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United States v. Richard Anderson, United States of America v. Kenneth v. Greenwood
881 F.2d 1128
D.C. Cir.
1989
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*3 Before WILLIAMS, MIKVA and Judges, Circuit and HUBERT L. WILL,* Senior Judge, District United States District Court for the Northern District of Illinois.

Opinion for the by filed Court Circuit Judge MIKVA.
Concurring opinion filed Senior Judge District WILL.

MIKVA, Judge: Circuit require These cases us to decide whether the district court’s denial of cross-examina- prosecution tion of a witness regarding an unrelated her, against indictment prejudice dismissed without eleven months trial, before appellants’ violated confronta- rights tion under the Sixth Amendment. We hold that the district ruling court’s this case error, was constitutional for the jury might reasonably have found that the government’s ability to reinstate the mur- * Sitting by designation pursuant 294(d). to 28 U.S.C. § bedroom, in a a woman adjacent In an with a her. the witness furnished der Pearl L. Pat- identified as nightgown, later in her favoring motive for bed, terson, a man was lying on a was Arsdall, v. Van Delaware testimony. See man, room, and another standing in the 1431, 1434- 678-80, 106 S.Ct. Greenwood, hiding appellant (1986). 89 L.Ed.2d .32 found a loaded caliber Police closet. in this case was witness Because the bed under mattress revolver appellant Anderson against key witness lying. Police Patterson was against prosecution’s and because small and found two Greenwood searched weak, we cannot otherwise Anderson *4 in Po- marijuana and cash. $75 of packets of court’s denial district that the conclude containing plastic bag a also seized lice a was, as the record on cross-examination purse and from Patterson’s “crack” cocaine doubt beyond a reasonable whole, harmless of a rock-like substance plastic container a re- Accordingly, must toas Anderson. person. Yanfield’s from remand and conviction Anderson’s verse appellant appellant Anderson stand- respect to With Police found a trial. for new the however, weight doorway of of other bedroom. Greenwood, the in the the ing us, officer, Investi- According arresting him convinces against other evidence DePasse, doubt, approxi- denial threw Anderson gator a reasonable partially- in mately was harmless cash behind $500 cross-examination of police ap- reject Greenwood’s door opened also when Because we bedroom him. however, officers, appeal, police his convictions on Other arguments proached. other any mon- throw down see not Anderson are affirmed. did recall. DePasse could not ey, or at least Howard, the main I. Officer testified initially picked officer,” must have “seizing V. and Kenneth Anderson Richard he testified that money, Howard up the but May on convicted were Greenwood money from any seized saw nor neither trial, of vari- eight-day jury an after Proulx, the crime Officer floor. bedroom charges. firearms and ous narcotics officer, that he neither stated search scene unlawful guilty of found was Greenwood the bed- money on photographed nor saw trafficking, of in aid of a firearm use drugs, money, or firearms No floor. room 924(c)(1);unlaw- 18 U.S.C. in of § violation Anderson, did who from recovered were five to distribute with intent possession ful or flee. resist arrest attempt to containing of mixture more a grams or base, of 21 U.S.C. in violation cocaine be- from the bedroom Police recovered unregis- 841(a); of an possession and co- “crack” grams § of Anderson hind firearm, U.S.C. in of 26 violation tered powder, caine, cocaine ounces of about four un- 5861(d). convicted of Anderson was scale, glass plate with § a triple-beam a intent to possession distribute lawful with a torch head powder, and of white traces containing a mixture grams or more of five The bed- a canister. use with butane for base, U.S.C. of 21 violation cocaine .32 caliber a loaded also contained room 841(a). appeal. Both clip to by a § holster attached revolver a bedframe; unregistered sawed-off an A. Facts parts, its down into shotgun, broken bag 1987, ammunition, a brown inside evening of November On the the floor contain- floor; bag on another officers, and pursuant Metropolitan Police D.C. almost guns, $200 ing both warrant, ammunition forcibly entered to a search marijuana. of N.E., cash, Street, and a small amount Jay 201 at Apartment seized, from the lock on also several Police police found Washington, D.C. The door, keys in set of a the bedroom apartment. On inside two-story people inside and, the bedroom Yanfield, key from woman, a black floor, Kim J. the second appellant itself, Green- photograph entering the bath- as she stopped notebook,. calculator, green wood, a small behind trying to the door close room and containing appellant a wallet powder Greenwood’s and how produce is used to photos, license and driver’s some and a tax crack quanti- cocaine. He testified that the return and other bearing documents Van- ty drugs, weapons, parapherna- name. field’s lia, notebook, notations and the apartment cash found in the were inconsist- Anderson, Greenwood, Police arrested use, personal ent with but were typical Vanfield, Patterson; persons and four house,” items found in a place “crack searched, interviewed, were downstairs crack processed, sold, where cocaine is released. No narcotics were found or prepared for distribution. kitchen, table, from the seized din- kitchen room, ing dining room table. Vanfield pled guilty simple Patterson later Tanya C. Barnes’ Testimony

