United States v. PhillipsUnited States v. Phillips
This sentencing appeal presents questions regarding the interplay of
I. BACKGROUND
A. Phillips’s 1989 Original Sentence
Following a jury trial in 1989, Ronald Reginald Phillips was convicted of six drug-related offenses involving more than 50 grams of crack cocaine and a firearms offense in relation to a drug trafficking crime. Applying the 1988 sentencing guidelines, the presentenee report (“PSR”) concluded that Phillips was accountable for: 1,651.9 grams of crack, 198.3 grams of cocaine powder, and 42 grams of marijuana. Using the equivalency and the doubling rules in the 1988 sentencing guidelines, the drugs were treated as 33,077.7 grams of heroin. 1
Phillips’s base offense level was 36, which was the highest base level in the drug quantity table of the 1988 guidelines. U.S.S.G. § 2D1.1 (1988). A three point enhancement for a leadership role and two more points for obstruction resulted in a total offense level of 41. With a criminal history category of III, Phillips’s guidelines range was 360 months to life, with a consecutive term of 60 months’ imprisonment under
At sentencing the district court adopted the PSR’s findings but reduced Phillips’s criminal history category to II. That reduction, however, had no effect on the guidelines range. The district court sentenced Phillips to concurrent terms of 360 months’ imprisonment on five drug-related counts and a consecutive term of 60 months on the firearms count. We affirmed Phillips’s convictions and sentence.
See United States v. Claris,
In 1995 Phillips filed a motion to vacate his sentence under
B. 2008 New Sentence
Thirteen years later in 2008, Phillips filed a
pro se
motion to reduce his sentence under
The district court directed the government to respond to Phillips’s § 3582(c)(2) motion and appointed counsel for him. On September 24, 2008, the court conducted a sentencing hearing and heard arguments from counsel for the government and Phillips regarding the § 3582(c)(2) motion. The court also allowed Phillips individually to allocute. The court did not rule at the hearing.
Rather, on December 5, 2008, the court entered a written order granting Phillips’s § 3582(c)(2) motion. In its order, the court reduced Phillips’s drug-related sentence to 324 months. 3 The court acknowledged that the parties disputed whether the 2008 or the 1988 version of the guidelines should be used to calculate Phillips’s new base offense level under Amendment 715. Applying Amendment 715 to the 1988 guidelines lowered Phillips’s base offense level from 36 to 34, resulting in a total offense level of 39 and a new guidelines range of 324 to 405 months’ imprisonment. Under the 2008 version of the guidelines, however, the applicable calculation gave Phillips a base offense level of 38, which, under Amendment 715, would be reduced to a base offense level of 36. 4 Thus, applying the 2008 version would result in the same base offense level of 36 that Phillips originally received under the 1988 guidelines and would not alter Phillips’s original guidelines range of 360 months to life imprisonment.
In its order, the district court concluded that it should use the 1988 version of the guidelines to determine Phillips’s new base offense level under Amendment 715. The court reduced Phillips’s imprisonment sentence to 324 months on the drug-related offenses with a consecutive 60-month term on the firearms crime, reasoning in its order:
After considering defendant’s file, the factors set forth in § 3553(a), and the provisions and commentary of U.S.S.G. § 1B1.10, the court agrees with defendant that he should receive a reduced sentence. Under the 1988 [sentencing [guidelines, application of Amendment 706 and 715 to this case yields a base offense level of 34, a total offense level of 39, a criminal history category of II, and a guideline range of 324 to 405 months imprisonment. Defendant’s original sentence fell at the bottom of the guideline range, and the court believes that his amended sentence should follow suit. Therefore, in its discretion, the court will reduce defendant’s sentence to 324 months, with a consecutive term of 60 months.
(Emphasis added).
In its order, the district court also expressly changed Phillips’s sentence to 324
C. Government’s Motion for Reconsideration
On December 19, 2008, ten business days after the district court’s order, the government filed a “Motion for Reconsideration of the Court’s Order to Reduce Defendant’s Sentence Pursuant to
D. District Court Grants Government’s Motion
On January 26, 2009, the district court issued an order granting the government’s motion for reconsideration. The district court noted that Local Rule of Civil Procedure 7.2(E) for the Northern District of Georgia provides that “motions for reconsideration” can be filed within ten days after the entry of the order or judgment. 7 The district court concluded that it “has discretion to decide when to amend its prior orders,” that “James is controlling in this case,” and that “the court must calculate [Phillips’s] base offense level according to the [sentencing [guidelines currently in effect, rather than according to those in effect at the time of his 1989 conviction.” Because Phillips’s base offense level under the 2008 guidelines was 38, a two-step reduction under Amendment 715 yielded a base offense level of 36, the same base offense level he received in 1989. Given James and this calculation, the district court granted the government’s motion for reconsideration.
