Lead Opinion
Richard Dean Miller was indicted in the District of Wyoming, tried before a jury, and convicted of conspiracy to possess methamphetamine with intent to distribute in violation of 21 U.S.C. §§ 841, 846. On appeal, Mr. Miller asserts as error the trial court’s failure to instruct the jury on the element of venue.
I.
The indictment charged Mr. Miller with participation in a drug distribution conspiracy “within the District of Wyoming and elsewhere.” Rec., vol. I at 1. Mr. Miller lived in Montana. At trial, no evidence was offered that Mr. Miller had ever traveled to or committed overt acts in Wyoming in furtherance of the conspiracy. Instead, the evidence showed that Mr. Miller acquired methamphetamine from other conspirators in Montana. The only overt acts alleged in Wyoming were acts by Mike Davis, an alleged eoeonspirator who had pled guilty. Mr. Davis, who resided near Cody, Wyoming, testified that on several occasions he traveled to Montana to purchase ounce quantities of methamphetamine from Mr. Miller. Mr. Davis also testified that he made telephone calls to Mr. Miller to arrange these purchases. On each occasion, Mr. Davis returned to Wyoming and resold the methamphetamine in that jurisdiction.
After presentation of the government’s case, Mr. Miller moved for acquittal due, in part, to lack of venue. The trial court denied the motion, finding the evidence of venue sufficient to go to the jury. In the jury
II.
Venue is not a mere technicality. The defendant’s right to proper venue has explicit constitutional roots in Article III, § 2, cl. 3, which “requires that the trial of any crime be held in the state in which the crime was committed,” and in the Sixth Amendment, which guarantees trial by “a jury of the state and district in which the crime was committed.” United States v. Medina-Ramos,
Venue is “a question of fact,” United States v. Rinke,
Although venue is a right of constitutional dimension, and has been characterized as “an element of every crime,” Winship,
Finally, perhaps for reasons related to the relaxed standard for waiver, courts seem to disfavor the application of plain error to failure to instruct on venue. See United States v. Massa,
III.
We have said that failure to instruct the jury on venue when requested to do so is error. Record,
The record indicates that the district court failed to give the jury a specific instruction on venue, despite defendant’s objections. The government concedes the district court erred in failing to submit to the jury a specific venue instruction but seeks refuge in the fact that the court did submit an instruction which stated, “You are instructed that a conspiracy may be prosecuted in any district where the conspiracy began, continued, or the conspiracy ended.” Ree., vol. X at 104. Although the government characterizes this declaration as a general instruction on venue, Aplee. Br. at 29, the instruction did not inform the jury that it was required to make findings on the issue of venue, or that to enter a guilty verdict it must find either an agreement or some overt act by a conspirator in Wyoming. Rather, after instructing the jury on finding a conspiracy, the court simply declared that the conspiracy, if found, could be prosecuted where it began, continued, or ended. As a consequence, the jury was never required to make a determination that venue existed in the ease.
The question we must resolve is whether failure to instruct the jury on venue, under the circumstances of this case, constitutes reversible error. This is an issue of first impression for this court. After noting in Record that “it is ‘fundamental error’ to fail to instruct the jury as to the necessary elements of the offense charged,”
In this ease, Mr. Miller preserved his objection below and we therefore review under the standards of harmless error. Fed. R.Crim.P. 52(a). The burden is on the government to prove beyond a reasonable doubt that an error is harmless. Sullivan v. Louisiana,
where venue is in issue, an instruction should be given. This is particularly true when an instruction is proffered or the defendant objects to the lack of an instruction, thereby calling the issue to the attention of the district court. But where venue is not in issue, no court has ever held that a venue instruction must be given.
Massa,
Both of these circuits have implied that to place venue “in issue,” a defendant must proffer trial testimony or otherwise create a factual dispute with respect to the location of the crime. The Eighth Circuit has articulated a broader view, holding that venue is in issue not only when there is a question about where the crime occurred, “but also ... when defendants can be convicted of the offenses charged without an implicit finding that the acts used to establish venue have been proven.” Moeckly,
The burden of proof on venue always remains with the government. The defendant is entitled to have a jury test the weight of the evidence even if he can adduce none of his own. Where the entirety of the defendant’s illegal activity is alleged to have taken place within the trial jurisdiction, and no trial evidence is proffered that the illegal act was committed in some other place or that the place alleged is not within the jurisdiction, any defect in failing to specifically instruct on venue would be cured by the guilty verdict. See, e.g., United States v. Jenkins,
‘When a jury is instructed to presume malice from predicate facts, it still must find the existence of those facts beyond a reasonable doubt.... In many cases, the predicate facts conclusively establish intent, so that no rational jury could find that the defendant committed the relevant criminal act but did not intend to cause injury____ In that event the erroneous instruction is simply superfluous.”
