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United States v. Reco Vondell Johnson
28 F.3d 151
D.C. Cir.
1994
Check Treatment

*1 Ass’n, Hines, morial Inc. v. supra, 995 F.2d supra, at 15-109 to 15-110; Moore, 299). at supra Wright, note at 698. Appellants also did not seek leave to Affirmed. amend complaint their after the district court granted appellees’ dismiss; motion to instead

appellants filed a appeal. notice of See Con Ass’n, Memorial Hines, Inc. v.

federate su pra, 299; 995 F.2d at see also Glenn v. First

Nat’l Bank in Junction, Grand supra, 868 371;

F.2d at National Petrochemical Co. of

Iran v. Stolt Sheaf, M/T 930 F.2d (2d Cir.1991). Appellants offer no explana

tion for seeking not leave to amend. See Twohy v. First Nat’l Chicago, Bank (7th

F.2d Cir.1985); Bank cf. Waunakee v. Sales, Rochester Inc., Cheese supra, 906 F.2d However, at 1192. their UNITED America, STATES of Appellee, failure to seek leave to amend is consistent with their counsel’s representations to the district court appellants’ interest Reco JOHNSON, Vondell amending the complaint was tied to future Appellant. administrative action. No. 93-3140. Appellants, further, have suggested why an exception general rules favor- United States Court Appeals, ing finality of judgments and expedi- District of Columbia Circuit. tious resolution of litigation should be made in their case.17 While approach our Argued need May 1994. inflexible,18 appellants offer no reason for July Decided 1994. not following the normal course for amending a complaint, and we are confronted with a showing that their interest in amend-

ing complaint rested on a future contin-

gency yet that has to occur. Accordingly, we

hold that appellants have right waived the

raise the amendment claim of error on ap-

peal, see The Dartmouth Review v. Dart- College,

mouth supra note 889 F.2d at 22-23; see also Kowal v. MCI Communica- Corp.,

tions supra, 16 F.3d at (citing Ass’n, Memorial Hines, Inc. v. Confederate

supra, 299), 995 F.2d at they have failed

to show they are entitled to a remand this court permit them to seek leave to amend. Royal Business Group, Inc. v.

Realist, Inc., supra note 1066; 933 F.2d at 17. See National Petrochemical Co. ing "long-odds exception” Iran v. allowing M/T amendment Sheaf, supra, 245; Stolt Glenn v. appeal after "(jlustice where requires ... further Junction, First Nat'l Bank in Grand supra, proceedings”) (quoting v. de Cas- Rivera-Gomez 371; F.2d at A. Charles Wright, et Federal tro, al. (1st 843 F.2d Cir.1988)); 635-36 see (2d at 694 ed. Practice and Procedure Royal also Group, Realist, Inc., Business Inc. v. 1990). (1st Cir.1991); 933 F.2d Powers v. See, Cooper Boston (1st. e.g., Corp., Dartmouth Review v. Dartmouth Cir.1991). College, (1st Cir.1989) (recogniz- *2 Reiser, Counsel, Sp. Litigation A.

David Under the Sentencing United States Guide- Service, DC, lines, Washington, Defender Public Johnson fell into Cate- Columbia, argued gory for the District of V. His base offense level amounted *3 appellant. for him the cause With briefs 29. The on lines the inter- table Kramer, Defender, A.J. at imprisonment. Federal Public sected 140 to 175 months’ Klein, Chief, Div., Appellate In James W. the district Public court sentenced Johnson Defender for the to 140 months. Service District Colum- bia, Leigh Kenny, A. and Asst. Federal Pub- eighteenth birthday, Before his Johnson lic Defender. repeatedly violated the criminal laws Meade, Atty., A. James Asst. U.S. Wash- presentence District Columbia. The re- DC, ington, argued appellee. the cause for port, 4A1.2(d),2 § in compliance with U.S.S.G. Holder, himWith on the brief were Erie H. relied Johnson’s extensive Jr., Atty., Roy U.S. R. John Fisher and history to calculate his criminal category. McLeese, III, Attys. W. Asst. U.S. Nine of Johnson’s ten history points were for offenses he committed before his Kendall, George Elaine R. H. Jones and eighteenth birthday. appeal pursuant In this III, DC, Washington, were on the brief for 3742(a), § to 18 challenges U.S.C. Johnson Legal amicus curiae NAACP Defense and Sentencing authority Commission’s Fund, Educational Inc. use records to determine a defen- WALD, SILBERMAN, Before: history dant’s criminal category, the district RANDOLPH, Judges. Circuit court’s depart failure to downward under 4A1.3, § alleged the Guidelines’ Opinion by for the court filed Circuit of neutrality respect lack with to socio-eco- Judge RANDOLPH. nomic status and race.3 opinion Dissenting Judge filed Circuit

