United States v. RakesUnited States v. Rakes
Joe Rakes challenges his conviction and resulting sentence arising from an alleged conspiracy to impede the investigation and prosecution of a white supremacy group, the Soldiers of Aryan Culture. Specifically, he argues that (1) the evidence presented at trial was insufficient to establish a conspiracy between him and another participant in the alleged scheme; (2) the district court improperly rejected his plea agreement based on an undisclosed victim impact letter; and (3) the district court applied the wrong provision of the United States Sentencing Guidelines (“Guidelines”) in calculating his sentence. While none of these arguments is without force, we ultimately conclude that none merits reversal under our governing standards of review.
I
A
In March 2004, an Assistant United States Attorney for the District of Utah in Salt Lake City received a threatening letter stating, “You stupid bitch! It is because of you that my brothers are in jail for the Rico. I know you live on the [street name redacted]. We will get you. til the casket drops.” The letter apparently referred to an ongoing racketeering prosecution under the Racketeer Influenced and Corrupt Organization Act (“RICO”) that the victim prosecutor was pursuing against members of the Soldiers of Aryan Culture. As a result of the letter, the prosecutor moved out of her home for a month, was assigned a United States Marshals detail to protect her for a time, and was eventually removed from the prosecution in question.
The Federal Bureau of Investigation’s subsequent investigation of the letter led to a woman named April Dowding, a friend of two of the RICO defendants who was known to refer to them as her brothers. Ms. Dowding identified Mr. Rakes as being involved in writing or mailing the threatening letter, as did other witnesses, including Laura Scott and Doug Errett.
The government indicted Mr. Rakes in March 2005 in the District of Utah on two counts: mailing a threatening communication,
Prior to sentencing, the district court received a victim impact letter,
see
the very real victim impact presented by this case. This is a serious matter. The impact on a respected Assistant U.S. Attorney in her role as an Assistant U.S. Attorney is very real. Furthermore, the impact on her as an individual, on her family is very real. And the Court is concerned about the message that might be sent if this matter is not properly punished.
R. Ill at 10-11. With the plea agreement’s recommended sentence rejected, the district court advised Mr. Rakes of his right to withdraw his guilty plea and proceed to trial,
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B
At trial, Ms. Dowding, the government’s primary witness, testified that the threatening letter was created in Mr. Rakes’s apartment but otherwise offered contradictory factual scenarios concerning its genesis, stating variously that (1) Mr. Rakes threatened her into writing the letter; (2) she could have been threatened by someone else or the voices in her head; and (3) she wrote the letter willingly, with the help of Mr. Rakes or at his suggestion, because she was upset about the treatment of her “brothers” in the white supremacy group who were charged in the RICO case and were in jail.
Laura Scott was similarly equivocal in recalling her own involvement with the letter. She did testify, however, that she was a friend of Mr. Rakes and, at his direction and borrowing his car, went to the library to look up the address of the victim prosecutor. Ms. Scott brought the information back to Mr. Rakes at his apartment, where she saw Ms. Dowding was writing and had paper and envelopes.
Doug Errett testified that he was also a friend of Mr. Rakes, having known him in prison where they were both members of the Fourth Reich, a white supremacist prison gang. Mr. Errett stated that in February 2004 he was at Mr. Rakes’s residence with Mr. Rakes and Ms. Dowding, where he saw the letter in question. At that time Mr. Rakes told him he and Ms. Dowding had written the letter to the prosecutor on the Soldiers of Aryan Culture case.
At the close of the government’s case, Mr. Rakes moved for acquittal on both counts,
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In preparing its presentence report, the probation office encountered a different sort of complication. Because Mr. Rakes’s offense, conspiracy to impede or injure an officer,
II
On appeal, Mr. Rakes first contends that the government presented insufficient evidence at trial on an essential element of his crime — namely, the existence of an agreement between him and another person to prevent the victim from discharging her duties by the use of force, violence, or intimidation. In assessing such sufficiency challenges, we review the evidence presented
de novo,
asking whether, viewing it in the light most favorable to the government, as the prevailing party, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. In so doing, we do not weigh conflicting evidence or credibility, but ask only whether the government’s evidence, credited as true, would establish the elements of the crime.
