United States v. PlascenciaUnited States v. Plascencia
Lead Opinion
Federal prisoner Joel Plascencia appeals from the district court’s dismissal of his
I.
Plascencia pleaded guilty to conspiracy to distribute cocaine and was sentenced to 210 months in prison. The district court entered its judgment on December 23, 2003. Plascencia is deemed to have filed his pro se notice of appeal on January 15, 2004.
Plascencia then filed a
II.
Plascencia contends that his conviction did not become final on direct appeal
We have observed, however, that there is no indication Congress intended federal and state prisoners to be treated differently in habeas proceedings and that “final” in
Applying like reasoning to federal prisoners, at least three of our sister circuits have held that when a federal prisoner fails to file a notice of appeal from his conviction (in other words, when he fails to pursue the direct appeal process), the conviction becomes final for purposes of
In the instant case, Plascencia had until January 12, 2004, to file his timely notice of appeal. By failing to file an effective notice of appeal by January 12, 2004, Plas-cencia allowed the direct review process to expire, and his conviction became final on that date.
Plascencia insists, however, that his conviction was not final because he had 90 days to seek certiorari after our dismissal on June 9, 2004. In Clay v. United States, the Supreme Court held that if a federal defendant appeals his conviction to the court of appeals and then does not seek certiorari, the conviction becomes final when the 90-day period expires during which the defendant could have filed a petition for certiorari.
AFFIRMED.
Notes
.See Houston v. Lack,
. See, e.g., United States v. Golding,
. United States v. Plascencia, No. 04-10079 (5th Cir. June 9, 2004) (unpublished).
. United. States v. Torres,
.
. United States v. Thomas,
. Reyes-Requena v. United States,
. Roberts v. Cockrell,
. Id.
. Id.
. See Moshier v. United States,
. See
. See Golding,
. Although when we dismissed the appeal we noted that a timely notice of appeal is a prerequisite to appellate jurisdiction, which was our traditional view, we have since recognized that Supreme Court precedent now establishes that
.
. See
. The dissent would apply the 90-day certio-rari period in the instant case because "[o]ur June 9, 2004 dismissal of Plascencia’s direct criminal appeal was reviewable by the Supreme Court as part of that appeal.” (Emphasis added). Although on June 9, 2004, we dismissed Plascencia’s "appeal,” there was no direct appeal pending because Plascencia had never filed an effective direct appeal of his conviction. The dissent contends that Plas-cencia’s late notice of appeal was sufficient to suspend the finality of Plascencia’s conviction because the ten-day filing period is nonjuris-dictional, and it implies that the Government’s failure to object to the late notice supports its position because a failure to object forfeits the objection. Whether or not the Government objected is irrelevant under the circumstances of this case because the Government never had an opportunity to object. We remanded to the district court before a briefing notice was even issued. As noted above, Plascencia’s "notice of appeal” was construed as nothing more than a
Dissenting Opinion
dissenting:
Although there is room for debate as to when a “judgment of conviction becomes final” for purposes of
Plascencia has filed the instant motion seeking a writ of habeas corpus pursuant to
Plascencia filed a notice of appeal after he was convicted but did so three days beyond the ten-day period specified in
The Supreme Court has held in Clay v. United States that “[w]hen a defendant in a federal prosecution takes an unsuccessful direct appeal from a judgment of conviction, but does not next petition for a writ of certiorari ... a judgment of conviction becomes final when the time expires for filing a petition for certiorari contesting the appellate court’s affirmation of the conviction.”
In Eberhart v. United States the Supreme Court strongly indicated that the filing of a late notice of appeal in a direct federal criminal appeal does not deprive an appellate court of subject matter jurisdiction.
The ten-day filing period in
In construing similar, though not identical, provisions in the one-year limitation pertaining to habeas review of state convictions in
None of the three decisions from other circuits cited by the panel majority are directly on point. In Moshier v. United States, the defendant did not attempt a direct appeal of his federal conviction at
The panel majority concludes that even if Plascencia had filed a petition for certio-rari “following our dismissal”, that petition “would not have contested direct review of his conviction. Instead, it would have concerned only our ruling that the district court did not abuse its discretion by declin
The panel majority says “the dissent’s view, carried to its logical conclusion, would allow a defendant to ... obtain tolling of the limitations period by filing a non-effective late notice, no matter how much time has passed after the conviction, simply because the defendant could always seek certiorari review of our decision on the subsequent treatment of the notice.”
The judgment of conviction, the panel majority concludes, became final January 12, 2004, even though this court did not dismiss Plascencia’s appeal until June 9, 2004; a certiorari petition could have been filed up to ninety days after that date, and at least theoretically, Plascencia’s direct appeal could have proceeded if the Supreme Court had granted a certiorari petition and remanded. I find it difficult to believe that Congress intended the one-year limitation period to commence before the final outcome of proceedings regarding a notice of appeal from a judgment of conviction occurred. I therefore, with great respect for my colleagues, dissent.
.
. United States v. Plascencia, No. 04-10079 (5th Cir. June 9, 2004) (unpublished).
.
. Id. at 527,
. Id.
.
.
. Id. at 223,
. Id. at 229,
. Id. at 230,
.
. Id. at 16,
. See id. at 15-16,
. See generally Bowles v. Russell, - U.S. -,
. See Eberhart,
. Ante, p. 389-90 n. 17.
.
. Lawrence v. Florida, —- U.S. -,
. Id. (quoting Clay v. United States,
. Clay,
. Id. at 532,
.
. Id. at 118.
.
. Id. at 427.
. Id. at 428.
.
. Clay v. United States,
. Kapral,
. Id. ("Appellant Michael Kapral did not file a petition for certiorari, but he filed his
. Ante, p. 389.
. See Clay,
. Ante, p. 389-90 n. 17.
. See United States v. Robinson,