*3 RYAN, Circuit Judge. defendant, Ray Taylor, Allen ap-
peals following conviction on one count to interfere with inter- state by robbery, commerce in violation of 18 U.S.C. and one count of using firearm and in relation to a crime of violence, 924(c). in violation of 18 U.S.C. alia, Taylor argues, inter that the evidence prove was insufficient to that he “used” a firearm, within the meaning of section 924(c), during and in relation to the crime violence, namely, the conspiracy. We agree with on this point, although reject arguments, his other and we will reverse his conviction and remand for fur- ther proceedings.
I.
Taylor came to an agreement with Mominee, Bruce Thomas a dealer Amer- artifacts, ican Indian to rob Mrs. Louie Mattox, resident, a Kentucky of her valu- able collection of American Indian arti- Taylor agreed facts. to an accomplice find perform robbery, while Mominee agreed to market and sell the collection it after was stolen. pictures
Mominee took of Mattox’s house and her collection of artifacts for Taylor’s carrying use in burglary. out the briefed), (argued John W. Tullís later, A days few Taylor asked Frankie Bennett, Bowman, Vittitow, Triplett & Ow- Piper to burglary, commit the showed him ensboro, Kentucky, Defendant-Appel- Mominee, pictures that were taken lant. and further plan discussed their to steal briefed), Kent Wicker (argued and Ter- the artifacts. Unbeknownst (briefed), ry Cushing Mominee, M. Assistant Piper Kentucky informed the Louisville, Attorneys, Kentucky, for Plain- plan agreed State Police of the tiff-Appellee. cooperate with them in ap- their effort to (Count 1); § 371 one recover violation of 18 U.S.C. Mominee and Taylor and
prehend
during and in
using
a firearm
count
property.
stolen
violence, in
a crime of
violation
relation to
initial contact of
days
Two
after
924(c) (Count 2);
one count
of 18 U.S.C.
begun cooperat-
Piper
after
had
Piper, and
a firearm with an obliterated
possessing
Taylor gave Piper
police,
with the
ing
number,
in violation of 18 U.S.C.
serial
(1)
Standard,
High
number of items:
924(a)(1)(B) (Count 3);
922(k),
§§
and one
pistol,
.22 caliber
King Model
Sport
unregistered
fire-
possessing
count of
(2)
removed;
a firearm
number
the serial
5861(d),
arm,
§§
in violation of 26 U.S.C.
(3)
number;
ap-
silencer, with no serial
(Count 4).
brand
70 rounds of Federal
proximately
*4
(4)
ammunition;
12,000-volt
a
.22 caliber
jury
against
A
a
verdict
guilty
returned
(5) a canister contain-
gun;
stun
electronic
The
Taylor
respect
with
to all counts.
capable of inca-
ing a chemical substance
court, however,
a new trial
granted
district
(6) a roll
temporarily;
pacitating
person
2—the Hobbs
respect
with
to counts
and
(8)
masks;
(7)
two
two face
tape;
of duct
on flawed
Act and
counts—based
(9) Kentucky
automobile
pairs
gloves;
instructions,
jury
imposed
and
a 70-month
(10) cutting pliers.
registration plate; and
remaining
two firearm
sentence on
all the
immediately turned
items
Piper
counts.
Further, a surveillance
police.
over to the
judgment
from his
Taylor appealed both
many
contains
videotape of this encounter
granting
of conviction and from
order
Taylor,
made
incriminating statements
appeal
him a
trial.
latter
was
new
The
presented Pip-
showing
knowingly
that he
appel
'court for lack of
dismissed
this
and the silencer. For
gun
er with the
jurisdiction.
respect
late
With
to the for
Piper to use the
example, Taylor advised
appeal,
panel
of this court affirmed
mer
large dog
near
gun and silencer to shoot
part,
but
the conviction on
vacated
barking.
Mattox’s home if it started
possession
Count
of a firearm with
later,
request of the
days
Two
at the
number,
on
again
obliterated serial
based
Police,
falsely ad-
Kentucky
Piper
State
instructions,
jury
and
flawed
remanded
completed the
Taylor
vised
that he had
proceedings.
further
See United States
Mominee trav-
burglary.
day
That same
95-6531,
Taylor, No.
was attached to the denied number knowing who removed the serial A. gun. from the course, argues and Mominee first that the district In due both trial granting A indictment court erred in him a new on superseding were indicted. conspira- counts 1 and when he had moved charged Taylor with one count of thrust of cy interfering acquittal, not a new trial. The to violate the Hobbs Act court was by robbery, argument in his is the district interstate commerce jurisdiction grant without a new trial that the district court had no discretion to elapsed too much time had since do so at all. argument, because Since this as we 33; merit, Taylor’s explained, conviction. See Fed.R.Crim.P. pro- have has no we will Koehler, States v. 869 ceed to assignment second of er- (6th Cir.1994). government responds ror. appellate jurisdiction
that this court lacks
B.
court’s decision
review
district
grant
request-
a new trial rather than the
trial,
During
jury
the first
pre-
acquittal, citing
ed
Northern v. United
specific
sented with certain
interrogatories
(6th Cir.1962).