WALD. I

RANDOLPH, Judge: Circuit Sentencing Commission has Fulfilling part bargain, statutory Reeo identified basis 4A1.2(d)’s pled guilty § Vondell possession counting juvenile adjudications Johnson grams or more of cocaine with history, base intent a defendant’s criminal but this is (21 841(a)(1) § to distribute & U.S.C. not fatal. Lopez, See United States v. (b)(l)(A)(iii)).1 (D.C.Cir.1991). statutory penalty any for this F.2d 1296-97 If crime, Sentencing Act, Johnson committed when he Reform rea old, years imprisonment sonably interpreted, was nineteen support would 841(b)(1)(A). guideline, § 120 months to life. 21 U.S.C. must we sustain it. See United return, government (B) 4Al.l(c) 1. point § In dismissed the re- add 1 under for each maining charging two counts of the indictment imposed adult or sentence within five (21 distribution cocaine base U.S.C. years of the defendant's commencement of 841(a)(1) (b)(i)(A)(iii)), § possession & (A). instant offense not covered in drugs intent to distribute within 1000 feet of (21 860(a)). § a school U.S.C. Illinois, Relying on Baldosar v. 446 U.S. (1980) (per 100 S.Ct. cu- L.Ed.2d 169 4A1.2(d) provides: 2. U.S.S.G. riam), argued judges Johnson also that because (d) Age Eighteen Offenses Committed Prior to juvenile proceedings, counting alone conduct (1) If the defendant was convicted as an "non-jury” juvenile adjudications in a defen- imprisonment adult and received a sentence of dant's criminal score is unconstitutional. month, exceeding year one and one add 3 appeal pending, While this was Nichols v. United 4Al.l(a) points under for each such sen- - States, -, 114 S.Ct. tence. (1994), Baldosar, thereby L.Ed.2d 745 overruled case, any In other foreclosing argument. Johnson’s Nichols held (A) 4Al.l(b) add for each may uncounseled conviction used adult or sentence confinement of Nichols, light sixty days enhance sentence. there is least if the was defendant released why non-jury juvenile years no reason from such confinement within constitutional five of his offense; may way. adjudication commencement of the instant not be used in the same sealed; juvenile convictions often Price, ords are 217(a) goes if the offender (D.C.Cir.1993). Sentencing Re set aside later be Section States, 994(d)(10), straight. v. United U.S.C. See Tuten form Act 1412, 1415, 660, 664-65, wheth to “consider” directs the Commission history” should be “criminal defendant’s States v. Mc er a L.Ed.2d 359 establishing catego (D.C.Cir.1993). “in as relevant Donald, treated 871-73 guidelines,” for use McDonald, of defendants “[sjetting ries aside a we said As history” relevant, and, to take “criminal youth slipped who has allow a conviction 994(d) lists ten ad Section “into account.” footing by relieving him of the regain his “matters, among for the others” ditional *4 disabilities associated and economic social view consideration. Commission’s juvenile But if a record.... with a criminal others,” items on the list “among the eleven recidivist, a the case for turns into offender possibilities. United not exhaust do dissipates- conferring Soci the benefit (9th Booten, F.2d 1355 914 punishing appro ety’s stronger interest is in Cir.1990). of the Sentenc provisions Other unrepentant criminal.” 991 F.2d priately an Commission broad give Reform Act ing D.C.Code, therefore, a Under the at 872. sentencing criteria. authority to formulate into the defendant’s take account 994(a); §§ Mistretta v. 28 U.S.C. determining his sentence record in States, 488 U.S. an adult. he committed as for crimes Price, 647, 657, 102 L.Ed.2d 714 16-2331(b)(4).5 prac § Ann. D.C.Code instance, 28 For U.S.C. at 1369. F.2d juvenile adjudica considering prior tice of 991(b)(1) to “es empowers § the Commission sentencing, practice authorized a tions policies practices tablish Act, Youth Corrections 18 U.S.C. the Federal justice system that ... the Federal States, 5038(a)(2), § see Barnes v. United reflect, practicable, advance the extent (D.C.1987), long ac has been A.2d as it of human behavior knowledge ment Accused’s Ju cepted. See Consideration ” process.... justice to the criminal relates Sentencing Court Record in venile for Of it, As sees U.S.S.G. Adult, Johnson 64 A.L.R.3d as an Committed fenses 4A1.2(d) § statuto exceeds Commission’s (1975). A defendant with “criminal histo ry authority. how He asks “convicted,” may not have been but 994(d)(10) juve § ry” can include his provi “violated a nevertheless the defendant § 16-2318 nile offenses when D.C.Code Ann. W.A.F., law,” of the criminal Matter sion adjudication not a “is that a states (D.C.1990).6 The Sen 573 A.2d of a crime.” conviction is to establish tencing Commission’smandate on of fac categories defendants the basis theory, focus justice systems, in Juvenile punishment. bearing U.S.C. tors on In re rehabilitation. See on treatment and 994(d). strange therefore § It would be 1, 15-17, 87 S.Ct. 387 U.S. departed practice (1967). the Commission 1437-38, crime is 18 L.Ed.2d 527 Juvenile ignoring rec just a defendant’s responsible described “delinquency” and those termed juvenile delinquency. See United Juvenile ree- ord “youth for it are offenders.” any purpose, establishing catego- (d) treated as a criminal conviction The Commission in 16-2331(b)(4) flatly guidelines § con for use in the ries of defendants view D.C.Code Ann. Bucaro, imposition governing the policy statements v. also United States tradicts. See fine, imprisonment probation, Cir.1990); or (3d sentences of v. United States F.2d 371-73 following mat- whether the ... shall consider (4th Cir.), Daniels, 129-30 cert. ters, others, respect among to a defendant denied, - U.S. -, 116 L.Ed.2d extent, nature, place any relevance to the service, appropriate of an or other incidents sentence, into account and shall take them "juvenile of status 6. The Guidelines exclude they do have rele- to the extent that truancy” calcu fenses and from criminal vance— ... 4A1.2(c)(2). § See United U.S.S.G. lation. history.... (10th Miller, 1465-66 v. States 994(d)(10). § 28 U.S.C. 1993). Cir. § as a views D.C.Code Ann. 16-2318 5. Johnson juvenile adjudications promise will not be (9th Carrillo, 594-95 engaging States lihood their in future criminal Cir.1993). Recidivism, Congress so and the behavior. Those who have committed crimes concluded, -generally sixty days Commission warrants after serving prison- more in a punishment. facility, increased Whether the Com- they like juve- whether then guideline requiring adult, mission’s of- prove nile or an they have not specifically fenses to counted rests § been deterred. See U.S.S.G. 4A Introduc- 994(d)(10), § “among tory or is factor within the Commentary. 994(d), others” clause of seems to us of recognize We generalizing juve- about little moment. Since records dispositions give nile rise to difficulties. relevant, Barnes,

