*1 America, STATES UNITED
Plaintiff/Appellee, ENDICOTT, G.
Rex
Defendant/Appellant. America,
UNITED STATES
Plaintiff/Appellee, ROBERTSON,
John Stuart
Defendant/Appellant. 85-3128, 85-3129.
Nos. Appeals,
United States Court of
Ninth Circuit.
Argued Aug. and Submitted 1986.
Decided Oct. *2 Anderson,
Gene S. Atty., Andy U.S. Hamilton, Seattle, Atty., Wash., Asst. U.S. for plaintiff/appellee. Lundin, Seattle,
John Kellogg, Terrence Wash., for defendants/appellants. POOLE, BEEZER, Before NORRIS Judges. Circuit failing POOLE, comply transfer tax Judge: Circuit (Counts IV); provisions II and fail- transfer codefendants, Rex G. Endicott Two concerning proper ure to maintain records Robertson, their appeal S. convictions John (Counts V); pistols the sales of two III and receive, possess, illegally conspiracy for (Count illegal possession machinegun of a import sub- firearms transfer and VI) illegal possession of a silencer firearms laws. federal stantive violations *3 (Count VII). separately. appeal each deal with We REX G. ENDICOTT DISCUSSION challenges Endicott his convictions PROCEEDINGS BELOW PACTS AND (1) following grounds: on the sentences November, Drug Enforce- In instructing jury district court erred (“DEA”) began Administration un- an ment a if may a device be silencer even investigation of the Bandido Mo- dercover unassembled; (2) evidence seized in the of torcycle gang suspected violations February 21st search of his home should investigation The narcotics laws. federal suppressed have because the search been possible subsequently focused on violations misrepresenta- affidavit warrant contained A DEA of firearms laws. infor- federal omissions; (3) tions and the district court Endicott, gun a licensed implicated mant sentencing Endi- abused its discretion of running a firearms business out dealer cott; (4) the district erred instruct- home, potential illegal source of as a ing that a firearms dealer must investigation DEA culminated guns. The personal record the transfers of firearms by illegal machinegun in the transfer of a (5) evidence was insufficient April on Endicott to the informant 1984. support convictions on Counts II and IV. Alcohol, Bureau of Tobacco (“BATF”) began separate a and Firearms I. The Silencer Instruction.
investigation suspected of firearms viola- investigation, tions. In the course of this Unassembled silencers were found Jones, informant, Dick pur- an undercover in appellant’s attic in the course of the machinegun two chased a undoc- 21st February search. district court from pistols umented Endicott. may jury: “[y]ou instructed the find that a although parts device is a silencer are 21, 1985, February agents federal On assembled, if beyond find you a reason appellant’s executed a search warrant at component parts able doubt that of its all Bellingham, Washington, residence in seiz- only are a readily and a available brief ing machinegun a and undocumented fire- required effort is minimal assemble the arms. This warrant was issued on the design complete by nature reason BATF Special basis of the affidavit of parts.” and location of the Endicott con Agent Robert Hausken. Hausken’s affida- this Jones, tends that instruction was error be provided drew information vit on statutory cause the definition of a silencer preserved taped is re- some component include does not unassembled cordings of conversations between Jones parts. responds The Government that this pretrial a mo- and Endicott. Endicott made interpretation of definition silencer of a suppress tion to the evidence obtained Congressional is supported both intent warrant. After the execution of search and common sense. evidentiary hearing, the district court denied motion. in- As district court’s instruction statute, interpretation on seven counts volved the of a it
Endicott was convicted
law,
presents
question
re-
conspiracy
a
a
which we
twelve count indictment:
receive, possess,
Douglass,
im-
illegally
transfer and
view de novo. United States v.
(Count
(9th Cir.1986);
I); knowingly
780 F.2d
port firearms
trans-
Wilson,
n. 2
ferring
paying
machineguns
two
without
States v.
Cir.1983),
pose
designed
but is
to facilitate the kill-
(1984).