possession substance, of a controlled in vio- Barnes, Tanya one persons lation of 18 U.S.C. 844. § present apartment in the during the No- raid, vember 19 testified prosecu- for the B. Testimony Prosecution *5 tion over objection defense counsel’s that Leadmon, Detective Lorren one of the Barnes’ given name was not in govern- the participated officers who in the execution ment’s pretrial notice of witnesses. warrant, of the search testified that he had Barnes, testifying grant under a of com- seen Greenwood and Jay Vanfield in the plete transactional and use immunity, stat- apartment days Street two and earlier that that, ed day raid, the on of the she saw gave Greenwood him a tour apart- of the Anderson and Greenwood carrying bags of ment. Leadmon stated that Greenwood some kind apartment into the and that she keys used set of a in a key black case to saw carry package Greenwood of cocaine unlock the door of the in which bedroom upstairs. that, She recalled day, later that drugs, guns, the and paraphernalia Greenwood, she saw Anderson, and then in were later found. Leadmon identified the (or the processing kitchen “cooking”) the keys key and case seized from the bedroom powder crack, cocaine although into she during the November 19 search as those falling admitted to asleep when Anderson that he saw Greenwood use on November cooking the cocaine. She also testified 17. Leadmon also asserted on that two that, police when the evening, arrived that occasions, subsequent in December 1987 there was crack in crack, the kitchen and January and he returned to the same plastic and bags, upside-down an jar con- apartment and Greenwood answered the taining dining table, crack on the room all door times. both Leadmon that testified of which stated police she the seized. Vanfield, Greenwood stated that he and his girlfriend, living were in apartment. the Barnes further testified that had she Kraemer, seen John Anderson and together Greenwood documents examiner in apartment the Metropolitan prior Police two Department occasions qualified and a fall: on first handwriting occasion expert, she testi- saw Green- wood, prosecution that, Anderson, fied for the but not selling drugs, in opinion, his and on the Vanfield was the writer of second occasion she saw several Greenwood selling in the entries cocaine and notebook that Anderson “holding” had been large seized from quantity bedroom and crack. that Green- probably wood was the writer of several of The jury hear, however, did not entries, the other but that he could not Barnes had charged been with second-de- any associate Anderson with of the writ- gree in murder June 1986 and that ings notebook. charge was dismissed prejudice without Detective Charles DiDomenico April testified year less than a appel- before expert as an in the sale and distribution of lants’ charge trial. This was first revealed illegal drugs in Washington, D.C. He ex- the court defense counsel at dire voir plained the difference between cocaine in on the morning of the day second powder form base, “crack,” cocaine testimony: by Detec- informant Q. paid you Are for Anderson]: a. MR. STOWE [counsel this, tive Leadmon? Honor, is Your request, My other con- No, the witness question I’m not. allowed A. be murder dismissal cerning the your life? out for Q. Is a contract understanding our it is charges, because ByA. who? of witnesses interviewing a number from in to you turned Q. By people night out in persons last number or a get on three occasions Leadmon Mr. that this was area Mayfair-Paradise dropped? murder your a result about as or came brought about A. No. the witness between agreement an of and Q. you sure? Are return that in Leadmon Detective A. Positive. Leadmon Detective work would she added). (emphasis Tr. 679 him certain give information. dire, telling completion of voir persons are Now, these After whether court, prosecu- know, response to the that’s district I do the truth murder per- objection to reference Court for asked the tor’s why I’ve reason defense jury, ruled that have first or before question to ask the mission proffer be- to make it. would have about counsel dire the witness voir the Court cross-examining Barnes on the fore about, isWhat this THE COURT: attorney argued that charge. Greenwood’s murder? to im- charge was relevant dismissed Yes, sir. MR. STOWE: *6 event, that, any Barnes and peach murder? Whose THE COURT: im- granted had been transactional Barnes case, had a murder She MR. STOWE: prosecuted thus could not be munity and case, degree in the second a murder responded prosecutor The the murder. for stabbing from evolved evidently immunity to grant of by revising the it, and as I understand female of another immunity for “[tjransactional November she stabbing, that a result of else.” everything immunity for use and dis- the case was charged. then And im- court, question of focusing on the The missed. could be that Barnes peachment, indicated criminal prior Now, impeached know whether evidence we do explained attorney knowl- then Anderson’s Dubester has Mr. acts. case—unless it, know that: we do not whether edge of because it lacked by my was dismissed advised I was MR. STOWE: an because it was

merit or whether to a num- he investigator who said talked Detective Mayfair- exists between agreement night that last people ber and this witness and to him that explained Leadmon area and Paradise case, then Government, charges if that’s the had and they was there —that it, into charges to delve had be able murder dropped. I think we should The been police coop- her paid informant for in return for dropped, if she’s a and been nature, things of as an that department and Detective Leadmon eration with credibility for her goes informant, it to a contract I that because think and there, out by people put out and bias. life was Le- Detective provided she because had added). prosecu- (emphasis 659-60 Tr. lead that with [sic] admon information charged had Barnes been conceded that tor narcotic bust three arrest and claimed murder on but with June houses. than less been dismissed the case had that added). attor- Barnes’ (emphasis permitted defense Tr. court later. The a week to consult ney requested a few minutes regarding Barnes question to counsel charge murder dire, regarding Barnes Tr. during voir with charge prosecutor regarding attorney cross-examined Anderson’s immunity. grant as follows: Barnes meantime, pressed In the the court or never worked for Leadmon as a result attorney proffer Anderson’s for a of that. Barnes’ murder was dismissed in (emphasis added). Tr. 691-92 Anderson’s for her work as an informant:

return attorney accepted representation, but Look, THE point COURT: is that added that he would check into his “wit- you’ve already opportunity had the to say differently, nesses who and whether explore Barnes’ case was dis- [whether these are flip-flop witnesses now that will work], missed in return for her and she time, flipped back that the first I don’t has denied it. You have no basis hesitation, know.” After some the district for going beyond you If that at this time. questioning regarding court ruled out time, going go beyond are to that at this charge: dismissed murder * * * you’ve got give your proffer. then to me THE COURT: What are the questions you intend to ask? added). (emphasis Tr. 687 Anderson’s at- Barnes’ all events on or before November 19. rule on attorney informed the court that she and that such evidence would be based on hear- had denied mant. torney proffered an witnesses who would say client, and that there were several—the woman also was person and a woman was stabbed. The somebody assaulted My understanding vestigation, I understanding of what Before have transactional and use prosecutor As far as this homicide or murder in- MS. LOBO informant. The defense counsel’s *7 attorney responded the court had an that Barnes was a else after had [counsel have a a gay also that he would apparently agreed that Officer Leadmon is that say woman and another prosecutor objected completely explained for fighting that Barnes was that Barnes was proffer, Barnes]: that opportunity my fighting with immunity paid client was that: with subpoena involved. different * * * infor- my going she’s a ble to ask that good citizen in tablish motive? question? will places in the same area as— an tion. to Detective Leadmon as the result of that whether she has THE THE COURT: MR. THE MR. DUBESTER: How does that es- MR. THE COURT: MR. STOWE [*] agreement permit going Now, STOWE: That’s to raise the COURT: What’s COURT: DUBESTER paid informant; be [*] that? raided what is the next go [counsel Anderson]: to—that’s caused three question. [*] No, no, no, I in and ask her about I’ll That think it is for community. given permit [prosecutor]: question [*] drugs, for right. wrong somebody isn’t that it? information because he's [*] and one’s permissi- question? with that whether ques- is a $ You I Now, ahead. Go what is the next reason that was dis- question? missed was because there were a num- ber MR. flipped only ques- witnesses who STOWE: That’s the their sto- I Apparently ries over. tions had to ask her a defense attor- about that. ney in that case from the Public Defend- Well, THE COURT: what about the ers get Service was able to number of murder? statements from witnesses who later murder, MR. STOWE: The going I’m changed ap- statements and there was to ask her charged whether she was parently problem investiga- with some with murder in degree the second tor. whether agreement there was an THE COURT: So there's been no deal her and Detective Leadmon. made? Well, that, THE if you COURT: ask

MS. LOBO: There going permit was no deal made I’m to Mr. Dubester to in that she had no bring contact with Leadmon out these other facts. rebring the used to follow- Honor, says can’t be Your MR. DUBESTER: dismissed, have been ing case here. retry murder cases which cannot that, I one, I ease. And think that but the murder I understand THE COURT: up open yourself to told to going permitted to be you are that should think be to one, going you if are because that on jury- that— get into I’ll allow it. THE COURT: Honor, that is Your DUBESTER: MR. immediately in- prosecutor Tr. 707. remote.

so court, however, that he did not formed any ba- don’t have THE COURT: authority grant to transactional have Lobo said what Ms. beyond goes that sis regard to the mur- immunity, at least with correct? is that today; here Despite protests from defense charge. der That’s correct. DUBESTER: MR. reneging prosecutor was counsel nothing you And know COURT: THE complete transactional im- grant his on to going from than that? I’m different attor- sustained Barnes’ munity, the court no basis out, there is because rule it re- ney’s objection to cross-examination there than the other fact of fact charge. garding the murder dismissed, and and it was charge awas It is that. nothing that there is attorney day, in- Later that Anderson’s had nothing to do—Mr. Leadmon has that, according to the formed court correct, that; is nothing to do with report Superior from D.C. pretrial services Ms. Lobo? Court, 1986 murder the June for LOBO Barnes]: MS. [counsel dismissed, later a week or a month not understand, Honor. I Your what That’s asserted, July but prosecutor had right. going I’m All So COURT: THE attorney reiterated 1987. Tr. 784. excep- your You can have it to rule out. questions regarding the objection to her tion. potential Fifth charge, based Green- GARBER- MR. [counsel “I problems: understand Amendment connection, you I know In that wood]: objection morning my Court ruled this out justWe found ruled on that. have be sustained.” going into that would are yesterday. We this witness about any objected also prosecutor When the investigating. process of still in the charge, the murder reference Look, going give I’m COURT: THE “I’m attorney responded Anderson’s bring you want ability to whom you full I told can’t *8 going ask I’ve been to that. bring every one bring. You can back to added). (emphasis Anderson’s ask that.” witnesses, I’ll and of Government’s Alaska, to Davis v. attorney then referred wit- permit you to cross-examine those 1105, 308, 39 L.Ed.2d 347 S.Ct. 415 U.S. 94 nesses. re- (1974), Supreme Court right. you. All Thank GARBER. MR. the defense where at- versed a conviction added). (emphasis Tr. at 693-95 permitted to show the torney had been not examination, completion of direct Upon probationer a status as witness’ vulnerable requested attorney permission Anderson’s Davis, possible See therefore bias. noting charge, the murder to ask about 1111; 318, Tr. 786. at at 94 S.Ct. 415 U.S. without charge had been dismissed that unless defense responded The court had arguing that prejudice and Barnes that Detective Lead- could show counsel immunity and granted transactional been of the in the dismissal was involved mon of reindicted as result not be thus could regarding questions charge, murder agreed: The district court testimony. her allowed: not be murder would * * * saying that I’m STOWE: MR. Well, again, you have THE COURT: given has trans- prosecutor] because [the * * * that Lead- nothing indicates that this, immunity of I think to all actional with the dismis- to do anything mon had this, and know that should know jury that case? anything she sal of that can’t be—know she 1136 No,

