Lead Opinion
On February 11, 1992, defendant-appellee Ralph Scopo, Jr., was indicated for the possession of a firearm with the manufacturer’s serial number removed, obliterated or altered and which had been shipped and transported in interstate commerce, in violation of 18 U.S.C. § 922(k) (1988 & Supp. IV 1992), based upon his possession of a fully loaded .38-caliber pistol in the backseat of his car discovered in a January 17, 1992 search of the car incident to a traffic stop. On July 2, 1992, a suppression hearing was held in the United States District Court for the Eastern District of New York (I. Leo Glasser, J.) to determine the admissibility of the firearm seized from Seopo’s car, and statements made to the police following his arrest. In an order dated February 19, 1993, the district court granted appellee’s motion to suppress the firearm and the statements. The court found that: (1) the stop of Scopo’s car, through the pretext of a minor traffic violation, was unjustified because there was no reasonable suspicion that he was engaging in criminal activity; (2) Scopo’s arrest was a
BACKGROUND
This case involves an investigation into the criminal activities of the Colombo Family of La Cosa Nostra by a joint task force known as the Colombo Family Strike Force (“CFSF”), which was comprised of Federal Bureau of Investigation Agents (“FBI”) and New York City Police Detectives. Scopo was indicted for the possession of a firearm with the manufacturer’s serial number removed, obliterated or altered and transported in interstate commerce, in violation of 18 U.S.C. § 922(k), on February 11, 1992.
The facts produced at Scopo’s suppression hearing revealed the following: Since November, 1991, the Colombo Family has been engaged in an internal shooting war which has resulted in several fatalities. The internal war was between those loyal to the jailed head of the Colombo Family, Carmine Pérsi-co, and those loyal to Victor Orena, the acting head of the Colombo Family. The two factions divided into “hit teams,” which trav-elled in “caravans” of two to four vehicles to carry out both offensive and defensive activities related to the internal feud. See United States v. Orena,
It shall be unlawful for any person knowingly to transport, ship, or receive, in interstate or foreign commerce, any firearm which has had the importer's or manufacturer’s serial number removed, obliterated, or altered or to possess or receive any firearm which has had the importer's or manufacturer's serial number removed, obliterated, or altered and has, at any time, been shipped or transported in interstate or foreign commerce.
On the evening of January 17, 1992, while conducting surveillance of a place where members of the “Orena” faction of the Colombo Family were known to meet — the Mill Basin Social Club, located in Brooklyn, N.Y. — Detectives Higgins and Gozun observed two unoccupied cars parked in front of the club — a dark purple 1992 Cadillac (the “Cadillac”) and a 1987 Chevrolet Blazer (the “Blazer”). Shortly thereafter, the police observed a group of men leave the club, including Scopo and his brother, Joseph Scopo, Salvatore Micciotta, and Anthony Mesi. Sco-po, Joseph Scopo, and Micciotta were known to the CFSF as members of the Colombo Family.
Thereafter the Cadillac, occupied by Sco-po, and the Blazer, occupied by Mesi, proceeded to Micciotta’s home, located on East 73rd Street in Brooklyn, where they “double-parked on the wrong side of the street, facing the wrong direction.” The police observed Mesi leave Micciotta’s home with what appeared to be a filled rifle carrying case, and re-enter the Blazer. The Cadillac and the Blazer then proceeded along Flat-lands Avenue in Brooklyn, followed by four or five unmarked police cars in which there were altogether nine plainclothes detectives.
The testimony elicited from the witnesses at Scopo’s July 2, 1992 suppression hearing revealed that Scopo’s arrest was not based upon any information from informants, covert surveillance, wiretapping, or any specific knowledge or information indicating that Scopo was about to engage in criminal activity. In addition, Detective Higgins testified that a typical police duty, in this type of surveillance, was to “issue traffic summonses.”
