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United States v. Rafael Cruz-Escoto
476 F.3d 1081
9th Cir.
2007
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*3 JR.,* SILER, A. E. Before EUGENE TASHIMA, CARLOS T. WALLACE BEA, Judges. Circuit * cuit, Siler, Jr., designation. sitting by Eugene Senior E. The Honorable Cir- Judge the Sixth Circuit United States

SILER, Judge. Circuit uniformed in a marked car who con- ducts twenty-four hour surveillance of Rafael appeals his area, which large illuminated conviction and for being deport- sentence lights.2 ed alien found in the United States without permission, in violation of 8 U.S.C. During midnight shift, Agent Viau (1) presents He arguments six on appeal: saw running northbound in the evidence was insufficient to support Fence, Channel front of the Ballard (2) verdict; the district court improp- approximately yards 100-150 inside the (3) erly jury; instructed the the district United Agent States. Viau drove his Jeep court violated his Fifth and Sixth Amend- and, into the Channel after a scuffle, brief ment rights by excluding testimony *4 arrested Cruz-Escoto. Cruz-Escoto ad- (4) witness; an impeachment the introduc- Agent mitted to Viau that he was a citizen tion of evidence that he illegally twice en- of Mexico and did not proper have docu- tered the United States violated Federal permit mentation to him to enter the Unit- 401, 403, (5) Rules of 404(b); Evidence and ed States. He was subsequently indicted violated Batson v. Ken- for being a deported alien found in the tucky, 79, 476 1712, U.S. 106 S.Ct. 90 States, United in violation of 8 U.S.C. (6) (1986); L.Ed.2d 69 and the district § 1326. court impermissibly increased his sentence trial, At statutory Agent

above the maximum. Viau AF- testified that he We did FIRM. not see Cruz-Escoto cross the border and say could not how or where Cruz-Escoto

I. BACKGROUND entered United govern- States. The 2004, In Border Agent Patrol Jason also introduced evidence that Cruz- Viau conducted surveillance of an area Escoto had twice been removed from the along the Mexico-United States border United States and that he ap- had never known as the Channel, “Channel.” The plied permission for to re-enter. Cruz- in just located Tijuana, California north of Escoto was convicted of violating § 1326. is a cement river bed that runs north from At sentencing Cruz-Escoto’s hearing, States, Mexico into the United where it the district court increased sentence eventually empties into the Pacific Ocean. two-year above the statutory maximum to There are no fences where the Channel eighty-four months because it found that States;1 enters into the however, United he previously had deported been following yellow painted line on the bottom of the a felony conviction. Channel marks the international border. The Border permanent Patrol has a post II. STANDARD OF REVIEW located at this vulnerable section of the Channel. permanent This post not a Claims of is insufficient evidence are re- designated port entry, consists a viewed de novo. Duran, United States v. 1. While there are point no fences at the where 2. The permanent station at post the Channel enters into the United guards only Channel, gap the fence in the there are along two fences located areas other but also other fenced areas the Channel. of the southern parallel bank. fences run These areas are point an attractive entry other, to each separated by only twenty to for undocumented aliens though because even thirty yards. The first fence is made of steel fenced, they they are are as not well-lit as the approximately eight and is feet tall. The sec- gap in the Channel. fence, ond fence is a cement known fence,” nearly "Ballard fifteen feet tall.

