United States v. Rex Henley, Rafael Bustamante, Willie McGowan and Garey WestUnited States v. Rex Henley, Rafael Bustamante, Willie McGowan and Garey West
Rex Henley, Rafael Bustamante, Willie McGowan, and Garey West appeal their
I. Background
On June 23, 1994, a federal grand jury returned an indictment charging all four appellants, as well as Darryl Henley, Tracy Donaho, and Alejandro Cuevas, with conspiracy to distribute cocaine and possession with intent to distribute cocaine. 1 The underlying conspiracy revolved around Darryl Henley, a professional football player for the Los Angeles Rams 2 and the nephew of appellant Rex Henley. Appellant Bustamante supplied cocaine to Darryl Henley who, with the assistance of appellants West and McGowan, sought to distribute it in Memphis and Atlanta. Appellant Rex Henley helped prepare and conceal cocaine for transport and accompanied the couriers on some trips. Tracy Donaho, a Rams cheerleader who was romantically involved with Darryl Henley, served as a drug courier.
On July 15, 1993, Donaho was arrested at the Atlanta International Airport after agents from the Drug Enforcement Agency (“DEA”) discovered twelve kilograms of cocaine in her bag. Soon thereafter, she agreed to cooperate with the DEA’s investigation. At the subsequent trial, she provided testimony against all of the defendants.
On March 28, 1995, the appellants, along with Darryl Henley, were convicted on every count. One month later, juror Bryan Quihuis contacted the court and reported that he had been the subject of a bribery attempt orchestrated by Darryl Henley and former juror Michael Mala-chowski. The parties were notified of the allegation and, on May 8, 1995, the appellants joined in a motion for a new trial, claiming that juror misconduct had deprived them of a fair trial. During several months of subsequent investigation, the following information came to light:
Former juror Michael Malachowski, who had been excused from the jury during trial for reasons unrelated to the misconduct at issue here, paid an unsolicited visit to the home of Darryl and Rex Henley on March 20, 1995, while the trial was still in progress. He told the Henleys that they should contact him in the event that they were convicted, because he had information that might entitle them to a new trial. Specifically, Malachowski informed the Henleys that he had carpooled with two other jurors, Bryan Quihuis and Sean O’Reilly, and that the three jurors had discussed the evidence in violation of the court’s instructions.
The following day, Darryl Henley contacted Malachowski and asked whether Malachowski knew any sitting juror who might be willing to vote not guilty on the charges against both of the Henleys.
3
Ma-lachowski informed Henley that juror Qui-huis had confessed to using methamphetamine on the weekends and that juror O’Reilly had made racist remarks. Henley instructed Malachowski to approach Qui-huis and to “do anything it takes” to secure a not guilty vote. In exchange, Hen
On the evening of March 21, Malachow-ski visited Bryan Quihuis at his home and asked Quihuis what he would want as payment for a not guilty vote. Quihuis professed shock and searched Malachowski for a recording device; only then did the two discuss money, settling conditionally on a figure of $25,000 to $50,000. Quihuis insisted on speaking directly to Henley. Malachowski and Quihuis then drove to a pay phone and placed a call to the Ram football player. Quihuis and Henley discussed the bribe, and Quihuis indicated that he wished to be paid half the money in advance.
Quihuis told Malachowski that he had tentatively decided to accept Henley’s offer, but that he would like to consider the matter further and would contact Mala-chowski with his final answer. Quihuis had second thoughts soon thereafter. He called Malachowski later that night and informed him that he would not participate in the scheme.
Over the course of the next few days, as the jury entered deliberations, numerous efforts were made to persuade Quihuis to reconsider. Several phone calls were placed from Henley’s cellular phone to Quihuis, but the two apparently did not speak again. Malachowski made frequent phone calls to Quihuis and even drove to Quihuis’s home in an attempt to speak to him; Quihuis ultimately instructed his parents to tell Malachowski that he wasn’t home. On Friday, March 24, two days after deliberations began, Quihuis informed the trial judge that he had seen a newspaper article about the case and had learned that Henley was facing a possible life sentence if convicted. Quihuis reported that the article had made a “big impact” on him and that he had had difficulty sleeping. After questioning Quihuis, the court determined that he need not be disqualified on account of his exposure to the article.
