OPINION OF THE COURT
The sole issue presented in this appeal is the difficult question
of who
must bear the burden of persuasion when a criminal defendant raises a justification defense to the federal charge of being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g)(1) (1994). We specifically reserved this question in
United States v. Paolello,
I. Facts and Procedural History
Reginald Dodd was convicted by a jury in the United States District Court for the Eastern District of Pennsylvania of one count of being a felon in possession of a firearm. During the trial, Dodd stipulated to his status as a convicted felon and did not dispute that he had possessed a firearm for a short period of time on December 3, 1996. The only question at trial was whether Dodd was justified in possessing the gun for the purpose of preventing harm to others. The justification defense in our court has four elements: (1) that the defendant or someone else was under unlawful and present threat of death or serious bodily injury; (2) that the defendant did not recklessly place himself in a situation where he would be forced to engage in criminal conduct; (3) that the defendant had no reasonable legal alternative that would avoid both the criminal conduct and the threatened death or injury; and (4) that there was a direct causal relationship between the criminal act and the avoidance of the threatened harm.
See Paolello,
Dodd and two other eyewitnesses, his neighbors Hazel Flood and Cynthia Reed, testified in Dodd’s defense. Dodd and Flood testified that they had spotted a gun lying in the street, and that Dodd had picked it up in order to keep it out of the hands of a group of young children who were coming down the street. Dodd testified that he took the gun in order to prevent the children from hurting themselves. After Dodd picked up the gun, he put it in his pocket and walked back toward his nearby home; Dodd testified that his “intention[ ] was to pick this gun up and take it to the house and call the police and report it.” A. at 157. Before Dodd could reach his house, two plainclothes police officers,' who were responding to a radio call, 1 , stopped and frisked him, finding the .25 caliber automatic pistol.
At trial, much of the testimony concerned the issue underlying the third element of the justification defense: whether Dodd had a reasonable legal alternative to picking up the gun. Flood, who discovered the gun initially, testified that she was unwilling to pick up the gun herself. Dodd and Flood both testified that they saw no alternative to Dodd’s picking up the gun in order to prevent the approaching children from getting their hands on it. The government, whose witnesses included the arresting Philadelphia police officers, Todd Lewis and Kevin Lewis, argued that Dodd could have pursued other courses of action, such as asking Flood or Reed to call the police while Dodd stood over the gun to *343 prevent the children from taking it, covering the gun to hide it, or kicking the gun down the nearby sewer.
Diming the jury charge conference, defense counsel argued that the defendant should bear only the initial burden of production on the justification defense, while the government should bear the ultimate burden of persuasion. According to the defense’s theory, Dodd need only present some evidence to support each element of the defense; should he do so, the government would then bear the burden of disproving at least one element of the defense beyond a reasonable doubt. The government argued that where the justification defense did not negate one of the elements of the crime charged, the defendant should be required to prove each element of the defense by a preponderance of the evidence. The District Court concluded that the government had correctly described the placement of the burden of persuasion; the District Court relied principally on the reasoning of the United States Court of Appeals for the Ninth Circuit in
United States v. Dominguez-Mestas. See United States v. Dominguez-Mestas,
[A]s to this defense the burden of proof is upon, not the Government, but upon the defendant to prove by a fair preponderance of the evidence, that is to say, to prove the defense, factually and legally, more likely than not, has been made out. Burden of proof by a preponderance of the evidence is more likely than not.
A. at 257. In her closing argument, government counsel specifically referred to “the defendant’s burden to show you there was nothing else that he could have done.” A. at 239.
During its deliberations, the jury clearly was grappling with the issues raised by the justification defense. On the first day of deliberations, the jury asked Judge Gawthrop: “Do we have to consider [Dodd’s] perception of legal alternatives?” A. at 266. The jury also requested a handwritten copy of Judge Gawthrop’s instructions on the justification defense. See A. at 271, 273-74. The jury returned a guilty verdict on the second day of deliberations.
At sentencing, the District Court granted an unopposed downward departure motion based on overrepresentation of criminal history, and imposed a sentence of 15 years’ imprisonment, the mandatory minimum sentence provided by the Armed Career Criminal Act, 18 U.S.C. § 924(e)(1). Dodd now appeals his conviction and sentence.
II. Jurisdiction and Standard of Review
The District Court had jurisdiction over this federal criminal case pursuant to 18 U.S.C. § 3231. We have appellate jurisdiction over the District Court’s final decision pursuant to 28 U.S.C. § 1291. We review
de novo
the District Court’s legal determination as to the appropriate placement of the burden of persuasion.
See Walden v. Georgia-Pacific Corp.,
III. Discussion
The question of the appropriate placement of the burden of persuasion can be broken down into two subsidiary questions: (1) Can this court constitutionally place the burden of persuasion on the defendant? (2) If we can place the burden of persuasion on the defendant, should we?
