Case Information
*1 BEFORE: MOORE, GIBBONS, and GRIFFIN, Circuit Judges.
JULIA SMITH GIBBONS, Circuit Judge. A federal jury convicted Raynard Crowe and Alfred Wingate of several robbery and firearm-related counts stemming from the robberies of two pharmacies and a bank, and the defendants received 535-month and 684-month prison sentences respectively. The defendants make a total of five arguments on appeal. First, Crowe argues that his Sixth Amendment Confrontation Clause rights were violated by the closing argument of Wingate’s counsel. Second, Crowe contends that Congress exceeded its authority under the Commerce Clause when criminalizing pharmacy robbery. Third, Wingate argues that his trial counsel was constitutionally ineffective. Fourth, Wingate seeks relief on the basis that the trial court failed to submit to the jury the “brandishing” element that increased his sentence under the relevant firearms statute. Finally, both defendants argue that a Sixth Amendment violation arose when the district court imposed consecutive, enhanced sentences for “second or subsequent” convictions based on offenses charged in the same indictment. [1] For the reasons that follow, we affirm both defendants’ convictions and sentences.
I.
Crowe and Wingate were tried for offenses arising from three separate robberies, the first of which occurred at the Citizens Bank in Grosse Pointe Woods, Michigan in May 2011. Six days before the robbery, Crowe opened an account, listing a false address on the application. He recruited Wingate and four others to assist, providing two of them with guns.
On May 18, Crowe, Wingate, and one of their co-perpetrators arrived at Citizens Bank in a minivan belonging to Wingate’s fiancée. Crowe entered the bank and withdrew $10 from his account. Crowe then relayed information about the situation inside the bank to Wingate and another co-perpetrator who were waiting outside. A short time later, Wingate and the co- perpetrator entered the bank and pulled masks over their faces. Surveillance cameras captured their unmasked faces before they entered. Each pulled out a handgun. The co-perpetrator held a gun to the head of one of the two bank tellers and Wingate—pointing his gun—jumped over the counter to retrieve the money. A customer entered the bank during the robbery and the co- perpetrator, pointing the gun at the customer, forced him onto the ground. The two men left the bank with $45,350 in cash. Crowe later divided the money among all those who had helped with the robbery. The next day, a police officer discovered $1,543 in cash in Crowe’s possession. Days later, Wingate’s fiancée deposited $3,000 in cash that she had received from Wingate.
The second robbery occurred at Medicap Pharmacy in Warren, Michigan, on June 18, 2011. [2] Crowe again provided firearms to Wingate and another member of the group. They planned to steal money and controlled substances that could be sold on the street. Wingate and a co-perpetrator entered the pharmacy, wielding guns, and demanded drugs and cash. The co- perpetrator wore a mask during the Medicap robbery but Wingate did not. One of the pharmacy workers, Heather Cavitt, identified Wingate at trial. Both assailants pointed guns at pharmacy workers during the course of the robbery. A video surveillance camera captured the incident. The two men left the pharmacy carrying a large duffel bag containing money, drugs, and their handguns. Wingate gave the bag to the other man and then fled. The police later recovered the bag and its contents in a nearby residential neighborhood and then arrested the co-perpetrator. Wingate remained at large.
Crowe and Wingate reassembled the group with some new members and planned the third robbery: that of the Ferndale Pharmacy on July 11, 2011. Their main objective was to steal prescription drugs. Crowe gave a firearm to at least one of the group members for use in the robbery. Shortly before closing time, Wingate entered the pharmacy with one of the new co- perpetrators, both carrying guns. Crowe remained across the street. Wingate went around the counter to obtain the drugs. At gunpoint, he ordered an employee to put prescription drugs into Wingate’s bag. The employee dialed 911 and kept the call connected, with the cell phone in her pocket, while the robbery took place. Meanwhile, the other assailant placed the employees on the ground and tied their hands with zip ties. Carrying the bag filled with drugs, Wingate and the other man went toward the back door. Police officers arrived as they were exiting and, though the two men tried to run, they were soon arrested. Crowe escaped and fled the state but was later arrested in Arizona.
