Lead Opinion
Opinion for the Court filed by Chief Judge GINSBURG.
Dissenting opinion filed by Circuit Judge ROGERS.
Rоnald T. Powell challenged the district court’s order denying his motion to suppress evidence of the gun and ammunition found in the back seat of his car. A jury convicted Powell of being a felon in possession of the gun and ammunition, in violation of 18 U.S.C. § 922(g)(1). Powell appealed the district court’s order and a divided panel of this court reversed his conviction as having been based upon the fruits of an unlawful search. The panel majority reasoned that even when the police have probable cause to arrest a suspect, they may not conduct a warrantless search incident to arrest before taking the suspect into custody. See United States v. Powell,
Upon the Government’s motion, the full court vacated that decision and granted rehearing en banc. Concluding this case is controlled by Rawlings v. Kentucky,
I. Background
One evening at approximately 9:00 p.m. three Metropolitan Police officers were riding in an unmarked police car in the vicinity of 1700 West Virginia Avenue, NE, an industrial area, when they saw Powell and another man standing and urinating to the rear of and a “few feet” from a parked car. The officers “pulled [their] vehicle toward” the men and came to a stop. Officers Masalona and Trudy got out and walked toward the two men while Officer Jones, who had seen a third person sitting in the front passenger seat, approached the driver’s side of the car. As the officers approached, one of the men outside the car said, “[W]e were just going to a friend’s house and we had to go, man. We had to go.”
Officers Masalona and Trudy detained the two men outside the ear because “they were going to be placed under arrest” for urinating in public. Meanwhile, Officer Jones leant through the open window on the driver’s sidе of the vehicle and shined his flashlight inside the car, where he saw three clear cups containing a yellowish liquid, two in the cupholders of an armrest in the front seat and one in an armrest in the back seat. Based upon the smell, Officer Jones concluded the liquid was “alcoholic ... in nature.” Upon cross-examination Officer Jones conceded that “a portion” of his “head and ... upper body” were inside the vehicle when he first saw the cups.
Officer Jones directed the passenger to get out of the car with the intention of arresting him for possession of an open container of alcohol in a vehicle upon a public way. See D.C.Code § 25-1001(a)(2) (2001). He then searched the vehicle and found on the back seat a capped cognac bottle with a “small portion” of cognac inside and a backpack. Inside the backpack he found an Intertech 9 semi-automatic pistol with 23 rounds in the magazine and one round in the chamber, as well as a certificate of title for the vehicle and a credit card receipt, both in the name of Ronald Powell. Upon finding the gun, Officer Jones said to Officer Masalona,
A grand jury indicted Powell on a single count of being a felon in possession of a firearm and of ammunition, in violation of 18 U.S.C. § 922(g)(1). Powell moved to suppress the physical evidence found in his car as the fruits of an unlawful search. The Government opposed on the ground that, because the police had probable cause to arrest the two men for urinating in public and probable cause to arrest the occupant of the vehicle for possession of an open container of alcohol, the search of the car was conducted incident to an arrest and therefore was lawful under New York v. Belton,
At the hearing on Powell’s motion the prosecutor represented that Officer Jones had seen and smelled the alcohol before he leant his head into the vehicle. Defense counsel contended Powell had neither seen nor smelled the alcohol until after he had “physically” entered the vehicle “with his body.” The district court upheld the search on the ground that Officer Jones had seen the cups of yellowish liquid in the beam of his flashlight before he leant into the vehicle. This conclusion was directly contrary to Officer Jones’s testimony, as the Government has since conceded in its brief for this appeal. Officer Jones’s search, and his consequent discovery of the gun and ammunition in the backpack, therefore cannot be justified on the ground that the open containers of alcohol were in plain view; “a search not justified when it is begun cannot be used to elicit evidence with which to justify the search after the fact.” United States v. Spinner,
Powell was convicted by a jury and sentenced to 46 months in prison, to be followed by three years of supervised release. He appealed and a divided panel of this Court reversed the district court’s order denying Powell’s motion to suppress, holding the police may not conduct a warrant-less search of the passenger compartment of a car incident to arrest “before informing [an occupant of the car] that he was under arrest or restraining his movement in a manner that would lead a reasonable person in his position to believe he was under arrest.” Powell,
II. Analysis
Powell argues the search was unlawful because he “had no reason to believe he was being arrested at the time of the search” and the “search incident to arrest” exception to the warrant requirement of the Fourth Amendment to the Constitution of the United States does not apply to a search conducted prior either to the announcement of a formal arrest or to the suspect being taken into custody. We reject that view because we believe this case is controlled by Rawlings.
