UNITED STATES, Appellee, v. Marc R. REEVES, Sergeant, U.S. Army, Appellant.
No. 03-0595
U.S. Court of Appeals for the Armed Forces
Argued Feb. 23, 2005. Decided Sept. 29, 2005.
Crim.App. No. 20010497.
For Appellant: Captain Karen W. Riddle (argued); Colonel Mark Cremin, Lieutenant Colonel Mark Tellitocci, and Major Allyson G. Lambert (on brief); Colonel Robert D. Teetsel and Captain Gregory M. Kelch.
For Appellee: Captain Mason S. Weiss (argued); Colonel Steven T. Salata, Lieutenant Colonel Mark L. Johnson, and Lieutenant Colonel Theresa A. Gallagher (on brief); and Captain Janine P. Felsman.
Amicus Curiae for Appellee: Damian P. Richard (law student) (argued); Gregory M. Huckabee (supervising attorney)(on brief)—for the University of South Dakota School of Law.
Judge ERDMANN delivered the opinion of the court.1
Sergeant Marc R. Reeves was convicted of violating certain provisions of the Child Pornography Prevention Act of 1996 (CPPA),2 charged as a “crime or offense not capital” under the third clause of Article 134, Uniform Code of Military Justice (UCMJ),
In Martinelli we considered whether the CPPA had extraterritorial application and concluded that it did not. Consistent with Martinelli, we hold that the three sections of the CPPA under which Reeves was charged do not extend to his conduct in Germany. We further hold that none of Reeves’ conduct in Germany continued into the United States. Thus, none of Reeves’ conduct falls within the domestic application of the CPPA. We also hold that Reeves’ guilty pleas to the
PROCEDURAL BACKGROUND
Reeves entered guilty pleas and was convicted by a general court-martial in April and May of 2001 of violating a lawful general regulation in violation of Article 92, UCMJ,
Reeves was sentenced to a dishonorable discharge, confinement for fifty-six months, forfeiture of $250.00 pay per month for twelve months, reduction to pay grade E-1, and a reprimand. Pursuant to a pretrial agreement, the convening authority reduced the confinement to thirty-six months and approved the balance of the sentence. The United States Army Court of Criminal Appeals affirmed the findings but deleted a portion of the reprimand3 and affirmed the remaining sentence. We granted review to determine whether Reeves’ conviction of possessing, receiving, and producing child pornography, charged under clause 3 of Article 134, could be upheld in light of Ashcroft v. Free Speech Coalition, 535 U.S. 234 (2002).4 We specified five additional issues addressing whether the CPPA had extraterritorial application.5
FACTUAL BACKGROUND
A. Specifications 1 and 2: Receiving and Possessing Child Pornography
Sergeant Reeves was assigned to the 502d Engineer Company of the 565th Engineer
Once on the Internet, Reeves would enter “teen” chat rooms where he would communicate with individuals who indicated they were twelve to fifteen years old. Reeves received e-mail that contained digital images, including images of minors “in a state of nudity involving a lewd exhibition or graphic focus on a minor‘s genitals.” Reeves also belonged to “e-mail distribution groups” from which he automatically received child pornography. Reeves would download and view these images on the library computers and print them out on the library printers. After his conduct was discovered and reported to law enforcement, various printed images containing child pornography were found in Reeves’ vehicle and in his quarters.
Based upon these facts, Reeves was charged with the following violations of the CPPA under clause 3 of Article 134:
Specification 1: . . . at or near Hanau, Germany, on land used by and under the control of the United States Government, to wit: New Argonner Kaserne, between on or about 01 March 2000 and 05 December 2000, knowingly and wrongfully possess[ed] about 46 computer printouts containing child pornography in violation of
Title 18 U.S.Code § 2252A(a)(5)(A) .Specification 2: . . . at or near Hanau, Germany, between on or about 01 March 2000 and 05 December 2000, knowingly and wrongfully receive[d] child pornography that had been transported in interstate commerce or foreign commerce by means of a computer to wit: downloading electronic files containing child pornography from the internet and copying said files onto the hard drive of a computer located at the Pioneer Library in Hanau, Germany in violation of
18 U.S. [Code] § 2252A(a)(2) .
B. Specification 3: Producing a visual depiction of a minor engaged in sexually explicit conduct
The facts underlying this offense occurred in the summer of 2000 when Reeves used a camcorder to videotape “two little German girls” near the Main River in Hanau, Germany. (PE 1). From a distance of about 200 feet, Reeves filmed the girls, focusing in on their “genital areas“, and focusing in particular on one of the girls “in a way to see into the little girl‘s shorts” and intending “to satisfy [his] lust.”
