United States v. Raphael Dwight HundleyUnited States v. Raphael Dwight Hundley
The United States appeals from an order of the District Court for the Eastern District of New York (Jack B. Weinstein, Judge) granting a motion by appellee Raphael Dwight Hundley under
Background
Hundley was indicted in 1986 on two counts of possession of a firearm by a convicted felon, in violation of 18 U.S.C. App. § 1202(a)(1) (1982), repealed and reenacted by Firearms Owners’ Protection Act, Pub.L. No. 99-308, §§ 102(6)(D), 104(b), 100 Stat. 452, 459 (1986) (codified at
Following argument by the parties, the District Judge expressed his view that the 1977 conviction had been obtained in violation of Hundley’s constitutional rights and “should be set aside for purposes of [the] enhancement statute.” Defense counsel urged the Judge to make that ruling prior to entry of a plea, contending that Hundley was entitled to know before he pled whether or not he was subject to a mandatory minimum sentence.
See
In light of the procedure outlined by Judge Weinstein, Hundley agreed to plead guilty to the gun possession and narcotics charges. In aсcordance with that procedure, Hundley was informed at the plea proceeding that the enhancement statute was applicable and that he was subject to a mandatory minimum term of fifteen years. Defense counsel unsuccessfully renewed his motion to have the District Court determine the validity of the 1977 conviction prior to the plea. Hundley then pled guilty. At the subsequent sentencing hearing, Judge Weinstein implemented the remaining steps of his procedure. After sentencing Hundley to the mandatory minimum fifteen-year prison term under the enhancement statute, he immediately granted a motion by the defendant under section 2255 to set aside the sentence on the ground that the 1977 conviction was invalid. The Court promptly resentenced Hundley without enhancement to two years on each of the two firearms counts and one year on the cocaine count, all sentences to run consecutively — an aggregate sentence of five years.
The Government appeals on the ground that the 1977 conviction was valid and the District Judge was therefore required to impose an enhanced sentence.
Discussion
We raised on our own motion the issue of whether the Government is authorized to appeal the District Court’s ruling under the circumstances of this case. We invited and have received the views of the parties on this issue.
Normally an appeal may be taken by the Government from a final ruling in proceedings under section 2255.
See
It is fundamental that “the United States has no right of appeal in a criminal сase absent explicit statutory authority.”
United States v. Scott,
We can find no explicit statutory authority for the Government to appeal an order imposing an unenhanced sentence on the ground that a predicate conviction was improperly excluded from consideration. The Armed Career Criminal Act does not authorize Government appeals from a district court’s determination that the Act is inapplicable. The statute differs in this regard from several other sentence enhancement statutes in which Congress has explicitly permitted the Government to appeal adverse rulings.
See
The Criminal Appeals Act,
We agree with those courts that have held that sentencing orders are not appealable by the Government under
We are mindful of the Suрreme Court’s seemingly broad construction of
The other statute upon which courts have relied in permitting Government appeals from sentencing orders is
[Cjertain orders relating to a criminal case may be found to possess sufficient independence from the main course of the prosecution to warrant treatment as plenary orders, and thus be appealable on the authority of28 U.S.C. § 1291 without regard to the limitations of18 U.S.C. § 3731 , just as in civil litigation orders of equivalent distinctness are ap-pealable on the same authority without regard to the limitations of28 U.S.C. § 1292 . [footnote citing Cohen]. The instances in criminal casеs are very few.... In such cases, as appropriate, the Government as well as the moving person has been permitted to appeal from an adverse decision.
