3d
1236, 1240 (10th Cir. 2006);
accord United States v. Dunmire
,
Mr. Rivera knew the object and extent of the Quinonez brothers’ conspiracy
both to posses with the intent to distribute, and to distribute, 500 grams or more of
mixtures containing methamphetamine, cocaine or marijuana,
see
21 U.S.C. §
841(a)(1) & (b)(1)(A), and knowingly participated in it. There is trial evidence that
he watched the conspirators prepare and package methamphetamines and purchase
narcotics from one another and, in fact, sold drugs and transported two pounds of
methamphetamines on his person,
see United States v. Caro
,
We pause for a moment on Mr. Rivera’s argument that he did not know the
object of the conspiracy because of his drug-use-induced mental deficiencies. In
some cases, we have held that voluntary intoxication might prevent a defendant from
forming the requisite
mens rea
for a specific-intent crime.
See United States v.
Jackson
,
Likewise, Mr. Rivera argues that the only evidence to support his conviction
under the 18 U.S.C. § 924(c)(1)(A) count was that he drove Javier to Casper, where
Javier purchased guns for himself and that Mr. Rivera had a firearm in Denver, not
in Casper. We may sustain his conviction if the government presented sufficient
evidence that (1) the defendant possessed the firearm and (2) this possession was in
furtherance of a drug-trafficking crime.
See
18 U.S.C. § 924(c)(1)(A);
United States
v. Poe
, 556 F.3d 1113, 1127 (10th Cir.),
cert. denied
, 130 S. Ct. 395 (2009). A
defendant possesses a firearm “in furtherance” if the firearm “furthered, promoted
or advanced” a drug crime.
See Poe
,
The evidence in this case is similar to that in which we have upheld §
*9
924(c)(1)(A) convictions involving a firearm used in furtherance of a drug-
trafficking conspiracy.
See United States v. Richardson
,
B. Admission of co-conspirators’ statements .
Mr. Rivera complains that the district court improperly admitted hearsay statements by misapplying the rule for admitting statements by co-conspirators. The challenged statements are that Anderson and/or his girlfriend Chrianna Michaels told Amber Bertagnole that Mr. Rivera and Javier were distributing methamphetamines and collecting money in Casper and that Mr. Rivera and Javier were waiting at Adams’ house to collect drug money. [1]
The admission of statements over a hearsay objection is reviewed for an
abuse of discretion, under a heightened deference standard because of the fact-
*11
intensive nature of the inquiry.
See United States v. Pursley
,
The trial witness need not be a co-conspirator, so it does not matter whether
Bertagnole was a co-conspirator when she heard the statements because Anderson
was a co-conspirator,
see Williamson
,
C. Sentencing issues.
Mr. Rivera contends that the sentencing court’s within-Sentencing Guidelines sentence was unreasonable and that the district court improperly applied an enhancement and failed to apply a downward variance. In addition, Mr. Rivera contends that the sentence was unreasonable because the district court should have imposed a below-Guidelines sentence to address his good character, cultural assimilation and impending deportation and should have further reduced his sentence to address disparities with the sentences of his co-defendants. The district court applied a two-level enhancement for obstruction of justice, a three- level downward variance to avoid unwarranted disparities and declined to apply a downward variance for Mr. Rivera’s purported minor role.
Sentences are reviewed for their procedural and substantive reasonableness.
See United States v. Munoz-Nava
,
1. Minor-role adjustment.
Mr. Rivera argues that, because he served only as a driver, he should be
granted a lesser sentence since he was less culpable than his co-defendants. “We
review the district court's factual findings regarding a defendant’s role in the
offense for clear error and give due deference to the court's application of the
sentencing guidelines to the facts.”
United States v. James
,
The district court weighed the “extensive presence” of Mr. Rivera in both
Denver and Casper during the relevant period and held that a minor role
adjustment was unwarranted. The district court did not clearly err in refusing to
find that Mr. Rivera played a minor role. Trial evidence showed that Mr. Rivera
transported large quantities of methamphetamines on more than one occasion,
collected drug money, and carried a weapon while moving proceeds from the sale
of drugs and while helping co-conspirators to collect their debts.
See, e.g.
,
Mendoza
,
2. Obstruction-of-justice enhancement. Mr. Rivera also argues that he should not have received a sentence *15 enhancement for obstruction of justice. He contends that he had no specific intent to commit perjury, that his mental abilities, perception and memory may have been damaged due to his long-time drug use and that the district court did not specify what statements constituted perjury.
We “review the district court’s factual findings as to the obstruction of
justice under the clearly erroneous standard, and review
de novo
the district
court’s legal interpretation of the Sentencing Guidelines.”
United States v.
Hawthorne
,
In the present case, the district court heard the parties’ arguments regarding Mr. Rivera’s statements and held:
The jury found the defendant to be guilty. It found beyond a reasonable doubt the quantity of drugs the defendant was involved in over a short period of time. And a review of this matter by the probation officer found that the defendant’s testimony was at total variance, and represented a total denial except for personal use of drugs, from the testimony of all of the other witnesses who testified at trial. I find that the obstruction determination in this matter is well supported, is an appropriate one, and that under the doctrine of Dunnigan should be imposed.