On April 22, 1992, Scopo moved to suppress both the physical evidence and his statements to the police. In a memorandum and order dated February 19, 1993, the district court granted Seopo’s motion, suppressing both the firearm and statements he made in the police precinct. The court found in particular that: (1) the stop of Seopo’s car, under the pretext of a minor traffic violation, was not justified under Terry v. Ohio,
DISCUSSION
The Government, upon appeal, asks this Court to rule on an issue we have hitherto not directly addressed: whether an arrest based upon an observed traffic violation, where the “defendant was also suspected of participating in other criminal activity,” violates the fourth amendment because it is based on pretext. The Government argues that the district court erred in granting Sco-po’s motion because: (1) Scopo’s traffic viola
“[A]n ordinary traffic stop constitutes a limited seizure within the meaning of the Fourth and Fourteenth Amendments.”
Here, Scopo’s stop was based upon a specific and articulable fact: the observed traffic violation. Although Scopo’s traffic violation, failure to signal while changing lanes as required by N.Y.Veh, & Traf.Law § 1163(d), was minor, the officers acted within their authority in stopping Scopo for violation of the state law. See N.Y.Veh. & Traf. Law § 155 (McKinney 1986 & Supp.1994) (“For purposes of arrest without a warrant, pursuant to article one hundred forty of the criminal procedure law, a traffic infraction shall be deemed an offense.”); N.Y.Crim. Proe.Law § 140.10(l)(a) (McKinney 1992) (an officer may arrest a person for “[a]ny offense when [the officer] has reasonable cause to believe that such person has committed such offense in [the officer’s] presence”); People v. Cortes,
The district court also found that the officers acted unreasonably by blocking Seopo’s car and approaching him with guns drawn. The district court relied primarily upon Berkemer v. McCarty,
Probable cause arises when the police reasonably believe that “an offense has been or is being committed.” United States v. Cruz,
It follows that, once the police had probable cause to stop and arrest Scopo, they were entitled to search both him and his “grab space” in the car, especially since one officer had observed him throw an object down in the car. See New York v. Belton,
In general, law enforcement officials, pursuant to the fourth amendment, must obtain a search warrant in order to seize an individual’s property. United States v. Jenkins,
The district court concluded that Scopo’s traffic violation was merely a pretext to search his car for weapons. Scopo,
We believe that the “usual police practices” approach is not a wholly objective test, because it requires a reviewing court to look into the motivations and hopes of an arresting officer. The Supreme Court has consistently held that an objective test should be applied to issues surrounding the constitutionality of searches and seizures under the fourth amendment. Terry,
The Supreme Court has, in fact, stressed that analysis of fourth amendment issues involves “ ‘an objective assessment of the officer’s actions in light of the facts and circumstances confronting him at the time’ and not on the officer’s actual state of mind at the time the challenged action was taken.” Maryland v. Macon,
The Government urges this Court to adopt a more wholly objective “authorization” test, stating that this approach is more in keeping with current Supreme Court fourth amendment authority. Under this test, “so long as the police are doing no more than they are legally permitted and objectively authorized to do, an arrest is constitutional.” United States v. Trigg,
The “authorization” approach has also been adopted by the Fourth and Sixth Circuits. In United States v. Hassan El, the defendant was stopped for failing to stop at an intersection, and then arrested for possession of a firearm, by members of the “Operation Flex Unit” — a unit created to investigate primarily narcotics and firearm offenses.
We focus not on whether a reasonable officer “would” have stopped the suspect ..., or whether any officer “could” have stopped the suspect ..., but on whether this particular officer in fact had probable cause to believe that a traffic offense had. occurred, regardless of whether this was the only basis, or merely one basis for the stop. The stop is reasonable if there was probable cause, and it is irrelevant what else the officer knew or suspected about the traffic violator at the time of the stop. It is also irrelevant whether the stop in question is sufficiently ordinary or routine according to the general practice of the police department or the particular officer making the stop.
Id. at 391. We believe that the “authorization” test of the circuits cited herein “will better achieve the objective assessment of the officer’s actions required by the Supreme Court.” Id. We, too, hold that where the arresting officer had probable cause to believe that a traffic violation occurred or was occurring in the officer’s presence, and was authorized by state or municipal law to effect a custodial arrest for the particular offense, the resulting arrest will not violate the fourth amendment.