Carroll v. United States, supra,
The cases conflict as to whether
We believe that the District Court’s decision in the present case not to apply the Armed Career Criminal Act is not one of the “very few” rulings sufficiently independent “from the main course of the prosecution” to warrant a Government appeal under
Our decision in
Busic
is distinguishable from the circumstances of this case. In
Busic
the Government’s cross-appeal was directed at a discrete element of the sentencing order, the early parole designation, and the Government did not challenge any other aspect of the defendant’s life sentence. Moreover, it was the early parole designation that this Court determined to be sufficiently independent and complete to allow a Government appeal under
The Government insists that whether or not there is express statutory authority, it must be granted a right to review in cases such as this in order to prevent district judges from ignoring congressionally mandated sentences. But there is no room for an argument that without explicit congressional approval the Government has a right to appeal in a criminal case out of some notion of necessity:
Congress clearly contemplated when it placed drastic limits upon the Govern-merit’s right of review in criminal cases that it would be completely unable to secure review of somе orders having a substantial effect on its ability to secure criminal convictions. This Court cannot and will not grant the Government a right of review which Congress has chosen to withhold.
Will v. United States,
Having determined that the Government would have had no right to appeal if the District Court had originally imposed an unenhanced sentence, we conclude that the mechanism of a staged collateral attack was an improper means of conferring appellate rights on the Government. As discussed above, where the Government has no right to appeal, an appeal may not be artificially engineered by the label a district court gives its order,
see United States v. Sisson, supra,
Appeal dismissed.
Notes
. The Government contends that defense counsel "expressly acknowledged" the Government’s right to appeal from the District Court’s decision invalidating the 1977 conviction. The record shows, however, that defense counsel twice objected to the District Court’s attempt to confer appellate rights on the Government, аrguing that Hundley had the right to have the validity of the 1977 conviction finally determined before he pled guilty and was sentenced. Though defense counsel ultimately acquiesced in the collateral attack procedure after the District Court refused to rule on the 1977 conviction before plea and sentencing, defense counsel never expressly acknowledged the Government’s right to appeal. In any event, appellate jurisdiction cannot be conferred by the consent of the parties.
. Both of these provisions have been repealed with respect to crimes committed after November 1, 1987. See Sentencing Reform Act of 1984, Pub.L. No. 98-473, §§ 212(a)(2), 219(a), 235(a)(1), 98 Stat. 1987, 2027, 2031 (1984), amended by Sentencing Reform Amendments Act of 1985, Pub.L. No. 99-217, § 4, 99 Stat. 1728 (1985), and Sentencing Act of 1987, Pub.L. No. 100-182, § 2(a), 101 Stat. 1266 (1987).
.
In a criminal case an appeal by the United States shall lie to a court of appeals from a decision, judgment, or order of a district court dismissing an indictment or information or granting a new trial after verdict or judgment, as to any one or more counts, except that no appeal shall lie where the double jeopardy clause of the United States Constitution prohibits further prosecution.
An appeal by the United States shall lie to a court of appeals from a decision or order of a district court suppressing or excluding evidence or requiring the return of seized property in a criminal proceeding, not made after the defendant has been put in jeopardy and before the verdict or finding on an indictment or information, if the United States attorney certifies to the district court that the aрpeal is not taken for purpose of delay and that the evidence is a substantial proof of a fact material in the proceeding.
An appeal by the United States shall lie to a court of appeals from a decision or order, entered by a district court of the United States, granting the release of a person charged with or convicted of an offense, or denying a motion for revocation of, or modification of the conditions of, a decision or order granting release.
. The 1984 revision applies to crimes committed after November 1, 1987. See Pub.L. No. 98-473, § 235(a)(1), 98 Stat. 2031 (1984), amended by Sentencing Reform Amendments Act of 1985, Pub.L. No. 99-217, § 4, 99 Stat. 1728 (1985), and Sentencing Act of 1987, Pub.L. No. 100-182, § 2(a), 101 Stat. 1266 (1987).
. Since
Carroll,
the Supreme Court has relied on the criminal collateral order doctrine in
Abney v. United States,
. We also had occasion to consider
Carroll's
application to a sentencing appeal in
United States v. Donovan,
. We do not mean to suggest that a district judge is prohibited from making rulings that have the effect of conferring appellate rights on the Government where the district judge is specifically authorized to do so. For example, if a defendant movеs at the close of the Government's case for a judgment of acquittal on the ground that the evidence is insufficient, the district judge is authorized by