1085 Ruiz-Lo- v. Cir.1999). States him.” United (9th hended 1071, 1078 F.3d 189 Cir.2000). (9th 445, 448 cov- F.3d adequately pez, 234 jury instructions Whether es- to de on the is reviewed “The burden the defense theory of er 232 Fejes, United v. States lack of official restraint.” United as well. tablish novo Cir.2000). (9th 1083, Whether Bello-Bahena, 411 F.3d F.3d v. States scope within Cir.2005). falls (9th particular de also reviewed of evidence a rule re under ‘official alien is “An Smith, F.3d v. States novo. United with if, crossing the border straint’ after Cir.2002). court’s (9th A district 758, 768 authorization, ‘deprived [his] he is out evidence is admit exclude decision large going liberty prevented Unit- of discretion. an abuse reviewed ” Gonzalez-Tor States.’ within Castillo, F.3d ed States (alteration in res, original) at 598 find- Cir.1999). court’s (9th The district v. Pacheco-Medi (quoting United discrimination purposeful ings regarding Cir.2000)). na, entitled findings of facts are jury selection concept of official restraint Because set aside will be deference great not be broadly, alien need interpreted clearly erroneous. if Cir.1989). to be custody of authorities Power, physical *5 violates Ruiz-Lopez, 234 sentence officially that a defendant’s restrained. See Claims 466, 120 Jersey, 530 U.S. may v. New restraint take Apprendi “[T]he F.3d at 448. (2000), are 2348, 435 147 L.Ed.2d surveillance, to S.Ct. unbeknownst form Smith, at 771. 282 F.3d de novo. reviewed (alteration original) (quot alien....” Id. 1164). Pacheco-Medina, at F.3d 212 ing III. DISCUSSION crosses an alien Whether Evidence of the Sufficiency A. entry or point designated at a argument first Cruz-Eseoto’s the consideration weighs on elsewhere also to find insufficient the evidence was who crosses alien “An official restraint. Specifical violating 1326. guilty him designated location at a the border from never free he was argues that ly, he designat manner directly in the proceeds appre he was restraint because official sta the border by the ed per Agent Viau’s passed he before hended to the himself presents he then where tion post. manent in’ the been ‘found [yet] not has authorities 1326, the §of Zava prove To violation v. States United States.... United deported (9th that a must 1116, show Cir. prosecution 1121 la-Mendez, 411 F.3d enter, or was entered, attempted fences, alien ca raft 2005). climb Aliens who official in, without States found United bor across the nals, sneak[ ] “or otherwise 8 See government. of the permission manner,” at id. illegitimate in some der alone is presence Physical § 1326. U.S.C. only if restraint official are under being a conviction to sustain insufficient ob governmental constant they are under See, e.g., in” the United States. “found foot [they] set the moment “from servation Gonzalez-Torres, 309 States United [their] moment country until the in this (9th Cir.2002); States United 594, 598 F.3d v. Castellanos- States arrest.” United Pacheco-Medina, 1163- Cir.2001). Garcia, F.3d Cir.2000). must latter to this applies rule Another “entered that the individual prove also govern evade those who aliens: class of at official restraint free from crossing the bor while observation appre- discovered officials the time der are deemed to be free from official straint. Agent testimony Viau’s that he restraint, regardless of they the distance never saw Cruz-Escoto cross the border is entry travel between and arrest. See Bel significant, dispositive, not but in our in lo-Bahena, (no F.3d at 1087-88 official quiry. our “surreptitious entry” Under restraint when defendant first observed precedent, only his arrest yards 100-150 border); he crossed Castellanos- after Garcia, from the border is of no consequence since (no F.3d 774-75 the distance traveled once inside the Unit though even captured defendant ed States is not the ultimate consideration. yards beyond border because See, Bello-Bahena, e.g., 1087; 411 F.3d at Border Patrol did not see defendant Vela-Robles, United States v. border). cross the The rule of these cases (9th Cir.2005); Castellanos-Gar is that the distance traveled entry between cia, 270 Rather, whether apprehension determinative; Cruz-Escoto could exercise his free will rather, the focus is on whether the alien is once inside the United States is the focus able to his free exercise will once he has analysis. of our entered country. this A complicating fact this case is that Cruz-Escoto contends that he was never geography might Channel pre- free from official restraint because al- vent someone though border, he crossed the he never exercising his own free will inside the past made it permanent post. He until passes he perma- argues that permanent this post is analo- post. However, nent we need consider gous to a designated point of entry be- here, that situation because there was no cause “unless person in get- succeeds did, fact, ting past post, person has not *6 cross the border immediately preceding successfully freely the entered United his arrest. Because he testify, did not the Therefore, reasons, States.” he this case jury might well have determined that port falls between entry the of cases and Cruz-Escoto already was in this country the other “sneaky entry” cases. ability had the to exercise his free will Despite his attempt to portray this case inside the United States. We are simply falling port between a entry of case and say unable to that there was insufficient surreptitious entry case, have we never evidence for a jury rational to conclude established a ground. middle In Zavala- that Cruz-Escoto was free from official Mendez, we specifically only noted two restraint. lines of authority for “found in” cases: the first present where aliens themselves at B. Adequacy of the Jury Instructions designated points entry, and the second Cruz-Escoto’s next argument is that the where aliens enter surreptitiously. Zava (1) district court erred when: it failed to la-Mendez, Here, 411 F.3d at 1118. anal give his jury proposed instruction with re- ysis under designated point the entry spect restraint; (2) to official it in- cases is inappropriate because Cruz-Esco- structed jury the based on erroneous to neither entered at a designated point of reading of the law. entry proceeded nor in a designat manner by ed the government. United States “A defendant is entitled to have