A. Rawlings
In Rawlings the Supreme Court held the police may search a suspect whom they have probable cause to arrest if the “formal arrest follow[s] quickly on the heels of the challenged search,”
Applying the teaching of Rawlings to the facts of this case, we must uphold Officer Jones’s search of the car. Powell acknowledges the officers had probable cause to arrest him and his companion for urinating in public before they searched his car. See D.C.Code § 22-1321 (2001); Scott v. United States,
B. Custodial Arrest Versus Formal Arrest
Powell argues that Rawlings applies only in cases where the challenged search was preceded by a custodial arrest. Noting, as did the Seventh Circuit in Ochana, that a custodial arrest takes place “when a reasonable person in the suspect’s position would have understood the situation to constitute a restraint on freedom of movement of the degree which the law associates with formal arrest,”
In cases involving a search incident to arrest neither we nor the Supreme Court have previously expanded upon the distinction between a “custodial” and a “formal” arrest, but the Supreme Court did at least advert to such a distinction in Rawlings,
Powell argues- — and it is possible, though ultimately inconsequential — that the suspects in Rawlings and Riley were under “custodial” but not “formal” arrest when they were searched. In Riley police officers ordered the suspect to dismount his moped and searched his sock only after they had surrounded him in such a way that he “couldn’t have moved without actually making contact with” one of them. Riley,
In Rawlings, the suspect was “detained” at the residence he was visiting and, unless he would consent to a body search, was not permitted to leave for the 45 minutes it took the police to obtain a search warrant.
Whether the suspects in Rawlings and Riley were under custodial arrest when they were searched, however, is of no moment. Neither the Supreme Court in Rawlings nor this court in Riley suggested the lawfulness of the search turned upon the suspect being in custody before he was searched. On the contrary, the Supreme Court in Rawlings said that the “formal arrest” may follow “quickly on the heels of the challenged search,” id. at 111,
Powell and our dissenting colleague nonetheless seem to find implicit in these decisions the requirement that the search follow the custodial arrest because to hold otherwise would sever the search-incident-to-arrest exception to the warrant requirement from its two historical rationales— namely, protection of the officer’s safety and the preservation of evidence, see, e.g., Belton,
In this case the presence of another person in the searched vehicle illustrates the need for police who have probable сause to make an arrest in some circumstances, in the interest of safety, to conduct a search before making the arrest. Here the police approached two suspects in proximity to a probable associate who, for all they knew, had access to a weapon. Cf. Maryland v. Buie,
Powell and our dissenting colleague also contend our decision is inconsistent with Knowles v. Iowa,
Two additional considerations impel our conclusion that Rawlings controls this case. The first is the Supreme Court’s teaching that in this area of the law bright-line rules are necessary. See, e.g., Thornton v. United States,
C. Recent Occwpant/Thomton
Because we conclude the search in this case was “incident to [an] arrest,” as the Supreme Court has explicated that phrase, we must go on to answer the question whether the officers had reason to believe Powell or his companion was a “recent occupant” of the vehicle. See Thornton,
III. Conclusion
Because the search of the car was a lawful search incident to Powell’s arrest for urinating in public and the officers had reason to believe Powell was a “recent occupant” of the vehicle, the district court properly denied Powell’s motion to suppress. The judgment of conviction is therefore
Affirmed.
Dissenting Opinion
dissenting.
The Fourth Amendment provides that “[t]he right of the people to be secure in their persons, houses, papers, and effects against unreasonable searches and seizures, shall not be violated and no Warrants shall issue, but upon probable cause.” In a line of cases stretching back to United States v. Robinson,
When construing the Fourth Amendment, “[t]he touchstone ... is always ‘the reasonableness in all the circumstances of the particular governmental invasion of a citizen’s personal security.’ ” Pennsylvania v. Mimms,
In Robinson, the Supreme Court determined that an individual’s Fourth Amendment right of privacy is overcome only at the point when the police make a custodial arrest,
In subsequent decisions, the Supreme Court has adhered to this analysis: custodial arrest establishes the exigencies allowing for an exception to thе warrant requirement. In the seminal case of New York v. Belton,
Today, the court abandons Robinson and its progeny in favor of a new rule: Whenever a police officer has probable cause to arrest a suspect, the officer may conduct a search incident to the possibility of a later arrest so long as the officer later ratifies the search by making the arrest. See Op. at 845-46. This rule finds no basis in Supreme Court precedent or in logic and imperils the constitutional right against unwarranted intrusions. I respectfully dissent.
