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United States v. Richard Steelhammer, United States of America v. Andrew Gallagher
539 F.2d 373
4th Cir.
1976
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*1 аpparently felt The District Court would estoppel America, Appellee, that in event collateral STATES UNITED ali evidence

preclude admission the State Court. unde record STEELHAMMER, Appellant. Richard seems, by failing pass assumed, it America, Appellee, im count, had the State Court STATES the fraud UNITED objecting creditor’s ruled that pliedly on fraud and ac grounded debt GALLAGHER, Appellant. Andrew collat creditor was cordingly objecting 75-2178, Nos. 75-2179. It is ruling. contest that estopped to erally settled, only Appeals, issues though, well States Court necessarily litigated” “which have Fourth Circuit. been judicata entitled to res Court are State Argued 1976. June effect.5 The issue estoppel and collateral July Decided 1976. litigated was not Court. fraud State not be bound The creditor should actual charac judgment.

form the form of

ter of the rather than liability, should judgment

the action or style of the 1970 amend objectives

control. The is clear are frustrated “when it

ments thé creditor has been defrauded merely proceeded in or

victimized and has judgment in the sim

dinary course to take form.”6

plest the District judgment

reversed case is remanded to and the Court, to accord with instructions evidence parties hearing admit creditor’s objecting the nature of the rests in deter- judgment

debt on which her debt in

mining dischargeability of such

bankruptcy. REMANDED WITH

REVERSED AND

DIRECTIONS. Bankruptcy Remington (6th Corporation ed. Indus- § 6. v. Lester 5. National Homes see, tries, Singer (1961) 644, ‍‌​​​‌​​‌‌‌​‌‌‌‌‌​‌‌​​‌‌‌‌​​‌‌​‌‌‌‌‌​​‌​​​​​‌​‌‌‌‍648; 1955); (W.D.Va.1972) F.Supp. Inc. Levin v. 227 Md. 1942) (10th Beneficial v. Noble 423. Loan Co. 175 A.2d Cir. 129 F.2d *2 questions direction to answer prose- of the called to the cuting counsel when stand as subpoena witnеsses under a civil con- tempt trial. They urge vacation of the judgment ground on the it has de- prived protection them of the of a qualified vested in them the First Amendment, gather news and so inform public public on matters of concern. The rationale of their is that if reporter compelled testify is to what he present has observed or heard while at a rally or meeting persons assembled to problems interests, discuss peculiar to their concern, thereafter, but general also of then in retaliation, sponsors of the occasion will in probability all bar them from later gatherings. consequence injuri- will be ous to the rank and file of the we people, told, are through losing their such advan- tages might accrue to them from this upshot information-—that the an abridge- is ment of the guarantee Amendment’s speech, “freedom press.”1 or of the Roger Tompkins, Charleston, W. W. Va. Judge sensitively was District solici- (Stone, Bowles, Kauffelt, McDavid, & claims, reрorters’ tous of the evincing his Charleston, Va., brief), W. appel- for repeated solicitude in suspension offers of lants. of the if the impending penalty appellants

Larry Simms, C., L. Washington, D. would break their He for silence. endeavored Reporters for in every way Committee Freedom of consistent with his sense of the Prеss bounden obligation uphold sovereign- as amicus curiae. ty yet of a Federal court and accord decree Wayne Rich, Jr., A. Asst. U. Atty., S. them leniency in He predicament. Charleston, Field, III, (John W. Va. A. U. S. was unsuccessful in his efforts. In the con- Atty., Jolliffe, and Frank E. Asst. U. S. again appellants frontation the again and Charleston, Va., Atty., brief), W. fоr avowed with unquestionable sincerity, their appellee. contempt, innocence of while reli- giously seeking through absolution BRYAN, Before Judge, Senior Circuit creed of freedom the was not WINTER, Judge, KUNZIG, Circuit authority, defiance but rather a stead- Judge, United States Court of Claims.* fidelity precept