On Monday, March 27 — the day before the jury returned its verdicts- — Malachow-ski spoke to Quihuis and relayed Henley’s concern that Quihuis was attempting to get himself excused from the jury. Malachow-ski made clear that Henley would pay $50,000 for a vote of not guilty. Quihuis once again declined the offer. The jury returned guilty verdicts against the defendants the next day.
Following the convictions, Malachowski provided a deposition to Rex Henley’s counsel in which he swore — falsely, it seems- — -that Quihuis, not Malachowski, had initiated the bribery scheme and that Quihuis had attempted to extort money from Henley in exchange for a not guilty vote. Malachowski also alleged that juror Sean O’Reilly had made several racist remarks while carpooling to and from the trial, including the statement “All the niggers should hang.” Finally, Malachowski reported that Quihuis had used drugs during the trial and that Malachowski, Quihuis, and O’Reilly had engaged in premature deliberations by discussing the evidence prior to the jury’s deliberations.
After the allegations of misconduct had come to light, and after several months of investigation by the FBI, the district court conducted evidentiary hearings on the motions for a new trial. Malachowski and O’Reilly testified at the hearings, but Qui-huis asserted his Fifth Amendment privilege against self-incrimination and refused to testify. The parties stipulated, however, that the transcripts of Quihuis’s conversations with the court clerk, the FBI, and a defense investigator would be admitted into evidence.
The evidence pertaining to O’Reilly’s alleged racist remarks was contradictory. Malachowski testified that he had embellished O’Reilly’s statements and that, although O’Reilly had indeed used the word “nigger,” he had not used it in reference to any of the defendants on trial. O’Reilly denied having made any racist statements and claimed to have dated an African-American woman in the past and to have befriended an African-American juror during the trial. Quihuis, however, provided a different account in his interviews with the
On August 29, 1996, the district court denied the motion for a new trial in a written order. The court held that the allegations of impropriety during trial— including the allegations of O’Reilly’s racial prejudice — could not entitle the appellants to a new trial because
In considering the implications of the attempted bribe of Quihuis, the court acknowledged that such tampering with a sitting juror was presumptively prejudicial. However, citing our decision in
Hughes v. Borg,
The court further found, by a preponderance of the evidence, that Rex Henley had been aware of the bribery attempt before the verdict was rendered. Consequently, the court denied his motion for a new trial based on the jury tampering allegations as untimely under
All four appellants timely appealed the district court’s denial of their motion for a new trial. 7
II. Analysis
A. The Bnbery Attempt
The Supreme Court announced the standard governing allegations of jury tamper
On remand, the district court concluded that the petitioner had not been prejudiced by the bribery attempt. The Court again granted certiorari and again reversed, finding that the bribery attempt might have affected the juror’s “freedom of action” and had clearly left him “a disturbed and troubled man.”
Remmer v. United States,
Since the
Remmer
cases, it has been clear that jury tampering creates a presumption of prejudice and that the government carries the heavy burden of rebutting that presumption. In
United States v. Dutkel,
In evaluating allegations of jury tampering, Dutkel holds that we must first determine whether a defendant has made a prima facie showing that “the intrusion had such an adverse effect on the deliberations.” Id. The “adverse effect” standard is a low one: “Unless the district court finds that this showing is entirely frivolous or wholly implausible, it must order a Remmer hearing to explore the degree of the intrusion and likely prejudice suffered by the defendant.” Id. In evaluating such prejudice, the court “need not conclude that the verdict ... would have been different but for the jury tampering, but rather that the course of deliberations was materially affected by the intrusion.” Id. at 899.