Although judge geography jury instruct the theory involved in on his presents defense, case unique situation, provided jury that it supported is by heard sufficient evidence to decide that law and has some foundation in the evi free was from official re dence.” Mason, United States v. 902 F.2d he until he crossed border Cir.1990). the moment An instruction 1434, 1438 “ to detected, is similar may this case was first though the ‘even proper is inconsistent, or such as Gonzalez- insufficient, cases “interruption” weak, be However, v. So States credibility.’ United and Pacheco-Medina. Torres doubtful 176, 178 telo-Murillo, Cir. F.2d where applies cases of those the rule Yarbrough, 1989) (quoting crossing observed was the defendant (9th Cir.1988), cert. 1522, 1541 in this inapplicable The rule border. 171, 102 866, 109 S.Ct. denied, 488 U.S. seen was not case because (1988)). L.Ed.2d the border. crossing mostly jury to the given instructions that Cruz-Escoto’s this reason It is for in- proposed with Cruz-Escoto’s coincided also incor- error is assignment second However, line of one last structions. sentence that the last argues He rect. instructions proposed of Cruz-Escoto’s misstates instructions the final jury instruc- final included was it contradicts Pacheco-Medi- law because tions: including Ruiz-Lopez. progeny, its na and attempts Furthermore, an alien when However, nothing in Pacheco-Medina States, fact the mere the United enter the settled has changed cases subsequent of law gaze eluded the may have he across alien sneaks if an rule that arrest, enforcement, or eluded undetected, deemed generally he is having after come time period brief regardless free from official to be territory insuffi- upon United States in the United he travels of the distance itself, “free- cient, establish in and of Bello-Bahena, See States. restraint.” dom Castellanos-Garcia, 1087-88; instructed Rather, court the district 775-76. jury: is a case Ruiz-Lopez contention His surveillance constant alien is under If an not observed the defendant he where when entered officers immigration Al- misguided. he entire time and the the United in that case may not immigration he officer though is inside observing theOn restraint. recall specifically from official be free could *7 border, did hand, immigration general official his if an other cross defendant into the cross monitoring the Defendant closely see not of practice Defendant then the il- interviewing suspected immediately restraint. under official testimony be would sufficient provided legal aliens the inference permit is to practice of error assignment of habitual first Cruz-Escoto’s while the last was monitored give refusal to the defendant court’s that the district his Ruiz-Lopez, While instruction. proposed his the border. line of accurate state- an instruction proposed 448-49. F.3d at Gonzalez-Torres, see, law, e.g., ment of Pacheco-Medina, 212 598, F.3d Testimony Opinion of Exclusion C. to this 1163-64, inapplicable it is F.3d the district argues that Cruz-Escoto of question never There was case. Amend- Fifth Sixth his violated court surveillance whether the testimo- it excluded rights when to constructive amounted would have witness that a defense ny of interrup- periods resulting from brief wit- central government’s impeached believes Cruz-Escoto Apparently, tion. ness. elapsed from of time period

that because provides Constitution Moreover, an this ruling was accused with “a meaningful opportunity to abuse of discretion under Fed.R.Evid. 403. introduce relevant on evidence his behalf.” D. Evidence Prior Removals Terhune, 1012,

