*1 America, UNITED STATES
Plaintiff-Appellee,
v. PETRUS, Defendant-Appellant.
Wasem
No. 08-1706. Appeals,
United States Court
Sixth Circuit. July
Argued: 2009.
Decided and Filed: Nov. 2009. En
Rehearing Rehearing Banc
Denied Jan. 2010.*
* Judge grant rehearing Gilman would for the reasons stated in his dissent. *3 Mark Kriger,
ARGUED: J. LaRene & P.L.C., Detroit, Kriger, Michigan, Ap- for pellant. Sinclair, Jennifer J. Assistant Detroit, Attorney, Michigan, United States Appellee. Deday for ON BRIEF: N.C. LaRene, P.L.C., LaRene Kriger, & De- troit, Michigan, Appellant. Jennifer J. Sinclair, Attorney, Assistant United States Detroit, Michigan, Appellee. McKEAGUE, sentencing hearing, At Defendant’s GILMAN Before: SARGUS, urged counsel the district court to consider Judges; District Circuit the fact that Defendant had been born Judge.** Iraq family refugees and that his fled as D.J., SARGUS, opinion delivered young was a child. Ac- when Defendant McKEAGUE, J., court, in counsel, which cording to Defendant’s due to his 357-60), GILMAN, (pp. health, J. joined. parents’ poor Defendant has “been separate dissenting opinion. family” very young delivered the man of his since
age, having dropped out of school after the
grade
help support
family.
tenth
OPINION
*4
4.)
(Sentencing Tr. at
counsel
Defendant’s
SARGUS, JR.,
A.
District
EDMUND
asked the Court to “take into account [De-
Judge.
circumstances,
personal
includ-
fendant’s]
Petrus
Defendant-Appellant Wasem
ing the fact
that he takes care of his
(“Defendant”) challenges the 70-month
(Id.
6.)
family.”
pointed
at
He
out that
imposed
the district court
sentenced
person
sup-
Defendant is “not a
[who has]
following
guilty plea
charge
his
to a
of ported
drug
himself as a
dealer” or who
conspiring
possess
to
with intent
to dis-
drug
has “ever been successful as a
deal-
methylenedioxy-
to distribute
tribute and
er,”
advantage
but rather “took
of an eco-
(“MDMA”).
methamphetamine
Defendant
opportunity” presented by a
nomic
co-
procedurally
(Id.
6.)
contends that his sentence is
worker.
at
because the district
unreasonable
memorandum,
In his
Defen-
adequately explain
apparent
failed to
her
family
dant also asserted that
was
“[his]
rejection
of Defendant’s
for le-
Iraq.
family
forced to flee
He has no
there
niency,
adequately
to
explain
failed
how
society
there
no
or government
is
imposed,
she selected
sentence
protect
which will embrace him or
him.”
to
give proper weight
failed to
facts and
(Def.’s
16.)
Mem.,
Sentencing
ROA V.l at
suggesting
penalty.
circumstances
a lesser
profound
Defendant contended that “[t]he
follow,
hereby
For the reasons
we
immigration consequences he faces take
imposed by
AFFIRM the sentence
very far
his case
from the heartland of
court.
anticipated
cases
greatly
and warrant a sentence
below the
Background
I.
(Id.
16.)
recommended sentence.”
at
that,
in a
charged
suggested
Defendant was
one-count
Counsel also
due to De-
status,
July
indictment returned
fendant’s non-citizen
his conviction
may subject
him possible deportation
U.S. District Court
the Eastern Dis-
Michigan
conspiring
possess
Iraq,
“someplace
trict of
“a war zone” and
that is
longer
country
family
with intent
to distribute and distribute
had to
[no
the]
7.)
refugees.”
(Sentencing
MDMA in violation of 21 U.S.C.
flee as
Tr.
841(a)(1)
§ §
pleaded
government
responded
and 846. Defendant
for the
Counsel
13, 2007,
guilty
charge
government currently
to the
on
“not
November
is
de-
sentencing hearing
May porting
Iraq
probably
and a
was held on
... and
won’t for
(Id.
8.)
years
2008.
some
the future.”
**
Ohio,
Jr.,
Sargus,
sitting by designation.
The Honorable Edmund A.