MR. STOWE: not murder II. No. going case. I’m not go to into the A. Denial Cross-Examination case, murder Your All Honor. I— right. Appellants THE COURT: All Okay. argue that the district court violated their right constitutional to Because there is anything, I will if testifying against confront witnesses them permit you get to into that. by refusing permit to cross-examination of (emphasis added). Tr. 787 Tanya Barnes regarding her dismissed cross-examination, On Barnes admitted charge. agree. prior drug prior use convic- The Confrontation Clause the Sixth tions. Barnes also stated that shé first guarantees Amendment right of an ac- found out the trial days about two before cused in criminal “to be con- stand, she was called when Detective fronted with the against witnesses him.” Leadmon and another officer served her Const, U.S. amend. YI. It is well-settled subpoena. with a explained Barnes more means than be- “[confrontation she had known Leadmon since 1983 1984 ing allowed to confront physi- the witness and made a passing reference meeting cially.” Alaska, Davis 308, 315, him in connection with charge. her murder 1105, 1110, 94 (1974). S.Ct. 39 L.Ed.2d 347 that, Barnes further recalled she before “Indeed, main and purpose essential actually ‘[t]he subpoena, served with a she of confrontation is to oppo- secure overheard police two officers who were nent the opportunity searching cross-examina- that, for her threaten if she did ” tion.’ Arsdall, Delaware v. Van up, not show 475 “they going were to issue a 673, 678, U.S. 1431, 1435, 106 S.Ct. warrant that I forget would never they (1986) L.Ed.2d Davis, (quoting would make I U.S. put away sure would be for a 315-16, at 94 S.Ct. at 1110 long period (quoting 5 J. time.” Barnes later con- Wigmore, (3d Evidence at 123 firmed that it ed. § was Detective Leadmon who 1940) (emphasis in original))). served her subpoena with the on March 7 at her house. particular, In per- cross-examination is only mitted not impeach general D. Testimony Defense credibility witness, of a expose but also to Miller, Lieutenant Charles who “possible biases, had been prejudices, or ulterior mo- present during execution of the search war- tives of the witness they may relate to rant, testified (Barnes’ that Pam Green personalities issues or in the case at hand. cousin) was premises on the during the partiality of a is subject witness raid. Chancy Spruell, manager of the exploration trial, at ‘always and is relevant apartment complex Street, at 3507 Jay as discrediting the and affecting witness ” N.E., Cynthia stated Davis was list- the weight of testimony.’ his Davis, 415 ed as the apartment, tenant had been U.S. at 94 S.Ct. at (quoting 3A J. 1, 1982, tenant since June but Wigmore, had (Chad- Evidence at 775 § *9 stopped paying rent since at March 1970)); least bourne rev. ed. also see United Hoye, private 1987. Patrick a investigator, Abel, 45, 52, States v. 469 U.S. 105 S.Ct. testified that he had been unable 465, 469, to locate (1984) 83 (“Proof L.Ed.2d 450 of the given address by Tanya Barnes as the bias is always almost relevant because the cousin, address of her Pam Finally, Green. jury, as finder of fact and weigher of credi- private another investigator, bility, Sherman Ho- historically has been entitled to as- gue, stated that he visited the apartment sess all evidence which might bear on the three times in the three months before accuracy and truth of a witness’ testimo- trial; that he found a “crack ny.”); house or a States, Villaroman v. United 184 drug house” with considerable 261, activi- F.2d (D.C.Cir.1950) (“Bias 262 of a ty; and that although he saw from 10 to 15 always witness is relevant.”). sum, In “the people in apartment time, the each he exposure never of a witness’ motivation in testi- saw Anderson on premises. the fying proper is a important function of favoring a motive the witness right of nished protected constitutionally the Davis, testimony, the at in his prosecution 415 U.S. cross-examination.” v. Greene (citing rights respondent’s 316-17, ruling 1110 violated at court’s 94 S.Ct. 1400, 496, 474, 79 S.Ct. Clause.” Id. McElroy, 360 U.S. by the Confrontation secured (1959)). 1413, 1377 L.Ed.2d omitted). ruling 3 (footnote In so the Court that: stated a criminal Davis, the Court ruled that In impeach to be allowed must

