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United States v. Peter Blake, AKA David Clark and Winston Wilson
941 F.2d 334
5th Cir.
1991
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*1 an election that should has won the union determinative. In close could be election very certainly, at the Most not have won. is the Board situations election vote least, activity, which objectionable such carefully particularly and to required whole,” a could “considered as be cases must which in other charges scrutinize of the outcome influence ... [an] insub- “tend immaterial or would constitute single vote. a and, decided but election” election objections stantial Because the Claxton, at 1366. 613 F.2d evidence hard when the existence of of and substan- has raised material Company hear- a supplied, irregularities is full improper electioneer- tial factual issues accord- be truth should ing get at the hearing conduct, full ing “a coercive ed. get truth be accorded.” should added). (emphasis Id. at 362. Packing, 457 F.2d Gooch employee company a Packing, In Gooch Company majority holds that morning of the organizer, on union specific produce evidence which failed employee election, another informed prima a facie case that the elec- established work- higher wage while had earned she adversely affected. have been tion could company. Two or union for rival vote, I extremely close light remark. heard this employees three other deny disagree. respectfully it was reflected that Submitted of the order and for petition enforcement employee had earned unlikely” the “highly hearing. evidentiary for an remand noted, As the court wage claimed. rate influ- persons just one of these “[i]f remark, by this enced to vote for union election it union has won

then the supplied with If not have won.

should existed, facts

adequate evidence hearing have conducted

the Board should conjec- rumor and from

to sort substance Gear, NLRB v. also Nixon ture.” Id. See America, STATES of UNITED (2d Cir.1981)(“[t]he Inc., Plaintiff-Appellee, acute” in hearing particularly for a need by two because votes an election decided BLAKE, aka David Clark and Peter cannot be sum- misconduct “even minor Wilson, Defendant- Winston it could ground marily excused Appellant. election”); influenced Corp. v. Supply Henderson Trumbull No. 90-1829. Cir.1974) (2d NLRB, Appeals, United States Court proposition an elec- (stating an identical Fifth Circuit. vote). decided one tion Aug. 1991. part II.A. of As discussed did not Company’s affidavits opinion, the Rehearing Denied Oct. allegations, instead conclusory but contain “specific evidence requisite contained the specific specific events [and] person was just If one influenced

people”. improper conduct and comments

by the area, or polling at the

Readus or Jackson handbil- threatening conduct

by Presley, or by employee

ler described misleading which insinuated handbills (but Company)would not the

that the union employees labeled

know how voted “thieves”, then Company “liars” *3 Nation, Dallas, Tex.,

John D. for defen- dant-appellant. Greenberg, Atty.,

Susan Asst. U.S. Mar- Collins, Dallas, Tex., Atty., vin for plaintiff-appellee. CLARK, Judge,

Before Chief GARWOOD, GOLDBERG and Circuit Judges.

CLARK, Judge: Chief Peter Blake was convicted and sentenced charging under a seven-count indictment weapons various and narcotics offenses. indictment, challenges He raises portions against of the evidence admitted trial, him sufficiency and to the evidence on several counts. We affirm. purchased In March two pistols semiautomatic from a at a dealer completed trade show in Dallas. He using transaction forms the alias of Win- ston Wilson. charged possession police officers Counts and 7 of fire- early April Dallas alien, during illegal a “reverse” in violation of 18 arms

observed conducting 924(a)(2). under- 922(g)(5) An officer transaction. U.S.C. Count §§ negotiations to sell two kilos purchase offered cover concerned Blake’s March 1989 individual. cocaine to Blake and another pistols. of the two semiautomatic Count 7 close and observed the offi- Blake stood gun concerned the submachine and four $52,000. exchange An cer the cocaine pistols apartment seized in the 9mm after given, Blake’s com- signal was arrest charged possession his arrest. Count 3 escaped in apprehended. Blake panion was distribute, cocaine with intent to in viola- a Nissan 300ZX. While 841(a)(1). of 21 tion U.S.C. Count § *4 indictment, this sale was described charged unlawfully receiving possess- government’s in rebuttal case. jury ing unregistered an firearm —the subma- gun chine hidden under the baseboard—in 12, 1990, April Blake was arrested 5861(d) of 26 and 5871. violation U.S.C. §§ coming under surveillance after charged 5 and 6 use of firearms Counts on a warrant for his arrest based during drug trafficking and in relation to a purchase firearms under the alias crime, 924(c)(1). in of 18 U.S.C. violation § culmi- Wilson. This surveillance Winston gun 5 concerned the submachine Count chase, in car which ended a nated found with the cocaine hidden under the in which Blake of the Nissan 300ZX wreck Count 6 concerned the four baseboard. passenger. was a pistols pillowcase in the 9mm found government elicited testimo- At trial the bedroom. arrest, that, spoke freely ny after his Blake custody enforcement offi- A him while law convicted on all counts. The cers, confessing variety of criminal imposed impris- to a term trial court a total included the conduct subse- years activities which and 8 The onment of 50 months. charged in indictment. Blake quently imposed supervised court also district trial, along denied these statements at years release term of five and made a knowledge of criminal traffick- special assessment of Blake filed $350. sign in narcotics. Blake did consents to timely appeal. apart- car and two search wrecked