without doubt 529 A.2d at said, 4A1.2(d)(2) As we have as- 288, the Commission did exceed its statu- signs two for a “sentence of tory authority taking them into account sixty (Two days confinement” of or more. it categories when established of defendants. points are sixty-day also added for a imprisonment.” “sentence Johnson also attacks U.S.S.G. 4Al.l(b).) 4A1.2(d) Guidelines do not define ground it unreason “sentence of confinement.” Under D.C.Code ably fails differentiate between *5 16-2320(e), § judges may impose a Ann. adjudications wide and adult criminal convictions.7 range of dispositions juveniles stands, who are system juvenile sixty- theAs now adjudged delinquent. The nature of confine- day sentence of confinement warrants the may vary ment considerably. Juveniles points same number of as an adult sentence care, placed homes, be in group foster or in imprisonment for the same time. See centers, or in 4A1.2(d)(2)(A). residential treatment 4Al.l(b), or in §§ ju A U.S.S.G. prison-like may, secure facilities. There sixty days venile sentence less than is then, in be cases which an extensive “sen- treated the same as an adult sentence of less (say tence confinement” ato sixty days. 4Al.l(c), §§ Out- than See U.S.S.G. program) ward 4A1.2(d)(2)(B). Bound would not even be roughly equivalent sixty-day prison to sen- ignominy delinquents Juvenile achieve tence. And it be that Gault, committing crimes.8 In re 387 U.S. at directly ordered is not gravity related to the society’s at 1442. Differences Judges may, instance, of the offense. response youthful to offenders and its re- disposition fashion a on the basis of the sponse to adult offenders not attributable juvenile’s environment, home and the need to to differences the nature of their criminal setting. remove the individual from that yesterday’s juvenile delinquent acts. When States, 541, 554-55, Kent v. United 383 U.S. today’s becomes adult criminal the reasons (1966). 86 S.Ct. 16 L.Ed.2d 84 society’s disap- behind earlier forbearance pear. question before potential Johnson problems, raises these punishment court is what to mete out to an but we do not resolve them. district criminal, assigned not how to treat and rehabili- four Johnson two youthful light sixty tate offender. In sentences of confinement of more than purposes of sentencing, days. see 18 U.S.C. On both occasions was or Johnson 3553(a)(2), § Center, the Commission’s to Hill decision to dered Oak Youth the District give confinements or sentences the Columbia’s secure commitment center. weight M., same imprisonments as adult criminal Jerry See District Columbia v. (D.C.1990); or sentences is not is n. Beyer, unreasonable. It a A.2d Brown method, rough sure, DeMuro, Report Jerry of measuring rela- & Panel M. (submitted culpability among Appendix Superior tive offenders and the like- I to the D.C. D.C.Code, only appreciable Family judge 7. The difference is that Under the years confinement more than five distant from system Division of the D.C. Court must deter- the commencement of the offense at issue is not delinquent mine that the committed a counted, 4A1.2(d)(2), § U.S.S.G. while the cutoff beyond act a reasonable doubt. D.C.Code Ann. period years. for adults is ten 16—2317(b)(1). § 4Al.l(b) Application Note 2. of his in the context assessed them 1987); the court In re Court Mar. cf. the criminal “long experience with did not and varied Johnson at 1443. court, evaluating Johnson’s justice system.” that it contend, in the district here record, language re- unreasonable, of calculat the court concluded—in purpose for the is understanding of equate than history, flecting more a correct ing criminal certain, that equivalent but regrettable, 4A1.3—“[i]t Hill with sixty days in Oak has overre- nothing in Mr. Johnson’s imprisonment. period of Cf. (9th Cir.1989), further Williams, ‘likelihood to commit his presented ” denied, 494 U.S. cert. crimes.’ has he Neither L.Ed.2d length of his confinement that the claimed III con underlying criminal his was unrelated Sentencing Congress directed pre confidentiality duct, the details guidelines to “assure Commission Accordingly, as discussing. cludes us entirely neutral policy statements are nothing untoward Johnson, there was creed, race, sex, origin, national juvenile “sen of a use Guidelines’ about the of offenders.” status socio-economic calculating crim tence of confinement” Johnson, 994(d). According U.S.C. history. inal 4A1.2(d) entirely is not neutral because