States,
and
jury’s
Taylor argues
responses
that the
4 of
alleged
paragraph
person
named
acquittal”
amount to “constructive
on
Acts, in order to facilitate
count,
these Overt
because the acts the
person.
artifacts
the theft of said
proven
involving
were those
found not
joint
Taylor;
in,
conduct of Mominee
14, 1992, in
6. On or about October
words,
only other
was shown
RAY ALLEN
County, Kentucky,
Union
“conspiracy”
Piper,
formed a
have
per-
to the unnamed
TAYLOR delivered
agent,
and thus not
government
who was
4 of these
alleged
paragraph
son
Taylor can be convict-
someone with whom
Acts,
things, High
among other
Overt
Therefore,
having conspired.
ed of
Model,
Standard,
.22
Sport King
caliber
reasons,
pre-
either the doctrine of issue
number of which had
pistol, the serial
clusion,
estop-
called collateral
sometimes
obliterated;
silencer, ap-
a firearm
been
jeopardy
that of
should have
pel, or
double
(6”) in length
inches
proximately six
barred the second trial on Count
(1-1/4”)
inches
one-quarter
one and
number;
diameter, bearing
ap-
no serial
doctrine,
Neither
is of
(70)
proximately seventy
rounds
Fed-
Taylor.
aid to
The doctrine of issue
ammunition;
brand,
.22
eral
caliber
government from
preclusion forbids the
120,000
*6
gun;
stun
a canis-
volt electronic
relitigating
only
where an issue of
issue
ca-
containing a chemical substance
ter
fact, necessary
judgment,
ultimate
to the
tempo-
pable
incapacitating
person
of
was determined in the defendant’s favor
(2)
two
facial
rarily;
tape;
a roll of duct
judgment.
a valid final
See Ashe v.
(2)
masks;
a Ken-
pairs
gloves;
two
of
Swenson,
436, 443,
1189,
397 U.S.
90 S.Ct.
plate; and
tucky
registration
automobile
(1970).
was,
For the same For of this subsection as well. the term “crime of violence” double-jeopardy argument fails means felony offense that is a grant of a and— Retrial after the district court’s prohibition (A) new trial does not violate use, has as an element the at- jeopardy against jeopardy double because use, tempted or threatened use of only terminates when the defendant is ac physical against force the person or quitted guilty another, or when the verdict has been property of unsuccessfully appealed. See Richardson (B) nature, its involves a States, 317, 325, v. United 468 U.S. physical substantial risk that force (1984). Again, 82 L.Ed.2d against person property of an- neither situation adheres in case. may other be used the course of
committing the offense.
(West
Supp.1998).
18 U.S.C. 924
C.
matter,
an initial
Taylor
As
does
argues
next
that his conviction
dispute
that a
to violate the
using
during
a firearm
and in relation Hobbs Act is a “crime of
within
violence”
violence, in
to a crime of
violation of 18
924(c).
note,
of section
We
924(c),
in light
U.S.C.
must be reversed
independent
that our
review of
States,
v. United
516 U.S.
subject
plain
any
makes it
to us that
(1995).
116 S.Ct.
339
citizen,
robbery
private
burgla-
came to the conclu-
the
of a
or
The Phan court then
sion,
ry
of a
very
private
under facts
similar to those be-
residence.
does not
us,
argue
government produced
that the
properly
that the defendant could
insuf-
fore
the firearm at issue:
ficient evidence that his crime had an ef-
be said to have “used”
commerce;
“In the context of the inchoate crime of
fect on interstate
he raises
robbery,
only
conspiracy
legal challenge
scope
to commit
we find
to the
of the
Act,
conspira-
applied.
to a fellow
giving
of firearms
Hobbs
as
employment.”
constitutes active
Id.
tor
Lopez,
Supreme
Court struck
must first note a measure of dis- down the
Act
We
Gun-Free School Zones
agreement
922(q),
with the Phan court insofar as
18 U.S.C.
as violative of the
924(c)’s
Clause,
pro-
opined
applying
Congress
it
section
Commerce
because
had
conspira- placed
crime of
no interstate
hibitions to the inchoate
commerce element
unusually
Lopez,
It
not at all
the statute. Unlike the statute in
cy is
difficult.
is
Act
bring
activity
the Hobbs
involves
government
unusual for the
924(c)
repeatedly
which courts have
found
has
charge
predicate
when the
crime is
see,
substantial effect on interstate commerce.
drug-trafficking conspiracy,
e.g.,
See,
Stillo,
e.g.,
v.
Anderson,
United States
89 F.3d at
and for us to
(7th Cir.1995).