[2] Crowe was ultimately acquitted of the Medicap robbery.
A federal grand jury indicted Crowe and Wingate each for one count of bank robbery in violation of 18 U.S.C. § 2113(a), two counts of pharmacy robbery in violation of 18 U.S.C. § 2118(a), three counts of using or carrying a firearm during a federal crime of violence under 18 U.S.C. § 924(c), several counts of being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g) (four counts for Crowe, two counts for Wingate), and conspiracy to commit each of these crimes. The district court denied Crowe’s pre-trial motion to dismiss the pharmacy counts as extending beyond Congress’s authority under the Commerce Clause.
A joint jury trial took place in the Eastern District of Michigan in March 2013. The jury convicted Wingate of all counts. Crowe was acquitted of one of the two counts of pharmacy robbery, one of the two counts of using or carrying a firearm during a federal crime of violence, and two of the four counts of being a felon in possession of a firearm. He was found guilty of all other counts. Both defendants appeal.
II.
Crowe first argues that his Sixth Amendment rights were violated pursuant to
Bruton v.
United States
,
As regards to the Ferndale robbery, Mr. Wingate takes responsibility. As you know, through trial, we didn’t cross-examine any witnesses [as to the Ferndale robbery]. We didn’t challenge any witnesses. . . . [U]nderstand[] [that] for Ferndale, yes, he takes responsibility. And not only does he take responsibility – and I believe I can say this on behalf of my client. Ferndale, as you know, dealt with his son.
The parties dispute whether Crowe properly preserved this argument. We review a
preserved Confrontation Clause claim
de novo
,
United States v. Vasilakos
, 508 F.3d 401, 406
(6th Cir. 2007), but review an unpreserved claim for plain error,
United States v. Martinez
,
Bruton
established that “[a]n accused is deprived of his rights under the Confrontation
Clause when the confession of a nontestifying codefendant that implicates the accused is
introduced into evidence at their joint trial[,] . . . even if the jury is instructed to consider the
confession only as evidence against the codefendant.”
United States v. Cope
,
Crowe’s claim does not fall within the scope of the
Bruton
principle for at least two
distinct reasons. First, the statement at issue is not testimonial evidence because it was made by
counsel.
See Coe v. Bell
,
Second, even if Wingate’s lawyer’s statement had been testimony, it would not trigger Bruton because the statement did not implicate Crowe either explicitly or implicitly. It conceded Wingate’s involvement but did not refer to Crowe at all. We have previously held that Bruton does not bar a co-defendant’s statement that does not refer to the accused, even if that statement “becomes incriminating when linked with other evidence adduced at trial.” United States v. Ford , 761 F.3d 641, 654 (6th Cir. 2014) (internal quotation marks omitted). Crowe therefore falls far short of establishing a Confrontation Clause violation.
III.
Crowe’s second argument is that his conviction for Count Six in the indictment is invalid
because the criminalization of intrastate robberies of controlled substances in 18 U.S.C.
§ 2118(a)(1) exceeds the bounds of congressional authority under the Commerce Clause.
See
U.S. Const. art. I, § 8, cl. 3. We review the constitutionality of the statute
de novo
.
United States
v. Rose
,
The Commerce Clause authorizes three general categories of congressional activity.
First, Congress may regulate the channels of interstate commerce.
Gonzales v. Raich
, 545 U.S.
1, 16 (2005). Next, Congress may “regulate and protect the instrumentalities of interstate
commerce, and persons or things in interstate commerce.”
Id.
at 16–17. Under the third
category, the only one at issue in this case, “Congress has the power to regulate activities that
substantially affect interstate commerce.” at 17. Regulation of intrastate, “purely local”
conduct is permitted under this third category when the conduct is “part of an economic class of
activities that have a substantial effect on interstate commerce.”
Id.