II evidence that race and “plentiful there process status influence the socio-economic dispo between Distinctions adjudications orders resulting in and sentences adult convictions sitions and *6 of confinement.” may warrant imprisonment sen departing the Guidelines’ court’s juve states, stages,” “the “At all Johnson § 4A1.3 tencing pursuant U.S.S.G. range degree high process is characterized nile the defendant’s on the basis justice But the criminal of discretion....” adequately reflect history category “does not pros inherently discretionary: system is also past defendant’s crimi the seriousness accept may charge ecutors lesser crimes likelihood that defen or the nal conduct bargains; juries may acquit altogether plea other crimes.” See United dant will commit offense; the convict of a lesser included (3d Davis, 930, Cir. grant clemency. power has the executive 1991). maintains here While Johnson If, discretion, juvenile justice of because departed down the district court should open of race and system influence ward, discretionary “sentencing court’s re status, may be the same said socio-economic is not reviewable depart fusal to downward justice system. of Cf. Spencer, 25 appeal.” United States v. 297, 279, McCleskey Kemp, v. (D.C.Cir.1994). All that we L.Ed.2d Johnson’s claim that consider is Gregg Georgia, 199 n. scope its discretion court of misconstrued n. 49 L.Ed.2d 4A1.3, id., resting § a claim under U.S.S.G. J.). Stewart, (Opinion If Johnson say entirely the court’s failure to right, Guidelines not this rendered the sufficiently Johnson’s record was neutral,” “entirely it would follow that Con age he com despite his at the time serious any gress meant to forbid consideration Id. That the court did mitted the offenses. sentencing. of criminal conduct say public opinion in its be more Obviously, thing. Congress meant no such juve attributable to the fact Johnson’s account, history is to be taken into Criminal all nile are under seal. At events the records always it has been. enough correctly court that it said to show any punishment aug- Of course selected or scope understood the of its discretion. The impermissible. mented on the basis of race is most Johnson’s crimi observed that adjudica history explicitly state that not nal was due to his Guidelines tions; race, sex, creed, origin, com national the court examined the individual but also status, ponents history; religion “are not of Johnson’s criminal and socio-economic determination of a sentence.” to the extent that in judge’s opinion the § 5H1.10. On its face U.S.S.G. criminal history score significantly overre- 4A1.2(d) is neutral with respect to these presents a defendant’s criminal predisposi- factors. Johnson does not profess innocence tion. I 4A1.2(d) find to be impermissi- any of the offenses that up make his ble reconciliation of conflicting policy inter- record, and he does not contend that he was ests, which should fall under the second against, discriminated in the sentence im- prong Chevron U.S.A Inc. v. Natural posed by the district court or in the disposi- Resources Council, Inc., 467 U.S. Defense tions of the Johnson, court. For (1984).2 L.Ed.2d Guidelines have fulfilled the mandate of neu- trality set 994(d), §in forth and we therefore A. reject complaint. At outset, I my note agreement with Affirmed. the majority’s apparent conclusion that John- son prevail cannot under Chevron’s step. first WALD, Judge, Circuit dissenting: Johnson contends guideline that the equating Although agree I my colleagues’ re- confinement with adult criminal in- jection of Johnson’s claim, constitutional I carceration clearly violates D.C.Code 16- cannot assent to their resolution of his chal- passed by Congress lenge to the rationality 4A1.2(d)(2) §of states that a disposition “is not a the Sentencing Guidelines. This ease calls conviction of crime and does impose any question into the Sentencing Commission’s civil disability ordinarily resulting from a policy treating adult sentences periods conviction.” Although this emp- incarceration like hatic, a subsequent section, D.C.Code 16- periods of confinement for purposes of calcu- provides that “the inspection [juve- lating a defendant’s score. nile case] records shall permitted to ... To reach criminal history category any Y court or probation its staff, for purposes case, Johnson’s the district court followed the of sentencing respondent as a defendant mandate of § 4A1.2(d), weighed ju- in a criminal case.” Given that Congress *7 venile confinement like incarceration, adult sanctioned juvenile the use of dispositions in and automatically added nine criminal histo- criminal in sentencing § 16-2331, D.C.Code ry to Johnson’s score for his several it clearly did not resolve the issue of the juvenile stints in a institution, the first of juvenile treatment of a record in Johnson’s which shortly occurred after his fourteenth favor under 16-2318. Nor Congress did birthday.1 I believe that the Commission’s lay precise down any rules for cabining the decision to treat sentences and con- Sentencing Commission’s discretion to con- finement like adult sentences and incarcera- sider juvenile dispositions. The Sentencing purposes tion for of computing a criminal (“SRA”) Reform Act vests the Commission history score ais manifestly irrational exer- with latitude in defining the relevant criteria cise of its delegated My discretion. discom- for sentencing. 994(d) Section charges the fort is not by alleviated the existence aof commission with considering the bearing of departure downward available “criminal history,” age, and nine other fac- 1. Without points, these additional Johnson would 451 Other circuits that have confronted have been in category I and the employed issue have See, also e.g., Chevron. would have been sentenced to mandatory the Merritt, United 1298, v. States 1309 & n. months, of minimum twenty 120 months shorter (2d Cir.), 7 denied, -U.S. -, cert. 113 than his actual sentence of 140 months. 2933, (1993); 124 L.Ed.2d 683 United States v. Harper, 932 (5th F.2d Cir.), 1077 cert. 2. We long applied have challenges Chevron to to denied, - U.S. -, 112 S.Ct. 116 L.Ed.2d Sentencing Guidelines, the majority and the does (1991); 462 Lewis, United States v. 896 appear F.2d not to deviate See, practice. from that (7th 1990); 247 Cir. e.g., United Kelley, States Doe, v. United 956 359 (8th F.2d (D.C.Cir.), 1992) (en banc); Cir. denied, -, cert. United -U.S. 112 S.Ct. Johnson, v. States (9th 116 L.Ed.2d F.2d 697 n. 2 v. States Shabazz, Cir.1993). (D.C.Cir.), F.2d cert. denied, - U.S. -, 116 L.Ed.2d Trea Assoc., v. U.S. Inc. Fedway See, e.g., indicates expressly and sentencing