Based upon these facts, Reeves was charged with the following violation of the CPPA under clause 3 of Article 134:
Specification 3: at or near Hanau, Germany, on or about between May 2000 and August 2000, use[d] a minor to engage in sexually explicit conduct for the purpose of producing a visual depiction of such conduct using material that had been mailed, shipped or transported in interstate commerce or foreign commerce in violation of
18 U.S. [Code] § 2251(a) .
DISCUSSION
A. Standard of Review
This case involves a guilty plea. For this court to reject a guilty plea on appellate review, the record of trial must show a substantial basis in law and fact for questioning the plea. United States v. Jordan, 57 M.J. 236, 238 (C.A.A.F.2002) (citing United States v. Prater, 32 M.J. 433, 436 (C.M.A.1991)). Whether Congress intended
B. The Nature of the Charge under Article 134
Reeves’ possession, receipt and production of child pornography were charged as violations of Article 134, UCMJ—the
As in Martinelli, the principal issue that we specified for review is whether the CPPA applies to Reeves’ conduct in Germany. If we find that the CPPA is not applicable to Reeves’ conduct in Germany, we must then consider whether, due to the nature of his usage of the Internet, his conduct fell within the domestic application of the CPPA. Finally, if we find that Reeves’ pleas were improvident under clause 3 of Article 134, we must determine whether they would be provident to a lesser included offense under clause 1 or 2 Article 134.
C. The Extraterritorial Application of the CPPA
(1) Extraterritorial Application of § 2252A
In Martinelli this court determined that
Reeves’ receipt and possession of child pornography—charged under
(2) Extraterritorial Application of § 2251(a)
Unlike Martinelli, Reeves was also charged with producing a visual depiction of sexually explicit conduct by a minor in violation of
As with
(a) Text and Structure
As in Martinelli, the statutory section in question includes references to “interstate and foreign commerce.” This language is “not, in and of [itself], a ‘clear expression’ of any congressional intention that the acts proscribed by the statute constitute a federal crime no matter where in the world they occur.” Id. at 60. As in Martinelli, we decline to find congressional intent for extraterritorial application based solely on the use of the words “interstate and foreign commerce.”
In addition, Congress’ intent to limit the reach of
(b) Legislative History
Having concluded that the text and structure of
D. The Domestic Application of the CPPA
In Martinelli, we also considered whether any of Martinelli‘s conduct could be characterized as domestic conduct as he had stipulated that all of the e-mails that he sent or received were routed through servers in the United States. Id. at 62-63. We concluded in that case that the act of “sending” e-mails containing child pornography was a “continuing offense” because Martinelli‘s conduct continued as the e-mail traveled through the Internet to its destination. Id. at 63-64. Because the e-mails in Martinelli traveled through the United States en route to their
We went on to conclude that other specifications, which charged Martinelli with “receiving child pornography” and “reproducing child pornography for distribution“, were not “continuing offenses” as they did not involve any conduct that started in Germany and continued into the United States. Therefore, there was no domestic application of the CPPA available for those offenses. Here, as in Martinelli, each specification alleges different conduct and each must be examined individually.
Specification 1 (possession): This specification charged Reeves with violating
18 U.S.C. § 2252A(a)(5)(A) by possessing child pornography on land used by and under the control of the United States Government. This specification is a “situs” based possession charge and does not allege movement of child pornography through the Internet. The principle of “continuing jurisdiction” is therefore inapplicable to this specification and there is no basis for finding a domestic application of the CPPA.Specification 2 (receiving): This specification charged Reeves with violating
18 U.S.C. § 2252A(a)(2) by receiving child pornography that had been transported through the Internet. Reeves admitted during his providence inquiry that the images were “sent from the U.S. through the Internet to me.” Had Reeves been charged with “sending” e-mails containing child pornography through the Internet, the principle of a “continuing offense” may have established domestic U.S. application of the CPPA. However, Reeves was charged with “receiving”8 e-mails containing child pornography. Here, Reeves did not knowingly receive the images until he accessed the pictures in Germany and the act of opening the images did not trigger a chain of events that continued into the United States. His conduct therefore can not be subject to a domestic U.S. application of the CPPA. Martinelli, 62 M.J. at 64.9Specification 3 (production): This specification charged Reeves with violating
18 U.S.C. § 2251(a) by using a minor to engage in sexually explicit conduct for the purpose of producing a visual depiction of such conduct. Although Reeves admitted that the camcorder he used to videotape the German girls had been manufactured in Japan, purchased in the United States and transported by him to Germany, in videotaping the girls he did not begin any conduct that continued into the United States. His conduct occurred entirely in Germany and there can be no domestic application of the CPPA. Martinelli, 62 M.J. at 63-64.
In summary, none of acts identified in the specifications in Charge II constitute a “continuing offense” and therefore there can be no domestic application of the CPPA in this case.