(internal quotation marks
omitted);
see also Wickard v. Filburn
,
Under this framework, the Supreme Court has upheld statutes that are “one of many
essential parts of a larger regulation of economic activity in which the regulatory scheme could
be undercut unless the intrastate activity were regulated.”
Raich
, 545 U.S. at 24–25 (internal
quotation marks and alterations omitted). Moreover, a statute’s effect on interstate commerce
must be viewed not in isolation but in the aggregate: “[W]hen ‘a general regulatory statute bears
a substantial relation to commerce, the
de minimis
character of individual instances arising under
that statute is of no consequence.’”
Id.
at 17 (quoting
United States v. Lopez
,
Applying these principles, the Supreme Court distinguished the permissible regulation in
Raich
—the regulation of the growing of medicinal marijuana—from statutes the Court had
previously invalidated: a statute criminalizing the possession of guns in school zones,
see United
States v. Lopez
,
Consistent with those Supreme Court precedents, we have upheld—under rational-basis
review—a federal statute criminalizing carjacking,
United States v. McHenry
,
Crowe’s conviction of Count Six was premised on 18 U.S.C. § 2118(a)(1), which criminalizes taking or attempting to take
from the person or presence of another by force or violence or by intimidation any material or compound containing any quantity of a controlled substance belonging to or in the care, custody, control, or possession of a person registered with the Drug Enforcement Administration under section 302 of the Controlled Substances Act (21 U.S.C. 822) . . . if . . . the replacement cost of the material or compound to the registrant was not less than $500 . . . .
The parties agree that this statute on its face covers robberies that—like the Ferndale Pharmacy robbery—are intrastate, or “purely local” activities.
The inclusion of intrastate robberies of controlled substances in section 2118(a)(1) was
within Congress’s authority under the Commerce Clause. The theft of controlled substances is
an economic activity for the same reason that the
McHenry
court recognized that carjacking is an
economic activity: the thief makes an economic gain and the victim sustains an economic loss.
See McHenry
, 97 F.3d at 127. And Congress had a rational basis to believe that the theft of
controlled substances, considered in the aggregate, would have a substantial effect on interstate
commerce. This rational basis is particularly evident because section 2118 is part of a
comprehensive federal regulatory scheme addressing the manufacture, distribution, dispensing,
or possession of controlled substances. The Supreme Court recognized in
Raich
that Congress
had set up a scheme to regulate the “established, . . . lucrative, interstate market” in controlled
substances.
The effective regulation of the commerce in controlled substances has resulted in very high prices for the drugs on the black market. As a consequence, theft of controlled substances from registrants has become a common yet serious problem. Although burglary and robbery of controlled substance registrants declined in 1982, it has been extremely serious, with between 5,000 and 6,000 such crimes annually between 1977 and 1981. The frequency of these crimes has terrorized the community of dispensing pharmacists. Some pharmacists have ceased to carry drugs that are highly desired on the black market, although this interferes with their patients’ ability to obtain necessary medicine. This has a serious potential to impede the delivery of health care in many communities around the nation.
H.R. Rep. No. 98-644, at 2–3 (1984).
This demonstrates that section 2118 is undoubtedly part of the comprehensive scheme
that Congress established to regulate the interstate flow of controlled substances.
See also
United States v. Workman
,
IV.
The first of Wingate’s three claims on appeal is that his trial counsel’s ineffectiveness violated Wingate’s Sixth Amendment rights under Strickland v. Washington , 466 U.S. 668 (1984). Wingate alleges that two specific aspects of his lawyer’s performance rendered the performance ineffective and prejudiced Wingate’s defense. First, he focuses on his lawyer’s failure to move to suppress a witness’s identification of Wingate in a photographic lineup Second, he claims that his lawyer failed to subject the government’s case to meaningful adversarial testing because he did not cross-examine many of the prosecution’s witnesses testifying against Wingate.
To prevail on a Sixth Amendment ineffectiveness claim, a convicted defendant must
satisfy two elements. First, he must show that his counsel’s conduct fell below “an objective
standard of reasonableness” under “prevailing professional norms.”