ments. Officers testified that he told them II key apartments to one of the where argues improp- that the indictment They found. also testified that he could be groups of He erly joined two offenses. hiding place described a under a kitchen evidentiary also raises several issues where he stashed crack co- baseboard had Fi- the district court’s conduct of his trial. caine, gun, money, and informed nally, challenges sufficiency weapons and them of a cache of ammuni- him against on several of the pillowcase in a in the bedroom. tion counts. The officers found an automatic subma- cocaine, gun, grams

chine of crack A. Joinder $6,000 in cash hidden behind baseboard. of Offenses pillowcase A the bedroom contained four argues the indictment pistols They 9mm and ammunition. also charged groups two of offenses. Counts razors, plastic baggies, discovered and a possession and concern his unlawful car, of scales. In set the officers found acquisition of firearms in March 1989. guns, bag two loaded one in a under the remaining counts all concern the events passenger floorboard and the other in the surrounding April his arrest on purse. driver’s district court denied Blake’s motion for Blake was groups indicted on seven counts. severance of these two of offenses. charged Count 1 use of false Misjoinder identification is a of law we review firearms, acquisition Park, in violation de novo. United 922(a)(6) 924(a)(1). 754, (5th Cir.1976). of 18 U.S.C. §§ quired district court did not err. Rule into on cross-examination of the (1) concerning 8 of the Federal Rules of Criminal Proce witness the witness’ char- broadly untruthfulness, in favor of initial dure is construed acter for truthfulness or Scott, (2) joinder. concerning the character for truth- Cir.1981), fulness or untruthfulness of another wit- L.Ed.2d 105 ness as to which character the witness 8(a) joinder being Rule allows of offenses cross-examined has testified. if “are of the same or the offenses 608(b). Fed.R.Evid. are on the similar character or based same Under Rule it is error to at act or transaction or on two or more acts or general tack a witness’ character for truth together connected or consti transactions by using fulness extrinsic evidence of his tuting parts plan.” common scheme or of a conduct that has not resulted in conviction 8(a). groupings Both of Fed.R.Crim.P. Cohen, a crime. United States v. charge fenses contain the identical of un have, We possession illegal lawful of firearms however, held that “Rule should not permissible alien. Joinder was under Rule stand as a bar to the admission of evidence 8(a). allege any prejudice— Blake does not *5 contradict, introduced to and which the prejudice—flowing much less substantial jury might disproves, find a witness’s testi discretionary from the district court’s deci mony as to a material issue the case.” denying sion severance of these counts. 799, Opager, v. 589 F.2d 803 Scott, F.2d at Accordingly, See 589. ruling allowing the district court’s admissions, in indi proceed single counts to to trial under a cated that he had extensively been involved indictment was not error. in drug trafficking, primary was a part of government’s such, case-in-chief. As Evidentiary B. Issues drug the admission that he was in the prior 1. Extrinsic evidence of a act of clearly business was a material issue in the misconduct case. Blake making When denied the in government In its case-in-chief the elicit- criminating police statements to the offi testimony police ed from three Dallas offi- direct, cers on he called into cers that Blake had admitted involvement veracity of the officers’ in charged the crimes and in other criminal the confession. The was enti activity. cross-examination, On direct and present tled to prior evidence about Blake’s making any Blake denied incriminating drugs involvement with to corroborate the statements to the officers. re- On testimony about Blake’s confession. Evi buttal, called a detective of drug dence of other transactions corrob Department Dallas Police testify, drug orates Blake’s admissions about traf objection, over Blake’s pres- about Blake’s ficking. That drug Blake was a trafficker ence purchase operation at the “reverse” guns tends to show that the and cocaine detailed in the facts above. girlfriend’s found apartment secreted improper contends this was im- part drug of his business. We follow peachment, 608(b) citing Rule of the Feder- the recent decision in United States v. al Rules provides: Cardenas, of Evidence. This rule 1338, 1345-46