tors (D.C.Cir.1992); 1416, 1424 F.2d sury, 976 28 U.S.C. See nonexclusive. is list its that 984, 988 F.2d Young, v. Labs. Abbott 994(d).3 — -, denied, cert. (D.C.Cir.1990), end however, not does one, step Chevron’s (1991); NRDC L.Ed.2d first at Chevron’s loses inquiry. Johnson the (D.C.Cir.1987) 1146, 1163 F.2d v. EPA not has Congress that is clear it step because Reilly, 976 NRDC banc); also (en see in dispositions of use the foreclosed J., concur (Silberman, (D.C.Cir.1992) 36, 42 the clear equally is itBut sentencing. ring). juncture, this atwin not does government Commis the to delegated Congress either. variety a wide consider authority to the sion B. Con guidelines. formulating its in factors Commis- the recognizes, majority Commis the the however, As write not, did gress between differentiate not does intent specific generally The sion check. a blank sion periods or adult use respect Congress incarcera- adult We unclear. in dispositions automatic, opposed silence, how in result Both congressional tion.4 from infer cannot baseline the balances increases possible discretionary, all in acquiescence ever, an substantially If, for In strike. might history score. the Commission Commis- the two, determined I believe the Commission equating the example, different very harsh much more irrationally treated dispositions has sion treat not convictions, would enhanced we purposes similarly for adult prior things ly than actions has such, Commission’s Commission As declare punishment. hesitate congres would presumed Congress I think violative than further irrational gone balance admittedly considera- propriety its exercising intent. permit sional this Commission by the the SRA. actually struck discretion ble sec on Chevron’s depends therefore instance system, justice modern whether inquire we at which step, ond turn-of-the-eentury origins its traces per reasonable ais scheme Commission’s movement, premised reform Progressive This statute. construction missible profoundly goals assumptions and toothless, we means no step is those different in agency irrational to strike hesitated re system.5 past. juncture at this terpretations commencement years of five within ment “criminal term define Congress did 4A1.2(d)(2)(A); offense,” U.S.S.G. instant However, legislative 994(d)(10). histoiy” in *8 year a adds over of (2) confinement and the that demonstrates histoiy the criminal a defendant’s points to only two only the not includes histoiy ... factor "criminal year over of score, adult whereas not or acts—whether criminal prior of number of neither exceptions, These points. three adds defendant has in convictions—the they resulted my case, alter do not this in issue seriousness, recent their in, but their engaged regu- rationality of the Commission’s the of view 98th S.Rep. No. remoteness.” ness lation. 1984 in reprinted, Sess. Cong., 1st term, thus as This 3357. U.S.C.C.A.N. Gault, in recounted Court Supreme the 5.As encompass acts enough to defined, is broad would by juveniles, pro- by which, although adult appalled committed were [E]arly reformers See by adults. that by fact the committed and if penalties, be criminal and cedures (9th Cir. Booten, 1354 long prison sentences given be States could children argument criminals. reject Johnson's Accordingly, I hardened 1990). jails with in mixed and society's dispositions convinced room profoundly never They is there histoiy by the be confined criminal defendant's could duty child computing in They believed justice alone. concept score. the whether ascertain society’s was role "innocent,” "What but "guilty” or however, was does, re- child in two The Commission is, what and he what he, become he has how sentences (1) juvenile distinction: spects draw the in and interest in his be done best had one (and “adult” a down- from him to save state interest histoiy score year) into factor as essentially good, The child— career.” ward confine- such from "released was defendant 1428, 1436, S.Ct. (1967); L.Ed.2d 527 Nonetheless, while the purposes of confine- Dormont, Note, David For the Good the ment spheres Adult: An Examination the Constitution occasionally converge, they have never been ality Using Prior Adjudications Juvenile