*344
The first question is easily answered in the affirmative. Although the Due Process Clause requires the government to prove all elements of the charged offense beyond a reasonable doubt,
see In re Winship,
Dodd essentially concedes that placing the burden of persuasion on him is not constitutionally prohibited. However, he urges us to follow
United States v. Talbott,
Nevertheless, the fact that the Constitution allows Congress or state legislatures to enact laws allocating to criminal defendants the burden of proving affirmative defenses does not mean that, absent a statute actually doing so, the burden shifts automatically. In other words, though it may be constitutionally permissible to enact a burden-shifting statute, some affirmative legislative action must trigger that shift. Absent such a statute, the burden of proof remains on the government to negate beyond a reasonable doubt the affirmative defense properly raised by the defendant.
Talbott,
We therefore have the capacity to place the burden of persuasion on either party, despite the lack of explicit statutory allocation of the burden of proof. The more difficult question is where we should place the burden of persuasion regarding this defense to this offense.
This is a question of federal common law. In searching for potential sources of the answer to this question, we first look to Supreme Court case law and that of our own Court. We find no Supreme Court case that clearly speaks to this question; the Supreme Court case law is more frequently directed at the problem of constitutional constraints on the placement of the burden of persuasion, not at the question of where the burden is best placed when the Constitution does not constrain the choice.
Three opinions of our Court of Appeals, however, bear some relevance to the issue of the placement of the burden of persuasion on the justification defense to a § 922(g) charge.
Paolello
contains language hinting that, under the circumstances presented by the strictly worded felon-in-possession statute, it may well be the defendant who bears the burden of persuasion on the justification defense: “To ensure that this strict prohibition [of felons in possession of firearms] is effectuated, we should require that the defendant meet a high level of proof to establish the defense of justification.”
Paolello,
At oral argument before us the parties agreed that if there were a new trial it would be Paolello’s burden to produce evidence to support the justification defense and, if he did so, it would be the government’s burden to disprove that defense beyond a reasonable doubt. We think, however, that inasmuch as there may be some question as to whether this agreement accurately reflects the law and, in view of the further fact that the briefs understandably do not focus on the issue, that it would be prudent to leave for determination on the remand the allocation of burdens on the justification defense.
Id. at 544. 2 Thus, Paolello does not settle the question before us.
The two other cases,
United States v. Santos,
Although
Smith
presents circumstances much different from those before us, it contains some discussion of the
Santos
decision that is worth noting here. In
Smith,
we held that, under Virgin Islands law, it was plain error for the District Court to refuse to give an instruction on the burden of proof on self-defense; the charges were first degree murder and unlawful possession of a firearm during the commission of a crime of violence.
See Smith,
We conclude that Paolello, Santos, and Smith do not answer the question before us. We therefore proceed to consider the case law of other Courts of Appeals as a guide to how we might choose the appropriate rule in this case.
Although the parties in our case propose different characterizations of the appellate case law on the issue before us (and indeed the parties differ as to how they characterize the issue itself), they agree that the other Courts of Appeals are not in complete accord on this topic. See Dodd Br. at 12 (“The vast majority of the circuits have held that, absent congressional legislation to the contrary, the government bears the burden of disproving an affirmative defense, such as justification or duress, so long as the defendant has produced some evidence in support of the defense.”); Gov’t Br. at 19 (“All but one of the circuits that have specifically addressed the issue have held that, in the context of crimes that do not require specific intent or mens rea, the burden of proof as to justification is properly placed upon the defendant.”). In reflecting on the case law, we keep in mind that the only issue before us today is the proper placement of the burden of persuasion on the justification defense to a felon-in-possession charge, not the more general question of the placement of the burden of persua *347 sion on affirmative defenses that do not negate an element of the offense.
Two Courts of Appeals have addressed the precise issue before us, and have reached opposite conclusions. We have already described the Seventh Circuit Court of Appeals’ decision in United States v. Talbott, which rested on the assumption that Congress’s silence as to the burden of persuasion on this defense left the courts powerless to place the burden on the defendant. As stated above, we disagree with Talbott’s analysis. As we noted above, Congress was silent not only on the issue of the burden of persuasion, but also as to whether the defense itself was available. Just as we have the power to read the traditional common-law defense into the statute, we have the power to determine the applicable burden of persuasion. Talbott also relied upon the existence in its court of a pattern jury instruction on point, which placed the default burden of persuasion on the government to disprove affirmative defenses beyond a reasonable doubt; we have no such pattern jury instruction in the Third Circuit. 3 Because the Seventh Circuit Court of Appeals’ analysis rested almost entirely on its conclusion that the court was without power to place the burden of persuasion on the government, and on the further support of the Seventh Circuit pattern jury instructions, we decline to follow the Talbott decision.
We view the Eleventh Circuit Court of Appeals as having adopted a sounder approach. In
United States v. Deleveaux,
[T]he justification defense is a limited defense to a strict liability statute, 4 which sought broadly to prohibit possession of firearms by convicted felons. The justification defense also does not negate any element of this offense, but requires proof of additional facts and circumstances distinct from the evidence relating to the underlying offense.... The defendant will usually be best-situated to produce evidence relating to each element of this affirmative defense.
Id. at 1300.
The reasoning in
Deleveaux
dovetails nicely with the case law already existing in our court, most notably
Paolello.