(b) Cir.1990). facts, Specific indistinguishable Under conduct.—Spe- instances of that court stated: cific instances of the conduct of a wit- ness, purpose for the attacking We do not believe that oper- Rule supporting the credibility, witness’ ates to exclude such as this. provided than conviction of evidence, crime as in Material relevant such as that 609, may proved rule be extrinsic presented by government, which con- however, They may, evidence. in the tradicts other material evidence does not court, discretion of the if jury’s tend to focus the attention on an untruthfulness, truthfulness or matter, be in- unrelated collateral so as to con- 1244, 920, denied, 99 S.Ct. 440 U.S. cert. expend valu- needlessly jury and fuse (1979). By his direct testimo L.Ed.2d Rather, aids such time. able cross-examination, ny and denials a defen- determining whether knowledge placed at issue his squarely intentionally involved actually and dant trafficking. narcotics intent misconduct; himself evidence, admitting “By the rebuttal ancillary. merely effect is impeachment picture merely completed the as court trial 1346; States see also United Id. and knowl appellant's true involvement (11th Cir.), 1245, 1248-50 Cousins, 842 F.2d thereby correct edge in the world 109 S.Ct. cert. appellant’s testimo distorted view ed a Circuit Ninth 102 L.Ed.2d Batts, at 518. ny.” “[¡Individual concluded has likewise evidence, instance Rule in this rules of Impeachment isolation, when 608(b), read should not be cross-examination, Blake assert On of ascertain destroys purpose so to do possessed crack co he had never ed that especially so when This is truth. caine, any that he never statements made ev the relevant directly contradicts witness they police regarding contraband to exclude.” Rule seeks idence which car, apartment find 513, 517 Batts, testimony by the officers to Cir.1977), opinion withdrawn government’s contrary a lie. grounds, on other aff'd denied, testimony, the fol attempt impeach place: lowing colloquy took (1978).1 was ad The evidence L.Ed.2d Blake, any- killed Q. you ever Mr. 608(b). Rule under missible *6 body? Furthermore, the admis where Honor, we Your MR. GLOVER: any ground, proper on evidence is sion of being highly— object that as to on other court’s reliance district I that. THE sustain COURT: the defendant’s not affect grounds does Honor, Your could MR. WEBSTER: Cardenas, F.2d at 895 rights. substantial approach the we bench? 1345; Rail v. Coastline Collins Seaboard Yes, sir. THE COURT: 1333, (5th 1335 Cir. Co., F.2d 681 road record.) (Bench on the conference ap provides an 1982). plainly Rule Honor, this Your is MR. WEBSTER: This rule propriate basis admission. get that we did not the statement part of crimes, evidence of generally bars regard to examination into on direct prove character of or acts to wrongs of which were killing people, two him ten conformity there conduct in defendant police officers Jamaica. “motive, op prove with, it tends to unless Well, does he have a THE COURT: intent, plan, knowl preparation, portunity, you that effect? to statement or of mistake edge, identity, or absence a statement He has MR. WEBSTER: 404(b). Under this accident.” Fed.R.Evid. agents Agent Barber that to two of “other held that rule we get into on cross- that we did not effect to an if it is relevant is admissible crimes” we felt— because examination character, than the defendant’s issue other mean on direct? THE COURT: You is of the evidence value Yes, sir, good on outweighed by preju its MR. WEBSTER: substantially Beechum, all of those individu- faith basis and three v. effect. United States dicial willing up to this Cir.1978) (en banc), to come 898, als were 911 582 F.2d 799, reasoning, Opager, F.2d at without not- primarily original relied decision in Batts 1. The 608(b), only briefly history. Having speaking subsequent found the Rule 404(b). decision was support subsequently persuasive, lent Rule This original we Batts to be do decision withdrawn, opinion event, any language. In not reconsider exclusively on Rule which rested substituted 404(b). complementary, are and sustain Batts decisions quoted Opager, court this here on basis. affirmance either large portion original Batts adopted a Contreras, States v. See United agents. people ten at least were state there denied, cert. 1237, (5th Cir.), killed Blake. F.2d Jamaica 466, 62 L.Ed.2d 387 100 S.Ct. that? What about THE COURT: (1979). going I he is assume MR. GLOVER: pretty is bizarre. deny it but placed at Bizarre is common MR. WEBSTER: testify. test when he chose to When issue case. place in this however, govern credibility, ing that denied that If he has MR. GLOVER: up simply set extraneous ment cannot denied all this other. he did it he has to knock down. Con straw man it wishes I it I think THE COURT: understand. ceding, arguendo, questions overdoing myself it but think of Blake’s credi were relevant to the issue is allowable. admissi bility, judge’s analysis trial “a Okay. MR. GLOVER: begins the decision that bility only your it on THE I will take COURT: relevant. He must proffered evidence is you have those state- representation marginal against yet weigh its contribution support it. ments to confusion, keeping prejudice and potential record.) (End on the conference bench jury’s judge remains the in mind Okay, Mr. Webster. THE COURT: regarding the law.” of information source Blake, Webster) you did Q. (By Mr. Mr. Burton, United States you left Ja- anybody kill before ever Cir.1984). appeal, Rule 403 On maica? district court to be struck balance No, A. sir. not be overturned absent an abuse will Agent Q. you did ever tell anyAt time judge’s discretion the trial broad presence Special Pickett Scott Thevis, Id; United States v. area. Investigator Agent Blake Boteler (5th Cir.), you killed at least Terry Barber that 74 L.Ed.2d 61 people in ten Jamaica? “extraordinary measure” 403 is an Rule No, A. sir. permits of relevant exclusion because called to government witness was No Caldwell, evidence. *7 testimony. No further mention