fast to a of their profession. BRYAN, ALBERT V. Senior Circuit Our resolution his clash of convictions Judge: grant of minds and consciences is to Newsreporters appeal prayer commitment grounds but on less of six imprisonment months for than their In this we do not assertions. of the District in refusing obey order, its devalue the for stature of the Court’s * Sitting by designation. written in the Fourteеnth Amendment: No State shall make or enforce law which “Congress First Amendment: shall make no abridge privileges shall or immunities of abridging law . . . the freedom of the States; citizens of the United . . . press safeguard . . . .” A coordinate (1972).2 Judge it is that the A recital of the evident facts principle, applica- after prompted sоlely by background provide for expository an study thought. tion industry holdings. our At the suit Kanawha Indeed, that he he had appears it believed the Federal Operators Coal Association Dis- by way no course. decision is other Our Charleston, Virginia, trict Court West conflicting the two an accommodation of August temporary issuеd a re- *3 persuasions. the United Mine straining against order 17, America, designed District Workers of repeated and is emphasized Now of a wildcat strike. prevent to continuation the limited to our determination effect, on August While the order others, case. Among of this circumstances 24, 1975, rally members union Bruce a contеmplate it does not the contin notably, purportedly Miller and Delano advo- being only the Louis gency reporter of the sole or strike. A competent begin prolongation to an To cated of the hear- witness incident. with, the reporters nature, had ing, it is conceded civil in was held before the knowledgе 8, 1975, not acquired through their con September District as- Judge, Further, the in fidential communications. Delano certain Miller and had whether have been adduced for the formation could breached the decree. Court’s testimony the of of through Court Gallagher and Rich- Appellants Andrew many not ac others. Our conclusion does Steelhammer, for reporters ard as the cord or privilege, qualified, a absolute Gazette, the rally Charleston had attended it is a Actually the reporter. testify were witnesses to and summoned as public. the calls for re Its interest here observed, to the seen they events had on judicial laying straint in thе of sanctions. Failing in contempt written of trial. at the product the ‍‌​​​‌​​‌‌‌​‌‌‌‌‌​‌‌​​‌‌‌‌​​‌‌​‌‌‌‌‌​​‌​​​​​‌​‌‌‌‍of a Decision now is but both of subpoenas, the attempts quash balancing pro- of two vital considerations: response evidence give them refused the truth public by exacting tection counsel, interrogation by prosecuting public through prоtection of the versus no acknowledged that confi- although they first maintenance of free The con- Judge lips. dences The sealed their accomplished sideration could have been 8, September adjudged 1975 them “in lat- obstructing without fulfillment of the they] will be contempt of and [that by relieving ter — protest, Court, held until not to further order predicament calling of their and for exceed six months.” not situat- testimony similarly from others upon sentence adjudication An con- ed. Weighing in the scales favor of this compliance with avoidance of in- unnecessary tempt solution is its was entered in danger any potential 42(a) prescribing currence of of steriliz- provisions of F.R.Crim.P. ing items. newsworthy the sources The accused con- requisites therefor. Moreover, would, feel, course we temnors, noted, declined to as heretofore square Judge’s with the understandable the Court’s despite cleanse sev- themselves conception duty, of his for sеarch of the to do so. Mean- them eral invitations for the truth not Court for be thwarted. respond- had while several other Gallagher questions ed the same

To we make these decisions have steered refused to answer. These Steelhammer had by highest tenor the terms and they are are the Branzburg v. whole facts рronouncements court’s 92 dispute. 408 U.S. S.Ct. 33 judicial U.S.-, L.Ed.2d-(1976) Because this case does involve 49 96 S.Ct. or, proceedings publication Supe- ban as of court in Rosato v. its or of denials of certiorari supra, reporters noted involve a reliance County,-U.S.-, rior Court of Fresno 96 upon protect confidential sourcеs (1976) and Farr S.Ct. 48 L.Ed.2d- information, no discussion is now included - Pitchess, -, U.S. 96 49 Supreme opinion Court in Nebraska (1976). L.Ed.2d- Ass’n, Stuart, al.,- Judge, Press et al. v. et Co., 629, 632-633, T. us mention was W. Grant In before this case. came (1953). made of mootness of 97 L.Ed. whether the about in discussion contempt will be judgments was criminal or charged appellants to the VACATED. civil, and it to be They civil. аverred strikers, against since the citations i. e. Delano, not still pending,