104 S.Ct.
warrant,
“although
Chiago, 699 F.2d
stating,
the affidavits
171,
854,
may
denied,
mi-
104
78
Agent
have contained
464 U.S.
S.Ct.
Hausken
concerning
(1983). Further,
the date
disparity
“a
nor errors or omissions
L.Ed.2d 154
and/or the excul-
alleged
imposed upon
conversations
codefend
in the sentences
Endi-
pating
sentencing
made
defendant
statements
ants does not indicate that
cott,
essentially
ac-
were
the affidavits
or that
judge
his discretion
has abused
presentation of the information
curate
v.
required.”
is
United States Gar
review
Having
affiant.”
concluded
Cir.1982).
known to the
rett,
(9th
A
652
680 F.2d
any intentional
failed to show
that Endicott
imposed by a federal district
sentence
any
falsity
disregard, and
or reckless
limits,
general
judge,
statutory
if
within
(i.e.,
“minor”
not
or omissions were
errors
ly
subject to review.
States v.
United
material),
had no occasion to re-
the court
443, 446-47,
Tucker,
92 S.Ct.
probable cause.
examine the issue of
(1972),
591,
In United States v. though legislative history states (7th Cir.1975), U.S. Congress did not intend unnecessary regu- 315, (1976), 96 S.Ct. L.Ed.2d lation or personal hindrance of the owner- upheld the Seventh Circuit defendant’s con ship guns, this interest is altered violating viction for when registration firearms gun, owner sells the recording requirements, as Endicott rejecting did agree here. We with the argument that he First required was not Circuit’s analysis; Congress’ it furthers regarding acquisition maintain records intent personal illegal trafficking curtail or sale of his firearms. The firearms. Ac- cordingly, “In the we wrote: instant case it is hold that the district immaterial court’s weapons whether the instruction originally sold were to the was not error. acquired personal for Scherer’s use or for *6 V. purposes. Sufficiency of the They part
business became a Evidence. of his inventory they business the moment challenges Endicott his conviction placed were on the market for resale.” Id. for failure to comply pro with the transfer at 374. 5812(a) visions of 26 U.S.C. and failure to § Currier, pay
In
United States
eliminate the in Stout. object Endicott did not to Dobbs’ testimo- I. Prosecutorial Misconduct. offered, ny when it was but first raised his Robertson prose- advances two claims of challenge sufficiency evidence cutorial misconduct: the Government im- judgment acquittal his motion at the properly vouched for the credibility of its testimony close of trial. Dobbs’ indicated witness, Trudo, Gary injected and it personal knowledge he had of the matters improper appeal emotional closing into its he on which testified. See Fed.R.Evid. 602. argument. raising sufficiency In of the evidence fact, argument, its rebuttal objection really responding after the Endicott is launching its claim of an attack on credibility a belated attack on Trudo’s Dobbs’ credi- is, because he bility immunity, had received testimony prose- whether his —that time, argued, cutor granted truthful. At the was in Dobbs’ evidence was fact “[h]e unchallenged. immunity. That is an objection ordinary process by Endicott’s should we, Government, have been raised at the time of Dobbs’ able to [sic] testimony against obtain testimony. Wigmore, people regards it See Evidence * * (Chadborn will, 1979). bigger, you as if rev. criminals We there- § The court sustained objection, fore affirm Endicott’s Robertson’s conviction on Counts striking the II and IV. statement and instructing the disregard prosecutor it. The contin- ued, “Immunity very ordinary process is a JOHN S. ROBERTSON * * * Mr. grated Trudo wasn’t immu- [sic] nity by agent some on the street at 10:00in FACTS AND PROCEEDINGS *7 morning. Agents the authority don’t have Robertson, citizen, John a Canadian was granted to do that. I him immunity along conspiracy convicted on two counts: to il- with Mr. Hamilton at noon.” A second receive, legally possess, transfer and. im- objection point. was sustained at this Rob- (Count port I) knowingly firearms aid- ertson that these remarks led the ing abetting importation thirty- the jury to infer that the pos- Government (Count XII). military three Polish rifles At evidence, presented sessed other to the trial, witnesses testified that Robertson jury, gave superior knowledge that it knew of and was in involved the sale of guilt. Robertson’s Trudo, Gary key Polish rifles. witness prosecution, for the Following testified that objection, prose- Robert- the above the continued, Mosin-Nagnant son sold him a Polish saying, bolt cutor was an hon- “[h]e * * * action rifle Puyallup gun person Trudo, at the show in suggest, est Mr. I Washington. subpoenaed completely Trudo was not you.” honest and credible with morning until the Although of June objection no was made this to
513
remark,
mediately
steps
the
court reminded
that
took
to
the
neutralize the
argument
by reminding
is
remarks
“counsel’s
not evidence”.