In its January 26 order, the district court stated that it was “setting aside ...
Phillips timely appealed this January 26, 2009 order.
II. DISCUSSION
The parties here do not dispute what
James
holds or that under
James
the district court should have applied the 2008 guidelines in effect at the time of Phillips’s
Phillips argues the district court lacked jurisdiction to modify or vacate his 324-month imprisonment sentence and reinstate his original 360-month sentence because: (1)
In response, the government argues that its motion was a motion to reconsider,
not
a motion under
To analyze these arguments, we first examine the language in
A. Restrictions in
The authority of a district court to modify an imprisonment sentence is nar
The court may not modify a term of imprisonment once it has been imposed except that—
(1) in any case—
(B) the court may modify an imposed term of imprisonment to the extent otherwise expressly permitted by statute or byRule 35 of the Federal Rules of Criminal Procedure ....
The writers of
Importantly for this case, this Court has held that the seven-day time limit in
Based on
Diaz-Clark
and § 3582(c)(1)(B), and absent other statutory authority, we know that a district court lacks jurisdiction to modify a defendant’s original imprisonment sentence except within seven days as provided by
B.
With this background, the pivotal issue here is whether
While a § 3582(c)(2) proceeding is not a plenary or
de novo
sentencing, it is still a sentencing proceeding.
See
U.S.S.G. § 1B1.10(a)(3) (“[PJroceedings under
For example, in a
Accordingly, if a district court grants a defendant’s § 3582(c)(2) motion, modifies the original sentence, and imposes a different term of imprisonment, the district court is again “sentencing” the defendant.
See United States v. Lawrence,
Indeed, the government gives us no reason why a district court should have more time or authority to change its mind after granting a § 3582(c)(2) motion than after an initial sentencing. We conclude the strictures of
For these reasons, we conclude the district court lacked jurisdiction on January 26, 2009 to modify Phillips’s 324-month sentence imposed on December 5, 2008. 20
C. Motions for Reconsideration
The government correctly points out that the Supreme Court and this Court have permitted motions for reconsideration in criminal cases notwithstanding the fact that the Federal Rules of Criminal Procedure do not expressly provide for them and have concluded such motions toll the time for filing appeals in criminal cases.
United States v. Ibarra,
However, these decisions did not involve a motion to correct an imprisonment sentence and therefore they did not need to address the unambiguous language in § 3582(c)(1)(B) which prohibits a district court from modifying an imprisonment sentence
except
as “expressly permitted by statute or by
The government also relies on district court Local Civil Rule 7.2(E), which provides: “Whenever a party or attorney for a party believes it is absolutely necessary to file a motion to reconsider an order or judgment, the motion shall be filed with the clerk of court within ten (10) days after entry of the order or judgment.” LR 7.2(E), NDGa (2008).
22
In turn, Local Criminal Rule 1.1(C) provides: “[cjivil local rules shall apply [in criminal proceedings] insofar as they
do not conflict
with any statute, federal rule, local criminal rule, or individual order.” LCrR 1.1(C), NDGa (emphasis added). To the extent the government argues the district court could act and modify the 324-month imprisonment sentence based on the government’s motion to reconsider, Local Civil Rule 7.2(E) conflicts with § 3582(c)(l)(B)’s statutory prohibition on a court’s modification of an imprisonment sentence except as “expressly permitted by statute or by
Our conclusion in this case is strengthened by the fact that the subject of the government’s motion for reconsideration is exactly what
III. CONCLUSION
We conclude that under § 3582(c) and
REVERSED AND REMANDED.
Notes
. The doubling rules applied to the drug quantity because Phillips also was convicted of maintaining a place for the purpose of manufacturing, distributing, and using cocaine within 1000 feet of an elementary school and possessing with the intent to distribute more than 500 grams of cocaine within 1000 feet of an elementary school in violation of
. Phillips previously had filed a § 3582(c)(2) motion based solely on Amendment 706, which lowered certain base offense levels under U.S.S.G. § 2Dl.l(c) for crack cocaine offenses.