rebut this Cir.1987). Thus, when by govern- the made of this matter was exercise of reviewing the district court’s During closing arguments, Blake’s ment. light the discretion we view evidence briefly this line of counsel referred to twice proponent, maximiz most favorable to the the questioning. He commented minimizing its ing probative its value and Blake made government’s assertion that Id. effect. prejudicial He also these statements was “ludicrous.” The Admitting this was error. evidence of the pointed “prejudicial” out the nature unfairly question of the was substance statements, unreliability the as well as apart self-generated from the prejudicial: stemming from decision not to the officers’ test, credibility entirely it unrelated to record, was videotape, to or to transcribe for jury. the signature these conversations. substantive issue before agents’ with Blake From its conversations argues questions the through investigation, govern- the its entirely collateral to the issues substantive ment had obtained abundant charged offenses, any pro- and that impeach it could use to his credibili- on the issue bative value this ty. probative cumulative value of this substantially of his was out- Moreover, impeachment was de minimis. weighed prejudice by danger the of unfair asking inflammatory question and after the arising implications of from the substantive receiving anticipated negative response, the See Fed.R.Evid. questions. 403. The chose not to call rebuttal government responds that Blake’s credibili- issue, testimony. to contradict this ty witnesses particularly was at attempt argue discrep- scope of those Neither did it to this his conversations with ancy closing emphasize Blake’s lack tion that he permissible thought to use a Instead, credibility. the prosecution name, false to declare a birthplace, false damning questions threw the jury into deny being illegal alien when follow-up box without the it led the court to making purchase. He told jury he believe would be forthcoming its did not even guns, yet like jack- his leather agents. “major function” Rule 403 et bore the name “Bullet.” He then “to is matter of scant or cumula exclud[e] nickname, claimed this was not his and he force, dragged tive by did not know or when why it was stenciled heels for the of its prejudicial sake effect.” jacket. back of his He explained the McRae, United States v. person cash on $1000 when arrested (5th Cir.), stating he just had paid been for finish- S.Ct. L.Ed.2d 83 body car, work on a although he government’s conduct leaves the district could not car, remember who owned the ruling court’s a clear abuse of discretion. car, the make of the or the location of error, however, Finding where he had gold done work. The then arises whether this error was harm- chain with a Krugerrand he medallion was Rodriguez, less. United States v. 573 F.2d wearing when arrested was borrowed from an error “[W]hen friend, a but he value, did not know its nor not of magnitude, constitutional it is not did he identify the friend. ground for if the reversal error had no every On point, substantial Blake’s testi- substantial influence and enough there was mony was contradicted support of the offi- apart phase the result from the cers. The description of affected the error.” Id. narcotics presented by transaction required Blake’s defense to de- on rebuttal concluded with testimony of his termine whether he or the officers were escape in a Nissan 300ZX. The car in lying. By admitting following, which he passenger was a ap- when own assured the jury’s determi- prehended days several later also a was credible, nation that he not a was reliable Nissan 300ZX. He claimed it his first witness. He routinely aliases, used several only ride in supplying the car. He false names and testified that misinfor- only plainclothes mation to enter saw the United he illegally holding officer and to obtain gun driver’s unlawfully. tapping licenses prior on window He asserted he chase, and the female driver of the but never saw or heard the uni- car were “casual friends.” Yet fathered squad formed officer in the car the officers child, her professing while love his still flashing testified behind him lights wife and children he left in New York. He sounding its siren. The officers’ testi- stated that he never lived at the female’s mony presented *8 government’s case- apartment, and that the found contraband in-chief consistently recounted his state- But, there was not his. he admitted that ments that his, the along contraband was picture family the of his found there was with his places to the directions secret in explained his. He by this testifying he had All was concealed. were proved to picture the brother, taken to show his who accurate. be visiting him from Jamaica but who had The record same, contains more of the stayed at her apartment. He also testified the but above is more than sufficient to knowledge that he had guns, no of al- establish that any juror though reasonable he did purchasing admit to the two to have conclude Blake pistols men, semiautomatic for was not credible. two one know, name he The against whose did not substantive evidence and the Blake only he knew as that, overwhelming. “John.” He was also The testified errone- two ously when purchasing weapons, the he did admitted questions killings not about the see prejudicial. statement the form which he were inBut the of context this signed prosecution trial, they for false an- clearly did not harm any sub- swers. He then testified on cross-examina- right stantial of the defendant. of fact have found the essential Irrelevant, trier could prejudicial beyond of the crime a reasonable elements rebuttal, Hoskins tes Detective On doubt, the conviction will stand. United assigned to the “I a detective tified: am Cordova-Larios, 40, 41 Organized Crime of