Id., (quoting Rose v. Clark,
We find additional support for this rule in our recent en banc pronouncement regarding the consequences of failure to instruct on a substantive element of a charged offense. We held en banc that we must reverse if the jury did not render a verdict on an essential element of the charged offense as a result of a failure to instruct. Wiles,
In the present case, there was no specific instruction to the jury on the element of venue, and the jury was therefore not specifically required to render a verdict on that element. Our opinion in Wiles left open the possibility that in some circumstances a failure to instruct, even on a substantive element, will not lead to error where the jury was nonetheless otherwise required to render a verdict on the element. In Wiles, we quoted with approval Justice Sealia’s observation that the failure to instruct on an element may be harmless “ ‘if the jury verdict on other points effectively embraces [the contested element] or if it is impossible, upon the evidence, to have found what the verdict did find without finding [the contested element] as well.’” Id. (quoting California v. Roy, — U.S. -, ---,
In making the inquiry suggested by Moeckly, Wiles, and Roy, we do not examine the evidence to determine what the jury would have found if properly instructed. To do so would impermissibly substitute the judgment of this court for that of the jury. See Wiles,
The government here contends that by finding Mr. Miller guilty of the particular conspiracy charged in the indictment, the jury necessarily must have found the factual predicates for venue in Wyoming to be satisfied. In some cases, courts have indeed found failure to instruct on venue to be harmless where the defendant was convicted on a conspiracy indictment alleging the formation of the agreement within a single jurisdiction. See, e.g., United States v. Boswell,
Reliance on the wording of the indictment and the jury’s general verdict cannot save the government’s case here, however. The jury was instructed that it must find Mr. Miller guilty beyond a reasonable doubt of the single conspiracy alleged in the indictment. The indictment alleged a conspiracy in more than one jurisdiction: “within the District of Wyoming and elsewhere.” Rec., vol. I at 1. The jury was never instructed that to find this single conspiracy it must find either an agreement or an overt act in furtherance of the conspiracy in Wyoming. Although the indictment alleged overt acts by Mr. Davis in Wyoming, it is impossible to determine if the jury, in entering a verdict of. guilty, found that any of the overt acts alleged in the Wyoming jurisdiction did in fact take place. “This is not a case where proof of the charges necessarily resulted in a finding of proper venue.” Moeckly,
Finally, the government asserts there is substantial evidence in the record to establish venue in Wyoming by a preponderance of the evidence. Even if this contention is accurate, it is irrelevant to the question of whether there has been a jury verdict on the element of venue. No matter how overwhelming the evidence, our speculation as to the verdict a jury might reach may not substitute for an actual jury verdict. Wiles,
Due to the peculiar characteristics of venue — the fact that in the usual case there will be complete overlap between the factual predicates of venue and the factual predicates of the charged offense — failure to instruct will often be harmless.
The judgment of the district court is REVERSED, and we REMAND this case for further proceedings.
Notes
. Mr Miller also asserts that the court impermis-sibly considered his off-the-record statements in admitting his prior confession, and that at sentencing the court improperly assessed the quantity of drugs in determining relevant conduct. Because we hold for Mr. Miller on the venue issue, we do not reach the other issues raised on appeal.
. In United States v. Rinke,
. The Supreme Court has recently confirmed that the right to a criminal jury trial includes the right to have a jury decide every element of the crime charged. See United States v. Gaudin, - U.S. -, -,
. The district court found that Mr. Miller had properly raised the venue issue in his motion to acquit, and thus had not waived his venue rights.
. Several decisions in other jurisdictions have purported, where venue was not factually disputed, to determine that venue had been properly established "as a matter of law.” See, e.g., United States v. Netz,
. Contrary to the assertion of the dissent, Dissenting Op. at 755 n. 4, the test we apply is harmless error analysis, not structural error analysis. Typically, harmless error analysis eval- ( uates a verdict actually rendered by the jury, and seeks to determine if the same verdict would have been rendered absent a trial error in the presentation of evidence to the jury. Here, the error does not concern the evidence of venue presented to the jury, but whether the jury was instructed to render a verdict on that evidence. Thus, we would find the error harmless if the jury actually rendered a verdict on venue.
. The dissent applies the more typical form of harmless error analysis, examining the record as a whole to determine if there was sufficient evidence of venue. The dissent apparently relies on the fact that the jury rendered a guilty verdict in this case. As we discuss below, we are unable to conclude beyond a reasonable doubt that the verdict on the substantive crimes encompassed a verdict on the issue of venue. The dissent's canvass of the evidence of venue does not merely evaluate the evidentiary support for a verdict already rendered by the jury, but instead substitutes the evaluation of the court for a verdict never rendered by the jury.
. In a drag conspiracy case, venue for a defendant " ‘lies either in the jurisdiction in which the conspiratorial agreement was formed or in any jurisdiction in which an overt act in furtherance of the conspiracy was committed by any of the conspirators.' ” Rinke,
. Our conclusion is bolstered by the fact that the prosecutor implied in closing argument that the jury could find the existence of the conspiracy without believing Mr. Davis, rec., vol. XI at 27, or without finding an agreement between Mr. Miller and Mr. Davis, but merely by finding an agreement between Mr. Miller and other Montana-based conspirators, rec., vol. XI at 5. Davis was the only conspirator alleged in the indictment to have committed overt acts in Wyoming. Rec., vol. I at 5-7.