See United States
v.
Moore,
The district court denied Phillips’s motion because Amendment 706 did not effectively
. At the hearing, the district court did not believe that it had jurisdiction to rule on the § 3582(c)(2) motion, because Phillips’s appeal from the district court’s denial of his first § 3582(c)(2) motion under Amendment 706 was still pending at the time of the hearing. This Court granted Phillips’s motion to dismiss that appeal on November 10, 2008.
. This discrepancy is due to an intervening change in the sentencing guidelines between the time when Phillips was sentenced and the time of the district court’s order.
. The James decision was issued on November 12, 2008, seven weeks after the district court conducted the September 24 hearing on Phillips’s § 3582(c)(2) motion, but about three weeks before the court granted Phillips’s § 3582(c)(2) motion and actually reduced his sentence.
. In
James,
the defendant originally was held responsible for a drug amount yielding a base offense level of 36 under the 1989 version of the sentencing guidelines.
See
.Local Criminal Rule 1.1(C) provides that "[c]ivil local rules shall apply [in criminal proceedings] insofar as they do not conflict with any statute, federal rule, local criminal rule, or individual order.” LCrR 1.1(C), NDGa.
. Phillips also filed a motion for reconsideration, asking the district court to further reduce his sentence below the newly calculated guidelines range of 324 to 405 months. The district court denied Phillips's motion in the same order, and Phillips has not raised that issue in this appeal.
. “We review
de novo
questions concerning the jurisdiction of the district court.”
United States v. Oliver,
.
c) Modification of an imposed term of imprisonment. — The court may not modify a term of imprisonment once it has been imposed except that—
(1) in any case—
(A) the court, upon motion of the Director of the Bureau of Prisons, may reduce the term of imprisonment (and may impose a term of probation or supervised release with or without conditions that does not exceed the unserved portion of the original term of imprisonment), after considering the factors set forth in section 3553(a) to the extent that they are applicable, if it finds that—
(i) extraordinary and compelling reasons warrant such a reduction; or
(ii) the defendant is at least 70 years of age, has served at least 30 years in prison, pursuant to a sentence imposed under section 3559(c), for the offense or offenses for which the defendant is currently imprisoned, and a determination has been made by the Director of the Bureau of Prisons that the defendant is not a danger to the safety of any other person or the community, as provided under section 3142(g);
and that such a reduction is consistent with applicable policy statements issued by the Sentencing Commission; and (B) the court may modify an imposed term of imprisonment to the extent otherwise expressly permitted by statute or byRule 35 of the Federal Rules of Criminal Procedure ; and
(2) in the case of a defendant who has been sentenced to a term of imprisonment based on a sentencing range that has subsequently been lowered by the Sentencing Commission pursuant to28 U.S.C. § 994(o) , upon motion of the defendant or the Director of the Bureau of Prisons, or on its own motion, the court may reduce the term of imprisonment, after considering the factors set forth in section 3553(a) to the extent that they are applicable, if such a reduction is consistent with applicable policy statements issued by the Sentencing Commission.
. The version of
.
. At the time of the district court's order, the time period in which a defendant could file a notice of appeal from a sentence was ten days.
. "Former
.
See also
.
See
. One fatal flaw in the government’s argument is that if
. Although the district court had a hearing with Phillips present, the district court in a
.Section 3553(a) factors include the policy statements found in the sentencing guidelines.
. As to how to count the seven-day time limit,
. In Ibarra, the Supreme Court reiterated:
that a motion for rehearing in a criminal case, like a motion for rehearing in a civil case, renders an otherwise final decision of a district court not final until it decides the petition for rehearing. In Dieter, we rejected an effort to carve out exceptions to this general rule in the case of petitions for rehearing which do not assert an alleged error of the law. We think that the Court of Appeals' present effort to carve out a different exception to the general rule laid down in Healy must likewise be rejected.
. Local Rule 7.2(E) was amended as of December 1, 2009 to provide for a period of 28 days after entry of the order or judgment in which to file a motion for reconsideration. LR 7.2(E), NDGa (2009). Because this amendment was not yet in effect at the time that the government filed its motion, the former version of the rule applies in this case.
. In contrast, it is not "clear error” when a district court imposes a plainly permissible sentence under the guidelines and applicable statutes but misunderstands the breadth of its discretion under the sentencing guidelines, imposing a higher sentence than it otherwise would have imposed.
United States v. Lett,
. Because the seven-day window in