Menendez (9th Cir.2005); see also Crane v. Ken Cruz-Escoto’s argument next 683, 690, tucky, 476 2142, U.S. 106 S.Ct. 90 that the district improperly court admitted (1986). However, L.Ed.2d 636 trial “a evidence of previous his illegal entries and judge may exclude or limit evidence to removals. He argues that this evidence prevent time, consumption excessive un violates Federal Rules of Evidence prejudice, due issues, confusion of the 404(b). 403, and Menendez, misleading jury.” 422 F.3d 404(b) While Rule prohibit does the ad- at 1033. In considering whether the exclu crimes, mission of “other wrongs, or acts” sion of evidence process, violates due this prove to the propensity defendant, court considers probative “the value of the evidence that a necessary element of the evidence on the central issue.... Miller crime charged is not “[e]vi- considered v. Stagner, 757 F.2d Cir. crimes, dence of other wrong, or acts” 1985). within the meaning of the Rule. United v. Campbell, Cruz-Escoto sought impeach Cir.1985) (alteration Agent testimony Viau’s original) that in (quoting vehicle south, 404(b)). facing was but Fed.R.Evid. Therefore, that he was continu evidence ally looking showing west. argues He this Cruz-Escoto previously had testimony enabled deported 404(b) been to ar is not Rule gue that Agent Viau did not because see Cruz- prove had to Escoto cross the border and therefore was element of the crime. See 8 U.S.C. never 1326(a)(1). free from “official restraint” because he was not continually under surveillance. argues Cruz-Escoto govern- attempted to introduce tes- use multiple ment’s prior deportations, timony Castillo, of Robert a defense wit- proof when one necessary, ness trained in surveillance. Cruz-Esco- constitutes reversible error. find no We to’s proffered counsel that Castillo “would error permitting this evidence because that, testify you’re when doing surveil- in other contexts we permitted have lance, very it’s your difficult have vehi- introduction of more than predicate one cle pointed in one direction and then to act to establish an element of the crime. constantly looking another, be which See Weiland, was essentially the testimony (9th Cir.2005) (finding harmless agent.” Thus, argues, Agent error use four prior felony convic- *8 Viau must have looking been toward the tions to establish defendant’s status as a gap in fences, which was the felon under 18 U.S.C. 922(g)(1)), cert. — direction his vehicle was pointing, denied, and he U.S.-, 1911, 126 S.Ct. 164 must have seen (2006). the cross L.Ed.2d 667 border. Moreover, the district court gave two

The district court did not violate Cruz- limiting instructions to minimize the poten- Escoto’s Fifth or Sixth rights Amendment tial prejudice. See United States v. Ba- by excluding testimony. Castillo’s The singer, 1400, 60 Cir.1995). 1408 court decided that the evidence was irrele- The first limiting instruction informed the vant it because was within the jury understand- that it could use the depor- of ing a juror. common See Fed.R.Evid. tation to show citizenship, absence of mis- ex curiam). a race-neutral Finally, “[i]f accident, deportation, for and take tendered, must trial court the planation is The offense. of the an element was which opponent of ... whether then decide after given was instruction limiting second racial dis proved purposeful strike has informed and closing arguments 767, 115 Purkett, at 514 U.S. crimination.” “other purpose limited again of 1769. S.Ct. evidence. acts” Cruz- that contends government The Allegations Batson E. showing facie prima make a did not Escoto that contends pro- to he failed because of discrimination Protection Equal violated the government circum- relevant or other any facts duce per used impermissibly because Clause inference of raise an could stances Hispan two to exclude challenges emptory his ob- In discrimination. impermissible jurors. potential ic that “[t]here stated jection, Cruz-Escoto by the stricken who hispanics two were are prohibits Amendment Fourteenth The 24,” and 23 and number government, jury selection in the discrimination racial they struck the reason that’s “I don’t think Kentucky, v. Batson See process. this is argues that government her.” 1712, 90 L.Ed.2d 79, 106 S.Ct. U.S. show- prima a facie establish to insufficient objects to (1986). who defendant A However, requested court the district ing. challenges carries peremptory of use for reasons government’s accepted show- prima a facie establishing burden Thus, jurors. Hispanic two excluding the Id. discrimination. unconstitutional ing of made a of whether Cruz-Escoto a the issue make such To 93-96, 1712. S.Ct. at showing of discrimination facie prima show must first the defendant showing, Cambra, 465 F.3d v. moot. See Kesser cognizable a (1) he is a member that: Cir.2006) (“ prose- a 351, '[0]nce (2) per- used group; government racial explana- race-neutral has offered cutor remove challenges members emptory challenges and peremptory (3) tion for the the “facts group; racial ques- the ultimate ruled on court has an trial raise circumstances relevant any other discrimination, pre- tion of challenge intentional peremptory that the inference” the defendant factor, liminary of whether issue impermissible motivated showing becomes facie prima made a has 96, 1712. 106 S.Ct. Id. race. such as York, ”) v. New Hernandez (quoting moot.’ facie prima makes If a defendant 1859, 114 S.Ct. 500 U.S. discrimination, burden showing (1991) opinion)). (plurality L.Ed.2d 395 race- to offer to the shifts did, that court the district Assuming, as particu for exclusion neutral reasons showing facie prima made a “The Cruz-Escoto 106 S.Ct. Id. lar race. discrimination, still fails be- claim Batson, satisfy explanation, prosecutor’s valid, articulated cause valid, not be it need facially only be need excluding justification race-neutral as it is long so plausible or even persuasive ration- Gillam, jurors. The potential race-neutral.” jurors Hispanic two excluding the (9th Cir.1999); alized see 1273, 1278 sons, on depending their 767-68, they Elem, because 514 U.S. Purkett also —or is accurate3— transcript (1995) which version (per 1769,131 L.Ed.2d 115 S.Ct. *9 24, are both sons Her same “On alleges, government 3. The is at issue.” one assume employed contest, that there is error does not —I on its that based contends The transcript transcript. reflects trial recording, prosecu- the official as: review justification race-neutral government’s 1090 unemployed.