Miller and were (dissenting): Judge WINTER, Circuit them no remained for to ab opportunity majority’s from the dissent respectfully Hence, insist, solve themselves. holding. longer outstanding. conviction is no Shilli States, tani v. United it is conceded that case In the instant 1531, 16 pros L.Ed.2d 622 acquire the information did not disagrees. pro ecution It characterizes the a confi them on be elicited from sought to criminal, ceeding relying on Shillitani’s basis; (Steelhammer) one of them dential *4 explanation contempt judg that a criminal My study in the district court. so testified may redemp ment also include like interim even a scintil up of fails to turn the record civil contempt. tion conditions as in In were sub reporters la of evidence that the deed, said, initially it is of a civil pursuit to embarrass poenaed to harass them or 371, contempt course is favored. Id. at fn. at future abilities newsgathering 9, 1531; Wilson, 86 v. S.Ct. United States might hold. miners public meetings that the 309, 316, 1802, 421 95 44 U.S. S.Ct. thаt, in the bal It to me therefore seems too, (1975). Seemingly, 186 in either type by Mr. Justice suggested of interests ancing counsel may appoint in Branz concurring opinion Powell in his it, prosecute and here the United States 665, 709, 92 S.Ct. 408 burg Hayes, U.S. designated to do Frank Attorney so. v. 2646, (1972), the absence of a 33 LEd.2d 626 States, (10 1967), 384 F.2d 276 Cir. lack of evi- and the confidеntiality claim of 147, 1503, aff 'd 395 89 23 L.Ed.2d U.S. S.Ct. scale to the tip the dence of vindictiveness 869, rehearing 162 and 396 denied U.S. 90 court was cor- the district conclusion 34, 24 L.Ed.2d 123. S.Ct. testify. requiring rect Finally, it is clear we shall not have to majority’s con- convert the These absences classify contempt: whatever the cate- journalists holding that clusion into a broad gory we conclude that the controversy is have a in civil cases called as witnesses conclusion, parties moot. All desire this testify about all to refuse too, locality industry because in the in their profes- observed they events have dispute, difficulty a like kind witnesses to capacity sional if other аltogether likely to arise from time to time available, despite the same events are and, indeed, with some frequency even to the holding is ‍‌​​​‌​​‌‌‌​‌‌‌‌‌​‌‌​​‌‌‌‌​​‌‌​‌‌‌‌‌​​‌​​​​​‌​‌‌‌‍limited avowal that among the same or similar actors. We facts of the case. agree. To invoke the doctrine mootness the tri- advanced at only contentiоns controversy would mean that the would be oral al, at the briefs “capable yet evading review.” repetition, are to me factual- result support this broad Ass’n, Vide: Press et al. v. Nebraska First, jour- - ly legally unacceptable. al, -, Stuart, Judge, et U.S. 96 the witness argued from nalists themselves 2791, L.Ed.2d-(June 30, S.Ct. 49 1976); appear testifying they would stand thаt C., Pacific Terminal Co. v. I. Southern C. sides,” “taking be to the miners to 279, 219 31 55 L.Ed. 310 U.S. enmity incur the miners’ would therefore Wade, 113, Roe v. Accord: 410 U.S. trust, “cutting their throats and lose their 125, 705, (1973); 93 35 L.Ed.2d 147 reasoning accept this journalistically.” To Ogilvie, Moore v. 394 U.S. 89 S.Ct. ignore the entire necessary it would be (1969); L.Ed.2d 1 Carroll v. Prin- compul- origin of testimonial Anne, 175, 178-179, history of the cess (1969); 21 L.Ed.2d 325 United Stаtes v. sion. against to use them Early development in the pro- common further court law, compelled witnesses not be ceedings. could Indeed, appear. they were discouraged While I logical can think of no reason to testifying private disputes,