Unit-
trict of
Judge
ed States District
for the Southern Dis-
statements,
listening
cooperation
to the above
extent of her
govern-
After
with the
applicable
court calculated the
ment and the “extraordinary
the district
and excep-
range to be 70-87 months based
tional” amount of
pro-
Guideline
information she had
11.)
of 27 and
vided.
Tr.
(Sentencing
on an Offense Level
Criminal
The court
History Category of one. The court listed
stated that it understood Defendant’s as-
“by
under 18
sertion that
several factors
U.S.C.
the time [Defendant] came
Defendant’s counsel had directed
in there
to which
wasn’t
information that he
background
court: Defendant’s
as an had to
provide,”
noted
the court did
refugee,
dropped
true,
the fact that he
out not
Iraqi
know whether this was
but found
young
and has worked since a
of school
“vast distinction between [Defendant]
the fact
age
parents,
[Maqi]
to care for disabled
and Miss
because of the nature of
(Id.
11.)
legal problems
cooperation.”
that Defendant’s
stem from her
relationships developed while he was work-
“certainly
The court stated that
it
ing,
marriage,
his recent
and the risk of mindful” that it could consider Defendant’s
“severely
immigration
adverse
action.”
12.)
immigration
(Sentencing
status.
Tr.
10.)
Tr.
(Sentencing
The court then listed The district court then sentenced Defen-
*5
general
statutory
the
factors
under
dant
to serve a term of 70
in
months
3553(a)
acknowledged
and
that the court
custody
years
followed
three
super-
of
must also “consider the kinds of sentences
vised release.
available,
range,
the Guideline
the Guide-
29, 2008,
May
On
Defendant filed this
generally,
lines
the need to avoid unwar-
timely appeal.
...
...
disparities
ranted
and the need to
(Id.
provide
...
at
restitution
victims.”
II. Standard of Review
10.)
We review district court’s sen
The court stated that as it “eonsider[s]
tencing determination for reasonableness
generally those
or
factors
those facts about
under a “deferential abuse-of-discretion
life that he
[Defendant’s]
wishes
Court
Bolds,
standard.” United States v.
511
account,
to take into
the Court also takes
(6th Cir.2007)
568,
F.3d
(quoting
578
Gall
in arriving
into account
at
these
States,
38,
v. United
552 U.S.
128 S.Ct.
Guidelines,
lack of criminal
[Defendant’s]
586, 591,
(2007);
range; and parties’ arguments the chosen sen- has considered imposing reasoning for exercising own rejection par- has a reasoned basis for tence, including any ” Id., authority.’ 511 legal making an outside-Guidelines decision arguments for ties’ added) (quoting from (emphasis decision to deviate at sentence and F.3d 580 Bolds, 2468). Rita, 511 advisory range. at Guidelines F.3d 581. It “not incumbent on the District “First, we must ensure conceivably relevant Judge every to raise ap ‘correctly calculated] district court Gall, 128 issue on his own initiative.” range’ which are ‘the
plicable
However,
at 599.
if a defendant
S.Ct.
initial benchmark’ of its
starting point and
argument
support
raises a
Bolds,
analysis.”
511 F.3d at
sentence,
a lower
the record must reflect
591).
Gall,
128
(quoting
S.Ct.
judge
that the district
both considered
the district court’s calculation
reviewing
argument
explained
defendant’s
Guidelines,
review the district
we still
Bolds,
rejecting it.
511 F.3d at
basis for
findings for clear error and
court’s factual
Jones,
(citing
States v.
United
Id., 511 F.3d
legal
its
conclusions de novo.
(6th Cir.2007)).
F.3d
See also
Lalonde,
(citing
at 579
States v.
United
(“Where
Rita, 127
at 2468
the defen
(6th Cir.2007)).
...
reasons for
presents
dant
nonfrivolous
a different sentence
imposing
Second,
must ensure that
we
normally go
explain
will
further and
oppor
judge gave
parties
both
“
*6
why
rejected
arguments.
he
those
has
tunity
argue
‘to
for whatever sentence
a
Sometimes the circumstances will call for
they
appropriate’
deem
and then ‘consid
3553(a)
explanation;
they
brief
sometimes
will call
§
to
ered all of the
factors
deter
lengthier explanation.”).
for a
they support
the sentence
mine whether
” Bolds,
requested by
party.’