were argues increase violates Supreme Court’s rul- that this reason is insufficient to rebut ing Apprendi v. New Jersey, 530 U.S. prima showing. However, facie Batson 466, 2348, 120 S.Ct. 147 L.Ed.2d 435 our precedent contradicts this contention. (2000), because he did not admit that he Gillam, See 167 F.3d at (finding had previously been convicted nor did the unemployment year for one was a race- jury make such a finding. explanation). neutral Any fact that increases sentence above Moreover, ample sup the statutory maximum must be admitted ports the district court’s conclusion that by the proved defendant or jury to a be- Cruz-Escoto did not establish purposeful yond a reasonable doubt. Apprendi, 530 racial discrimination. jury The seated in 490, U.S. at However, S.Ct. 2348. Hispanics cluded two who were not struck Cruz-Escoto’s argument fails Ap- because government. See Turner v. Mar prendi specifically exempts recidivism en- shall, (9th 1248, Cir.1997) 121 F.3d hancements prior based on convictions (finding fact included minorities 490,120 from its holding. Id. at S.Ct. 2348 indicative, to be but dispositive, not (“Other than conviction, prior aof fact nondiscriminatory motive); United States any fact that increases the penalty for a Chinchilla, 695, 698 n. 4 beyond crime prescribed statutory Cir.1989) (noting that willingness “the maximum must be jury, submitted ato prosecutor to accept minority jurors proved beyond (em- a reasonable doubt.” weighs against findings of a prima added)). phasis case”). Also, facie the challenges at issue only constituted two of government’s Cruz-Escoto’s contention that Almenda six peremptory challenges. See United rez-Torres v. United 224, 523 U.S. States v. Vasquez-Lopez, 118 S.Ct. (1998), L.Ed.2d 350 (9th Cir.1994) (considering that the “gov requires a defendant’s prior admission of ernment’s other peremptory challenges did conviction to § trigger a 1326 recidivism suggest general pattern of discrimi enhancement is contrary to both the histo against nation racial minorities” in the ry of the recidivism enhancement and our Batson analysis). Finally, the defense also precedent. See id. 118 S.Ct. 1219 struck one of the two jurors in dispute. (noting that traditional, recidivism “is a if traditional, the most basis for a sen F. Apprendi Challenge to Sentence tencing court’s increasing an offender’s Cruz-Escoto’s final claim is that sentence”); United States v. Yanez-Sauce the district court improperly increased his do, Cir.2002) (“[N]o- sentence above the statutory maximum. where does Apprendi limit Almendarez- Pursuant 1326(b)(2), to 8 U.S.C. dis Torres to cases where a defendant admits trict court sentenced Cruz-Escoto above prior aggravated felony convictions on the two-year statutory maximum because record.”) (quotation omitted). and citation it found that he had previously been con victed of Moreover, two 1994 drug felonies—a traf we have repeatedly upheld ficking charge and a sale of statutory cocaine maximum increases based on the charge. According Cruz-Escoto, this same recidivism enhancement in this case. tor stated they're “The reason is both phrases unem- do sound similar. The ployed." out, points As alleges also ''employed/unemployed” likely seems to be an error because neither difference the transcript is error as well.