congruent. Barry See Feld, C. The Juvenile Sentences, Enhance Adult 75 Minn.L.Rev. Court Meets the Principle Pun- of Offense: (1991). n. Since its inception, ishment, Treatment, and the It Difference system has rested Makes, on the B.U.L.Rev. 848-49 parens patriae assumption that purpose “the (“Feld, Punishment, ”). Treatment Two- of [confinement is] to serve the best interest thirds of the states continue to employ the by child meeting his or her need for offender-specific model, rehabilitation and in regenerative care supervision.” BAR all states the initially distinct emphases of Reducing Flicker, Overcrowding BARA and adult systems Juvenile Unlike Institutions led to the development very of a different set criminal punishment, which might im procedures be and standards for confinement posed in pursuit of retributive as well as and incarceration. Feld, See Transforma- objectives, rehabilitative focus of tion, supra, at 695. confinement traditionally has been primarily, At present, procedural landscape of or even exclusively, on reforming and treat juvenile and adult proceedings differs mark- ing the offender. Dormont, See supra, at edly. Gault, U.S. 1776. Under this approach, “the actual Supreme Court recognized that sufficient crime or offense that the commits stigma attached to delinquency to warrant should not affect severity or length of the the imposition of certain process due protec- intervention, court’s because each individual tions at delinquency proceedings. However, child’s needs are different and courts cannot the Court expressly declined to mandate the determine those needs in merely advance full panoply protections that attend crimi- looking at the committed Dormont, offense.” trials, nal in light of the differences in em- (citation supra, at 1778 n. 45 omitted); see phasis and severity of the systems. two See Feld, also Barry C. The Transformation of Dormont, supra, at 1779. sure, To be Court, the Juvenile 695 Supreme Court has mandated that delin- Minn.L.Rev. (1991) (“Feld, ”).6 Transformation quency be adjudged “beyond a reasonable Admittedly, a chasm has separated often doubt,” In re Winship, 397 358, 365-68, theory practice from aspect this our 1073-74, 25 L.Ed.2d 368 justice system Feld, others. (1970); subject to the double jeopardy Transformation, supra, at 695 (arguing bar, Jones, see Breed v. “the theory practice versus of rehabilitation” 1779, 1785, L.Ed.2d 346 represents a disjunction “crucial ] between be attended by notice of charges, the right juvenile justice rhetoric reality”); counsel, the right to confrontation of adverse Flick- er, supra, at 2-3 (discussing gradual evolu- witnesses, and the privilege against self-in- away tion model). strict treatment crimination, see In re 1, 33, 387 U.S. they saw to be it—was made "to feel that he ing criminal; him a his conduct is not deemed *9 object the [the of solicitude,” state’s] care and so blameworthy punishment that required to not that he was under arrest or on trial. deter him or measures, others. Coercive 15, U.S. (citations 387 at 87 S.Ct. at 1437 employed, where are considered neither retri- omitted). bution nor punishment. Supervision or con- rehabilitation, finement is aimed at not at con- 6. Justice White’s concurrence in v. McKeiver vincing his, juvenile the of simply error Pennsylvania, 528, 403 1976, U.S. 29 imposing pains and penalties. pur- Nor is the (1971), L.Ed.2d 647 emphasized the treatment- pose juvenile to make the delinquent object an punishment dichotomy: others, lesson for whatever his own merits or Reprehensible by juveniles acts are not deemed demerits be.... Nor is the authorization consequence the of mature and malevolent custody any until 21 measure of the seri- choice but of pressures (or environmental lack particular ousness of the juvenile act that the them) of or of beyond other forces their con- performed. has trol. Hence the legislative state juvenile judgment 551-52, not 403 U.S. at (White, J., 91 S.Ct. at 1989 stigmatize to the delinquent by concurring). brand- 160 custody.” from released should be 1458, youth a 18 1451, 1446, 1428, 55, 87 S.Ct. Nonetheless, at 850. in Id. (1967).7 527 L.Ed.2d 528, 91 408 Pennsylvania, judge, by a v. made are

