On March 11, 1994, Richard Estrada and Daniel Dossett were convicted by a jury of conspiracy to distribute controlled substances in violation of 21 U.S.C. 846, and carrying a firearm in relation to a drug trafficking crime in violation of 18 U.S.C. 924(c). Estrada appeals from the District Court’s 2 97-month sentence on the conspiracy charge and a consecutive five-year sentence on the gun charge. Dossett appeals from a 37-month sentence on the conspiracy charge and a consecutive five-year sentence on the gun charge. For the reasons discussed below, we affirm.
BACKGROUND
In the fall and summer of 1993, law enforcement officers in Sioux Falls, South Dakota investigated Estrada for allegedly selling controlled substances. Estrada apparently provided cocaine to Dossett and others to sell. On October 24, 1993, an informant named Thomas Grote told Detective Donald Satterlee that Estrada was going to Sioux City, Iowa, that day to get cocaine. Later that day, Grote told Satterlee that he had been in Estrada’s apartment and had seen about five ounces of cocaine that was quickly distributed and was taken from the apartment. Later, Grote called Satterlee again and advised him that there was more cocaine in the apartment and that the police should arrive quickly, because the contraband would soon be moved. Satterlee and the other officers contended that they were concerned that this contraband would disappear also, so they decided that they should secure the premises and then apply for a search warrant. One officer disguised himself as a pizza delivery man in order to gain entrance into Estrada’s Sycamore Avenue apartment. The officers secured and searched the individuals present and made a quick sweep of the apartment looking for other occupants, but took nothing except the items found on the occupants. Mr. Satterlee obtained a search warrant about two hours later, and then conducted a search. The officers found cocaine, needles, a scale, cash, documents and firearms, and several people were arrested, including Estrada and Dossett.
At a hearing on defendants’ motion to suppress, the government advised that it did not intend to introduce any evidence obtained before the search warrant arrived. The District Court ruled that the initial entry was not justified under the circumstances, because the officer testified that he would have sought a warrant in any event. Judge Pier-sol found that the search warrant was valid, and stated that the affidavit in support of the search warrant contained sufficient information to find probable cause even without any information obtained from the initial entry. At a second evidentiary hearing just before trial, the Court considered the question of whether a note discussing a gun was obtained before or after the warrant and ruled that it was discovered afterwards.
Regarding the charge of use of a firearm-in connection with drug trafficking, Dossett and Estrada apparently distributed cocaine from the apartment, and the middle bedroom was used by both of them for drug distribution. A Mach 10, 9mm. pistol, a magazine for the Mach 10, and a .22 caliber revolver were found in this bedroom.
Defendants challenge the convictions on three grounds: they allege that the District Court failed to suppress illegally seized evidence, that the Court erred in failing to grant a new trial based on an allegation of juror misconduct, and they contend that the evidence at trial was insufficient to convict them of carrying or possessing a firearm in relation to a drug trafficking crime. Estrada and Dossett made identical arguments on appeal, except for some variation in their arguments regarding the gun charge.
DISTRICT COURT’S RULING ON THE MOTION TO SUPPRESS
This Court will affirm the District Court’s order denying the motion to suppress unless we find that the decision is unsupported by the evidence, based on an erroneous view of
*1218
the law, or the Court is left with a firm conviction that a mistake has been made.
United States v. Keene,
The Fourth Amendment decrees that “The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants, shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.” The Supreme Court has ruled that “searches conducted outside the judicial process, without prior approval by judge or magistrate, are per se unreasonable under the Fourth Amendment — subject only to a few specifically established and well-delineated exceptions.”
Katz v. United States,
In the instant case, appellants argued for the suppression of any evidence seized as a result of the search warrant that was obtained after the illegal entry. As an alternative argument, they assert that only those items that were not in plain view before the warrant arrived should have been admitted. Justice Holmes presented the rationale for what later came to be known as the “independent source” doctrine in
Silverthorne Lumber Co. v. United States,
The essence of a provision forbidding the acquisition of evidence in a certain way is that not merely evidence so acquired shall not be used before the Court but that it shall not be used at all. Of course this does not mean that the facts thus obtained become sacred and inaccessible. If knowledge of them is gained from an independent source they may be proved like any others, but the knowledge gained by the Government’s own wrong cannot be used by it in the way proposed. (Cited in Murray v. United States,487 U.S. 533 , 538,108 S.Ct. 2529 , 2533-34,101 L.Ed.2d 472 (1988).