defendant defendant a criminal think that We by witness credibility of of the Confrontation a violation states possible bias at directed cross-examination prohibit- showing that he was Clause probationary the witness’ deriving from in engaging appropriate otherwise ed in even delinquent, juvenile as a status designed to show cross-examination con would cross-examination though such part on form of bias prototypical interest asserted state’s flict with the witness, thereby expose “to to confidentiality juvenile preserving jurors ... from which jury the facts Davis, delinquency. See adjudications re- appropriately draw inferences could also 1112; see 320, at 94 S.Ct. at 415 U.S. reliability lating witness.” to 687, 693, States, 282 U.S. v. United Alford Davis, 680, 106 (quoting Id. at S.Ct. at 1436 (1931). The 220, 218, L.Ed. 624 75 51 S.Ct. 1111). 318, 94 S.Ct. at U.S. at 415 that, not although it could Court concluded have ac jury would speculate whether in this case have appellants hold that argument that counsel’s cepted defense from the records this test. Public satisfied biased, possibly was prosecution witness Division, Court, re- Superior Criminal D.C. the bene- entitled have jurors were “the 26, 1986, D. Tanya that on June veal them so theory before fit the defense degree charged with second Barnes was judg- an informed they make could 22 armed, in D.C. violation of while place on weight to the [the ment as Unit- Complaint, See 2403, 3202. Code §§ ‘a cru- provided testimony which witness’] Barnes, No. F-5110-86 v. Crim. ed States petitioner’s proof ... of link in ” cial 1986). 26, aAt June (D.C.Super.Ct. filed 317, Davis, at 94 S.Ct. 415 U.S. at act.’ 3, case was hearing July on preliminary Alabama, 380 v. Douglas (quoting 1111 De- jury action. On pending grand held 1077, 1074, 419, 13 415, 85 S.Ct. U.S. by a 1986, indicted 9, was Barnes cember Indeed, (1965)). rea- the Court L.Ed.2d offense. See In- jury for the same grand ef- that, make cross-examination soned Barnes, Crim. v. United States dictment, fective, have been counsel should “defense 9, Dec. (D.C.Super.Ct. filed F-5110-86 No. the facts expose jury to the permitted 1986). arraignment on December At her of fact and jurors, as sole triers from which re- 1986, pled guilty 23, Barnes draw infer- appropriately credibility, could After two unsuccess- jury trial. quested wit- reliability of the relating ences hearing status January, attempts ful 318, at 1111. 94 S.Ct. ness.” Id. U.S. at 1987, 6, February at held Arsdall, Similarly, Delaware Van 2, 1987. On for March was scheduled trial 673, 106 L.Ed.2d S.Ct. Wertheim, granting 18, Judge February (1986), that a held defendant Court continuance, converted motion for Barnes’ right to effective his constitutional denied hearing to hear status date to a trial trial court where “the cross-examination a new and set suppression motion possibility prohibited all inquiry into the On April March date of trial as a would be biased *10 that witness] [the to however, was unable reach the court pend of his dismissal of the State’s result although it that suppress, noted to motion Id. charge.” at ing public drunkenness witnesses, and eight government had Court, relying 679, 1435. The 106 at S.Ct. hearing the suppression on rescheduled cutting Davis, “[b]y thus on reasoned 11, May for 1 trial April for motion that the an event questioning about off all 1987, count 1, the murder April On that a place and had taken State conceded See by government. fur- dismissed found was might reasonably have jury 1138 Cover, Barnes, judice, prosecutor