E. The Possibility of Lesser Included Offenses
The conclusion that Reeves’ guilty pleas are not provident under clause 3 of Article 134 does not end our inquiry. We have recognized in the past that an improvident plea to a CPPA-based clause 3 offense
Augustine and Sapp were two pre-Free Speech Coalition10 cases where:
the guilty pleas . . . were entered to a violation of Article 134, clause 3, based on possession of child pornography in violation of the CPPA. As in this case, the guilty pleas were found to be improvident as to the clause 3 offense in light of certain requirements under the CPPA that were not established in the record. In those cases, however, we concluded that the guilty pleas were provident as to the lesser-included offense of engaging in “conduct of a nature to bring discredit upon the armed forces” under clause 2 and upheld the convictions under Article 134. Augustine, 53 M.J. at 96; Sapp, 53 M.J. at 92.
O‘Connor, 58 M.J. at 454. Sapp and Augustine dealt with the possibility of a lesser included offense under clause 2 of Article 134 where a guilty plea to a CPPA-based clause 3 Article 134 charge was found improvident. In those cases, where no constitutional considerations were involved, we found the pleas provident to a violation of clause 2 of Article 134.
After the Free Speech Coalition decision, we explained in O‘Connor, Mason and Martinelli that where the constitutional rights of a servicemember could come into play, we will apply closer scrutiny to the providence inquiry before upholding a plea as provident to a lesser included offense under clause 1 or 2 of Article 134. See O‘Connor, 58 M.J. at 454-55; Mason, 60 M.J. at 19; Martinelli, 62 M.J. at 66-67. The difference between our review of a providence inquiry under the O‘Connor/Mason/Martinelli standard and our review under the less strict Augustine/Sapp standard is a qualitative difference. “Although the understanding required of the servicemember remains the same, we require a clearer more precise articulation of the servicemember‘s understanding under O‘Connor than we require in cases where the accused‘s First Amendment rights are not implicated.” Martinelli, 62 M.J. at 66-67.
During Reeves’ providence inquiry the military judge defined the term “child pornography” for purposes of Specifications 1 and 2 without utilizing the language determined to be unconstitutional by the Supreme Court in Free Speech Coalition.11 Specification 3 charged a violation of
Nevertheless, the providence inquiry must reflect that the accused “clearly understood the nature of the prohibited conduct.” Sapp, 53 M.J. at 92. In both Augustine and Sapp the accused admitted the service discrediting
In this case, however, there is an absence of any inquiry or discussion of service discrediting conduct or conduct that is prejudicial to good order and discipline. The military judge did not list service discrediting conduct or conduct that is prejudicial to good order and discipline as an element of any of the child pornography offenses. The plea inquiry focused entirely on the elements of the clause 3 offenses. Thus, the providence inquiry simply does not provide a sufficient basis for determining that Reeves’ pleas are provident to the lesser included offenses of conduct that is service discrediting or prejudicial to good order and discipline under clause 1 or 2 of Article 134.
DECISION
The decision of the United States Army Court of Criminal Appeals as to Charge II and its specifications and the sentence is reversed, but is affirmed in all other respects. The findings of guilty to Charge II and its specifications and the sentence are set aside and the record of trial is returned to the Judge Advocate General of the Army for a rehearing on Charge II and its specifications and the sentence.13 If a rehearing on Charge II and its specifications is deemed impracticable, that charge and those specifications may be dismissed and a rehearing held on the sentence alone. Thereafter, the provisions of Articles 66(b) and 67(a), UCMJ,
GIERKE, Chief Judge (concurring in part and dissenting in part):
The bottom line is that I agree with the majority as to both reasoning and result to affirm only Appellant‘s guilty plea to Charge I and its sole specification. Therefore, I concur in part.
But with respect to the three Child Pornography Prevention Act (CPPA) offenses all in Charge II, I disagree with the majority as to either its reasoning (Charge II, specifications 1 and 2) or to both its reasoning and result (Charge II, specification 3). So I also respectfully dissent in part.
The result that I reach is not so different from the majority, but the judicial path to resolve this case is both different and important. As we agree to the disposition as to Charge I, I focus only on the three specifications under Charge II.
In United States v. Martinelli, 62 M.J. 52 (C.A.A.F.2005)1, I concluded that the CPPA has extraterritorial application. I disagree with the conclusion that the Congress that enacted the CPPA did not intend it to apply extraterritorially to reach the actions of a servicemember when he possesses, receives, and produces child pornography2 merely because he is outside the territorial boundaries of the United States.