App. at 570. The first two of the three requirements for perjury were satisfied
when the trial court judge identified both the false representations made by Mr.
Rivera and the fact that these statements were made while he was under oath.
Hawthorne
,
Under Tenth Circuit precedent, however, the district court erred by failing to make particularized findings that Mr. Rivera’s false statements were willful– instead, it noted that the probation officer found Mr. Rivera’s testimony at total variance from that of the other witnesses and represented a “total denial,” which doesn’t necessarily imply a finding that the defendant willfully lied. Similarly, in another case, we found the following statement lacking and remanded for re- sentencing:
Finally, with regard to the objection concerning the obstruction of justice, I accept the adjustment as proposed by the probation office. I accept and concur in the government's position that the adjustment is justified.
Again, I tried the case. I heard Mr. Copus's testimony. I also heard the testimony of Special Agent Damron and others. There is no doubt Mr. Copus lied, committed perjury. I was here to here [sic] it. I have no doubt about it. He obstructed justice, and he shall be dealt with accordingly with that adjustment as called for in the-under the applicable authorities.
United States v. Copus
,
We would strongly advise the district court, in future cases, clearly to identify each of the perjury factors and to tie a finding of willfulness more tightly to the false statements. Nevertheless, the trial court’s statement is clearly *18 sufficient under Dunnigan , [3] and we agree with the government that the trial record demonstrates that Mr. Rivera’s material testimony is sufficiently at odds with all the other witnesses’ testimony to support a finding that his statements were willfully false. For example, Mr. Rivera specifically denied that he agreed to drive drugs, although Javier testified that they drove them together on multiple occasions. Likewise, Mr. Rivera denied delivering drugs in Casper, collecting money there or even merely knowing that all of his friends and acquaintances who testified were involved in selling drugs, although trial witnesses including Javier, Carlos and Jose Manuel Chavez consistently testified at trial that Mr. Rivera delivered, collected and knew of others’ involvement in drug sales– this last, a glaring intentional falsity combined with Mr. Rivera’s admission that he was a drug user who procured drugs from several members of the conspiracy. On review, therefore, given the sweeping and material nature of Mr. Rivera’s false *19 denials, we find sufficient record evidence that Mr. Rivera willfully made false statements and, therefore, that the district court judge correctly applied the enhancement. [4]
Moreover, the district court explicitly stated during Mr. Rivera’s sentencing
that “[t]he Court notes that the same sentence would be imposed even if the
advisory guideline range should be determined to be improperly calculated.”
See
App. at 587-88;
see also United States v. Medina-Estrada
,
3. Substantive reasonableness of Mr. Rivera’s sentence.
Mr. Rivera contends that the district court should have sentenced him to the
statutory minimum because of his alien status, tight-knit family and exemplary
behavior while incarcerated. Because the district court granted Mr. Rivera a three-
*20
level variance from Guidelines range, we do not presume that his sentence was
reasonable.
See United States v. Wilken
,
Similarly, Mr. Rivera requests that we remand to allow the district court to
impose a further below-Guidelines sentence to address unwarranted disparities.
The district court granted the defendant a downward variance, lowering his
advisory sentencing range from a level of 210 to 262 months to a level of 151 to
188 months, to place Mr. Rivera’s sentence within the range of the others who
were similarly involved in the conspiracy, which is a permissible adjustment,
see
Zapata
,
III. CONCLUSION
For the foregoing reasons, we AFFIRM the district court’s judgment. ENTERED FOR THE COURT Richard D. Cudahy Circuit Judge
Notes
[*] This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
[**] Honorable Richard D. Cudahy, United States Court of Appeals for the Seventh Circuit, sitting by designation.
[1] Mr. Rivera also argues that Robert Johnson’s testimony included inadmissible hearsay. The record shows that some of these challenged statements were actually made by Mr. Rivera, so they were correctly admitted. Likewise, the district court correctly excluded statements made to Johnson by a prisoner named Simon.
[2] So, to the extent that Michaels, a non-conspirator, made the statements to Bertagnole, they are hearsay.
[3] In Dunnigan , the Supreme Court upheld the following brief finding on the obstruction of justice argument: The court finds that the defendant was untruthful at trial with respect to material matters in this case. The defendant denied her involvement when it is clear from the evidence in the case as the jury found beyond a reasonable doubt that she was involved in the conspiracy alleged in the indictment, and by virtue of her failure to give truthful testimony on material matters that were designed to substantially affect the outcome of the case, the court concludes that the false testimony at trial warrants an upward adjustment by two levels. Dunnigan , 507 U.S. at 90-91, 95 (“Given the numerous witnesses who contradicted respondent regarding so many facts on which she could not have been mistaken, there is ample support for the District Court's finding.”)
[4] As discussed earlier regarding the possible connection between Mr. Rivera’s drug-addled brain and his ability to commit the offenses of conviction, we find nothing in the record to require a remand for the district court to address whether Mr. Rivera was too incapacitated by drug use to form the mental state needed to commit perjury.