Narcotics Division Force, Task Jamaican Drug Enforcement Building.” Force here the Federal Task required Count 3 Jamaican, objected Blake Because he (1) (2) pos knowingly Blake prove that irrelevant and this reference was that last (3) a controlled substance sessed conference, the dis prejudicial. At bench it. intent distribute agreed, and asked whether trict court Villasenor, Cir. an instruction to Blake’s counsel wished 1990). argues that Blake the evidence request disregard. such was made. No possession him to insufficient to link sur government stated that it was substance, the amount controlled reference, which the witness prised raise inference of was insufficient to prompting. voluntarily stated without testi jury intent to distribute. heard challenge Blake did this assertion. had mony that Blake confessed to owner by hav the matter district court concluded narcotics, ship agents to a of directed out of the ing counsel instruct the witness key apart keyring containing the presence to Jamaica jury’s never refer ment, compart and disclosed hidden again. containing testi ment the narcotics. Other in neither curative requested grams Blake mony established that argues a mistrial. He here struction nor crack cocaine seized was a commercial prejudicial 2,000 was so yielding approximately that this indi quantity He duty had no to make such a motion. found the cocaine was vidual doses. With disregard urges cash, blades, bag no instruction to $6,000 plastic also razor disagree. together, have the harm. We gies, could cured and a of scales. Taken set inappropriate, if Blake reasonably considered Blake Even could infer that the one word—“Jamai complains committed the offense. days can”—spoken once over two weapons argues that request for testimony. Without a witness never counts 5 6 were covered mistrial, a curative instruction weapons were linked to him. Because plain error—error that appellate test is narcotics, weapons found resulted is “so fundamental as sufficiently linked to him the same miscarriage justice.” States v. credibility assessments set out above. Cir.), Yamin, 924, 109 S.Ct. argues Blake also (1989). No error oc plain L.Ed.2d 603 924(c)(1) weap requires that the U.S.C. § curred here. during and to a ons be used in relation drug trafficking argues crime. He Sufficiency C. Evidence prove no more than did re proximity that the evidence a controlled substance Blake asserts weapons. recognizes that the garding 5 and is insufficient to named counts *9 charged pos government prove not use or support Count 3 need actual conviction. brandishing weapon. of with intent to distribute. of the session cocaine Coburn, 372, 5 6 use of a firearm v. 876 F.2d 375 Counts by during drug trafficking government may to a The meet and in relation its burden reviewing challenge showing weapon the involved could offense. When facilitate, evidence, sufficiency protect, of the been or the we view the have used light potential facilitating opera most the the evidence in the favorable of tion, government, presence weapon with all of reasonable inferences way credibility support choices some connected with the traffick drawn jury’s Robinson, long ing. verdict. So as a rational United States 1006, (5th Cir.1988). Robinson, 608(b) (emphasis added). we The language of Matra, 841 F.2d quite plain; followed United States v. the rule is extrinsic evidence is (8th Cir.1988), which found it sufficient inadmissible when impeach offered to or “police weapons, had found loaded am- credibility. bolster a witness’ munition, large quantity of cocaine and majority The correctly observes that we cash, drug paraphernalia in a house have held that “Rule should not by used and others. Two [defendant] stand as a bar to the admission of evidence weapons found underneath sofa contradict, introduced to and which the cushions, bedcovers, one underneath the jury might disproves, find a witness’s testi zipper bag and another in the of a vacuum mony as to a material issue the case.’’ Robinson, (em- cleaner.” 857 F.2d at 1010 Majority op. (quoting at 338 added). phasis Blake’s case is indistin- Opager, 799, (5th Cir.1979) guishable. could find that Blake added). (emphasis Opager's Under “spe owning weapons admitted to and nar- rule, cific contradiction” a contradiction as having apartment, cotics and to in the been to a material issue allows for the admission apart- and that he directed the to the evidence, of extrinsic not for purpose key weapons ment’s and to the various impeaching (i.e. witness’ un adjacent secreted narcotics. dermining credibility), pur but for the sup- evidence was more than sufficient to pose proving the truth of the contradict port conviction on counts 5 and 6. ed, material fact. United States v. Di Matteo, 1361, (11th Cir.1983)