We believe that adopting the “authorization” approach will, as noted by the majority opinion of the Sixth Circuit in Ferguson, best ensure that the validity of traffic stops and arrests “is not subject to the vagaries of police departments’ policies and procedures,” while at the same time preventing insulation of persons involved in criminal activities from “criminal liability for those activities simply because a judge determines that the police officer who executed the traffic stop ... would not have stopped them for the traffic offense that they in fact committed.” Id. at 392. This approach also allows law enforcement officials the freedom to enforce violations ■ of the law — even minor ones — when they actually view violations, and, finally, it ensures “that the courts leave to the legislatures the job of determining what traffic laws police officers are authorized to enforce and when they are authorized to enforce them.” Id.
The “authorization” approach is also in keeping with this Court’s pretextual arrest doctrine. For example, in United States v. Nersesian,
The district court relied on our opinion in United States v. Caming,
Scopo claims that the “authorization” approach will fail to prevent arbitrary police actions because it “insulates, and even encourages, police arbitrariness.” We disagree with this contention, for, whether applying either the “authorization” test or the “usual police practices” test to fourth amendment search and seizure issues, a reviewing court must always “consider the reasonableness of the officers’ conduct in light of the circumstances following the initial stop.” Hasson El,
Finally, Scopo argues that police actions should be evaluated under New York State law, rather than federal law, where, as here, the propriety of a search is wholly dependent upon the lawfulness of an arrest. See Ker v. California,
CONCLUSION
We have considered all of Scopo?s contentions, and find them to be without merit. For the foregoing reasons, we reverse the order of the district court, and remand for further proceedings consistent with this opinion.
Notes
. 18 U.S.C. § 922(k) provides as follows:
. Testimony at the suppression hearing revealed that Scopo, Joseph Scopo, and Micciotta were part of the "Orena” faction in the Colombo Family internal war. Joseph Scopo was an “under-boss” in the Colombo Family, and Micciotta, a "capo,” or captain.
. The object was later identified as a portable telephone.
. Mesi was not prosecuted for possession of the hunting rifle.
. The fourth amendment to the United States Constitution protects "[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures."
Concurrence Opinion
concurring:
The Court today rules that a police officer may make an arrest for a traffic violation as long as the officer has objectively reasonable probable cause to believe the violation has occurred, even though the officer may have decided to make the arrest because of a desire to search the vehicle of a suspected criminal. I concur in Judge Pierce’s careful opinion for the Court, upholding this result because I agree that it is required by current Fourth Amendment jurisprudence, but I write separately to point out both the risk that such an approach entails and the limits of the doctrine.
What is at issue is a so-called “pretext” arrest: an officer has probable cause to make an arrest because the officer has observed a violation, albeit a minor one for which the officer probably would not have made an arrest had there not existed some motivation beyond the observed offense. In this case, the motivation is that the suspect is believed to- be associated with an organized crime family, and an arrest, which will normally justify a search, might yield evidence of a more serious crime, as occurred in this case when the arresting officer found a gun in Seopo’s car. The risk inherent in such a
In upholding Scopo’s arrest, we should not be understood to be giving police officers carte blanche to skew their law enforcement activity against any group that displeases them. Though the Fourth Amendment permits a pretext arrest, if otherwise supported by probable cause, the Equal Protection Clause still imposes restraint on impermissi-bly class-based discriminations. “[I]f [the law] is applied and administered by public authority with an evil eye and an unequal hand, so as practically to make unjust and illegal discriminations between persons in similar circumstances, material to their rights, the denial of equal justice is still within the prohibition of the Constitution.” Yick Wo v. Hopkins,
The appellee makes a strong point in warning that permitting pretext arrests runs the risk that some discrimination may occur and may escape detection. I agree that such a risk is not fanciful, but I am satisfied that the Fourth Amendment does not prohibit a pretext arrest and that the Equal Protection Clause has sufficient vitality to curb most of the abuses that the appellee apprehends. Police officers who misuse the authority we approve today may expect to be defendants in civil suits seeking substantial damages for discriminatory enforcement of the law.
. See United. States v. Rusher,
