Lead Opinion
OPINION
Raymond Ruiz, Jr. (“Ruiz”) appeals his conviction for being a felon in possession of a firearm and ammunition in violation of 18 U.S.C. § 922(g). We have jurisdiction under 28 U.S.C. § 1291 and we affirm.
I. BACKGROUND
On September 6, 2008, sisters Diane and Daisy Fuentes saw a man holding a shotgun, mumbling, and walking down a street in their residential neighborhood. Diane called 911. When questioned by a San Bernardino police officer later that evening, both sisters identified the man as Raymond Ruiz, Jr.
Five minutes later, San Bernardino Police Officer Peck responded to the 911 call in a police helicopter. From 300 to 500 feet in the air, Officer Peck saw a man run around the back side of a house and throw a shoe box-sized item over a fence into a vacant lot. Another police officer, Officer Porch, arrived at the scene and searched
Ruiz was arrested. A fourth officer, Officer Ludikhuize, took Ruiz to a squad car, where Ruiz waived his Miranda rights and allegedly stated that the shotgun found next to him belonged to his father and that he had been trying to hide it when the police arrived. At trial, Officer Ludikhuize testified to that effect, while Ruiz denied making these statements.
A one-count indictment charged Ruiz with being a felon in possession of a firearm and ammunition in violation of 18 U.S.C. § 922(g). On December 10, 2009, a jury found Ruiz guilty of the sole count in the indictment.
Ruiz appeals his conviction and raises five issues, two of which we address in detail: whether the district court erred in failing to give the jury a specific unanimity instruction, and whether the Assistant United States Attorney committed prosecutorial misconduct in his closing argument when he: (a) allegedly vouched for government witnesses, (b) commented on the strength of the government and defense cases, (c) allegedly denigrated defense counsel, and (d) argued that, in order to acquit Ruiz, the jury would have to conclude that Officers Peck and Ludikhuize were lying.
II. DISCUSSION
A. Unanimity Instruction
Ruiz argues that the district court erred in failing to give a specific unanimity instruction because the one-count indictment in effect charged three separate offenses: (1) possession of the shotgun as witnessed by the Fuentes sisters, (2) possession of the ammunition found in the shoe box, and (3) constructive possession of the shotgun at the time Ruiz was arrested. Because
In Schad v. Arizona, the Supreme Court explained that “an indictment need not specify which overt act, among several named, was the means by which a crime was committed.”
Despite this general rule, if there is “a genuine possibility of jury confusion” or if “a conviction may occur as the result of different jurors concluding that the defendant committed different acts,” then “an instruction should be given to the effect that the jury may not convict unless it unanimously agrees to a particular set of facts.” United States v. Anguiano,
We disagree. The indictment was not duplicitous. Ruiz was charged with possession of a firearm and ammunition during one ten-minute period on one night in one location. While numerous witnesses testified that Ruiz possessed the shotgun and ammunition at different times throughout that ten minute period, their testimony does not establish that Ruiz was charged with distinct acts of possession. Indeed, possession is presumed continuous absent specific evidence that the defendant lost possession at some point. See, e.g., United States v. Horodner,
Indeed, consistent with Schad, the jurors were free to convict on whichever evidence they believed supported Ruiz’s guilt beyond a reasonable doubt, even if they failed to reach agreement on which pieces of evidence were ultimately persuasive.
Because Ruiz was charged with a single, continuous act of possession over a ten-minute period, we find no error in the district court’s failure to give a specific unanimity instruction.
B. Prosecutorial Misconduct
To highlight parts of his closing argument, the prosecutor utilized a PowerPoint slide presentation consisting of pictures of the alleged crime scene, photographs of the witnesses who testified at trial, summaries of the testimony presented, and visual representations of the jury instructions, and of the government’s key arguments. Following a slide depicting the first element of the offense — “the defendant knowingly possessed the firearm or ammunition” — were three slides depicting alternative “way[s] to find defendant guilty.” The slides stated that the jurors could find Ruiz not guilty “only” if they found that Officers Peck and Ludikhuize “lied to you” and that the Fuentes sisters were mistaken. The court overruled Ruiz’s objection to the slides.