Ill (citing Opager), vacated grounds, 469 U.S. judgment of the district court is (1985). course, L.Ed.2d 767 Of the contra AFFIRMED. diction of fact itself does not make the material;

issue the issue is either material collateral, independent or of the contra GOLDBERG, Judge, dissenting: Circuit diction. theAs D.C. Circuit has observed: Relying on a 2-1 decision the Elev- commonly used of collaterality test “[t]he enth 2-1 Circuit and a decision fact, asks: ‘Could the as to which error is subsequently Ninth Circuit which was with- predicated, have been shown in evidence part, drawn relevant holds any purpose independently of the con government properly impeached ” Tarantino, tradiction?’ United States v. the defendant’s with rebuttal ev- (D.C.Cir.) (quoting 3A alleged participation idence of his in an Wigmore, (Chadbourn Evidence Sec. 1003 unrelated, uncharged drug transaction. Rev.1970)), persuaded I reasoning Because am S.Ct. 102 L.Ed.2d 83 Under dissenting opinions in those two test, captures which I believe the es cases, and precedent pro- believe that other sence of the materiality inquiry, Blake’s hibits admission of extrinsic evidence participation unrelated, uncharged matter, on a collateral I join cannot in Part purchase” “reverse plainly transaction was II-B-1 of the majority opinion. a collateral matter. Blake’s defense at trial was that he did I. apartment not reside where the con- traband was apart- subscribe to the view that discovered—that rule says: belonged ex-girlfriend, means what ment “[s]pecific in- and that witness, stances of the conduct of a the contraband for the discovered there purpose of attacking supporting his. When the wit- he testified on direct-examina- *10 tion, credibility, ness’ deny than conviction Blake did not spoke of that he with provided 609, crime as in may police officers; rule merely not be he denied hav- proved by extrinsic evidence. Fed.R.Evid. owning confessed to drugs and Cir.1977), opinion with Al- apartment.1 ex-girlfriend’s in his guns with, 573 F.2d substituted drawn and on direct-examination stated though Blake nothing the contraband about that knew he L.Ed.2d Blake did apartment, retrieved drug with other his involvement deny (now then-Judge I share views testimony on direct- he offered no activity; Young, as ex- Justice) Kennedy Judge Only that issue. examination dissenting opinions in their in pressed on cross-exami- pressed Blake was