511
[each]
have held that “a district court’s
We
Gall,
at
(quoting
F.3d at 579-80
128 S.Ct.
argument
failure to address each
[of
596).
evaluating
parties’ argu
“In
head-on will not lead
auto
defendant]
ments,
‘may
sentencing judge
not
matic
if the
the rec
vacatur”
context and
presume
range
that the Guidelines
is rea
reasoning
ord make the court’s
clear.
”
“
sonable,’
make an in
but rather
‘must
Smith,
463,
States v.
505 F.3d
468
United
on the
dividualized assessment based
(6th Cir.2007) (quoting United States v.
thorough
and
a
con
presented’
upon
facts
(6th
Liou,
334,
4
491 F.3d
339 n.
Cir.
3553(a)
of all of the
factors.”
sideration
2007)).
Duane,
See also United States v.
Gall,
Id.,
(quoting
511
at
128
F.3d
580
(6th
Vonner,
441,
Cir.2008);
533 F.3d
452
2465).
Rita,
596-97;
at
353
Id.,
imposes
obligation
imposed.
case law
this
on
511 F.3d at
(citing
Our
580
Unit-
McClellan,
ed
v.
courts for reasons of fairness
States
164 F.3d
310
(1999);
Jackson,
United States v.
practicality.
every perspec-
From
408 F.3d
and
(6th Cir.2005)).
301, 305
It is
tive,
insufficient
preferable
it is
for district courts to
simply to list the
factors and the
every
ar-
explicitly address
nonfrivolous
Id.,
defendant’s various characteristics.
Ex-
gument
raised
defendant.
(citing
stances III. Discussion sentence, announcing the Before 3553(a) § fac- general court listed both the Reasonableness A. Procedural and the considerations discussed tors that his 70- contends Defendant The court noted that Defendant’s counsel. unreason procedurally month sentence factors, it as it considered all of those also judge “failed to the district able because considered the serious nature of Defen- rejection apparent her adequately explain dant’s offense and the fact that Defen- leniency,” arguments for of the defendant’s history lack of a criminal was taken dant’s selected the sen explain or to “how she “safety into account under the valve” did,” tence she and because which 3553(f). acknowledged The court U.S.C. weight to facts give proper “failed to potential deportation that faced Defendant pen suggesting and circumstances lesser as a result of conviction. The court (Def.’s 3.) alty.” Br. why imposed it explained also harsher above,
As discussed
we review
dis-
imposed
sentence on Defendant than that
procedural
reason-
trict court’s decision
coconspirator
provided
on a
who had
steps, ensuring
ableness in three
that the
government
“extraordinary
with an
(1) properly calculated the
district court:
exceptional”
amount
information.
(2)
range;
Guidelines
considered the other
Finally, we find that the district court
parties’ argu-
factors and the
adequately
im-
explained the sentence
(3)
ments;
adequately
articulated its
posed, and
the court “considered the
reasoning
imposing
the chosen sen-
parties’ arguments
and has
reasoned ba-
tence,
any rejection
par-
including
selecting
imposed.
sis” for
the sentence
Bolds,
arguments.
ties’
355
case, however,
ring).
considerations listed
this
the district
to reflect the
detailed
meaningful
brevity
to allow for
court’s
does not constitute
§in
and
revers-
”
Lap-
explained
v.
The court
review.’ United States
ible error.
its deci-
appellate
Cir.2009)
(6th
758,
sins,
(ap
by discussing
F.3d
773
sion
the considerations the
570
Bostic,
rule under
most important.
error
court considered
As the
plying
plain
865)
v.
(quoting
Supreme
United States
Court has held:
371 F.3d
(6th
506,
Cir.
540 F.3d
518
Mayberry,
acknowledge that
the judge might
We
2008)).
court
that
Noting
“[t]he
might
have said more.
have add-
[She]
the reasons for re
required
‘give
not
to
that
had
explicitly
[she]
ed
heard and
by
arguments
and all
jecting
[made]
argument;
considered the evidence and
”
sentences,’
for alternative
we
parties
(as
that
no one before [the
de-
court]
if the district
held that
is sufficient
“[i]t
nied)
thought
in
the Commission
[she]
enough
satisfy
judge
forth
‘set[s]
the Guidelines had determined a sen-
that he has considered the
appellate court
in
proper
tence that was
the mine run of
arguments and has a reasoned ba
parties’
cases;
roughly
similar
and that
exercising
legal
his own
decision-
sis for
found that
per-
[she]
[the defendant’s]
” Id.,
at
making authority.’