juror any referred to “sons” the two *10 arrest, enforcement, or eluded Cortez-Arias, gaze law See, States e.g., United Cir.2005). having time after period for a brief n. 8 territory is insuf- United States upon come AFFIRMED. itself, to ‘free- ficient, establish and of ” The district TASHIMA. by Judge official restraint.’ from dom Dissent proposed instruction this rejected court dissenting: Judge, TASHIMA, Circuit in its following instruction the gave and III.B of Part from dissent respectfully I sur- under constant alien is an place: “If judg- from the opinion majority the when he officers by immigration veillance rejects Cruz-Escoto’s Part III.B ment. the entire United States the entered inade- jury instructions the that contention States, may he the United he is inside time defense. theory of the his covered quately theOn official restraint. from not be free and, our cases majority misconstrues The official did hand, immigration if an other the doctrine interprets consequently, the cross into Unit- Defendant not see the Al- narrowly. far too restraint” “official not would States, Defendant then the ed in Part acknowledges majority the though official under restraint.” be of the Channel geography that “the III.A crossing the bor- someone might prevent the precluded instruction The court’s in- will own free exercising his der from theo- considering Cruz-Escoto’s jury from the passes he until the United States side the defense, jurors credited the if ry of the 1086, inexpli- Maj. Op. at post,” permanent not see he did testimony that agent’s dis- its possibility this ignores it cably, bor- international the cross Cruz-Escoto jury requested of Cruz-Escoto’s cussion that be- argued had der. Cruz-Escoto re- instructions jury instructions. the Channel configuration cause al- have would by Cruz-Escoto quested agent is Patrol Border fact that a and the theory that his jury to consider the lowed to monitor there stationed permanently Channel,” including the “geography the [attempt- Channel, person “unless placed post, Patrol Border permanent past getting entry] succeeds ing restraint, if he was even under official him not person has post, Patrol] [Border But the border. seen the United freely entered successfully and actually given foreclosed jury instructions fact that The mere States.... theory of of Cruz-Escoto’s consideration not see post did at his patrol the case. the fence line crossing of the actual that a defendant law is settled “It in this case.... dispositive jury judge instruct have the entitled I majority, conclude to the Contrary case, provided theory of the his on the defense theory of that Cruz-Escoto’s founda has some by law and supported regarding the law accurately represents to instruct A failure in the evidence. tion if Even restraint. official from freedom cogniza factually legally jury upon Cruz- not see agent did Patrol Border er subject to harmless is not ble defense border, configuration Sarno, cross 73 Escoto analysis.” ror Border Cir.1995) (citations, permanent and the of the Channel 1470, 1485 placed Cruz- marks, location and brackets post Patrol quotation internal omitted). under Escoto into the United crossed he moment jury instruc- requested Therefore, apprehended. until he “[Wjhen alien at- that, stating tion have was entitled to enter tempts theory. consider may have eluded he fact that mere *11 1092

I disagree majority’s lar, with the assertion the concept of “official restraint” is that, under our jurisprudence, official re- premised on “the theory that the alien is in straint requires government that a official the government’s custody constructive at actually crossing witness the alien the in- physical the time of entry.” F.2d at line, boundary ternational if the In Aguilar, we held that the alien away occurs port from an entry. official was not under continuous official restraint majority The derives this rule daily because visits to by her home fact that other Ninth Circuit cases deal- undercover a peri over ing with official restraint of aliens “sneak- od of months did not amount to construc ing border, across” the the aliens were tive custody over that period. entire Id. in the act crossing. observed Maj. See Op. Thus, at (citing 1085-86 States v. touchstone of official restraint Bello-Bahena, (9th 411 F.Sd 1083 Cir. is whether the alien was actually “free to 2005), and United States v. Castellanos- go large and mix with the population.” Garcia, (9th Cir.2001)). 270 F.3d 773 Id. at 682. Because the concept is rooted in the notion of

But concept custody, constructive official restraint appropriate our inquiry underlies govern restraint whether case law is not so limited. retains idea that an alien has effective control over the not successfully entered the alien. until Black’s country Law Dictionary Of. he is from official ed.2004) free restraint is rooted (defining custody as in the notion that an alien who is in con- “care and control of a thing person or government custody structive at all times inspection, preservation, or security” and has really “made in” to the United physical custody as “[cjustody person States. (such arrestee) as an whose freedom is directly limited”). controlled adopted