The district court, in rejecting appellants’ new trial motion based on the attempted bribery of juror Quihuis, conducted the requisite hearing but applied what
Dutkel
has since made clear is an incorrect legal standard. Rather than examining whether the bribery attempt “interfered with the jury’s deliberations by distracting one or more of the jurors,”
id.
at 897, the court considered whether the jury was “substantially swayed” by the alleged misconduct. The standard applied by the district court derives from jury misconduct cases that do not involve allegations of
Although, as mentioned earlier, juror Quihuis invoked his Fifth Amendment privilege against self-incrimination and declined to testify at the evidentiary hearing, sufficient evidence of the effect of the attempted bribe on Quihuis was introduced to convince us that the matter should be remanded to the district court for further consideration in light of Dutkel. For example, in an interview with defense investigator Jerry Mulligan, Quihuis described the impact of the bribery attempt:
Mulligan: Did you ever go to the judge [to report the. bribery attempt]?
Quihuis: No I was scared. I was extremely extremely scared that if I went to the judge something would happen to me or my family.
Mulligan: Why were you scared?
Quihuis: Because what happened with uh earlier in the ease so called I believe it was Alex Quevas 9 uh Bustamante wanted Alex Quevas to do something on the stand or else he’d never see his son again. It kind of crossed my mind, freaked me out that maybe if I didn’t cooperate maybe if I did do this something would happen to me so I was trying to be quiet and I was in fear that something would happen to me and my family and no way do I wanna go through a government relocation program and never see my family again.
In the same conversation, Quihuis insisted that the bribery attempt had not affected his judgment, but he conceded that “it screwed with me as far as I felt threatened that if I didn’t cooperate, something would happen to me or my family because Mike [Malachowski] knew where I lived, and if he’s talking to Darryl [Henley], what makes you think he hasn’t given my address to Darryl, and like I said reflecting back to Bustamante and Quevas do you ever wanna see your son walk again crossed my mind. That if I don’t cooperate, something’s gonna happen to me and my family.” Quihuis provided essentially the same account when he was interviewed by the FBI after the bribery scheme came to light, as recounted in the FBI’s report:
QUIHUIS never told Judge TAYLOR about this incident because he feared that he or his family would be in jeopardy. He learned at the trial that defendant RAFAEL BUSTAMENTE threatened a witness, ALEX QUEVIS [sic], that he would kill his son if QUEVIS did not purger [sic] himself in the trial....
After the verdict, QUIHUIS mentioned [the bribery attempt] to hisgrandparents. His grandparents asked why he did not tell the judge about this. QUIHUIS explained his fear about he [sic] or his family members being hurt.
Under
Dutkel,
the appellants have made a prima facie showing that the intrusion “interfered with the jury’s deliberations by distracting one or more of the jurors.... ”
Dutkel,
In its brief and at oral argument, the government stated that it did not oppose a “limited remand” so that the district court could hear Quihuis’s sworn testimony. Because Quihuis has now pleaded guilty to charges relating to his conduct in this case, it is likely that he will no longer be able to invoke his Fifth Amendment right against self-incrimination and that he may be compelled to testify. We agree that, given the change in circumstances, remand is appropriate in order to afford the district court an opportunity to determine whether the presumption of prejudice can be rebutted under the recently explicated
Dutkel
standard. Because it is clear that the appellants have made a prima facie showing that the bribery scheme had an adverse effect on Quihuis’s deliberations, the government now carries the “heavy burden” of demonstrating that “there is no reasonable possibility that [Quihuis] (or any other juror) ‘was ... affected in his freedom of action as a juror’ as to [appellants].”
Dutkel,
We are left with one further problem regarding the
Dutkel
remand. The appellants argue that
We have already rejected both of those arguments in Dutkel.