United States v. Delgado-Uribe,
Mr. Rakes argues that Ms. Dowding could not have been a willing coconspirator with him because she was threatened into writing the letter.
See United States v. Williamson,
Viewing the case in this light, we begin by readily acknowledging that Ms. Dowd-ing presented alternative and conflicting testimony about the nature of her involvement in the alleged conspiracy, including statements suggesting she was coerced by Mr. Rakes, by voices in her head, or perhaps by someone else. But one of the accounts she offered did involve an admission of her knowing and voluntary participation in a scheme with Mr. Rakes. In our judicial system, the jury, as factfinder, was charged with the task of sifting the wheat from the chaff, discerning which (if any) of Ms. Dowding’s accounts merited belief.
See Young v. Sirmons,
Though the question whether Ms. Dowd-ing was worthy of belief in any of her accounts is not one that can be reflexively dismissed, neither can we say that no rational jury could have credited her testimony that she wrote the letter willingly, with the help of, or at the suggestion of, Mr. Rakes. It seems to us that the jury could have reasonably concluded that this particular version of events was more believable than Ms. Dowding’s alternative explanations, and that her alternative explanations were calculated to minimize her own culpability and rationalize her willing involvement with Mr. Rakes. Bolstering the plausibility of such a conclusion is the fact that Ms. Dowding was not the sole source of evidence about the agreement between herself and Mr. Rakes. Mr. Er-rett, who read the threatening letter at Mr. Rakes’s apartment, testified that Mr. Rakes told him that he and Ms. Dowding had written the letter. Ms. Scott likewise testified that, after she looked up the address of the victim at the library, she brought it back to Mr. Rakes at his apartment, where Ms. Dowding, under no apparent duress, was writing and had paper and envelopes. To the extent that the jury believed either or both of these witnesses, their testimony tended to corroborate, and thus help make rationally plausible, Ms. Dowding’s version of the events in which she and Mr. Rakes knowingly and voluntarily conspired.
While this case surely required the jury to pick and choose among competing versions of events, with at least three witnesses testifying that Ms. Dowding and Mr. Rakes worked together on the threat letter we cannot say, as we must for Mr. Rakes to prevail, that no rational trier of fact could have found beyond a reasonable doubt that Ms. Dowding and Mr. Rakes entered into an agreement aimed at preventing the victim prosecutor from performing her job by means of force, violence, or intimidation.
Ill
Mr. Rakes next contends that the district court committed reversible error by failing to disclose the victim impact letter during the course of its hearing on the parties’ plea agreement.
2
In aid of his argument, Mr. Rakes rests primarily on
We agree with Mr. Rakes and the government that it would have been better for the district court to have provided the parties with copies of the victim impact letter prior to its disposition of the plea agreement. Doing so would have made more transparent the district court’s concerns about whether the plea agreement’s proposed sentence adequately accounted
Beyond
The parties, however, have directed us to no authority on this issue and, at the end of the day, we believe this case is properly resolved without reaching it.
After Mr. Rakes became aware of the victim impact letter, he asked the district court to reconsider its decision to reject the parties’ plea agreement, arguing that the court’s decision had improperly relied on undisclosed information. The district court denied reconsideration, citing, among other grounds, the fact that it “would have rejected the plea agreement regardless of the letter for the reasons set forth plainly on the record.” Sealed Mem. Decision and Order, at 5. Those reasons included the district court’s assessment that the Guidelines advisory sentence for the crime to which Mr. Rakes agreed to plead guilty was at least double that of the parties’ agreed sentence and neither party had offered a persuasive reason for such a disparity under the facts and circumstances of this case. Before us on appeal, Mr. Rakes likewise offers us no reason to doubt the district court’s assessment, making no attempt to show why such a disparity would have been warranted. Neither does he identify, nor did he state in his motion to reconsider, what information in the victim’s letter was incorrect or what arguments addressing it he would have made to the district court. Without being given some reason to think that a sentencing court would have reached a different outcome in the disposition of the plea agreement had the letter been disclosed, we are compelled to conclude that, even taking the district court’s failure to disclose the letter to be error, it was harmless error.