when Cardenas, that the respectively, Batts in oth- participated he had whether rebut, nation may not extrinsic with government involve- deny his did he drug activity er is elicited evidence, a which contradiction ment. Batts, 558 F.2d See on cross-examination. J., (“Since dissenting) (Kennedy, at 519-22 denial, seizing on that government, testify subject on the did not Batts impeach the rebuttal offered during his direct examination prior conduct majority approves testimony. The Blake’s it on cross-examina- (or voluntarily raise ground that: on impeachment of this the ... cocaine tion), error to allow it was officers], in admissions [to Blake’s Cardenas, evidence.”);2 F.2d at into ex- he had been that he indicated (“In J., the instant dissenting) (Young, trafficking, drug in tensively involved defendant, not the case, prosecution, government's part of the primary awas of defen- the case the issue injected into such, the admission As case-in-chief. drugs.... with prior involvement dant’s drug in business that he was said that it cannot be defendant] Thus [the in case. issue clearly a material illegal drugs true attitude toward ‘made his incrimi- making the denied When case.”). my To in this issue’ a material police officers nating statements may not view, government cross-exam- the ve- into direct, called misconduct about unrelated ine a defendant about officer’s racity of the offering extrinsic evidence threat under en- the confession. in did the defendant tending prove Blake’s evidence about present titled the D.C. activity. As engage in that fact drugs to corrob- with prior involvement has observed: Circuit con- testimony about orate the case a criminal a defendant where drug transac- of other Evidence fession. on cross-examination stand and takes Blake’s admissions corroborates tions misconduct, charges of unrelated denies trafficking. about im- attempt to may not added). The (emphasis Majority op. at evi- extrinsic peach his the Eleventh principally on relies of such misconduct. dence v. States United 2-1 decision Circuit’s 8. Tarantino, at 1409 n. 1338, 1345-46 Cardenas, 895 F.2d by virtue persuaded that I am not original 2- Cir.1990) Ninth Circuit’s repudiation of confession Batts, 558 Blake’s States United decision No, sir. A. as fol- on direct-examination 1. testified you anything about right. know Q. Did All lows: anything asking like that? me started officers] A. ... [the No, ex-girlfriend], A. sir. [Blake’s Sharon about Q. they point Record, indicate right. at that Did 33. All Vol. Ill at Ridge? at O’Connor you that she lived Yes, then- sir. A. has observed Third Circuit agree you that? ap Q. Did dissenting opinion Judge Kennedy’s in Batts Yes, sir. A. day Circuit parently with the Ninth carried the They Okay. indicated to Q. "subsequent modification virtue of you in her you dope had them that told that apartment upon rule all reliance opinion to eliminate guns apart- you had her admissibility.” ground as a incriminating various an all of these ment things (3d Herman, Cir. you pillow Did guns case. 1978) (holding was inad extrinsic evidence anything agents anything like tell 608(b)). under rule missible that? *11 offenses, charged thereby merely of the he terial denial because the defendant disa- to, made a material issue of his confession vows confession. participation in, unrelated, un participation unrelated, in the un- charged transaction. The material issue in charged drug transaction was collateral to

this case was Blake confessed to whether the material issues at trial. The fact that exercising dominion control over confessing denied to the crimes ex-girlfriend’s contraband seized from his not, charged fortiori, did any make it apartment, not whether he confessed to less so.4 engaging purchase in the reverse transac agree tion. I would that extrinsic evidence II. charged that Blake to the confessed holds, majority alternative, testifying crimes—a witness that Blake that the extrinsic evidence was admissible him that he police told had confessed to the 404(b) under rule as evidence of Blake’s admissible, been officers—would have be knowledge. intent and government cause that evidence would tend to contra did not offer the rebuttal evidence for that dict Blake’s denial on the material issue of purpose, the district court did not admit it charged he confessed to the whether purpose, for that government and the did However, respect crimes. to Blake’s argue appeal that we should affirm unrelated, participating in confession to on that basis. I therefore would decline to uncharged conduct, I would follow the DiMatteo, do so. See 716 F.2d at 1367 post-Batts Ninth Circuit’s decision and hold (“we need not consider whether the evi- that, most, government “the could at dence independently admissible, would be tempt on further cross-examination to elicit government, because the in accord with its response contradict [the defendant] understanding principle of the specific prior testimony, but it could not contradiction, argued has never that [the properly impeach through [the defendant] testimony was offered for witness]’ extrinsic evidence unrelated [an purpose other that to attack ... credibili- See United States v. Bos transaction].” ty”). (9th Cir.1980) ley, 615 F.2d 1276-77 Moreover, I entertain serious doubts as (extrinsic evidence inadmissible to contra admissibility evidence in a dict participation defendant’s denial of case, one, like this where the sole issue at drug transaction). an unrelated trial was whether the defendant committed Thus, although agree I that “[w]hen charged acts. Blake’s defense at trial making Blake denied incriminating mistakenly was not that he unknowingly police direct, statements to the officers on contraband, possessed the but that he had question he called into veracity of the no connection to the contraband at all. On confession,” officers’ about the score, I would follow the lead of the 338,1 majority op. at do not believe he “recognize[] Second Circuit and a distinc-