Jacket United States case sub con- (D.C.Super.Ct.1987). charged ceded that Crim. No. F-5110-86 Barnes had been charge murder and that the was dismissed Thus, contrary prosecutor’s to the reinstatement; prejudice without to Barnes charge assertion at trial that the was dis may testify have feared that if she did not later, 661, missed less than a week Tr. favorably prosecution, for the the murder charge fact dis charge might have been reinstated. Such prejudice more than missed without nine subjective influence, government if even initially charged months after she was unwarranted, objectively precisely is appellants’ only eleven months before trial. kind that ripe Leonard held for cross- Although the district court ruled that the examination at trial. Cross-examination charge only dismissed could raised if be possible arising for bias from this fact agreement defense counsel could show an “expose jury would to the the facts from prosecution, between Barnes and the jurors, which as the sole triers of fact and existed, agreement find that even if no credibility, appropriately could infer- draw witness, against murder indictment re relating reliability ences of the wit- cently prejudice, dismissed without reveals Davis, 318, ness.” 415 U.S. at 94 at S.Ct. prototypical part “a form of bias on the 1111; Arsdall, see also Van 475 U.S. at witness,” Arsdall, 680, Van 475 U.S. at 680, 106 “[pjroof S.Ct. at 1435. Because 1436, 106 at S.Ct. and is “relevant as dis relevant,” always Abel, bias is almost crediting affecting the witness and 52, 469, U.S. at 105 S.Ct. at we conclude weight Davis, testimony,” 415 U.S. [her] jury in this case was “entitled to 316, at 94 S.Ct. at 1110. Where the district have the benefit of the theory defense be- court recently is aware of a in dismissed they fore them so that could in- make an dictment, was, as the court below cross-ex judgment formed weight as to the place * * permitted amination must be to raise the Davis, on testimony *.” [the witness’] possibility prosecution’s ability 317, 415 U.S. at 94 S.Ct. at 1111. reinstate gave the indictment the witness a government The appeal maintains on favoring prosecution. motive for See Davis, Abel, Arsdall are Van Masino, 129, United States v. 275 F.2d 132 inapposite underlying because fact (2d Cir.1960) (trial court in denying erred tending to show bias in those cases was not opportunity defendant the to cross-examine disputed. Davis, 310-11, See 415 U.S. at principal concerning witness (undisputed 94 S.Ct. at 1107 that the wit- the recent charge dismissal of a narcotics ness probation juvenile was on as a delin- him); against May United States v. cf. quent); Abel, 47-49, 469 U.S. at 105 S.Ct. nard, (D.C.Cir.1973) 476 F.2d at (undisputed 466-68 that defense witness (Bazelon, C.J.) (“the pendency of an indict and defendant were fellow members of a against produces ment a witness a discern- prison gang); Arsdall, secret Van able motivation falsify testimony such as at (prosecution S.Ct. at 1433-34 * * * in currying interest a favorable dis witness admitted that a criminal position prosecution”). from the against him dropped had been in exchange for agreement his speak prose- with the Moreover, this circuit has ruled that cutor issue). about the crime at permissible scope exploration “[t]he government case, argues that by this cross-examination is by not curtailed contrast, defense counsel never made an promises absence of leniency, for the adequate showing underlying allega- of the may attempt defense government to show tions probative that would be of bias. ‘conduct might have led a witness to prospects believe that his for lenient treat agree premise with the argu- of this government ment depended on the ment but not with its conclusion. The ba- ” degree cooperation.’ of his United requirement sic relevancy, as well as Leonard, (D.C. States v. 494 F.2d affecting other factors admissibility, must Cir.1974)(quoting *11 Camp United States v. of course still regard be met with to evi- bell, 547, (2d Cir.1970)). 426 F.2d 549 In dence of bias. denigrate We do not the further notes that such government the insofar as latitude courts’ “wide trial interjected might have cross-examination to im- concerned is Clause Confrontation * * * trial, any at but unrelated to issue evidence limits on cross-exam- pose reasonable classified as a collateral is never con- “[b]ias based on potential bias] ination [for scope of in- lies the matter which about, things, among other harass- cerns an examin- quiry, nor as a matter on which issues, the ment, of prejudice, confusion a witness’s answer. required er is to take is interrogation that safety, or witness’ the proved by evidence may Bias be extrinsic marginally relevant.” only repetitive partiali- of even after a witness’s disavowal 679, 106 S.Ct. at Arsdall, at 475 U.S. Van Robinson, 530 F.2d v. States United ty.” (D.C.Cir.1976) 2 1076, (quoting Wein- 1079 11607[03], 607-17 at stein’s Evidence may limit cross-exami trial But “[a] event, (1975)). are convinced any In permitted, has been only after there nation easily could have the district court right, a certain threshold matter as a of any redict cross-examination confined which satisfies cross-examination of level the fact most relevant examination to United requirement.” constitutional the murder indictment potential bias —the Christian, 203, (6th 213 F.2d v. 786 States prejudice. without its dismissal added) (quoting Nizio Cir.1986) (emphasis (1st Ashe, 282, 289 Cir. v. 694 F.2d lek Error Harmless B. an 1982)). require evidence of actual To between Detective agreement cooperation in this finding error Our of constitutional Barnes, court the district Leadmon however, inquiry. not, the end case does did, the inherent and overlooks in this case constitutionally improper of a denial “[T]he of the mere of a independent relevance impeach opportunity to a wit- fact defendant’s charge, recently dismissed murder bias, like other Confrontation ness for head like Chapman hung over witness’ errors, subject is Clause Arsdall, Damocles, this particularly Van analysis.” of sword harmless-error Thus, met 684, admitted she at 1438. case where Barnes 106 S.Ct. 475 U.S. at whether, assuming with her murder is inquiry in connection Leadmon correct “[t]he potential one of the cross-ex- damaging Leadmon was of charge and that realized, reviewing fully were subpoena served her with amination who officers say that the error nonetheless prose might that a court testimony. Evidence for her doubt.” beyond a reasonable by was harmless subject to reindictment witness is cution gave Arsdall Indeed, Court Van Id. is, itself, probative of making determi- such specific guidance proper therefore a potential bias and is nations: under of subject cross-examination harmless in a Dug an error is Francis v. such Whether Clause. Confrontation Cf. depends on a most (S.D.Fla.1988) 472, particular F.Supp. 475-76