McKeiver dispositions Juvenile (1971), the Court confinement, 647 1976, L.Ed.2d S.Ct. Juvenile jury. a than rather pro- delinquency juvenile a that im- largely incarceration, concluded still adult unlike prosecution” “criminal a not the ceeding was of of characteristics basis the posed Amendment, of the Sixth meaning the of the within characteristics than offender, rather Id. jury trial. a require not did ju- as such and of duration and imposition offense. 1052. at 550-51, at of irrespective set may be confinement venile enjoy a still sentence the courts of juvenile irrespective in most Judges proportionality; con- over is therefore discretion It virtually unchecked offenders. wide, for adult ranges crimi- all, adult in the history in at absent decisions of finement instructive Punishment, Treat- Feld, the and states majority See of context. nal substantial the the I. Unlike Table de- & the that ment, Columbia, at 849-50 supra to reveal of District in “sentencing” model, days or sixty rigid spent juvenile, fendant, more aas non- “open-ended, simply from varies court It juvenile juvenile confinement. inmore goal the indeterminate, with adequate and an proportional lacked that the mean (two- incapacitation,” or adequate community rehabilitation of lacked or home propor- and states) “determinate to states minority of thirds of Even services. or retribution of objective tional, of model punitive expressly an adhering to Most at 834.8 (one-third). Id. are deterrence” sentences confinement, juvenile indeterminate. remain sentences crimi- of indication reliable inherently less variety of a wide among may choose Judges impris- adult of periods than disposition nal jurisdic- in these “sentencing” alternatives of discretion untrammeled given the onment particular of the needs to response in tions jury trial. aof absence and sentencer out- probation, including at-home defendants, differences, I believe these of light In schools, boarding in placement of-home per- beyond strayed Sentencing Commission facilities, homes, medical group camps, interpretation boundaries missible generally See confinement.9 institutional periods sentences treating it, “[i]n describes Feld As 849. id. periods adult like jurisdictions, indeterminate majority vast of automatic purposes incarceration awith ends sentencing power judge’s the defendant’s increase correction state’s commitment recognized long has category. This correctional Thereafter, agency. it irrationally when acts agency when determines board parole authority or reject- typically protection equal ing based on juvenile courts required also has Court 7. The receive delinquents grounds ed a statement provide hearing and to hold People Compare "treatment," "punishment.” their transferring juveniles before reasons Cal.Rptr. Olivas, Cal.3d adults, reasoning as prosecuted to be jurisdiction (limiting (1976) sentence 375, 379 P.2d necessary rights are procedural basic maximum), statutory " adults as youths tried question important' 'critically deciding the Cal.Rptr. J., Cal.3d re Eric Inwith special of the deprived bewill child whether (refusing P.2d Court Juvenile provisions protections when maximum same States, adhere v. United Kent See Act." orien- "treatment” because juveniles youths as L.Ed.2d confinement). tation longer sentences fact, serve juveniles some 8. point one 4A1.2(d)(2)(B) prescribes 9.Section convicted counterparts do their than cov- ... not juvenile sentence adult or Punishment, "for each Feld, Treat- offenses. similar ment, turn, applies to (A), in (A)." Subsection ered example the cites Feld supra, at *10 to sentence[s] juvenile "adult making "lewd with charged Gault: facts apparently Commission days.” The sixty least commit- was Gault calls," fifteen-year old phone "sen- "sentences” between distinguishes period "for School Industrial to the State ted confinement,” to include seems tences An twenty-one. age until minority" i.e., — nonconfine- court’s juvenile a many all of if not have would offense a like convicted adult compass un- its within options sentencing jail ment two-month maximum and a fine $50 a faced (B). der sentenc- Challenges to indeterminate sentence. similarly treats parties situated differently. should be struck any like other irrational See, e.g., New Orleans Channel Inc. v. regulation on grounds. conventional Chevron FCC, (D.C.Cir.1987); 830 F.2d Mel- Music, FCC, ody Inc. v. 345 F.2d C. (D.C.Cir.1965). We recently recognized true,” that “the converse is also suggest- The departure provision, 4A1.3, ed that may equally an agency run afoul of under which a may, district court after calcu- by reason “failing to take account of circum- lating a