Strickland
,
We do not generally review ineffective-assistance claims on direct appeal because, in
most cases, such claims are better suited to adjudication in post-conviction proceedings.
Massaro v. United States
, 538 U.S. 500, 504 (2003) (“[I]n most cases a motion brought under
§ 2255 is preferable to direct appeal for deciding claims of ineffective assistance.”);
United
States v. Ferguson
,
Finding the record inadequate in the present case, we decline to resolve the issue at this
stage. In particular, the record is not sufficiently developed to enable us to determine whether
trial counsel’s failure to cross-examine certain witnesses was an instance of deficient
performance or the exercise of legitimate trial strategy.
See Massaro
,
V.
Both defendants argue that we should reverse the district court’s imposition of a seven-
year sentence on Count Three (the conviction for using or carrying a firearm during the robbery
of Citizens Bank). Under 18 U.S.C. § 924(c)(1)(A), that offense carries a minimum seven-year
sentence “if the firearm is brandished,” but otherwise only a five-year minimum. The Sixth
Amendment “permits only the jury, not the district judge, to make a finding on brandishing.”
United States v. Mack
,
But because neither party objected, plain-error review applies. See Fed. R. Crim. P. 52(b); Mack , 729 F.3d at 607. We reverse based on plain error only if (1) the district court committed an error, (2) that is “plain,” and (3) that affects the defendant’s substantial rights. United States v. Olano , 507 U.S. 725, 732 (1993). Here, the Government concedes that the district court’s failure to submit the brandishing element to the jury “was error and that the error is plain,” thus establishing the first two elements of plain-error review. Thus, the only remaining question is whether the error affected the defendants’ substantial rights.
In general, this court applies an inquiry akin to ordinary harmless-error review to
determine whether an error affected a defendant’s substantial rights.
Mack
, 729 F.3d at 607.
[5]
Automatic reversal takes place only if the error falls within a narrow category of structural
errors: “basic protections [without which] a criminal trial cannot reliably serve its function as a
vehicle for determination of guilt or innocence, and no criminal punishment may be regarded as
fundamentally fair.”
Arizona v. Fulminante
, 499 U.S. 279, 310 (1991). But an error in
instructing the jury on a crime’s essential elements or issues that will increase his minimum
sentence, such as the brandishing element here, is not a structural error requiring automatic
reversal.
See Mack
,
In this case, Wingate is not entitled to relief because a properly instructed jury would have found beyond a reasonable doubt that both brandished a firearm during the robbery. The evidence overwhelmingly shows that the two perpetrators of the Citizens Bank robbery both brandished firearms. According to both the uncontroverted testimony and the bank surveillance video, the person identified as Wingate—the one seen jumping the counter—was pointing a gun. The same situation arose in Mack : the defendant disputed his involvement but not the issue of brandishing, the jury convicted him of the underlying robbery, and the undisputed evidence showed that the perpetrators brandished firearms. at 608–09. The failure to submit the brandishing issue to the jury did not prejudice the defendant.
Wingate next argues that the court should also consider the possibility that a properly instructed jury would not have found brandishing beyond a reasonable doubt on the other two section 924(c) counts (Counts Five and Seven). Wingate notes that the rule of lenity applies to the district court’s ordering of counts for sentencing purposes, requiring the district court to consider the counts in the order that favors the defendant. See United States v. Washington , 714 F.3d 962, 971 (6th Cir. 2013). Here, regardless of the issue of brandishing, two of the section 924(c) convictions give rise to a mandatory twenty-five-year term of imprisonment. The brandishing issue therefore affected whether Wingate received a five-year or seven-year minimum sentence on his third section 924(c) conviction. Thus, ordering the convictions in Wingate’s favor means that his minimum sentence on the remaining section 924(c) count would have been only five years if a properly instructed jury had failed to find brandishing on any of the three counts.