The Supreme Court has made clear that mere probable cause to arrest a suspect is insufficient to justify the intrusion of a full-fledged search. In Knowles, the Court rejected extending the exception under the Robinson and Belton rationale to searches incident to traffic citations, where state law provided that the officer could have arrested the suspect if he so desired, see
In a situation strikingly similar to Knowles, the court today insists that the opposite result is justified because Powell was ultimately arrested, whereas Knowles was not. See Op. at 847-48. Certainly, it is not enough that the officers had grounds to arrest Powell; Robinson says so explicitly, see
The court further maintains that the concerns for officer safety are greater before the officer completes the arrest. See Op. at 847. But this assertion rewrites Supreme Court jurisprudence and does so without even so much as an evidentiary proffer by the government, much less findings of fact from the district court. The court’s analysis of police safety in explaining the exigencies that trigger the warrant exception has never been adopted by the Supreme Court as it runs entirely counter to the Robinson and Belton line of cases. Moreover, the court cannot explain why, if the concern for officer safety is elevated because of the possibility that the officer will arrest the suspect, before the suspect knows the officer’s intentions, it matters whether the officer subsequently makes an arrest. Instead, the court chooses to ignore the Fourth Amendment balance carefully struck by the Supreme Court over the decades, unmooring the rationales from their historical groundings at the behest of a concurring opinion that, in fact, leaves intact the Robinson balance based on a prior custodial arrest and argues for limiting the scope of the subsequent search in a manner that would not support Powell’s arrest for a firearms violation. See Op. at 847 (citing Thornton v. United States,
The only benefit of the court’s new approach is that it purports to establish a bright line. But just because a line is bright does not make it defensible — it would be a “bright-line rule,” for example, to say “police officers mаy do whatever they want.” In this instance, the court’s bright-line rule, Op. at 848, is particularly unwise as a matter of policy. First, there is no bright line. An officer cannot know the permissible scope of a search until the basis for the arrest is known, which it is not when he conducts the search. Thus an officer who has all the evidence needed to make an arrest will proceed to conduct an unrelated search, as occurred in Knowles,
Second, the court’s new rule creates perverse incentives for law enforcement that run contrary to the policy determinations made by the Supreme Court in recognizing narrow exceptions to the warrant requirement. By authorizing the post hoc ratification of unconstitutional conduct, the court’s approach encourages law enforcement officers to use minor pretextual arrestable offenses — ones for which, in practice, an offender would rarely be arrested — to justify fishing expeditions for evidence unrelated to the offense for which the officer originally had probable cause to arrest. If the officer happens to find evidence of a serious law violation, the officer can make the arrest and everything will have been proper; if the officer finds nothing and lets the offender off, courts of law are unlikely to have the opportunity to ensure that police conduct is consonant with the Fourth Amendment. The record in the instant case demonstrates that a police officer who first searches and then arrests will testify, when pressed, that he intended, before the search, to arrest the suspect who was “detained.” Not even critics of Belton’s scope-of-search rule propose this outcome. See Thornton,
Instead of following the long line of cases beginning at least with Robinson, the court holds that Rawlings v. Kentucky,
To state the obvious, the holding of an opinion can be understood only in the context of the case that was before the court. See Coleman v. Thompson,
It is telling that the court can point to no instance in which the Supreme Court has adopted its out-of-context interpretation of Rawlings. The court today chooses to believe that the Supreme Court’s use of the modifier “formal” was a mere superfluity because the Supreme Court did not speak at length about the difference between custodial and formal arrest. Op. at 845-46. But the context of the one-para
Moreover, the court today points to no instance in which the Supreme Court has used the phrase “incident to” to mean anything other than a search that has followed a lawful custodial arrest; the formal arrest may follow the search, but for the warrant exception to apply, the police must have unambiguously taken prior action such that a reasonable person in the suspect’s position would understand that he was in police custody and that formal arrest would follow shortly. See Belton,
Unlike Rawlings or Riley, there is no evidence that Powell or the other urinating man was under custodial arrest when the police searched the car, nor any such finding by the district court.
