Lead Opinion
Aftеr Richard Lawrence Davis was convicted by a jury of possessing more than 50 grams of crack cocaine with the intent to distribute, his motion for a new trial was granted and the government appealed. We reversed, reinstating the conviction and remanding for sentencing. See United States v. Davis,
Davis first argues that the prosecutor’s rebuttal argument at trial was improper and that the court’s curative measures were insufficient, entitling him to a new trial.
Davis claims that the prosecutor engaged in an improper personal attack by telling the jury that defense counsel had misstated facts, had distracted the jury, and had been aggrеssive in cross examination. Davis also contends that the government improperly vouched for its witnesses during rebuttal by stating that it is a crime to fabricate testimony and that its meetings with witnesses were appropriate and not out of the ordinary. Davis argues that these statеments prejudicially affected his substantial rights because the government lacked strong evidence of his guilt and the district court failed to take sufficient curative action in sustaining only one of his three objections. In reply, the government argues that the prosecutiоn’s remarks were not improper because they were a justified response to the allegations made by the defense in its closing. It also contends that Davis suffered no prejudice as a result of the statements and points out that the defense made few objеctions, that it did not seek a mistrial, and that the district court gave curative comments after each of the defense objections.
Trial courts have broad discretion in controlling closing arguments, and they will only be reversed if there has been a clear abuse оf that discretion. United States v. Wesley,
The prosecutor’s remаrks in pebuttal must be viewed in their context. In his closing argument defense counsel had accused the prosecutor of deceiving the jury about the age and experience of testifying officers, of humiliating the defendant in cross examination, and of fabricating the tеstimony of its witnesses. A prosecutor “is entitled to make a fair response and rebuttal” if he or government agents or witnesses are attacked. United States v. Williams,
Davis also challenges on two grounds the mandatory minimum sentence imposed by the district court and seeks resentencing. Before trial the government filed a criminal information alleging that Davis had a prior final conviction for a felony drug offense, referencing September 24, 2001 state convictions for possession of marijuana and second degree drug trafficking. Based on this, the information alleged that Davis was subject to a twenty year mandatory minimum sentence pursuant to 21 U.S.C. § 841(b)(1)(A), for violation of § 841(a) after a prior final conviction of a felony drug offense. Davis filed a response denying that he had a prior felony drug conviction because he had received a suspended imposition of sentencе and probation from a Missouri court for drug trafficking and under Missouri law that did not count as a conviction. Davis also asserted that possession of marijuana was a misdemeanor offense. The district court nevertheless applied § 841(b) in sentencing Davis to 240 months.
Davis argues first that the district court erred by imposing a mandatory minimum sentence under § 841(b). He asserts that he did not have a prior felony drug conviction since suspended sentences are not considered convictions under Missouri state law. See Yale v. City of Independence,
The government argues that what constitutes a final prior conviction for a felony offense under § 841(b) is a question of federal law and that suspended sentences for felony drug offenses have always been treated as final convictions by this court, citing Slicer, Franklin, and Ortega. The government seeks to distinguish these cases from Stallings by citing a case where the court observed in passing that Stallings never decided whether the California conviction there was final. See United States v. Maxon,
Reviewing the district court’s application of § 841(b) de novo, we find the key facts related to Davis’s Missоuri drug offense to be almost identical to those in Ortega, Franklin, and Slicer and conclude that his suspended sentence is a final felony conviction under federal law. See id. In each of those cases, the defendant had previously received a suspended sentence and probаtion for a Missouri felony drug offense. In each, we applied federal law and held that the defendant’s suspended sentence was a final prior conviction for a felony drug offense for purposes of § 841(b). Davis was convicted of a felony drug offense in Missouri court and given a suspended sentence and term of supervised probation. Under federal law, this was a conviction for which the government could seek an increased mandatory minimum sentence. Ortega,
Davis also challenges the district court’s application of § 841(b) on Sixth Amendment grounds, arguing that under Blakely v. Washington,
We conclude that appellant’s Sixth Amendment rights were not violated by the application of § 841(b) based on the court’s finding that Davis had a prior felony drug conviction and that the district court did not err in imposing a twenty year mandatory minimum sentence under § 841(b)(1)(A).
The judgment of the district court is therefore affirmed.
Notes
. The Honorablе Charles A. Shaw, United States District Judge for the Eastern District of Missouri.
. Appellant's posttrial motion for a new trial was granted on a ground he had not raised, and it is not clear whether he had based it on the prosecutor's closing argument. See Davis,
. The government argues that Davis failed to object to all of the challenged statements at trial and as a result some of the prosecutor’s comments are subject to review only for plain error. Because Davis has not demonstrated that any of the challenged statements were sufficiently prejudicial to require a new trial under the abuse of discretion stаndard, we do not need to determine whether any of the statements require plain error review.
Concurrence Opinion
concurring separately.
I am bound to concur by precedent, but I do protest against a holding where the court examines state judicial proceedings but refuses to credit the character of those proceedings as determined by the state itself.
Davis had previously been prosecuted for drug trafficking in Missouri. The Missouri court did not impose judgment and sentence, but placed Davis on probation and suspended further judicial proceedings pending Davis’ successful completion of probation. In other words, no judgment was entered against Davis. See generally Yale v. City of Independence,
The state court dеliberately chose not to enter a judgment of conviction against Davis. The federal courts should respect the character of state judicial proceedings, as determined by the states themselves. Respect for the dignity of the states in our federal system requires that we do so. See U.S. Const., Art. IV, § 1 (the Full Faith & Credit clause). We should not declare that state proceedings that did not, in the state’s eyes, result in a final conviction is nevertheless a final conviction under federal law.
Davis is now twenty-three years old. He was convicted in this case, at the age of twenty-one, of possessing one 78-gram rock of crack cocaine, with the intent to distribute it. Davis is not a drug kingpin. He does not have a long criminal record. Apart from the present case, he has one juvenile conviction (from when he was thirteen years old), one adult conviction for driving with a revoked driver’s license, and the non-conviction-conviction at issue in this appeal (for possessing marijuana and for second-degree drug trafficking).
A straight guidelines sentence would be approximately 12$ years tо 15$ years (151 to 188 months). The federal court’s refusal to credit the Missouri court’s decision to suspend judicial proceedings rather than to convict Davis mandates an additional 4 $ to 7$ years in prison.
The straight guidelines sentence is itself very harsh. The additional prison term, premised on a refusal to credit the Missouri court’s characterization of its own judicial proceedings, is gratuitous and unjust. One need not take a sentimental view of drug dealers to see that this twenty-year mandatory minimum sentence comes disturbingly close to simply throwing away a young life.
This is a case well-suited for review by this court en bane, or by the United States Supreme Court.