We first the notion that While it entry requires “physical presence true our ... cases find that accompa even mo by nied freedom mentary from official freedom from government restraint” in control Oscar, suffices to establish freedom from official (9th Cir.1974) (citing restraint, United States v. Va the controlling question remains silatos, (3d Cir.1954); F.2d 195 In re whether “an alien is able to exercise his Dubbiosi, (E.D.Va.1961)). 191 F.Supp. 65 free will subsequent physical entry.” Oscar, In two aliens who attempted to Aguilar, 883 F.2d at 683 (citing United enter by lying to inspectors at port Martin-Plascencia, entry, claiming that they were citi U.S. (9th Cir.1976)). zens, had committed the crime of ille In cases where the alien crosses the gal entry because they were “never free away border from a port of entry, con- from the official restraint of the customs structive custody usually officials at the San Ysidro Port Entry.” through effected 496 F.2d at 493. In surveillance. United States v. Agui lar, That is the reason that other Ninth Cir.1989), Circuit 681-82 we cases dealing affirmed with surreptitious prior “surveillance an ar crossings rest is official have restraint because involved aliens the alien who are seen, ‘lacks the freedom to either go large mix directly video or other with population.’ device, (quoting remote they Matter cross the border. Pierre, (Oct. B.I.A. Interim Dec. No. 2239 But there is no rule that means of 1973) (later reported at 14 I. & N. Dec. achieving official over, or con- (B.I.A.1973))). As we in Agui noted structive custody of, an alien crossing the *12 Pa- by Border the corridor monitoring of by actual observation through is border trol.4 officials.1 government Cruz- where the Channel area of configuration

At the physical unique The to- physical the apprehended, was Escoto cases this case from distinguishes Channel govern- of degree the with along pography Castellanos- and Bello-Bahena such as the area created over exerted ment control aliens discov Garda, held that we where custody situation —without a constructive the border from only a short distance ered actually agent have the necessity that any “free entered to have be deemed could paint- the step over watched in no There was official restraint.” from equiva- is The Channel boundary line.2 ed aliens’ the cases in those dication lit, corridor high-walled brightly ato lent been curtailed movement had of freedom border, permanent with the crossing found was way. Bello-Bahena any end. It at post one Patrol Border from the a mile brush” “hiding in some the it enters sides once along both fenced 1086; Castellanos- border, F.3d at bank,3 the south Along States. at “walking north was discovered Garcia inner an fence fencing, with double there is after from the border” yards least of fence an height and outer 15 feet fence, at the border having scaled along the runs feet; fence also high eight cites these cases majority 774. The illumi- Stadium-style lighting north bank. gov who evade that “those proposition the sits An night. at the Channel nates the crossing observation while ernment of bank north on the vehicle in a marked from official to be free are deemed border Channel monitoring the the Channel they restraint, of distance regardless the Thus, if days a week. day, seven hours a Maj. entry arrest.” and travel between by mov- the border did cross original). in the (emphasis Op. at 1085-86 the of interior fenced within the ing north mistakenly fixated has majority Again, the all times within Channel, at he was observation government of on the criterion continuously-monitored highly-controlled, The crossing. moment of precise the at he find that justifiably juryA could space. con in a not cases were in those aliens restraint government effective under was no area, there indication and tained of by virtue the United while in had control any form constant him fencing around high mean within the United States cases, in” "found entry not control while port of 1. The 1326(a)). U.S.C. ing of 8 key to official illustrate ling, also con is the criterion Chan- fence alien, is no govern border There continuous 2. trol over boundary is marked the international but nel alien enters Where an observation. cement across the line yellow painted entry, port whether country anat the Channel When border, the Channel. who bottom alien airport a land an of Cruz-Escoto’s at the dry, it time as was procedures is government-designated follows readily visible across crossing, the line restraint until from official free not deemed the Channel. area, width inspection because she customs exits thefport of exit "free to she is not until then Channel enters Immediately after the large with ‘go mix entry] 3. toward west runs it turns and Ashcroft, 368 population.’ Sidhu general Pacific. Cir.2004) Cor (quoting (2d Thornburgh, 901 F.2d rea v. Thus, equivalent virtual is the the Channel 1990)); v. Zavala- United States see also Cir. Mendez, with a Border under a tunnel Cir. 1120-21 tunnel end of the at the agent stationed who Patrol alien 2005) (relying the idea that on border. side of the emerges the U.S. on station is aat presents herself been exerted over them from the time “from which there was no escape,” was no they longer crossed the border until they were under official restraint once he left agents’ apprehended. sight). they Since were found control exercised over a natural gorge or an border, some area distance this was brush, of thick agents even if are stationed sufficient to show that each had sufficient immediately outside waiting any to catch opportunity to “exercise his free will” free *13 one emerges, who nearly does not ap control while within the proach the tunnel-like configuration of the However, United States. Bello-Bahena Channel, where agent con and Castellanos-García do not establish a fenced-in, tinuously monitors a well-lit general rule actual government that obser space. vation is only the means establishing Thus, our case law supports official restraint over an Cruz-Esco- alien who crosses theory to’s Further, of the defense. the surreptitiously. What remains evidence this supported case theory.5 controlling rule is whether the “alien is The physical configuration of the Channel able to exercise his free will subsequent to and the location of the per Border Patrol physical entry.” Aguilar, 883 F.2d at 683. manent post undisputed. are agent This case differs from also cases where testified that he did not see Cruz-Escoto aliens, in the course of attempting to evade until he yards was 100-150 up the Chan detection, found themselves nat nel, meaning that Cruz-Escoto could have ural from environments which escape was crossed the border by either traveling difficult, such gorge as a very or thick north within the fenced interior of the brush. See Vela-Robles, United States v. by Channel or scaling the border fence at (9th Cir.2005) (detection point some other and later emerging into by seismic sensor as alien entered natural the Channel. If occurred, the former for gorge did not amount to observation or above, reasons outlined surveillance purpose of showing official would have been under official restraint restraint and alien was thus not in the the entire time that he inwas the United “constant physical or visual gov grasp States. Because the evidence left both ernmental authorities” after bor possibilities open, there was a foundation der); United States v. Hernandez-Herr in the evidence for Cruz-Escoto’s theory era, 1213, 1216, Cir. and he was thus entitled to an instruction 2001) (alien who was seen crossing the that adequately covered the theory.6 Sar border, but then no, fled into thick brush 73 F.3d at 1485. As the majority 5. recognizing nel, While that periods Cruz-Escoto’s re- brief of interruption gov- in the quested instruction was a correct statement of ernment surveillance while Cruz-Escoto was law, majority states that Channel, there was no still in the preclude did not finding foundation for it here because "[t]here was of official restraint. question never a whether the agree I majority with the surveillance that a amounted rational constructive official resulting fact-finder could have periods from found brief that Cruz-Escoto of inter- ruption.” however, restraint, entered free theory, Cruz-Escoto’s from official re- because it lied on the presence govern- idea unclear whether Cruz-Escoto entered the agent Channel, observing by together moving up lighted interi- itself, topography with the of the or of the Channel scaling Channel the interna- placed him in custody boundary constructive tional point if fence at some other —even actually did scaling observe Cruz-Esco- later the inner Ballard fence to already until he was within enter agent's the Channel interior. The testi- Therefore, States. important mony was to his running Cruz-Escoto was north- that, jury west, defense that the be instructed in the southeast, if he had come circumstances of the topography of the Chan- strongly suggests that Cruz-Escoto came involved geography “the acknowledges, situation.” unique presents case agree I And while at 1086.