The Supreme Court has never suggested that a mere conversation with a police officer, much less an officer’s approach, suffices to trigger either of the historical exceptions to the warrant requirement. Absent police action that would alert a suspect that he is in custody, thereby providing a motive for a suspect to resist the police or to destroy evidence, even the existence of probable cause does not suffice. See Knowles,
Alternatively, the court attempts to justify the search of the car because the presence of a passenger indicated the need for the police to search the car before taking anyone into custody or making a formal arrest. Op. at 847. The third man is a red herring insofar as neither the government nor the court purports to justify the search on the basis of Terry,
despite the danger that inheres in on-the-street encounters and the need for police to act quickly for their own safety, the Court in Terry did not adopt a bright-line rule authorizing frisks for weapons in all confrontational encounters. Even in high crime areas, where the possibility that any given individual is armed is significant, Terry requires reasonable, individualized suspicion before a frisk for weapons can be conducted.
Buie,
In Thornton the Supreme Court held, embracing the Robinson balance,
Accordingly, with no consideration of the history that gave rise to the Fourth Amendment’s proscription of “unreasonable searches and seizures,” see Chimel,
Notes
. Terry v. Ohio,
. Miranda v. Arizona,
. Each of the cases cited in Rawlings,
In Bailey v. United States,389 F.2d 305 (D.C.Cir.1967), the police had spotted a car matching a "look-out” for a car wanted in connection with a robbery and assault, forced Bailey’s car to the side of the road while two other police cars blocked his car at the front and rear, and an officer, "apparently with gun in hand, ordered the occupants to sit still and keep their hands in plain sight." Id. at 307.
In Cupp v. Murphy,412 U.S. 291 ,93 S.Ct. 2000 ,36 L.Ed.2d 900 (1973), Murphy had voluntarily come to the police station upon learning of his estranged wife’s murder. Suspecting Murphy might be implicated, the police asked Murphy if they could take a sаmpling from his fingernails. See id. at 292,93 S.Ct. 2000 . When Murphy refused, the police took the sampling over his objection. Murphy “was not formally ‘arrested’ until approximately a month later.” Id. at 294,93 S.Ct. 2000 . The Court noted that at the time the sampling was taken Murphy, "was obviously aware of the detectives' suspicions [that he had murdered his wife].” Id. at 296,93 S.Ct. 2000 . That was sufficient, the Court concluded, to motivate him “to attempt to destroy any incriminating evidence,” and in order to preserve evidence, the Court held that the police were justified "in subjecting him to the very limited search necessary to preserve the highly evanescent evidence they found under his fingernails.” Id.
In United States v. Gorman,355 F.2d 151 (2d Cir.1965), the district court found that the police officer approached two known drug addicts (Gorman and Roche) whom he sus*848 pected of using narcotics, saw Gorman injecting himself with a hypodermic needle, and ordered the men to stay in the car where they were seated; the officer then placed Gorman under arrest, and thereafter searched the car. Rejecting Roche’s claim that he had not consented to the car search, the Second Circuit injected dictum into its opinion, considering an alternative basis not argued by the government, for holding that the search was reasonable because the police had probable cause to arrest Roche although the formal arrest was postponed. Id. at 160.
The final case cited in Rawlings involved a plain view seizure. In United States v. Brown,463 F.2d 949 (D.C.Cir.1972), a police officer observed two men in a telephone both and suspected a drug transaction was taking place. The officer approached and identified himself, and upon noticing Brown's eyes were glassy concluded he was high on narcotics. The officer seized an envelope sticking out of Brown's shirt pocket — an “envelope of the type in which he had found narcotics on previous occasions” — and found capsules with white power and "formally notified [Brown] that he was under arrest.” Id. at 950. The district court ruled that an envelope was in plain view; on appeal, this court cited Bailey and Gorman, upholding the search even though Brown "ha[d] not formally been placеd under arrest.” Id.
. The Seventh Circuit, in considering this issue in Ochana,
To the extent the circuits speak in broad terms in citing Rawlings, the factual context of these cases paints a very different picture than is suggested by the court’s string citation. Notably, the opinions from the Fourth, Ninth and Tenth Circuits do not indicate any awareness of Knowles — it is absent from their analysis. The Sixth Circuit, without explanation, simply indicates that Knowles may not be fully consistent with Rawlings. Montgomery,
. The absence of both evidence and district court findings is explained by the govern-merit's changing theories to justify the search of the car and the seizure of the contents of the backpack on the rear seat. See United States v. Powell,
. Urinating in public is a violation of the District of Columbia’s disorderly conduct statute, D.C. Code § 22-1321 (2001); Scott v. United States, 878 A.2d 486, 487-88 (D.C.2005).