The District Court determined that exigent circumstances did not exist because the officer testified that he would have sought a warrant in any event; the Court suppressed all evidence seized prior to arrival of the search warrant, but admitted evidence seized after the warrant arrived. In support of their arguments for upholding the District Court, appellee cites
United States v. Beck,
In denying the motion to suppress, the District Court cited, among other cases,
United States v. Templeman,
Beck, Templeman
and progeny are consistent with the Supreme Court’s ruling in
Segura v. United States,
The Segura Court stressed that the information upon which the warrant was secured
came from sources wholly unconnected with the entry and was known to the agents well before the initial entry ... The valid warrant was a means ‘sufficiently distinguishable’ to purge the evidence of any ‘taint’ arising from the entry. Wong Sun v. United States,371 U.S. 471 , 488 [83 S.Ct. 407 , 417,9 L.Ed.2d 441 ] (1963). Had police never entered the apartment, but instead conducted a perimeter stakeout to prevent anyone from entering the apartment and destroying evidence, the contraband now challenged would have been discovered and seized precisely as it was here. Segura,468 U.S. at 814 ,104 S.Ct. at 3390 .
In the instant case, the officer had gathered the heart of the information upon which the warrant was based before the entry was made, and the affidavit was actually drafted before the entry. As in Segura, it is safe to conclude that if the police had not entered the apartment, but held a perimeter stakeout, the evidence would have been found and seized in the same way.
Chief Justice Burger stated in
Segura
that “securing a dwelling, on the basis of probable cause, to prevent the destruction or removal of evidence while a search warrant is being sought, is not itself an unreasonable seizure of either the dwelling or its contents.”
Id.
at 810,
In
Murray v. United States,
Knowledge that the marijuana was in the warehouse was assuredly acquired at the time of the unlawful entry. But it was also acquired at the time of entry pursuant to the warrant, and if that later acquisition was not the result of the earlier entry there is no reason why the independent source doctrine should not apply. Invoking the exclusionary rule would put the police (and society) not in the same position they would have occupied if no violation occurred, but in a worse one. See Nix v. Williams,467 U.S. 431 , 443,104 S.Ct. 2501 , 2508-09,81 L.Ed.2d 377 (1984).
The
Murray
Court emphasized that to determine whether the warrant was independent of the illegal entry, the Court should determine whether the warrant would have been sought “even if what actually happened had not occurred ... what counts is whether the actual illegal search had any effect in producing the warrant, not whether some hypothetical illegal search would have aborted the warrant.”
Id.
Appellant contends that Judge Piersol “disregarded”
United States v. Duchi,
The
Duchi
Court ruled that when the government creates or controls an exigent circumstance it cannot use that circumstance to justify a warrantless entry; in applying this principle, the question should be asked: “How did those urgent circumstances come about?”
Id.
at 1284. The
Duchi
Court emphasized that there was no question that “deliberate creation of urgent circumstances is unacceptable ... But bad faith is not required to run afoul of the standard we adopt and apply today. As Justice Jackson noted, the danger to constitutional rights more often comes from ‘zealous officers’ rather than faithless ones.”
Duchi
at 1284, cit
*1222
ing
Johnson v. United States,
Appellant’s reliance upon
United States v. Marts,
*1223 The District Court’s ruling in suppressing all evidence obtained by the initial illegal entry, but allowing the evidence obtained after the search warrant was obtained, is hereby affirmed.