570 F.3d
773
simply
sonal circumstances here were
Rita,
Vonner,
387;
at
(citing
516 F.3d
551
enough
not different
to warrant a differ-
356,
2456;
127 S.Ct.
United States
U.S.
ent sentence. But context and the rec-
(6th
Moon,
Cir.2008);
527,
v.
513 F.3d
this,
similar,
clear
ord make
or
Gale,
v.
468 F.3d
United States
reasoning
judge’s
underlies the
conclu-
(6th Cir.2006)).
explained
This Court
conceptually
sion. Where matter is as
lengthy explanation will suffice for
less
“[a]
simple as
the case at hand and the
a within-Guidelines sentence when ‘the
record makes clear that the sentencing
clear that
record makes
judge considered the evidence
argu-
judge
[defendant’s]
considered the
evi
ments, we do not believe the law re-
” Id.,
arguments.’
570 F.3d at
dence and
quires
to write more exten-
Rita,
(citing
U.S.
sively.
2456).
“[although
We noted
dis
States,
338, 359,
Rita v. United
551 U.S.
not
specifically respond
trict court did
(2007).
Here,
in Lapsins,
argument
upon
as
the district
second
focused
the much
during
given
co-conspirators
more
might
court
have said
lower sentences
refusal to And that
sentencing hearing.
practice,
The best
as
and the court’s
Petrus
*9
said,
Clay
gov-
for
assistance to the
Judge
has
“is
the district
rendered substantial
explicitly
arguments
court to
address all of the non- ernment. While each of these
frivolous
that a defendant rais
could have been addressed with more de-
rationales,
support
es in
of a lower sentence.” Her
tailed
the record discloses that
rod,
*8,
U.S.App.
rejected
2514047at
the district court considered and
WL
J.,
(Clay,
position.
concur-
the
Lexis 18763
*22-23
Defendant’s
motion,
status,
ernment not to file a 5K1.1
unless
immigration
the
As to his
that
acknowledged
expressly
court
alleges
supports
district
a defendant
and
a claim
“severely
immigra
adverse
faced
Petrus
upon
that the refusal to file was based
status,”
him at the low
yet sentenced
tion
unconstitutional,
prosecutive motive.
sentencing guideline range. We
end of the
States,
181, 112
Wade v. United
504 U.S.
dissenting colleague
agree with our
1840,
(1992);
ceived the benefit of a motion for down- certainly ward The dissent correct departure under U.S.S.G. 5K1.1. Co-conspirator Jeny Maqi faced sentenc- that a district court should articulate its ing guideline of 121-151 months. range reasoning rejecting argu a defendant’s granted The district court mo- 5K1.1 Here, mitigation. ment in favor of incarceration, giv- tion and did not impose every position addressed ad “extraordinary exceptional” en her Defendant, vanced albeit in a bare- government. amount of assistance to the sum, although bone fashion. the dis “might trict court in have said this case The that Petrus dissent states Rita, more,” U.S. willing co-operate “was and able to with it. require the law does not We find but, government” because he waited any signifi that the court commit did not assistance, until all others had rendered he procedural imposing cant error Defen was denied a motion. to the 5K1.1 As dant’s sentence and that the sentence was sentencing guidelines, this Court is without authority procedurally gov- to review a decision reasonable. *10 Reasonableness Substantive attempt cooperate government; with the B. we find that the 70-month sentence is Although ap Defendant does not substantively reasonable. on of appeal his sentence the basis pear reasonableness, he substantive raises the IV. Conclusion tangentially by contending that “the issue reasons, foregoing For the the sentence give proper ... failed to district imposed by hereby the district court is suggest to facts and circumstances weight (Def.’s 3.) AFFIRMED. ing penalty.” a lesser Br. De maintain” that fendant “continues to his GILMAN, LEE RONALD Circuit unreasonable, substantively
sentence is as Judge, dissenting. serting approach that the court’s sen “overly tethered to the tencing was Guide I disagree majority’s do not with the proper and inconsistent with lines imposed conclusion the sentence on (Def.’s methodology.” Br. post-Booker substantively Wasem Petrus was reason- 34.) Nor I disagree majori- able. do with the ty’s analysis of the first two factors the asserts that his Defendant procedural-reasonableness (properly test procedural “are framed in terms of ‘rea- calculating the Sentencing United States procedural sonableness’ because sufficien- range, considering both 18 cy sentencing including in the decision— 3553(a) § parties’ U.S.C. and the argu- permit sufficient record to substantive ments). Bolds, See United necessary precondition States v. evaluation—is (6th Cir.2007). (Def.’s 32-33; part F.3d I ways Br. substantive review.” however, majority, with the regarding Br. 2 its Reply (noting see also Def.’s that the treatment