Also,
the Hobbs
drug
scope
consider the
when no
specific jurisdictional
Act contains a
re
successfully complet-
was ever
transaction
quirement;
applies
any
it
to “[w]hoever
point
But we take the Phan court’s
ed.
obstructs,
way
degree
delays, or
affects
case,
here,
as it means that in its
as
insofar
commerce or the movement of
article
conspiracy
long
was halted
before the
commodity
commerce.” 18 U.S.C.
committing
came close to
conspirators
1951(a). Further,
Supreme
Court
here,
out,
burglary.
points
And
as
has,
occasion, upheld
on more than one
only
ques-
his
connection to the firearm
constitutionality of the Hobbs Act. See Sti
coconspirator
tion—its transfer
to his
—(cid:127)
States,
212, 215,
rone v.
United
long
burglary
itself was
came
before
(1960);
S.Ct.
L.Ed.2d 252
contemplated.
even
Green,
415, 420, 76
States v.
circumstances,
Considering
we
these
(1956). And,
insig
D.
proceedings
matter
REMANDED for
is
opinion.
with this
otherwise
consistent
We
Finally, Taylor argues that his
reject
appeal.
on
arguments
his
Act conviction must be reversed in
Hobbs
in
light
Supreme
of the
Court’s decision
NELSON,
Judge,
DAVID A.
Circuit
549,
Lopez, 514
115
United States v.
U.S.
in
dissenting
part.
and
concurring
part
(1995).
1624,
S.Ct.
discussed
robbery
that would
spiracy
explains.
to commit
the latter decision
Notwith-
Act
is itself
“crime of
violate the Hobbs
standing that
“declined to limit ‘use’
Smith
”
meaning
of 18
within
U.S.C.
violence”
meaning
weapon,’
to the
of ‘use as
Phan,
924(c).
v.
121
§
United States
See
924(c)
§
interpretation
Smith’s
of
“none-
(4th Cir.1997),
cert. de
152-53
theless adhered to an active
of
—
-,
nied,
118 S.Ct.
U.S.
Bailey,
the term.”
It
is
(1998) (“A
conspir
Act
Hobbs
L.Ed.2d
Bailey’s
thus no accident that
illustrative
robbery
separate
...
is a
acy to commit
may
that
list of uses
constitute “active
providing
predi
its own
crime of violence
id.,
employment,”
“bartering.”
includes
924(c)(1)liability”). I disagree,
cate for
(“The active-employment understanding that
with the conclusion
under
certainly
brandishing,
‘use’
includes
dis-
States,
v.
516 U.S.
Bailey United
with,
playing, bartering, striking
and most
(1995),
no ra
133 L.Ed.2d
obviously, firing
attempting
or
fire
Tay
juror
tional
could find
defendant
firearm.”)
(Emphasis supplied.)
during and in relation
lor “used” a firearm
conspiracy
Act
to the Hobbs
when he
weapon
The
the case before us was
a firearm in the hands of the man
placed
bartered,
suppose,
of course—but
expected
robbery
who
to commit the
analysis,
it
purposes
had been.
object
conspiracy.
of the
that was
words,
Suppose, in
other
defendant
Taylor had delivered the firearm to the
majority’s
The
conclusion on this issue is
prospective
robber not for use
contrary
to the conclusion reached
robbery,
down-payment
but as a
for the
Circuit,
comparable
under
circum-
Fourth
robber’s services.
teaches that
stances,
persuaded
in Phan. I am not
delivery of the firearm under
cir-
these
Bailey,
inconsistent with
and I
Phan is
“certainly”
cumstances would
have been
924(c)
would affirm defendant
employment”
weapon
“active
of the
affirming
conviction as well as
his convic-
during and
relation to the Hobbs Act
conspiracy.
tion for
so,
robbery conspiracy.
being
I am
This
why
at a loss to
delivery
understand
I
weapon
of the
prospective
to the
robber
robbery
conviction must be af-
for use in the
itself would not
firmed,
Bailey,
under
if the record con-
employment
likewise be
active
of the
tains “evidence sufficient to show an active weapon during
relation to the con-
the firearm
employment of
the defen-
spiracy.
dant, a use that makes the firearm an
Delivery
purpose
payment
for the
operative
predicate
factor in relation to the
no
delivery
more “active” than
Bailey,
offense.”
made
is not limited to the defen-
delivery
delivery in payment for the
—a
brandishing
weapon
firing
dant’s
prospective robber’s services and a deliv-
attempting
to fire it
and in relation
ery
promote
accomplish-
successful
offense.
predicate
See Smith
object
ment
robbery
that is the
States,
113 S.Ct.
qualify
as “an ac-
(1993),
II
handguns
prospective
to a
robber for use
deci
appellate court
are two
There
robbery.
delivery,
This act of
the
in the
circuit—that
from this
sions—one
out,
in itself
pointed
Fourth Circuit
“was
The
conclusion.
me
this
strengthen
conspira-
an
act in furtherance of the
overt
Anderson, 89 F.3d
is United States
first
Phan,
In the case at Taylor’s de- thought have that defendant robber livery gun prospective generally reliable manifesta- “provide[d] intent to use the tion” of the defendant’s Act con- with the Hobbs gun connection underlying of- that constituted the spiracy so, interpre- If under Anderson’s fense. violated Bailey, the defendant tation of 924(c). decision, course, that of The second Fourth in Phan —a case Circuit