10
Although we did not discuss the tension between the gov
Thus, statements such as those that Quihuis provided to the FBI and to the defense investigator — which reveal Quihuis’s professed anxiety about his own and his family’s well being — do not fall within
The district court must be mindful that it “need not conclude that the verdict as to [the appellants] would have been different but for the jury tampering,”
Dutkel,
B. Allegations of Racism
All four appellants contend that their convictions must be reversed because their trial was tainted by juror Sean O’Reilly’s racial bias, which appellants characterize as an “extraneous influence” not subject to
The district court summarily rejected the appellants’ claim that their trial was tainted by racial bias, holding that testimony regarding O’Reilly’s “pre-verdict remarks” was foreclosed by
Courts and commentators have struggled with the apparent conflict between protecting a defendant’s right to a fair trial, free of racial bias, and protecting the secrecy and sanctity of jury deliberations.
See generally Developments in the
Law—
Race and the Criminal Process: VII. Racist Juror Misconduct During Deliberations,
101 Harv. L. Rev. 1595 (1988); Victor Gold,
Juror Competency to Testify that a Verdict was the Product of Racial Bias,
9 St. John’s J. Legal Comment. 125 (1993). Although the broad language of
Appellants maintain that racial bias should be viewed as “extraneous prejudicial information” or as an “outside influence” that is expressly excluded from
Some courts have suggested that
The rule of juror incompetency cannot be applied in such an unfair manner as to deny due process. Thus, further review may be necessary in the occasional case in order to discover the extremely rare abuse that could exist even after the court has applied the rule and determined the evidence incompetent. In short, although our scope of review is narrow at this stage, we must consider whether prejudice pervaded the jury room, whether there is a substantial probability that the alleged racial slur made a difference in the outcome of the trial. 15
Shillcutt v. Gagnon,
In this case, there would be even stronger reason to conclude that
The appellants contend that juror O’Reilly’s racist statements establish conclusively that he answered questions untruthfully in his voir dire questionnaire. On that questionnaire, O’Reilly submitted that his overall view of interracial dating was “neutral,” that he had never had a bad experience with a person of a different race, and that race would not influence his decision as a juror in any way. The district court rejected appellants’ claim, finding that the record did not establish that O’Reilly had answered any questions untruthfully.
The government does not dispute that a juror who answered in the affirmative questions about whether race would influence his decision would be subject to a challenge for cause. Instead, the government argues that appellants’ claim is based on an unsupportable inference that anyone who uses the word “nigger” must hold racial bias against all African-Americans, and that the district court was not obligated to draw that inference.
We have considerable difficulty accepting the government’s assumption that, at this time in our history, people who use the word “nigger” are not racially biased. In the present case, however, it is necessary to determine precisely what O’Reilly did or did not say before evaluating the truthfulness of his voir dire responses. The district court erred by rejecting appellants’ claim without making any findings concerning whether O’Reilly actually made a racist statement and, if so, its specific content. Because there is considerable dispute as to the facts, we are unable to review the district court’s conclusion in the absence of a specific finding as to which, if any, of the various accounts is correct. For example, in Malachowski’s first account, he maintained that O’Reilly had declared, “All the niggers should hang.” Later, when Malachowski was pleading guilty to charges related to his role in the bribery scheme, he recanted his initial report and insisted that O’Reilly had simply used the word “nigger,” but not in relation to the defendants in this case. Quihuis’s version of events was different; it tended, however, to support Malachowski’s original statement. Quihuis reported to the FBI that O’Reilly had stated, “The niggers are guilty,” or simply “Niggers are guilty.” Finally, O’Reilly himself denied having made any racist statements at all, although we note that O’Reilly’s own denials may be entitled to less weight than the accounts of other witnesses. “Because the bias of a juror will rarely be admitted by the juror himself, partly because the juror may have an interest in concealing his own bias and partly because the juror may be unaware of it, it necessarily must be inferred from surrounding facts and circumstances.”