Government’s
the
jury that
remarks
argu-
these
were but
comments to which
Prosecutorial
ment, not to be taken as evidence. His
objects
for
defendant
are reviewed
“harm
vigilance prevented any
possi-
reasonable
error”, while the
of review
less
standard
bility of harm to Robertson.
for comments which defendant failed to
interpose
objection
“plain error”.
an
is
Robertson also contends that the
v. Young,
United
105
references
closing
Government’s
in its
ar
(1985). gument
1045 n.
the course of
did more Nonetheless,
its closing
argu-
rebuttal
scale,
right
than
the Court then re ment, the
again
Government
referred to
plain
viewed for
error because defendant
persons,
attacks on
saying,
famous
“[a]sk
object
McKoy,
did not
the remarks.
yourselves why it’s necessary to trace a
objected,
because defendant
we reviewed gun,
guns you’re
what kind of
tracing.
error.
harmless
John Hinkley comes to
quickly.”
mind
Again,
We do not address the issue wheth
the court sustained an objection and
prosecutor’s
continued,
er
simply right
prosecutor
“[tjhere
comments
saying,
* * * ”
ed the scale because
convinced
are
we are
millions like that
Id. Even if
judge
any potential
the trial
neutralized
trial court’s corrective action was not
might
harm
may
strong
been,
of the remarks. A trial
as
as it
have
we do not
prosecutorial
improper
cure the effect of
believe
prejudicial
these remarks were so
“by admonishing
deny
comments
counsel to re
as to
Robertson a fair trial. Counsel
may
frain
giving ap
from such remarks or
be allowed some latitude in illustrat-
propriate
jury.”
ing
arguments
curative
to the
their
instructions
reference
notori-
1213;
McKoy, 771 F.2d at
also
ous or
being
see
historical events without
auto-
Birges,
matically
States v.
irrepa-
F.2d
found to have committed
Cir.),
prejudice.
U.S.
S.Ct.
rable
Id. The misconduct here
*8
1926,
(1984).
lay in
prosecutor’s
ble, exists, inherently not because it was excessive dence we do not find that the dis- attorney’s disregard of the but because trict court denying abused discretion in discipline courtroom and the court’s rul- this motion.
ings. might The trial ap- court well have sanctions, plied compels but our role us to Subject III. Matter Jurisdiction. go holding unpro- no further than that this argues Robertson that the district fessionalism nonetheless did not make the subject lacked jurisdiction matter inherently trial unfair. over this case because some of the acts Brady II. Material. occurred outside the United States. Be jurisdiction law, cause question is a
Brady material
is evidence
our
both
review is de novo.
favorable
the accused and
Peter Starr
material to
Produc
guilt
punishment.
Films, Inc.,
the issue of
or
tion
v.
A
Co. Twin Continental
de
1440,
process
Cir.1986).
fendant
is denied due
783 F.2d
1442
if
suppresses Brady
Government
material.
jurisdiction
United States
ex
Dupuy,
1492,
760 F.2d
occurring
tends to acts
outside its territory
(9th Cir.1985).
1501 n. 3
Robertson raised
if those acts are
produce
intended to
detri
Brady
his
claim in his motion for a new
mental
effects
the United States. Chua
trial, which the district court denied. We
States,
Han
Mow v. United
730 F.2d
review the district court’s denial of Robert
(9th Cir.1984),
denied,
1312
cert.