Although Wingate correctly analyzes the impact of the rule of lenity, he is not entitled to relief. The issues already discussed in relation to the Citizens Bank robbery apply with equal force to both the Medicap and the Ferndale robberies. There was significant and uncontroverted evidence that Wingate brandished a firearm in committing each robbery. One of the victims of the Medicap robbery testified that both robbers were pointing their weapons, a fact that the store surveillance video corroborates. One of the Ferndale victims testified that an assailant held her at gunpoint while demanding prescription drugs, and Wingate’s fiancée identified Wingate as that assailant from the recording of the victim’s 911 call during the encounter. As we noted above, Wingate’s counsel also admitted to Wingate’s role in the armed robbery of the Ferndale Pharmacy. As a result, it appears beyond a reasonable doubt that a properly instructed jury would have found that Wingate brandished a firearm in all three robberies. The district court’s error was harmless.
Although Crowe did not develop this argument in his brief on appeal or at oral argument,
he did submit a motion after oral argument, pursuant to Federal Rule of Appellate Procedure
28(i), to adopt the arguments that Wingate made on this point. We decline to grant Crowe’s
motion. With respect to those counts, Crowe, who did not personally brandish a gun, was
convicted under an aiding-and-abetting theory of liability. Wingate, on the other hand, was
convicted as a principal. These theories of liability are substantially different from one another,
and would require us to undertake a different form of legal analysis. We think that it is
inappropriate for us to analyze an issue that has not been briefed by the parties and that was not
discussed at oral argument. If Crowe wanted us to undertake an aiding-and-abetting harmless-
error analysis with respect to his section 924(c) convictions, he should have properly raised the
issue.
Hormel v. Helvering
,
Although the district court committed an error that was plain in failing to submit the issue of brandishing, the error did not affect Wingate’s substantial rights. We affirm.
VI.
The defendants’ final argument is that the district court should not have imposed
consecutive, enhanced sentences under 18 U.S.C. § 924(c) on Counts Three, Five, and Seven,
each of which resulted in each defendant’s conviction of using or carrying a firearm during a
federal crime of violence.
[6]
The defendants argue that the imposition of these sentences—which
totaled 535 months for Crowe and 684 months for Wingate—violated their Sixth Amendment
rights to trial by jury pursuant to
Alleyne
,
Section 924(c) provides: “[i]n the case of a second or subsequent conviction under this subsection, the person shall . . . be sentenced to a term of imprisonment of not less than 25 years,” § 924(c)(1)(C)(i), and further mandates that “no term of imprisonment imposed on a person under this subsection shall run concurrently with any other term of imprisonment imposed on the person, including any term of imprisonment imposed for the crime of violence or drug trafficking crime during which the firearm was used, carried, or possessed.” § 924(c)(1)(D)(ii).
The defendants concede that this court, in accordance with Supreme Court precedent, has
previously upheld consecutive sentences when the “second or subsequent” convictions under
section 924(c) derived from the same indictment.
See Deal v. United States
,
But
Alleyne
explicitly reserved—based on the Court’s prior decision in
Almendarez-
Torres v. United States
,
VII.
For the above reasons, we affirm both defendants’ convictions and sentences.
Notes
[1] We grant Crowe’s motion to join and adopt this argument after Wingate raised it in his briefs. Crowe also moved to adopt Wingate’s brandishing argument. For the reasons stated below, we deny Crowe’s motion to adopt this argument.
[3] The district court gave the following instruction: “The lawyers’ statements and arguments are not evidence. Their questions and objections are not evidence. . . . These things are not evidence and you are bound by your oath not to let them influence your decision in any way.”
[4]
Workman
rejected a Commerce Clause challenge to section 2118, as did
United States v. Potter
, No. 3:09-
CR-138,
[5] Wingate argues that the court should reverse without considering whether the error was harmless. He
points to a circuit split as to whether errors of this specific nature should be reviewed for harmlessness.
See United
States v. Lara-Ruiz
, 721 F.3d 554, 558–60 (8th Cir. 2013) (reversing and remanding for resentencing without
discussing harmless error);
United States v. Lake
,
[6] Crowe’s argument refers only to the sentences for Counts Three and Seven because he was acquitted of Count Five.