Maj. Op. to de sufficient jury heard

“the from offi free that Cruz-Escoto

cide that was restraint,” id.

cial evi interpretation

only possible however, dis Unfortunately,

dence. pre which instruction gave an court

trict considering from even jury

cluded ac if the theory, even

Cruz-Escoto’s testimony.

cepted agent’s *14 deprived

Because Cruz-Escoto theory of present opportunity I jury, would reverse

the defense for and remand of conviction judgment dissent. respectfully I new trial. America, STATES

UNITED

Plaintiff-Appellee, VARTANIAN, Defendant-

Hagop

Appellant.

No. 05-10581. Appeals, Court Circuit.

Ninth 18, 2006. Oct. Submitted

Argued 28, 2007. Feb.

Filed M. Riordan, Donald Esq. and P.

Dennis San Horgan, & Esq., Riordan Horgan, defendant-appel- CA, Francisco, for lant. Cullers, Assistant E.

Mark Fresno, CA, plain- Attorney, for tiff-appellee. that I reason It is for this more shadows. are the Channel. within

across rejection of Cruz- majority’s however, agree testified, with is com- agent also acquittal his motion claim that Escoto's fence to scale mon for aliens granted. Channel, have been there should where along points other

Case Details

Case Name: United States v. Rafael Cruz-Escoto
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Feb 23, 2007
Citation: 476 F.3d 1081
Docket Number: 05-50892
Court Abbreviation: 9th Cir.
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