ger, 697 to review- factors, readily all accessible violation (finding Clause Confrontation include These factors ing courts. judge prohibited cross-examina trial where testimony in the witness’ importance of pending sec prosecution witness’ into tion case, the testi- prosecution’s whether charge). Under these ond-degree murder cumulative, presence or mony was circumstances, counsel have defense should corroborating or con- of evidence absence exploratory cross- at permitted least been testimony the witness tradicting the relevance examination establish cross-ex- points, extent on material indictment and to dismissed murder and, of permitted, amination otherwise arising possible bias impeach Barnes for prose- course, strength the overall 694, Alford, at See therefrom. case. cution’s (trial off may not at 220 “cut courts S.Ct. California, Harrington v. Id. subject (citing inquiry on a in limine all 1728, S.Ct. a U.S. defense was entitled respect to which the Florida, Schneble (1969); cross-examination”). L.Ed.2d 284 reasonable *12 427, 432, 1056, 1059-60, prosecution ample 92 S.Ct. had evidence con- (1972)). necting 31 L.Ed.2d 340 drugs weap- Greenwood to the bedroom, ons seized in including the his Appellant 1. Anderson possession days key two earlier of the must, Assuming, as the we bedroom, presence personal of his “damaging potential of the cross-examina (e.g., articles pillow his wallet under a on realized,” fully Arsdall, tion were Van door) key and the in the in bed U.S. at at S.Ct. we cannot room, living his admission that he in was whole, confidently say, on the record as a apartment girlfriend, with his and his in beyond that error this case was harmless presence adjacent in the bedroom at the a reasonable doubt as to Anderson. police time the arrived with the search war- rant. Barnes, testimony Barnes’ Tanya Greenwood who testified for almost day “cooked” crack on the trial, of the raid and days eight-day three full in an was a distributing was seen drugs prior key against witness occa- highly Anderson. Her sions, although damaging, damaging testimony was thus not regarding Anderson’s prosecution’s central to the “cooking” day against case of crack on the of the raid Reviewing prior Greenwood. in and the evidence occasions on which she saw whole, record as a Anderson and must conclude that apartment Greenwood at the the district court’s denial of was not cross-examina- cumulative of other evidence at possible tion of Barnes for only trial. The bias was harm- corroborating evidence her beyond less testimony a reasonable police testimony doubt as to that she Greenwood. present in apartment during raid, significant portions indeed of her testimony directly were by contradicted C. Arguments Greenwood’s Other those same officers. Had defense counsel Because we hold Greenwood’s Sixth pursue able to theory been his that Barnes Amendment claim fails to warrant reversal may prospect have been biased convictions, of his briefly we review his indictment, reinstatement of her murder arguments. other jury might reasonably have found that

Barnes had a substantial motive to favor 1. Jury Regarding Instruction in her testimony. “Carrying” a Firearm

Moreover, prosecution’s against Anderson was first otherwise weak: Anderson claims that the tri Greenwood judge gave al standing jury was found in an erroneous doorway of the instruction drugs located, meaning using bedroom in on the “carrying” were or officer, others, during one firearm but not and in relation testified that he to a trafficking saw Anderson offense: money throw some floor behind the bedroom door. For all of employ The term used means to or avail reasons, the above we cannot conclude that oneself of. carry The term means to the denial of in cross-examination this case person bear on or about one’s or to be beyond was harmless a reasonable doubt. convenient access within reach. Arsdall, 681, 106 See Van 475 U.S. at S.Ct. (emphasis added). Tr. 1247-48 Greenwood at 1436. argues instruction, that the which defines “carrying” to include “convenient of ac- Appellant Greenwood reach,” cess” or “within impermissibly respect Greenwood, With meaning how broadens the “carry- the term ever, jury even if the ing,” where, had case, discounted as this Greenwood testimony biased, the other evi was found one bedroom guns and the against dence him convinces us another. Because defense counsel did not reasonable doubt that the denial object of cross- to the instruction Greenwood con- examination in this case was harmless as to appeal cedes on plain error stan- him. applies. 52(b). dard See Fed.R.Crim.P. *13 (finding 1010 sufficient evi- 857 F.2d at argument almost frivolous. find this We a support dence to of use of in 18 or carries” U.S.C. phrase “uses The during drug trafficking crime firearm limited to actual 924(c)(1) not been has § drugs, including police where found cocaine possession of a a firearm or discharge of distribution, packaged for further and sev- United See person. one’s firearm on firearms, loaded, of them in en two defen- Robinson, 1006, F.2d 1010 v. 857 States house). In light of these two dant’s (5th Cir.1988) (affirming conviction where factors, jury’s we conclude that the verdict residence); in guns found defendant’s were guilt based on sufficient evidence of was Matra, F.2d 841- v. 841 United States properly that the district court denied and Cir.1988). importantly, the (8th More 43 acquittal the motion for on this count. given from the the instruction deviation of (with instruction standard “Redbook” Sufficiency Evidence Fire- 3. for agrees) is so presumably which Greenwood arms Possession Conviction likely jury would no reasonable trivial that difference, much less Greenwood next maintains that even have noted evidence to prejudice of Greenwood. there was insufficient establish relied on it to Association, pos Bar a reasonable doubt that he District of Columbia Cf. (3d Instructions, unregistered shotgun ed. found in No. 4.81 sessed the Jury Criminal ‘ * * “ * drugs. on or the bedroom with the 1978) (a weapon is carried if it is locat- person’ the defendant’s about may be actual or construc Possession person as to be proximity to the ed in such tive; possession is inferred constructive reach”). and within of access convenient knowing from dominion and control over that the dis- confident are therefore We United States v. See question. item in plainly errone- was not puted instruction Hernandez, (D.C.Cir. F.2d ous. 1986). argues in Greenwood that the facts permit an inference of this case do not Carry- Evidence 2.Sufficiency control, because, knowing dominion and ing Firearms Conviction assuming resided in that Greenwood even that, Vanfield, contends even there was no apartment also Greenwood light most fa of the in the knew shot viewing the evidence evidence Greenwood United see government, gun’s presence. to the vorable James, 764 F.2d (D.C.Cir. v. States above, plainly is suffi- As discussed there con 1985), juror could have no reasonable that Greenwood cient evidence to conclude doubt beyond a reasonable cluded apartment in and used living dur a firearm used or carried Greenwood shotgun was later in which the bedroom trafficking drug ing in to a and relation bag shotgun found in a The found. asserts, essence, Greenwood offense. the room to which in the middle of the floor him with nothing to connect that there was jury could rea- key. had Greenwood guns in the bedroom with found that Greenwood sonably have inferred drugs. presence in the bedroom gun’s of the knew it. and control over had dominion above, First, noted disagree. that some- no evidence offered Greenwood connecting evidence there was substantial shotgun in planted the might have one else to the bedroom Greenwood from Viewing the evidence the bedroom. Second, am- there was guns were found. to the most favorable point of view jury could ple evidence from which accordingly conclude government, guns an were reasonably infer that rational evidence for a sufficient there was opera- drug trafficking integral part of the had construc- Greenwood jury to find that guns of the proximity tion —the shotgun. possession of tive pres- drug paraphernalia, drugs and ammunition, guns ence of loaded Tanya Barnes Drug Test of guns are often found expert testimony that dis argues that the next drug traffick- Greenwood protect in “crack houses” denying Robinson, its discretion trict court abused their investment. See ers and request drug ordering Tanya his for a test of abuse its discretion in not Barnes Butler, undergo Barnes. 481 to test. See United States *14 531, (D.C.Cir.1973)(trial F.2d court did declining