thereby invited the to intro- tion between defense theories that claim duce extrinsic all the conduct that the defendant did not do the allegedly confessed. Buie all, act at and those that claim that specific contradiction rule defendant mistakenly, did the act only given cannot elasticity.3 be such every Not truly raising the latter disputed issue of minute detail of a confession Colon, becomes ma- intent.” See United States v. 608(b) specifically prohibits 3. Rule the introduc- ried. See Fed.R.Evid. 403. As the support tion of extrinsic Thus, credibility. evidence to acknowledges, "the had obtained the rebuttal was not admissible abundant evidence which it could use to im- to bolster the officers. peach Thus, credibility.” Majority op. at 340. "unfairly prejudicial" like the reference to 4. Even were this extrinsic evidence admissible murders, the Jamaica I would conclude that impeachment purposes, whether "[tjhe probative value of this cumulative im- value was sufficient to overcome peachment was de minimus." See id. at 340-41. prejudice substantial risk of unfair it car- *12 everything credibility Cir.1989) Blake’s was (reversing con ment. (2d 650, 657 agree Although I too would in this case. remanding trial on the for new viction plagued with was 404(b) was inad evidence the ground that vantage inconsistencies, remote intent are from this knowledge and missible). Where degree of say trial, proffered point, I cannot with issues central not the probative,” certainty that the erroneous admission “particularly 404(b) is not evidence Gordon, establishing participation v. evidence his States United . cf 404(b) Cir.1986) (“Rule drug activity, along the “unfair- (5th other 1165, 1174 prejudicial” murder alle- ly where reference to the probative particularly evidence is gation, “had no substantial influence” charged conspiracy.”), has assessing likely outweighed jury value its See id. culpability. (quoting adjudging for unfair “by potential substantially Rodriguez, 573 F.2d v. v. Huddleston United States see prejudice,” 1496, 1502, Cir.1978)). States, (1988) (acknowledging the 99 L.Ed.2d dissent. respectfully I attendant prejudice for unfair potential evidence), especially admission tempered is not prejudice risk of

when See United limiting instruction.

by a Gonzalez-Lira, v. limiting in Cir.1991) (holding that the defense’s

struction, “combined with cross- truth on bring out

ability to examination,” “the introduc insured that MAYFIELD, Plaintiff- B. Calvin relating prior the evidence tion of Appellant, jury not lead the smuggling attempt would prior to convict defendant] [the KLEVENHAGEN, al., Johnny et crime”).5 Defendants-Appellees.

III. MAYFIELD, Petitioner- B. Calvin do, admission of Concluding, I that the Appellant, as improp- was evidence the extrinsic rebuttal a new er, and remand for reverse HARMON, United States Melinda the evidence trial. I believe Judge, Respondent District transaction, especially in uncharged drug -Appellee. “inflammatory ques- combination had killed some- 91-2166, tion” about whether 91-2167 Nos. Calendar). As the one, harmless. cannot be deemed (Summary acknowledges, “Blake’s defense majority Appeals, United States Court jury to determine whether required the Fifth Circuit. his con- lying” the officers There majority op. at 341. fession. See 12, 1991. Sept. little, evidence, than the any, if was testimony of Blake’s confes- police officers’

sion, possessed the that Blake proving ex-girlfriend’s apart-

guns drugs in his government offered ground, instructed. Because the By affirming I fear so on this alternative 404(b), importance specifi- but that the trivializes evidence not under rule given evidence, limiting must be when instruction that cally impeachment there was no as seeks to admit 404(b) limiting instruc- discussion tion, Huddleston, requests it. See and the defendant requested, none and therefore none was Batts, 558 F.2d at S.Ct. at 1502. In both given. Cardenas,

Case Details

Case Name: United States v. Peter Blake, AKA David Clark and Winston Wilson
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Oct 10, 1991
Citation: 941 F.2d 334
Docket Number: 90-1829
Court Abbreviation: 5th Cir.
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