While
Paolello
did not speak to the precise issue before us today, in that case we did clearly indicate that we should adopt a narrow view of the justification defense as employed in connection with the felon-in-possession statute.
See Paolello,
We find
Deleveaux
to be persuasive and consistent with the background of the common law.
5
At common law, the defendant bore the burden of proving all affirmative defenses.
See Patterson v. New York,
At oral argument, Dodd’s counsel suggested that we should follow the same analytical course in allocating the burden of persuasion for the justification defense to the § 922(g) charge as we have for entrapment. We have held, as has the Supreme Court, that the government bears the burden of proving beyond a reasonable doubt that the defendant was not entrapped.
See Jacobson v. United States,
We conclude that a rule that places the burden of persuasion on the defendant with regard to a justification defense to a felon-in-possession charge is constitutionally permissible, consonant with the common law, preferable for practical reasons, and faithful to the strictness of the statute into which we have read this justification defense. 9
We will therefore AFFIRM the District Court’s order of conviction and sentence.
Notes
. This call described a robbery suspect with a physical description resembling Dodd's. The government was not able to produce evidence linking the robbery with Dodd, or showing that he was the suspect described in the radio call.
. Although we stated that the issue should be left "for determination on the remand,” no such determination actually ensued; instead, when the case was remanded, Paolello entered a guilty plea.
. Just as the case law in this area is divided as to the appropriate placement of the burden of persuasion, so are the pattern jury instructions of those courts that have promulgated such instructions. See infra note 8.
. The case law in our court describes the § 922(g) offense as a "general intent” crime rather than a strict liability crime,
United States v. Williams,
. We also note the decision of the United Slates Court of Appeals for the Sixth Circuit in
United States v. Wolak,
. We include a description of these duress and coercion cases merely as an example of the variety with which courts have treated' the burden of persuasion on common-law affirmative defenses. We do not believe that the duress and coercion cases are sufficiently similar to the justification scenario so as to be dispositive of this case, even were these duress and coercion cases to be uniform in their allocation of the burden of persuasion. Cf. Paul H. Robinson, 1 Criminal Law Defenses § 25(b), at 96 (1984) (placing duress and coercion in the "excuse” category of defenses, a broad category separate from the "justification” category). For the reasons described above, our own.holding in this case is limited to the circumstances presented here — the justification defense to a felon-in-possession charge — and therefore we consider only the case law on that issue (Paolello, Talbott, Dele-veaux, and Wolak) to be directly relevant to our decision.
. The District Court in the case before us, which rendered its decision in April 1999 and thus did not have the benefit of the Eleventh Circuit Court of Appeals' subsequent decision in Deleveaux, relied heavily on the reasoning of the Ninth Circuit Court of Appeals in Dominguez-Mestas. See A. at 215-18. Although Dominguez-Mestas has some persuasive force, we find Deleveaux, which more clearly matches the scenario at issue in our case, to be the better guide to our decision.
. The pattern jury instructions cited by both the government and the defendant similarly reflect the absence of a clear default rule on the placement of the burden of persuasion on affirmative defenses generally. See Federal Judicial Center Pattern Criminal Jury Instructions § 56 (1988) (placing burden of disproving duress defense on government); First Circuit Pattern Criminal Jury Instructions, intro, cmt. (1998) (stating that, except in the case of the insanity defense, the burden of persuasion on affirmative defenses is on the government); id. § 5.05 (stating that government bears burden of disproving duress defense, but also referring to a case note that says "the burden of proof remains with the government, at least if the charged crime requires mens rea”) (emphasis added); Fifth Circuit Pattern Criminal Jury Instructions § 1.36 (1997) (placing burden of persuasion on defendant on justification, coercion and duress defenses, but noting that this practice is "[cjontrary to many other circuits”); Sixth Circuit Pattern Criminal Jury Instructions § 6.05 (1991) (placing burden on the government on coercion and duress defenses, but noting that “significant modifications must be made in this instruction” in the case of a justification defense to a felon-in-possession charge); Seventh Circuit Pattern Criminal Jury Instructions § 4.01 (1999) (stating that, for affirmative defenses other than insanity defense, burden of persuasion is on government); Eighth Circuit Model Criminal Jury Instructions § 3.09 (1996) (similar to Seventh Circuit); Ninth Circuit Model Criminal Jury Instructions § 6.4.2 (1997) (placing burden of persuasion on defendant for affirmative defenses that do not negate an element of the offense). We note that the relevant Eleventh Circuit pattern instruction, Eleventh Circuit Pattern Criminal Jury Instructions § 15 (1997), which appears to place the burden of persuasion on the government, contains language suggesting that such placement is only appropriate in cases where the offense has a high mens rea requirement; furthermore, it seems clear that Deleveaux at least partially supersedes this pattern jury instruction.
. We reject Dodd’s argument that putting the burden of proof on the defendant on an affirmative defense will unduly confuse the jury. The cases cited by Dodd in support of this argument,
see
Dodd Br. at 21-24, are not on point.
United States v. Mitchell,