defendant’s history criminal pursu- appear stances that to warrant different 4A1.2, ant to depart downward to the ex- treatment for parties.” different Petroleum tent that the criminal history category “sig- Communications, FCC, Inc. v. 22 F.3d nificantly overrepresents” the defendant’s ac- (D.C.Cir.1994). I believe that this case tual history, see 4A1.3 illustrates that principle aptly. The Commis- p.s., see Clark, also United States v. sion has irrationally attributed Congress 839, 843 (D.C.Cir.1993), does not my view an ignore intention the radically different cure problem. disagree I with the Third purposes and juvenile functions of the implication Circuit’s general that the depar- systems in computing a defendant’s ture of course is specif- —which (as history score well as the differ- juvenile ic to applies confinement and equally ent level of blameworthiness that is attribut- to adult provides adequate sentences — able to young teenager as compared to a safety valve injustice for the perpetrated by adult). legally mature majority, Unlike the I juvenile treating and adult sentences similar- cannot Congress surmise that approve would ly. See Davis, United States v. such an illogical and unfair construction. (3d Cir.1991). Obviously, question Nor do I think it controlling, majori- as the large part a classic problem. baseline ty apparently does, that Johnson has not Commission has chosen to ascribe undue demonstrated with particularity that his own weight automatically period each juve- stints of confinement were incom- nile if, Only confinement. after according mensurate periods of adult incarceration points for periods such (along with adult typically imposed for the same offense or sentences), the district court finds that the that his sentences actually imposed for points on aggregate “significantly overrepre- reasons unrelated to severity of his of- sent” the criminality defendant’s or likelihood fenses.10 argued Johnson has here and be- of recidivistic behavior compared with oth- low that his dispositions may not be ers in his category may the equated with criminal because, incarceration district engage process. lowering Columbia, District sen- Barring “significant such overrepresenta- tences statutorily required to be based tion,” the presumption in the Guidelines is largely on considerations to crimi- unrelated ineluctably lead to an nal culpability. That Johnson happened to increased sentence for the instant offense. be sentenced to Hill, confinement at Oak which may I look a lot do not prison, like believe does standard that ad- undermine point his basic mits of exception only that in significant the District for overrep- (as in states), two-thirds of all other resentation of a defendant’s total criminal sentencing is still offender-specific history adequately and can- takes into account the not, therefore, proxy serve as a past relative unreliability using juvenile sen- culpability or dangerousness. future tences Be- as a past barometer of or future crimi- cause the district court nality extended his sentence or the manifest irrationality of equat- twenty months applying guidance ing auto- all kinds confinement with matically treating juvenile and adult sen- adult incarceration. statutory regime by alike, tences I believe that Johnson is enti- precludes no means the use of dispo- tled challenge guideline and that it subsequent sitions in criminal sentencing. It is difficult to see how one severity could ever dem- jurisdiction of his conduct ain that em- length onstrate juvenile's that the of a confine- ploys juveniles. indeterminate ment was or directly was not related *11 regulation, Nonetheless, Commission’s specific aof addition mandates

which sentences, all number circum- age or juvenile’s regardless sentence, represents motivating the stances different pursue refusal an inexcusable require reason justice and where treatment design was the this not believe I do it.11 accordingly must dissent. Congress, AND ON SMOKING

ACTION Petitioner, HEALTH, LABOR, OF

DEPARTMENT al., Respondents.

et 92-1661.

No. Appeals, Court of States Circuit. of Columbia

District 12, 1994. May

Argued July

Decided properly conduct juve- under suggest that not mean I do course 11. Of and substance in time relevant employed in count properly records nile sentencing offense. con- immediate "relevant rubric however, baseline, a different duct.” This

Case Details

Case Name: United States v. Reco Vondell Johnson
Court Name: Court of Appeals for the D.C. Circuit
Date Published: Jul 8, 1994
Citation: 28 F.3d 151
Docket Number: 93-3140
Court Abbreviation: D.C. Cir.
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