CREDIBILITY ISSUE
Shortly before trial, the District Court held another hearing to resolve an issue of conflicting evidence that had not been specifically addressed at the initial suppression hearing. Detective Satterlee had stated at the first hearing that officers found a note regarding the apparent use of firearms by Estrada, Dossett and another person in connection with the drug trafficking; he said the note was found under documents that were “sifted through later.” Agent Barry Menenga of the South Dakota Division of Criminal Investigation testified that he found those papers when he searched Dossett, before the arrival of the search warrant. At the second hearing, the government recalled Menenga, who then testified that the note in question did not come from Dossett’s wallet. Satterlee then testified that although he was in charge of gathering evidence, he did not seize all of the evidence himself, and those who actually seized a document would be in a better position to remember where it came from. Satterlee stated that he did not see the note until several days later, and admitted that he was mistaken in his previous statement regarding the note. Detective Steve Johnson testified that he found the note after the arrival of the search warrant. Judge Piersol found that it would be unlikely that Dossett would have been carrying a note addressed to someone else in his wallet, and concluded that the government had met its burden of demonstrating that the note was acquired after the issuance of the search warrant. This finding involved a determination of the credibility of the witnesses — including the testimony of Detective Johnson, the person who discovered the note. The District Court is obviously in the best position to determine a credibility question, the Court finds no error in this decision.
THE GUN CHARGE
Estrada and Dossett contend that there is insufficient evidence to find that the firearms discovered in the Sycamore Avenue apartment were used in connection with drug trafficking or could be attributed to either of them. The relevant statute provides that “Whoever, during and in relation to any crime of ... drug trafficking ... uses or carries a firearm, shall, in addition to the punishment provided for such drug trafficking crime, be sentenced to imprisonment for five years.” 18 U.S.C. 924(e). In'reviewing challenges to the sufficiency of the evidence to sustain the conviction, “we must affirm the conviction if, after viewing the evidence in the light most favorable to the government and giving the government the benefit of all reasonable inferences, we conclude that a reasonable jury could have found the defendant guilty beyond a reasonable doubt.”
United States v. Mejia, 8
F.3d 3, 5 (8th Cir.1993) (quoting
United States v. Jones,
This Court has repeatedly recognized “the utility of firearms in advancing criminal adventures in narcotics.”
United States v. Milham,
In the instant case, a Mach 10 and a .22 caliber revolver were found in the middle bedroom, which was utilized by both Estrada and Dossett for drug distribution. A magazine for the Mach 10 with several 9mm. rounds in it was found five to seven feet from the bed. One witness, Kim Thompson, testified that she saw Dossett and Estrada in that bedroom, which belonged to Dossett. Another witness stated that he purchased cocaine in either of the bedrooms from either Estrada or Dossett, and yet another testified that he had seen Dan Dossett with guns. The note that Judge Piersol decided not to suppress (discussed above) stated that “Dan says one of the pieces is loaded, so be careful!!” In the only section of Dossett’s brief which differs from Estrada’s, Dossett contends that several witnesses testified that Dossett was non-violent. Dossett concedes that he stated that he would like to buy a machine gun and that he was seen cleaning a gun on at least one occasion, but asserts that those facts “had nothing to do with the drug operation.” Dossett did not deny that the guns were in close proximity and available to protect drugs and cash in a room used by both Dossett and Estrada. The Mach 10 was not loaded but it was near the partially loaded magazine and could have been used in a matter of seconds. The Court concludes that the jury could reasonably find that the firearms were present and available for use in drug trafficking. Johnson, supra, at 833.
ISSUE REGARDING ALLEGED JUROR MISCONDUCT
The trial began on March 8, 1994 and ended on March 11,1994. Estrada and Dos-sett moved for a new trial when they learned that a juror named Orrell Hanson had contacted the Minnehaha County Public Defender, Jack Der Hagopian, during the trial. At a hearing on the new trial motion, Der Hagopian testified that on March 10, an individual called him with a question about search warrants. Der Hagopian replied with a few brief, general comments about search warrants. The individual on the telephone then inquired about the legality of whether officers had to have a search warrant with them and show it when they entered the premises. Der Hagopian said the real issue would be whether or not the warrant existed, not whether they had it with them, but admonished the person that if he had an actual ease in mind, he needed a lawyer’s assistance; he then asked whether the individual was represented by counsel, whereupon the person on the line said he was sitting on a jury, describing a drug case that happened to be similar to one then taking place in state court in Sioux Falls. Der Hagopian then asked for his name and advised him that he needed to tell the judge about this telephone conversation, whereupon the individual identified himself as Orrell Hanson. Der Hagopian had no factual information concerning the trial upon which Hanson was sitting as a juror. The conversation between Hanson and Der Hagopian was brief.