“Where defense counsel objects at trial to acts of alleged prosecutorial misconduct, we review for harmless error on defendant’s appeal; absent such an objection, we review under the more deferential plain error standard.” United States v. Wright,
1. ‘Someone Must Be Lying’ Statements
Under harmless error review, claims of prosecutorial misconduct are “viewed in the entire context of the trial,” and reversal “is justified only if it appears more probable than not that prosecutorial misconduct materially affected the fairness of the trial.” United States v. Younger,
As we have previously explained, “credibility is a matter to be decided by the jury.” United States v. Sanchez,
We addressed a similar contention in United States v. Wilkes. In that case, the defendant asserted that prosecutors engaged in improper burden-shifting by characterizing his testimony as a “preposterous charade” and arguing in closing that “each [government witness], if you think about their testimony and what they told you, you either have to believe all of those people or you believe Brent Wilkes. That’s the choice before you. You can’t believe both.”
United States v. Tucker is also instructive. In that case, the prosecutor listed various facts that the jury would have to find if it were to determine that the defendant was not guilty.
Here, the prosecutor’s argument came very close to altering the burden of proof. Although Ruiz’s testimony was squarely at odds with Officer Ludikhuize’s testimony in one key respect — namely, Ruiz denied confessing to Ludikhuize that he was attempting to hide the shotgun when police arrived — his testimony vis-a-vis Officer Peck’s observation of an item thrown over the fence into the adjoining vacant lot was somewhat more equivocal. Ruiz testified that, upon observing Peck’s spotlight trained on his grandmother house, he attempted to hide because he was drinking beers with his father in violation of his parole. To this end, he ran around the side of the house, where he stated that he may have thrown his beer bottle into the backyard adjoining the fence and vacant lot, but could not recall with certainty how he disposed of the beer bottle. Although Ruiz also testified that he did not throw “anything” over the fence, including the “panel” or shoe box-sized item that Peck observed, Peck could have mistaken the size and shape of the item thrown from his vantage point nearly two football fields above the scene. As the foregoing suggests, the prosecutor’s argument that either Peck or Ruiz must be lying could well be construed as arguing an inference unsupported by the evidence, and thereby altering the burden of proof.
We need not decide the issue, however, because we conclude that, even if the prosecutor committed error, the error was harmless. Like in Wilkes and Tucker, the prosecutor made his ‘someone must be lying’ argument following a lengthy explanation of the elements that the government was required to prove, and a reminder to the jury of the government’s burden of proof. Although Ruiz’s trial was significantly shorter than Wilkes’s and the prosecutor’s comments cannot reasonably be considered isolated, the government’s evidence of Ruiz’s guilt was substantial: it included the 12-gauge shotgun recovered from the scene, the shoe box containing 12-gauge ammunition recovered by Officer Porch as directed by Officer Peck, and the testimony of numerous witnesses identifying Ruiz as possessing the ammunition or shotgun during the night in question. In light of the strength of this evidence, the prosecutor’s argument did not materially affect the fairness of Ruiz’s trial. See Younger,
2. Additional Allegations of Misconduct
Under plain error review, we will reverse Ruiz’s conviction only if the government’s statements were improper and the statements resulted in substantial prejudice. United States v. Koon,
“Improper vouching ‘consists of placing the prestige of the government behind a witness through personal assurances of the witness’s veracity, or suggesting that information not presented to the jury supports the witness’s testimony.’ ” Younger,
Ruiz argues that the prosecutor improperly commented on the strength of the evidence by describing it as “overwhelming” on five separate occasions, suggesting that the case was “not rocket science,” and stating that Ruiz’s theory of defense seemed “made up.” A prosecutor “has no business telling the jury his individual impressions of the evidence.” United States v. Kerr,
Here, the majority of the prosecutor’s argument was proper. In two instances, for example, the prosecutor characterized the evidence as overwhelming in an effort to explain why officers at the scene did not take additional investigatory steps.
Nonetheless, the prosecutor’s statement that the jury should convict “on the basis of what the United States considers is overwhelming evidence that the defendant is guilty” exceeded mere inference; indeed, the prosecutor suggested to the jury that he offered an expert assessment of
On balance, however, we conclude that the error was not prejudicial. An “Analysis of the harm caused by vouching depends in part on the closeness of the case.” United States v. Frederick,
Ruiz’s additional contentions are without merit. Although the prosecutor several times used the words “we know” to describe the evidence, he did so only to “marshal evidence actually admitted at trial and reasonable inferences from the evidence, not to vouch for witness veracity or suggest that evidence not produced would support a witness’s statements.”
Finally, the prosecutor’s characterization of the defense’s case as “smoke and mirrors” was not misconduct. The prosecutor’s comments were directed to “the strength of the defense on the merits,” United States v. Nobari,
In sum, we conclude that the majority of the prosecutor’s statements during closing argument were not improper, and that those that were improper did not result in substantial prejudice.