470 U.S.
son’s motion for a new trial for abuse of
105
(1985).
S.Ct.
515
beyond
the
guilty
disregard
have found
discipline
for courtroom
and the
]
defendant
each
rulings.
a reasonable doubt of
essential ele-
court’s
analysis
Neither
nor cita-
charged.”
supports
ment of the crime
Douglass,
majority’s
tion
the
assertion that
at
up
780 F.2d
conjuring
remarks
the emotionally su-
percharged images of the assassinations of
insufficiency
claim of
Robertson’s
Kennedy,
President
Senator Kennedy and
an attack
credibility
launches
on the
of the
King;
Martin Luther
the
of
murder
John
reviewing
Government’s witnesses.
Lennon;
attempted
and the
assassination
sufficiency
evidence,
of the
this court
Reagan
of President
preju-
were not “so
respect
province
“must
the exclusive
as
deny
dicial
Robertson a fair trial.”
jury
credibility
to determine the
of witness-
es,
conflicts,
evidentiary
disagree.
resolve
and draw
I
Such
pur-
remarks
no
serve
facts,
proven
reasonable inferences from
pose other than
jury
to “inflame the
to act
assuming
by
jury
that the
resolved all such
as
community,”
the conscience of the
Unit-
in a
supports
matters
manner which
the
Ledezma-Hernandez,
ed
v.
States
729 F.2d
Ramos,
310,
(5th Cir.1984),
verdict.” United States v.
558
314
see also United
545,
(9th Cir.1977).
546
Lester,
F.2d
We find the
1288,
States v.
F.2d
749
1301
support
Cir.1984),
evidence sufficient to
of
verdict
jury
“divert the
from its
guilty.
duty to decide the case on
by
the evidence
injecting
guilt
issues broader than
or inno-
judgments
The
of conviction are AF-
cence” into the trial. United
States
FIRMED.
Perez,
167,
(9th Cir.),
491 F.2d
174
cert
denied,
858,
106,
419 U.S.
95 S.Ct.
42
NORRIS,
Judge, concurring
Circuit
in
(1974).
L.Ed.2d 92
part
dissenting
in part:
prosecutor indulges
When a
in such ex
aspects
I concur
all
majority
the
conduct,
cessive
overzealous
it is our
opinion
respect
to Endicott’s convic-
inquire
duty
behavior,
whether “the
con
dissent, however,
tion.
I must
from the
light
sidered
of the whole trial ...
majority’s
that,
unsupported assertion
in a
jury’s ability
affected the
the evi
Act,
trial for violations of
Gun
Control
fairly.”
dence
McKoy,
United States v.
permitted
a prosecutor
“latitude”
1207,
(1985),
771 F.2d
citing
closing argument encompasses inflammato-
1, 105
Young,
470 U.S.
S.Ct.
ry
political
references to
assassination and
(1985).
do more than reminding
tion or that counsel’s (See
arguments
evidence.
are not
United
(9th Cir.1977)
States
(reversible prosecutor error where misstat- insanity
ed defense so as to shift law though proof
burden of to defendant even stated in defense properly
the law was jury).)
argument and in instructions invoked, spectres,
Such once are not so
easily laid to rest. prosecu-
Our courts should not tolerate a nightmares
tor’s use of cultural to enhance I
the odds of conviction. would reverse
Robertson’s conviction remand for
new trial. KELLEY,
John G. Albert E.
Kelley, Plaintiffs-Appellants,
INTERNATIONAL BROTHERHOOD OF WORKERS, Hig-
ELECTRICAL Earl Hansen,
gins, Dovey, Gilbert Edwin Dowse,
Philip Underhill, Frank Timo-
thy Anderson dba Anco Electrical Con- Inc., 1-20,
tractors and Does Defend-
ants-Appellees. 85-6167,
Nos. 85-6168. Appeals, Court of
Ninth Circuit.
Argued and June Submitted 1986.
Decided Oct.