from for if suppose journalists be denied they voluntarily they did wоuld be ac- so— — meetings admission to secret on a confiden of attempting cused to influence the out- tial basis because of the outcome of this party come favor of the whom their case which involve does not confidential testimony helped, subject and could be to a observations,* communications or even if suit for the tort of maintenance. While the miners to close future conclude meet this situation appears strange today, it is along ings journalists, with other outsid readily more if understandable it is recalled ers generally, any legal I do not think that jurors that generally and witnesses were rights journalists would be violated. persons. the same course, Of seize upon Supreme in Branzburg Court’s statement however, became apparent, at S.Ct. at fact-finding process suffered because of the gathering that “news is not without its unwillingness potential witnesses with First protections” support Amendment relevant information to make themselvеs argue have a position, and available out of being fear of accused of first present amendment to be and to Thus, maintenance. the concept of testimo- report But, what transpires. whatever the compulsion nial was evolved to solve the implications Branzburg dictum may problem, maxim, according to the “what a *5 been, have qualified light must be man by compulsion does of law cannot be ‍‌​​​‌​​‌‌‌​‌‌‌‌‌​‌‌​​‌‌‌‌​​‌‌​‌‌‌‌‌​​‌​​​​​‌​‌‌‌‍Procunier, of Pell v. called maintenance.” Wigmore, See VII J. (1964). case, 41 L.Ed.2d 495 In that Evidence, 2190 at 63-65 Plainly, § journalists challenged regulation a then, a modern witness does not “take Department California of Corrections which by order, sides” testifying under court but prohibited specific interviews with individu performs rather duty; his civic and it is al inmates than by persons other their law imperative that all citizens understand this relatives, yers, clergymen, prior ac principle. readily charge would not the quaintances. regulation, the upholding In miners ignorance journalists’ with the Court observed that it did not discrimi obligations, nor I presume would that the against journalists, nate merely but failed miners would journalists scorn the for re- lawfully to right afford to them a withheld specting these obligations. public. from other members of Second, it is urged notwithstanding Branzburg, 408 U.S. at quoted Court the nonconfidential character of the infor- for the proposition sought mation reporters, from the compel- generally has been held that “[i]t ling testify them to about their observa- guarantee First Amendment does not tions at the meetings miners’ would as a press special a constitutional access practical matter result the closing of public information not available meetings future to outsiders and the exclu- generally,” and then went on to state its sion impeding journalists’ holding following unequivocal in the lan- ability gather strike, news of the coal guage:

violation of the first amendment. Presum- The First and Fourteenth Amendments ably, this action by would be taken government interfering bar frоm miners in order to more render difficult the way with a free The Constitution coal operators’ obtaining not, task in witnesses however, government to require does * my 501, they prerequisites In view the should to the establish- be afforded a common law privilege against ment of a disclosure of com- testify litigation not in civil be- Wigmore, munications set forth in VIII J. Evi- private parties. prolong tween I do not this dence, (1961) apply § 2285 at 527 should opinion by developing point. reporters. Under Federal Rules of Evidence access to informa- press special accord the of the public NORFOLK, members

tion not shared AND CAROLI- BALTIMORE thing say jour- INC., It is one LINES, Liberty generally. Mutuаl NA sources of infor- Company, Petitioners, nalist is free to seek out Insurance members of the mation available to not is entitled to some general public, that he DIRECTOR, OF WORKERS’ OFFICE confiden- protection constitutional PROGRAMS, UNIT- COMPENSATION Branzbarg v. sources, tiality of such cf. LA- DEPARTMENT OF ED STATES government can- supra, and Respondents. al., BOR et of news ema- рublication restrain the No. 75-1896. Cf. New York nating such sources. from Times Co. States United [403 Appeals, States supra. It is 822] Fourth Circuit. suggest quite thing another Argued April upon government imposes Constitution duty the affirmative to make available to 6, 1976. Aug. Decided of information not sources the public gener- available to members of

ally. support finds no proposition That

the words of the Constitution or Accordingly,

deсision since of this Court. prison regulation California at

[the issue] press

does not access to sources deny

of information available to members of general public, we hold that ‍‌​​​‌​​‌‌‌​‌‌‌‌‌​‌‌​​‌‌‌‌​​‌‌​‌‌‌‌‌​​‌​​​​​‌​‌‌‌‍it does that the First abridge protections guarantee. Amendments

and Fourteenth 834-35,

417 U.S. at 94 S.Ct. at 2810. dissent from the expressing my

While *6 above,

majority’s forth I holding set majority

record that I do think that addressing my

correct the merits. To

mind the proceeded district court civil

contempt. While the case is thus moot in

the sense that have lost the themselves,

ability purge their conten- point

tions raise an important difficult

advance appellate at the level before moot- likely again

ness ensues and to arise

continuing litigation over the coal strike

and other agree matters. therefore

wholeheartedly that the case falls within a recognized exception

well to the mootness

doctrine.

Case Details

Case Name: United States v. Richard Steelhammer, United States of America v. Andrew Gallagher
Court Name: Court of Appeals for the Fourth Circuit
Date Published: Jul 22, 1976
Citation: 539 F.2d 373
Docket Number: 75-2178, 75-2179
Court Abbreviation: 4th Cir.
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