III. CONCLUSION
For the reasons stated, Ruiz’s conviction is AFFIRMED.
Notes
. Ruiz also argues (1) that the district court erred by limiting cross-examination of Officer Ludikhuize regarding a previous incident where his training and experience led him to arrest an innocent person, (2) that the district court erred by failing to give a cautionary jury instruction prior to the readbaclt of Officer Verbanic and Ludikhuize’s testimony, and (3) that cumulative error warrants a new trial. These contentions are without merit. The district court's limitation on defense counsel’s cross-examination of Officer Ludikhuize did not violate Ruiz's rights under the Confrontation Clause because Ludikhuize’s past mis-identification of cocaine was not relevant, and the jury had sufficient evidence to assess his credibility. See United States v. Larson,
. Anguiano found three situations in which the possibility of juror confusion may require a unanimity instruction: (1) the jury actually indicates that it is confused, (2) the indictment is so broad and ambiguous that it may confuse the jury, or (3) the evidence is so factually complex that juror confusion may occur. See Anguiano,
. In Molina, we found the following statements permissible, where the defendant's testimony flatly contradicted that of a government witness: (1) "[Y]ou could only come to one conclusion: That somebody is lying. And who is that? Who's lying? Is Special Agent Reyes lying?”; (2) “The one who lied to you is the one who is guilty of possessing with the intent to distribute the cocaine. And that’s the defendant, Frank Molina.”; and (3) "So when you go back into the jury room remember ... that Mr. Molina lied to you on the stand and remember that the reason he lied to you is because he is guilty, and that's the only reason and the only motivation for him to lie.”
. The prosecutor first stated, "And there was some references [in defense counsel’s closing argument] to: Oh, you could have done this other thing, the investigation was deficient, something along those lines. Ladies and gentlemen, we heard from the officers. They showed up, routine call, 'man with a gun:[’] Found overwhelming evidence of guilt. Still interviewed him, still did the fingerprints, still did the whole thing and booked. That's the evidence. There is nothing untoward here.” He later stated, "The police officers: 'A man with a gun' call in the City of San Bernardi-no, 10:30 Saturday night, a routine call. As I said, they immediately found overwhelming evidence of guilt....”
. For example, the prosecutor stated: (1) "[The Fuentes sisters] saw [Ruiz] with the shotgun. How do we know that?”; (2) "How do we know that [Ruiz threw the shoe box with the ammunition]? ... Officer Peck saw him do it; but it's not just that. We know Officer Peck was correct because he told the guy on the ground....”; and, (3) "How do we know [that Ruiz was trying to hide the shotgun]? First of all, it was right at his feet....”
. The prosecutor made the following statements: (1) "Officer Peck, a professional, came across as a professional in this case, doing his job”; (2) "Officer Ludikhuize, you know, you saw him again today.... Just doing his job”; and, (3) "The police officers ... were just doing their jobs, just police officers responding to an emergency call.”
Concurrence Opinion
concurring:
The United States Attorney is the representative not of an ordinary party to a controversy, but of a sovereignty whose obligation to govern impartially is as compelling as its obligation to govern at all; and whose interest, therefore, in a criminal prosecution is not that it shall win a case, but that justice shall be done. As such, he is in a peculiar and very definite sense the servant of the law, the twofold aim of which is that guilt shall not escape or innocence suffer. He may prosecute with earnestness and vigor — indeed, he should do so. But, while he may strike hard blows, he is not at liberty to strike foul ones. It is as much his duty to refrain from improper methods calculated to produce a wrongful conviction as it is to use every legitimate means to bring about a just one.
Berger v. United States,
I reluctantly join the majority’s opinion, but write separately to express my views on how this case was conducted. There was no reason for the prosecutor to push the envelope and ignore Justice Sutherland’s warning that a prosecutor “may strike hard blows,” but not “foul ones.” Id. The prosecutor struck foul blows by repeatedly telling the jury that they could acquit Ruiz only if they found that both Officer Peck and Officer Ludikhuize were liars. The prosecutor emphasized his improper statements with PowerPoint slides that stated: “Only Way Not Guilty: Officer Peck lied to you” and “Only way not guilty: Officer Ludikhuize lied to you.”
The prosecutor’s argument relies upon specious reasoning. The jury could have concluded that the officers were telling the truth, but still have determined that the evidence put forth by the government was not sufficient to find the defendant guilty beyond a reasonable doubt. The prosecutor instead told the jury that to find the defendant not guilty, it first must find that the two officers lied. This distorts the burden of proof and misstates the law, but sadly is condoned by the incantation: “harmless error review.”