Also as I stated in Martinelli, I do not read the language in Bowman3 as narrowly as does the majority.4 I believe that to do so, the majority incorrectly interprets the underlying rationale of the exception to the presumption against extraterritoriality and
And, as I fully discussed in Martinelli5, interpreting the plain language of the statute, its legislative history, and the comprehensiveness of the scheme of the entire statute, I believe Congress clearly meant the CPPA to reach the acts of a United States servicemember who possesses and receives child pornography on a U.S. military base in Germany. For the same reasons, I believe Congress intended the statute to reach Appellant‘s offense of involving young German girls in the production of child pornography that occurred off-base in Germany.
Additionally,
As I conclude that the three CPPA-based specifications under which Appellant was charged extend to Appellant‘s criminal conduct in Germany, I respectfully dissent in part. Having established this point, Appellant‘s guilty plea to all three CPPA-based offenses under Charge II initially appears provident. But, unlike the majority, I view Appellant‘s guilty pleas to the possessing and receiving pornography (Charge II, specifications 1 and 2) to be improvident in light of the Supreme Court‘s decision in Ashcroft v. Free Speech Coalition.7 This conclusion results in my agreeing with the majority‘s decision to remand the specifications, but for the different reason I have stated.
As to specification 3 of Charge II, I disagree with the majority that Appellant‘s guilty plea is provident only to the lesser included offense. I view Appellant‘s plea to the charged offense provident because the constitutionally-objectionable “child pornography” language is not included in that specification. Therefore, I would affirm Appellant‘s guilty plea to this offense.
In summary, I concur with the disposition of Charge I and the majority‘s result in addressing Charge II, specifications 1 and 2. I dissent from the disposition of Charge II, specification 3.
CRAWFORD, Judge (dissenting):
For the reasons thoroughly explained in United States v. Martinelli, 62 M.J. 52, 77-87 (C.A.A.F.2005) (Crawford, J., dissenting), I respectfully dissent and offer a few additional comments.
Like Specialist Martinelli, Appellant was stationed at a United States military installation in Germany, subscribed to a web-based e-mail account, and used a public computer to commit violations of
DOMESTIC ASPECT OF APPELLANT‘S CRIMES
Prosecution Exhibit 1, Appellant‘s stipulation of fact (including the documents com-
APPLICATION OF § 2252A TO OVERSEAS MILITARY INSTALLATIONS
After printing images of child pornography, using the library‘s printers, Appellant stored numerous images of child pornography at his family quarters, in his automobile, and his quarters storage area, all on a U.S. Army Kaserne near Hanau, Germany. All of the theories I voiced in Martinelli pertain a fortiori to Appellant‘s possession of child pornography on a U.S. military installation.
APPLICATION OF § 2251(a) TO OVERSEAS CONDUCT
While the jurisdictional theories I advanced in Martinelli also apply to Appellant‘s prosecution under this statute, I must reject the majority‘s attempt to distinguish the jurisdictional language in this statute from that in
WAIVER
Appellant has waived this issue, both as to
JURISDICTION UNDER § 2252A BASED ON COMMERCE
Appellant also stipulated that these images were sent from or through a site in the United States and that he knowingly received and transported the pictures “in interstate or foreign commerce.” When questioned by the military judge, he said the images “were sent from the United States through the Internet to me.” When the military judge asked Appellant whether he was satisfied that this amounted to interstate or foreign commerce, he agreed.
PROVIDENCE TO CLAUSES (1) AND (2) OFFENSES
Appellant, a sergeant with a high school diploma, over five years of active duty, and then serving at his fourth permanent duty station, pleaded guilty to violating a lawful general regulation by viewing child pornography. He admitted to understanding that the regulation prohibiting viewing of child pornography was lawful because it was “reason-
Even if these were the only facts we had to go on, I would find it impossible to conclude that Sergeant Reeves did not understand “the nature of the prohibited conduct.” Said another way, how could Sergeant Reeves admit that the Commander of U.S. Army, Europe, could lawfully prohibit the viewing of child pornography so as to “promote the morale, discipline, and usefulness of the members of the command” and that such prohibition was “directly connected to the maintenance of good order and discipline” without knowing that using the post library‘s computers and printers to receive, download, and print child pornography in front of his two and one-half-year-old daughter and leaving child pornography on the printer for all to see was prejudicial to good order and discipline? He could not.
And it is only the smallest of steps to conclude that, on this record, Appellant also knew that openly focusing his video camera, for twenty to thirty minutes on the pubic area of seven-year-old German national children as they played by a public river, was equally prejudicial and service discrediting as well.
This record overwhelmingly supports affirmation of a lesser included offense under either or both clauses (1) and (2) of Article 134, UCMJ.
CONCLUSION
There is no substantial basis in law or fact to question the providence of Appellant‘s pleas. Even if the record were insufficient to uphold Appellant‘s pleas to violations of