. Although we agree with its view of the “in issue” test, we cannot agree with the Eighth Circuit's conclusion in Moeckly that where venue is in issue and a finding of guilt on the offense does not encompass a finding of proper venue, a failure to instruct on venue can nevertheless be harmless merely because the evidence on venue was "substantial.”
. We caution trial judges that, although the factual predicates of venue may usually be congruent with the factual predicates for a guilty verdict on the charged offense, this congruence may not always be clear. The better practice is to instruct the jury on venue whenever the issue is brought to the attention of the court, so the jury can make an explicit factual finding. See United States v. Winship,
Dissenting Opinion
dissenting:
I respectfully dissent. My review of the case law leads me to conclude that any error resulting from the district court’s failure to separately instruct the jury on the issue of venue was harmless.
The United States Constitution guarantees an accused certain fundamental trial rights, including the right to be tried in the state where the crime was committed. U.S. Const, art. Ill, § 2, cl. 3; U.S. Const, amend VI. The Sixth Amendment of the United States Constitution guarantees that,
In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed; which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accusation; to be confronted with the witnesses against him; to have compulsory process for obtaining witnesses in his favor, and to have the assistance of counsel for his defense.
U.S. Const, amend. VI. Therefore, venue is a fundamental trial right similar to the rights to a speedy trial, to a jury, to confront witnesses, and to counsel.
As a fundamental trial right venue is not “merely a matter of formal legal procedure.” United States v. Johnson,
Absent a waiver, failure to guarantee a fundamental constitutional trial right is error. However, such error does not always require reversal of a conviction as “most constitutional errors can be harmless.” Arizona v. Fulminante,
“Harmless-error review looks ... to the basis on which ‘the jury actually rested its verdict.’” Sullivan v. Louisiana,
It is established that “venue as to the prosecution of all members of a conspiracy lies either in the jurisdiction in which the conspiratorial agreement was formed or in any jurisdiction in which an overt act in furtherance of the conspiracy was committed by any of the conspirators.” United States v. Petersen,
After a careful review of the record, I believe the evidence adduced at trial is sufficient to establish that venue was proper in the District of Wyoming. The evidence in this case revealed that: coconspirator Mike Davis (Davis) bought methamphetamine from Miller in Billings, Montana, (ROA, Vol. IX at 20, 27-29 & Vol. X at 47-50, 58-65 & Supp. Vol. I at 4rS, 10-12, 15-16, 21-22, 25, 29, 60, 62); Davis is a resident of Wyoming, (ROA, Supp. Vol. I at 7); Davis returned to Wyoming with the methamphetamine, (ROA, Supp. Vol. I at 7,18, 22), and distributed it to a Larry Gureski in Cody, Wyoming, (ROA, Vol. IX at 35, 40-41, 44, 46, 48, 53-54, 59 & Vol. X at 39-41, 45-47, 54 & Supp. Vol. I at 9, 18, 22-24); and Davis called Miller from Wyoming to arrange for the purchase of methamphetamine, (ROA, Vol. IX at 59-60, 74-75 & Supp. Vol. I at 31). The fact that Miller himself did not travel to Wyoming nor commit an overt act in furtherance of the conspiracy in Wyoming is immaterial, provided that an overt act in furtherance of the conspiracy was committed there. See United States v. Smith,
Therefore, I would affirm Miller’s conviction and sentence.
. See e.g. Klopfer v. North Carolina,
. See e.g. Barker v. Wingo,
. Accordingly, the majority’s reversal of Miller's conviction does not bar the government from retrying him. See United States v. Genser,
. In contrast, structural error requires reversal of a conviction, because such error renders the trial an unreliable vehicle for the determination of guilt. United States v. Wiles,
. Although Miller requested that in each instruction on the substantive elements of conspiracy an instruction that the jury must find the conspiracy in "the district of Wyoming," this was not a proper request. See ROA, Vol. X at 80. While the substantive elements of the crime must be proved beyond a reasonable doubt, see Sullivan v. Louisiana,
. The majority relies on United States v. Record,
. Examples of cases involving structural defects in the constitution of the trial mechanism, which defy analysis by "harmless error” standards, include: total deprivation of the right to counsel, Gideon v. Wainwright,
. Although Miller failed to submit a written jury instruction on the issue of venue to the district court, he preserved his objection to the lack thereof at the instruction conference and in his motion for acquittal. Therefore, we review for harmless error rather than plain error. Fed. R.Crim.P. 52.
. The majority states that the district court denied Miller’s motion for acquittal “finding the evidence of venue sufficient to go to the jury.” (Majority Opinion at 748). Although my reading of the district court's findings leads me to believe that the court found venue was proper and that there was sufficient evidence of conspiracy for the jury to consider the charges, it is not overly clear from the record. Therefore, I shall assume for the purposes of this opinion that the majority is correct and that there was no specific finding on the issue of venue. Hence, because there has been no finding of proper venue by the finder of fact in this case, the standard of review set forth in United States v. Rinke,
. Although I believe Miller’s other contentions are without merit, I will not address them at this time in view of the majority's holding because any discussion of these issues would be a waste of judicial resources.