McDonough,
From the district court’s order, it is not possible to determine whether the court concluded that O’Reilly had not made any
C. Rex Henley
The district court found, by a preponderance of the evidence, that appellant Rex Henley was aware of the bribe attempt before the verdict was rendered; accordingly, the court ruled that Henley’s motion for a new trial was untimely filed because it was not based on newly discovered evidence. 16 The court recognized that there was no direct evidence of Henley’s pre-verdict knowledge, but nevertheless concluded that “the strong circumstantial evidence compels that reasonable inference.” Henley maintains that the district court’s factual finding that he had pre-verdict knowledge of the bribery attempt was clearly erroneous, and that we should treat him in the same manner as the other three appellants for purposes of this appeal.
We need not resolve the question that Henley raises as to the correctness of the district court’s untimeliness ruling, because we elect, for reasons of judicial economy, to consider Henley’s jury tampering claim along with his admittedly timely juror bias claim and the identical tampering and bias claims raised by his co-appellants. Because we conclude that, as a matter of substantive law, all four appellants are entitled to the benefit of further proceedings with respect to both claims, it seems just and sensible to allow all of the claims to proceed together, rather than to require the district court to conduct a separate proceeding for one of the appellants on one of his claims. 17
Our decision to allow Henley to proceed with his appeal from the “untimely” portion of his new trial motion is supported by
Accordingly, we instruct that, on remand, Henley’s claim with respect to the jury tampering issue be adjudicated together with the identical claims of the other appellants on that point, and along with Henley’s and the other appellants’ claims regarding the racial bias question. 19
We remand this case to the district court so that it may determine whether, in light of Dutkel, the attempted bribery of juror Quihuis entitles the appellants to a new trial. We also remand so that the district court may reconsider its determination that juror O’Reilly failed to answer truthfully a material question or questions on voir dire. In this regard, the district court shall enter detailed findings concerning whether O’Reilly actually made racist remarks and, if so, their specific content.
REMANDED FOR FURTHER PROCEEDINGS CONSISTENT WITH THIS OPINION.
Notes
. The indictment also charged some of the defendants with conspiracy to extort money from Darryl Henley, but those charges were severed and later dropped. Donaho and Cue-vas pleaded guilty in exchange for their testimony against the remaining defendants. Darryl Henley is not a party to this appeal.
. Now the St. Louis Rams.
.Through the remainder of this Background section, when we use the name “Henley” without a first name, our reference is to Darryl Henley, who had all of the contacts with Malachowski and Quihuis following Mala-chowski's March 20 visit to the Henleys' home.
.
. O'Reilly answered that his overall view of interracial dating was "neutral,” that he had never had a bad experience with a person of a different race, and that race would not influence his decision in any way.
. The jury’s deliberations lasted approximately three days.
. We set forth the facts only with respect to the two issues we discuss below. We find the other grounds for the new trial motion to be without merit.
.
See United States
v.
Harber,
. Co-defendant Alejandro Cuevas.
. See id. at 899 n. 4 (considering and rejecting "structural error” argument).
. The government cites two Seventh Circuit decisions and two out-of-circuit district court cases as support for the proposition that the weight of the evidence is a relevant factor in evaluating the prejudice from attempts to bribe or threaten sitting jurors.
See United States v. Smith,
. That would appear to be the approach adopted by the court in
Tobias v. Smith,
.
See Dobbs v. Zant,
. For example, the court in
Smith v. Brewer,
.The court's scope of review was "narrow” because the petitioner was challenging his state custody pursuant to
. For purposes of this section C., when we refer to “Henley” we are referring to Rex Henley.
. A separate proceeding would inevitably be the consequence if we declined to permit Henley to raise his jury tampering claim now. Henley would certainly raise that claim in a future proceeding under
.
See, e.g., United States v. Cabrera,
.In barring Henley from raising his jury tampering claim in a motion for a new trial, the district court held only that Henley's evidence was not "newly discovered,” not that his pre-verdict knowledge deprived him, as a general matter, of the right to obtain relief on the basis of the jury tampering claim. Whether Henley's possible awareness of the attempted bribe may in any way affect his right to a trial untainted by jury tampering is a question that we leave to the district court in the first instance. We note that only one court of appeals appears to have addressed the question whether a defendant who is involved in