Der Hagopian immediately reported this contact to the judge in the state case in Sioux Falls, thinking that Hanson must have been a juror in that case; and thus the U.S. District Court did not learn of the contact between Hanson and Der Hagopian until after the federal trial was over. At the hearing held in the District Court regarding the new trial motion, Hanson conceded that he had understood the instructions given him by the trial court regarding outside contacts. He admitted that he had contacted Der Ha-gopian during the trial, failed to inform *1225 Judge Piersol of this contact, but still participated in the jury’s deliberations regarding the Estrada-Dossett case. Mr. Hanson said, “The only reason that I did it was because, see, when they were talking about that search warrant that they served there, and then they said that they had to get another one or whatever, I wanted to make sure that their civil rights weren’t broke, you know ...” Hanson did not convey the small amount of information he received from Der Hagopian to any of the other jurors. The District Court found that the improper contact was confined to one juror, although Judge Piersol was aware that an impact on one juror alone could provide a basis for a new trial. The Court found that Hanson’s inquiry was not a search for factual information, and the brief legal generalizations he obtained in the telephone call constituted harmless error.
Federal Rule of Evidence 606(b) provides that
Upon an inquiry into the validity of a verdict or indictment, a juror may not testify as to any matter or statement occurring during the course of the jury’s deliberations or to the effect of anything upon that or any other juror’s mind or emotions as influencing the juror to assent to or dissent from the verdict or indictment or concerning the juror’s mental processes in connection therewith, except that a juror may testify on the question whether extraneous prejudicial information was improperly brought to the jury’s attention or whether any outside influence was improperly brought to bear upon any juror. Nor may a juror’s affidavit or evidence of any statement by the juror concerning a matter about which the juror would be precluded from testifying be received for these purposes.
The District Court denied the motion for a new trial based on defendant’s arguments related to the contacts between Hanson and Der Hagopian. In determining whether to overturn the decision of the District Court in denying the motion for a new trial, the Court applies an abuse of discretion standard of review.
United States v. Schnurstein,
Appellants primarily rely upon
United States v. Delaney,
Appellant’s reliance upon
Delaney
is misplaced. The foreman’s contacts in
Delaney
were relevant to factual issues and undermined the entire credibility of Delaney’s testimony, the Eighth Circuit held; in contrast, in the instant case Mr. Hanson asked a question about a legal issue (that the District Court, of course, had decided at the suppression hearing). Der Hagopian testified at the hearing on the new trial motion that Hanson asked him about “the legality of whether they had to actually have [the search warrant] with them and show it-type of thing when they entered the premises.” This legal issue was obviously not presented to the jury, and Hanson was thinking about an irrelevancy. The extrinsic material here had no relevance to any primary factual issue before the jury nor to any credibility questions. Credibility of the drug customers’ testimony was a crucial issue in the case, but whether the search warrant was actually present and shown at the time of the search bore no rational relationship to this credibility question.
See United States v. Bagnariol,
If a juror is exposed to extraneous information that involves merely supplementing the Court’s legal instructions it remains within the province of the judge to determine whether this conduct distorted the jury’s understanding of the law to the prejudice of the defendant.
United States v. Cheyenne,
Judge Piersol concluded that Mr. Hanson’s contact with Mr. Der Hagopian was analogous to the contact in the “dictionary” cases, in which a juror or jurors supplement instructions with definitions from a dictionary; courts have ruled that such supplementation does not concern information about a factual matter at issue in the case.
Griffith, supra,
In another case where a person rather than a book was consulted by a juror, a trial court’s law clerk was asked by a juror whether the defendants would have a right to appeal if they were convicted, whereupon he replied, “Normally, if the government loses, that’s the end of the case. There’s no right of appeal for the government. But if the defendants should lose, they have a right of appeal as a matter of right.”