of the third factor of this test applies of reasonableness presumption review, (articulating the reasons for imposing the only to substantive and “it is to the sentence). chosen See id. Because the procedural ‘unreasonableness’ of the trial adequately explain district court did not judge’s decision defendant- addressed”).) why rejected it certain arguments made appellant’s arguments are for a Petrus sentence below the Guidelines raises the issue of Because Defendant I range, respectfully dissent. reasonableness, substantive albeit indirect- ly, should it. To This court this Court address declared Bolds in reviewing proce- extent that Defendant contends that his third consideration unreasonable, substantively sentence is we dural reasonableness of a sentence is disagree. “adequately Because Defendant’s sentence whether district court ar- Guidelines, within the it is entitled to a ticulated its reasoning imposing chosen, presumption any rebuttable of substantive rea- sentence including sonableness, give rejection parties’ arguments and we due deference to of the for an court’s conclusion that the sen- sentence district outside-Guidelines deci- 3553(a) advisory tence is warranted fac- sion to deviate from the Guide- Bolds, Gall, (citing range.” lines Id. Although tors. this standard 597). Considering totality require does not court to en- id., circumstances, including in a gage of the “ritualistic incantation to estab- Guidelines, factors, issue,” legal the na- lish consideration of a it does offense, family require “provide Defendant’s sit- the court to ex- ture clear uation, status, immigration planation why accepted Defendant’s it has either or history, rejected parties’ arguments criminal and there- lack of a and his asserted *11 facility. im- Prisons So those are what—(cid:127) particular the sentence by chosen that are the considerations the it is within those of whether posed, regardless to deciding has in the sentence Id. at 580 Court the Guidelines.” or outside of (citations quotation impose. marks internal and “[wjhen omitted). that de- This means Act Sentencing Pursuant to the Reform argument in particular raises a fendant the has considered the of Court sentence, the record must seeking a lower in and the factors 18 U.S.C. judge consid- that the district 3553(a), reflect both Defendant is committed to argument and that the defendant’s ered custody of the Bureau of Prisons for rejecting explained the basis period of 70 months. added) (citation (emphasis it.” Id. sentencing from the passage As this omitted). marks quotation internal demonstrates, the district court hearing majority I that the dis- agree with acknowledged arguments Petrus’s concern- acknowledged trict court and considered then, ing immigration his status and with- regarding family arguments Petrus’s his imposed a any explanation, out the court status, I background immigration but Presumably of 70 months. sentence in nothing support find the record to rejected arguments court Petrus’s that he the district majority’s statements atypical was an defendant and explained articulated or its court either fall in heartland of crime did not cases rejecting arguments. (Maj. basis for these anticipated by the Guidelines. But we are 354-55) Thus, Op. although majority court speculate left as to how the acknowledges Judge Clay’s the wisdom of If reached this determination. we are to that “it clear that the better admonition is give any prong effect to the third of the required by the one our practice case test, procedural-reasonableness we must —and explicitly court to law—is for explanation more than that which require arguments all of the nonfrivolous address in present was offered case. The dis- in support that a defendant raises of a of the perfunctory trict court’s recitation Herrod, sentence,” lower United States v. statutory sen- parties’ arguments and (6th 07-2197, No. 2009 WL at *8 not an ade- tencing factors does constitute 2009) J., (Clay, Aug. (unpublished) Cir. explanation of its deci- quate concurring), majority apply fails to this sion. present
standard in the case. This case cries out for The district court offered no evaluation explanation why as to Petrus received sub- arguments concerning his fami- Petrus’s stantially disparate compari- treatment circumstances, ly entirety and the sentencing. coconspirators son to his analysis of Petrus’s re- court’s Jeny Maqi, example, who was one of immigration status is as fol- garding his coconspirators Petrus’s at the same level lows: culpability with a 121-to-151-month impose, range, the Guidelines avoided incarcera- deciding what sentence certainly mindful that it can tion whatsoever because of her extensive
Court
But Pe-
deport-
cooperation
government.