TV
After trial, the district court sentenced Mr. Rakes on the sole surviving charge,
In approaching this dispute, we note at the outset that it is common ground between the parties that the Sentencing Guidelines Manual does not specify a sentencing range for Mr. Rakes’s offense, and so the district court was obliged to “apply the most analogous offense guideline [or,][i]f there is not a sufficiently analogous guideline, [to sentence the defendant according to] the provisions of
On the first question posed by our test, we discern no material disagreement between the parties. We generally compare the elements of the defendant’s crime to the elements of federal offenses already covered by specific Guidelines sections to ascertain which plausible analogies exist for sentencing.
Id.
at 1270. Here, the parties seem to agree that two candidates emerge from this process — Sections 2A6.1 and 2A2.4. The offense of which the jury convicted Mr. Rakes requires (1) two or more persons to conspire (2) to prevent any person from discharging the duties of their office under the United States (3) by force, intimidation, or threat.
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B
Which of these two provisions, 2A6.1 or 2A2.4, is most analogous and thus properly employed in this case is where the dispute begins. The government argues, and the district court agreed, that 2A6.1 is the most analogous provision. Mr. Rakes disagrees, submitting that 2A2.4 is the apter section. The dispute is hardly inconsequential: under 2A6.1, with the appropriate adjustments for Mr. Rakes’s criminal history and offense characteristics, his advisory Guidelines sentencing range is 63 to 78 months; under 2A2.4 with similar adjustments, his sentencing range is only 37 to 46 months.
In approaching the resolution of this dispute, we pause to acknowledge an antecedent complication. Our sister circuits have adopted competing approaches to the question of what information a court should look at when deciding which Guidelines section is the most analogous.
See Nichols,
Looking solely to the face of Count II of the indictment, it charged Mr. Rakes with a conspiracy to threaten and intimidate a federal prosecutor; alleged that he conspired to write a letter with threatening language, listing the street on which the victim lived; and contended that he or a co-conspirator sent the letter to the victim through the mail. Guideline 2A6.1 appears most analogous to the offense conduct charged in Count II because, as the
An examination of all the circumstances of the case confirms rather than alters this conclusion. The case actually proven at trial against Mr. Bakes centered around the threatening letter — focusing on his involvement in writing the letter, addressing it, and conveying its threat to the victim prosecutor. Although the evidence showed that Mr. Rakes sought to impede the prosecution of members of the Soldiers of Aryan Culture, it also demonstrated that he intended to accomplish this goal by means (at least in the first instance) of a premeditated and comparatively complex scheme of intimidation rather than by an act of simple assault.
C
Mr. Rakes objects that, like
Mr. Rakes next argues that guideline 2A2.4 is most analogous because its title, “Obstructing or impeding officers,” employs an almost identical formulation as the title language of
Looking beyond titles, Mr. Rakes suggests that guideline 2A2.4 is the most analogous because one of the statutes (though only one of the at least 30 statutes) covered by the guideline,
Although we concede that the offense conduct in
Finally, Mr. Rakes contends that it was improper for the district court to sentence him under guideline 2A6.1, threatening or harassing communications, when the court granted him an acquittal on mailing a threatening communication,
The district court’s judgment is Affirmed.
Notes
. Mr. Rakes was not prosecuted for the offense that was the subject of his rejected plea agreement, misprision of a felony. Misprision of a felony is a lesser offense than conspiracy to impede or injure an officer, hence its more modest recommended sentencing range of 18 to 24 months imprisonment.
. The government requested that its supplemental record, including the victim impact letter, the threat letter and envelope, and the first presentence report, be sealed&emdash;a motion that we provisionally granted on May 7, 2007, pending this panel’s final decision. Today, we confirm our prior ruling and grant the government’s (unopposed) motion.
.
See also
3 Charles Alan Wright, King & Klein,
Federal Practice & Procedure
§ 524 (3d ed.) (reporting that