United States v. LaSpesa,
In numerous other similar eases, courts have ruled that extrinsic influences on jurors generally similar to those in
LaSpesa, supra,
did not taint the verdicts. For example, in
United States v. Dynalectric Co.,
Although the contact in the instant case is analogous to LaSpesa and similar cases, the District Court also examined this contact under the standard in the “presumptively prejudicial” cases. Judge Piersol acknowledged that the facts in this case do not fit neatly into either of the two categories. The Supreme Court held in Remmer that:
In a criminal ease, any private communication, contact, or tampering directly or indirectly, with a juror during a trial about the matter pending before the jury is, for obvious reasons, deemed presumptively prejudicial, if not made in pursuance of known rules of the court and the instructions and directions of the court made during the trial, with full knowledge of the parties. The presumption is not conclusive, but the burden rests heavily upon the Government to establish, after notice to and hearing of the defendant, that such contact with the juror was harmless to the defendant. Mattox v. United States,146 U.S. 140 , 148-150,13 S.Ct. 50 , 52-53,36 L.Ed. 917 ; Wheaton v. United States, (8th Cir.)133 F.2d 522 , 527.
In applying the presumption of prejudice, the District Court was correct in its finding that the contact was harmless to the defendant. The Public Defender had no factual information regarding the case, and the sketchy generalizations about search warrants — qualified by his statement to the juror that the crucial question would be the facts in the specific case, a matter about which he of course knew nothing — could not have been harmful to defendants. Indeed, Mr. Hanson’s thinking was directed in a manner sympathetic to defendants, as he stated that “I wanted to make sure their civil rights weren’t broke.” Above all, this brief conversation focused on a question — the validity of a search warrant — that was not an issue in the trial. The government met its burden to demonstrate that the contact in the instant case was harmless to the defense.
The District Court also rejected appellants’ contention that “the fact that Der Hagopian informed Hanson that the judge would be notified about the conversation affected Hanson’s ability to serve as an impartial juror for fear of reprimand from the Court.” There is no factual basis for this speculation on the part of appellants. The Public Defender was fulfilling his obligation to terminate the conversation once he learned Mr. Hanson’s identity and to tell Hanson that he had to inform the Court of the conversation. There obviously was no “reprisal” from the Court, which did not learn of the contact until later because of Der Hagopian’s belief that Hanson was a juror in a state court case then going on at the same time with similar facts. The notion that Hanson feared reprisal from the Court is speculation.
Appellants argue that the District Court erred in allowing testimony at the post-trial hearing indicating that Hanson did not share the information with any other juror. The trial court is granted broad discretion in determining the type of investigation conducted.
United States v. Boylan,
The convictions of Richard Estrada and Daniel Dossett are affirmed.
Notes
. The Honorable Lawrence L. Piersol, United States District Judge for the District of South Dakota.
. The statute provides: "The officer may break open any outer or inner door or window of a house, or any part of a house, or anything therein, to execute a search warrant, if, after notice of his authority and purpose, he is refused admittance or when necessary to liberate himself or a person aiding him in the execution of the warrant." 18 U.S.C. 3109.
This Court stated in
Marts
that the "knock and announce" rule safeguards Fourth Amendment rights, "protecting citizens from violations through the misconduct of police officers ... In fighting the ‘war on drugs,’ officers have every reason to be fearful of hostility and even gunfire. However, a ruling which excuses actions which would otherwise constitute clear misconduct, based upon the subjective fears and beliefs of officers, would emasculate the rule, reducing it to nothing more than a 'knock and enter' rule."
See also United States v. Moore,
. The Supreme Court in
Francis
stated that “The Court presumes that jurors, conscious of the gravity of their task, attend closely the particular language of the trial court’s instructions in a criminal case and strive to understand, make sense of, and follow the instructions given them. Cases may arise in which the risk of prejudice inhering in material put before the jury may be so great that even a limiting instruction will not adequately protect a criminal defendant's constitutional rights.
E.g., Bruton v. United States,