account Mr.
with the
Petrus’[s]
take into
coop-
equally willing
fact that
trus was
and able
able status and the
he would
yet he did not
government,
not be entitled to receive all of the bene-
erate with the
might
receive a U.S.S.G.
5K1.1 substantial-as-
programs
fits of all of the
be
simply because he lost
to a citizen of the United
sistance reduction
available
“spill
the beans”
while
in the Bureau of
the race to be the first
States
housed
*12
particular
Attorney. Funda- When
defendant raises
States
to the United
sentence,
argument
seeking
a lower
expla-
an
requires more of
mental fairness
the record must reflect both that
the
seemingly inequitable result
nation for this
judge
considered the defendant’s
simple
court’s
statement
than the district
judge explained
and that the
argument
a vast distinction between
there is
“that
Likewise,
rejecting
the basis for
it.
[Maqi] because of the
and Miss
Mr. Petrus
must contain the district court’s
record
cooperation.”
her
nature of
concluding
rationale for
that
the sen-
there is selected
acknowledge
I
imposed
great-
tence
is sufficient but not
supports
in our circuit
caselaw
necessary,
comply
than
er
with
majority.
reached
conclusion
purposes
sentencing
of
set forth in 18
cases, however, appear to advocate
These
3553(a).
§
U.S.C.
While there is no re-
say,
I
not as I do.”
position
of “do as
quirement
engage
that the district court
hand,
requires the
the one
the caselaw
On
in a ritualistic incantation to establish
“provide
expla-
a clear
sentencing court to
legal
consideration of a
or that
issue
why
accepted
it has either
or
nation
specific findings
court make
related to
Bolds,
rejected
parties’ arguments.”
considered,
each of the factors
the dis-
at 580. But our circuit has also
trict
provide
court must nonetheless
an
determined,
plain-error
at least under
re-
articulation of the reasons the district
view,
procedurally
that a sentence is
rea-
imposed.
court reached the sentenced
even where “the district
did
sonable
Simply listing the
factors and
rejecting
not articulate his reasons for
[the
various characteristics of the defendant
arguments.” United States v.
defendant’s]
referring
applicable
without
to the
(6th Cir.2009).
758, 773
Lapsins, 570 F.3d
range
explaining
or
the deci-
court in fact concluded
Lapsins,
this
stay
sion to
within or deviate from that
to 18
a mere reference
U.S.C.
range is insufficient. The district court
3553(a)(1),
sentencing
requires
explanation why
which
a clear
provide
must
history
accepted
rejected
“the
and charac-
it has either
or
court
consider
defendant,”
thereby
parties’ arguments and
chosen
teristics of the
was sufficient
imposed, regard-
sentence
requirement.
dispose
explanation
less of whether it is within or outside of
774.
Id. at
the Guidelines.
contradiction between the articula-
This
Bolds,
(alterations,
cause the district rejec- any explanation for its
did not offer concerning his Petrus’s
tion of status, immigration
family background is not imposed
I that the sentence believe
procedurally reasonable. above, I
For all of the reasons set forth and re-
would vacate Pétrus’s sentence resentencing.
mand for BOOKS, INC.,
EAST BROOKS
Plaintiff-Appellant,
v. COUNTY, TENN., et
SHELBY
al., Defendants-Appellees, Jr., Cooper, Ten-
Robert E. State of Attorney General,
nessee Inter- Defendant-Appellee.
venor
No. 08-5958. Appeals,
United States Court
Sixth Circuit.
Argued: April 2009.
Decided and Filed: Nov. 2009.