not abuse its discretion in to or- 5. Admission Prior Bad Acts Evi- of der examination of witness dence narcotics). having who admitted to used argues finally Greenwood that the district court abused its discretion under pre- that there Greenwood concedes is 404(b) Federal Rule of in Evidence admit sumption against ordering such an exami- “ ting prior evidence of Greenwood’s bad nation, ‘may seriously impinge because it * * * acts, namely, testimony Barnes’ that she right privacy; on a witness’ transacting drugs observed Greenwood in examination itself could serve as a tool of apartment prior on two occasions. harassment;’ an likelihood of ex- primary Greenwood’s contention is that deter amination could witnesses from com- closely this evidence was not related forward,” ing Butler, 481 F.2d at 534 charged, time to the offense because (quoting Benn, United 476 F.2d States only prior Barnes testified that the occa (D.C.Cir.1972)), argues but (September sions were sometime in the fall simple drug this case that a test would not October), where as Greenwood was ar seriously privacy have invaded Barnes’ Moreover, rested on November 19. Green rights, any that Barnes inwas event testi- argues testimony wood that Barnes’ should fying immunity under and that Barnes’ tes- have been excluded under Rule 403 be timony by was uncorroborated extrinsic ev- vagueness highly cause its prej rendered it idence. udicial. Although strongest argu- Greenwood’s These contentions are insufficient ment unreliability relates to the of Barnes’ upset the trial ruling court’s in this case. testimony, point distinguishes this Moore, See United States v. 732 F.2d Butler, (re- from see 481 F.2d at 535 (D.C.Cir.1984) (admitting similarly fusal to order examination was not an vague testimony regarding prior acts oc abuse discretion where court found curring a few weeks before defendants’ “substantial corroborative evidence intro- arrests). balancing The district court’s by government”), duced we hold that probative prejudicial impact value and will factor, alone, standing this is insufficient to only be overturned abuse discretion. disturb the district court’s exercise of dis- See United v. Payne, States 805 F.2d cretion in this case. The court denied de- (D.C.Cir.1986). preference Given the request fense counsel’s observing after cases, id., for admission in close see questioning demeanor and her as gave the fact that the court limiting in past to her and current use. The structions, hold we that the district court’s probing court allowed cross-examination testimony admission of Barnes’ that she jury before the prior as to Barnes’ involve- transacting observed Greenwood drugs in drugs ment with and use of and instructed apartment prior on two occasions was jury regarding credibility of wit- not an abuse discretion. Moreover, nesses. argument Greenwood’s testimony that Barnes’ was inconsistent

with other evidence at trial hurts more III. him, helps

than it jury, having because the The district court in this case erred in not firsthand, testimony heard the could well permitting defense counsel to cross-exam- have discounted testimony Barnes’ entire key government ine a witness for bias aris- as incredible. ing recently from a dismissed murder in- Thus, given myriad credibility deter- dictment. Even if defense counsel could involved, minations determinations that are prove express agreement not cooper- an guess, ate, for us to second we conclude we hold that the mere fact that the district court this case did not prejudice was dismissed without only I that the separately is because believe to bias and is relevant reinstatement judge responsibility ap- once subject of cross-examination. trial has proper thus a prised of such facts and circumstances to convic- appellant Anderson’s We reverse any extent of be satisfied full say that such con- cannot tion because possible explored bias or duress has been harmless stitutional error exercising scope discretion as to the before to him. affirm reasonable doubt any preliminary A cross-examination. convictions, how- appellant Greenwood’s only voir dire defense counsel of not weight evi- ever, of the other because having knowledge of witness but others against him convinces us dence *15 events, judicial participation if nec- a reasonable harmless error was essary, bring out all the facts is an to him. doubt as predicate essential to the determination of so ordered. It is appropriate scope of cross-examination jury. before the WILL, Judge, District Senior concurring. must Anderson’s conviction agree

I defense counsel because

be reversed permitted under the facts have been

should here to cross-examine circumstances having prelimi- to make a without

Barnes duress. I write

nary showing of bias or

Case Details

Case Name: United States v. Richard Anderson, United States of America v. Kenneth v. Greenwood
Court Name: Court of Appeals for the D.C. Circuit
Date Published: Aug 11, 1989
Citation: 881 F.2d 1128
Docket Number: 88-3096, 88-3134
Court Abbreviation: D.C. Cir.
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